The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8X8 INC NEW | NOTE 0.500% 2/0 | 282914AB6 | 435 | 300,000 | SH | DFND | 435 | 0 | 0 | ||
ACAMAR PARTNERS ACQSITION CO | CL A | 004285102 | 262 | 25,000 | SH | DFND | 262 | 0 | 0 | ||
ACE CONVERGENCE ACQU CORP | CL A | G0083D120 | 2,000 | 200,000 | SH | DFND | 2,000 | 0 | 0 | ||
ACON S2 ACQUISITION CORP | CL SHS | G00748106 | 950 | 95,000 | SH | DFND | 950 | 0 | 0 | ||
AGBA ACQUISITION LTD | SHS | G0120M109 | 5,782 | 555,990 | SH | DFND | 5,782 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 323 | 1,182 | SH | DFND | 323 | 0 | 0 | ||
ALBERTON ACQUISITION CORP | ORD SHS | G35006108 | 1,015 | 92,260 | SH | DFND | 1,015 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 324 | 7,906 | SH | DFND | 324 | 0 | 0 | ||
ALUSSA ENERGY ACQUISITION CO | SHS CL A | G0232J101 | 4,500 | 450,000 | SH | DFND | 4,500 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 306 | 94 | SH | DFND | 306 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 6 | 96,750 | SH | Call | DFND | 6 | 0 | 0 | |
AMPLITUDE HLTHCRE AQUSTIN CO | COM CL A | 03212A105 | 1,300 | 130,000 | SH | DFND | 1,300 | 0 | 0 | ||
ANDINA ACQUISITION CORP III | SHS | G04415108 | 863 | 85,430 | SH | DFND | 863 | 0 | 0 | ||
APOLLO STRATEGIC GROWTH CAPT | SHS CL A | G0411R106 | 1,262 | 125,000 | SH | DFND | 1,262 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,148 | 8,649 | SH | DFND | 1,148 | 0 | 0 | ||
ARTIUS ACQUISITION INC | COM CL A | 04316G105 | 512 | 50,000 | SH | DFND | 512 | 0 | 0 | ||
ASCENDANT DIGITAL ACQUISITIO | COM CL A | G05155109 | 505 | 50,000 | SH | DFND | 505 | 0 | 0 | ||
ASPIRATIONAL CONSUMER LIFEST | COM | G05436103 | 131 | 13,338 | SH | DFND | 131 | 0 | 0 | ||
ATLANTIC AVE ACQUISITION COR | COM CL A | 04906P101 | 3,220 | 322,000 | SH | DFND | 3,220 | 0 | 0 | ||
AVANTI ACQUISITION CORP | SHS CL A | G0682V109 | 1,515 | 150,000 | SH | DFND | 1,515 | 0 | 0 | ||
BILIBILI INC | SPONS ADS REP Z | 090040106 | 18 | 18,800 | SH | Put | DFND | 18 | 0 | 0 | |
BLACKLINE INC | NOTE 0.125% 8/0 | 09239BAB5 | 3,746 | 2,000,000 | SH | DFND | 3,746 | 0 | 0 | ||
BREEZE HOLDINGS ACQUISITN CO | COM | 106762107 | 4,352 | 430,852 | SH | DFND | 4,352 | 0 | 0 | ||
BRILLIANT ACQUISITION CORP | SHS | G1643W111 | 4,070 | 409,004 | SH | DFND | 4,070 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | SHS CL A | G1739V100 | 2,600 | 260,000 | SH | DFND | 2,600 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | CL A | G1702T116 | 13,895 | 1,369,000 | SH | DFND | 13,895 | 0 | 0 | ||
CAPSTAR SPL PURP ACQUISITION | COM CL A | 14070Y101 | 909 | 90,000 | SH | DFND | 909 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 8,829 | 407,638 | SH | DFND | 8,829 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 386 | 407,638 | SH | Put | DFND | 386 | 0 | 0 | |
CC NEUBERGER PRIN HLDGS II | SHS CL A | G3166T103 | 502 | 50,000 | SH | DFND | 502 | 0 | 0 | ||
CHURCHILL CAPITAL CORP IV | CL A | 171439102 | 1,000 | 100,000 | SH | DFND | 1,000 | 0 | 0 | ||
CITIC CAPITAL ACQUISITION CO | COM CL A | G21513109 | 768 | 76,046 | SH | DFND | 768 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 788 | 14,375 | SH | DFND | 788 | 0 | 0 | ||
COHN ROBBINS HOLDINGS CORP | COM CL A | G23726105 | 1,010 | 100,000 | SH | DFND | 1,010 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 312 | 3,645 | SH | DFND | 312 | 0 | 0 | ||
COLONY STARWOOD HOMES | NOTE 3.500% 1/1 | 19625XAB8 | 1,071 | 801,000 | SH | DFND | 1,071 | 0 | 0 | ||
CONX CORP | COM CL A | 212873103 | 500 | 50,000 | SH | DFND | 500 | 0 | 0 | ||
CORELOGIC INC | COM | 21871D103 | 410 | 5,300 | SH | DFND | 410 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 306 | 812 | SH | DFND | 306 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 26,035 | 12,000,000 | SH | DFND | 26,035 | 0 | 0 | ||
CRESCENT ACQUISITION CORP | COM CL A | 22564L105 | 4,658 | 450,000 | SH | DFND | 4,658 | 0 | 0 | ||
D8 HOLDINGS CORP | SHS CL A | G2614K110 | 2,841 | 284,052 | SH | DFND | 2,841 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 1,461 | 642,000 | SH | DFND | 1,461 | 0 | 0 | ||
DFP HEALTHCARE ACQUISITNS CO | COM CL A | 23343Q100 | 262 | 25,000 | SH | DFND | 262 | 0 | 0 | ||
DOW INC | COM | 260557103 | 201 | 3,613 | SH | DFND | 201 | 0 | 0 | ||
DUDDELL STREET ACQUISITN COR | CL A | G28553108 | 517 | 52,252 | SH | DFND | 517 | 0 | 0 | ||
DUPONT DE NEMOURS INC | COM | 26614N102 | 279 | 3,925 | SH | DFND | 279 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | COM CL A | 26873Y104 | 2,550 | 250,000 | SH | DFND | 2,550 | 0 | 0 | ||
EAST RES ACQUISITION CO | COM CL A | 274681105 | 1,239 | 123,908 | SH | DFND | 1,239 | 0 | 0 | ||
EAST STONE ACQUISITION CORP | SHS | G2911D108 | 16,266 | 1,626,650 | SH | DFND | 16,266 | 0 | 0 | ||
ECOLAB INC | COM | 278865100 | 288 | 1,329 | SH | DFND | 288 | 0 | 0 | ||
EDOC ACQUISITION CORP | CL A | G4000A102 | 8,944 | 890,000 | SH | DFND | 8,944 | 0 | 0 | ||
EMPOWER LTD | CL A COM | G3R39W102 | 350 | 35,142 | SH | DFND | 350 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 256 | 963 | SH | DFND | 256 | 0 | 0 | ||
FAST ACQUISITION CORP | COM CL A | 311875108 | 2,020 | 200,000 | SH | DFND | 2,020 | 0 | 0 | ||
FG NEW AMER ACQUISITION CORP | COM | 30259V106 | 1,716 | 171,600 | SH | DFND | 1,716 | 0 | 0 | ||
FIREEYE INC | NOTE 0.875% 6/0 | 31816QAF8 | 2,406 | 2,000,000 | SH | DFND | 2,406 | 0 | 0 | ||
FIRST MAJESTIC SILVER CORP | NOTE 1.875% 3/0 | 32076VAB9 | 864 | 600,000 | SH | DFND | 864 | 0 | 0 | ||
FORTRESS VALUE ACQUISITION I | COM CL A | 349642108 | 512 | 50,000 | SH | DFND | 512 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 204 | 7,847 | SH | DFND | 204 | 0 | 0 | ||
FTAC OLYMPUS ACQUISITION COR | CL A SHS | G37288100 | 512 | 50,000 | SH | DFND | 512 | 0 | 0 | ||
FUSION ACQUISITION CORP | CL A | 36118H105 | 262 | 25,000 | SH | DFND | 262 | 0 | 0 | ||
GALILEO ACQUISITION CORP | SHS | G3770A102 | 3,015 | 300,000 | SH | DFND | 3,015 | 0 | 0 | ||
GO ACQUISITION CORP | COM | 362019101 | 1,010 | 100,000 | SH | DFND | 1,010 | 0 | 0 | ||
GOOD WORKS ACQUISITION CORP | COM | 38216X107 | 2,469 | 249,400 | SH | DFND | 2,469 | 0 | 0 | ||
GORES HLDGS V INC | COM CL A | 382864106 | 850 | 85,000 | SH | DFND | 850 | 0 | 0 | ||
GREENCITY ACQUISITION CORP | COM | G4086B107 | 2,706 | 270,636 | SH | DFND | 2,706 | 0 | 0 | ||
GREENROSE ACQUISITION CORP | COM | 395392103 | 11,909 | 1,185,000 | SH | DFND | 11,909 | 0 | 0 | ||
GREENVISION ACQUISITION CORP | COM | 39678G103 | 6,750 | 665,000 | SH | DFND | 6,750 | 0 | 0 | ||
GS ACQUISITION HLDGS CORP II | COM CL A | 36258Q105 | 262 | 25,000 | SH | DFND | 262 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | NOTE 8/1 | 41068XAD2 | 4,858 | 3,597,000 | SH | DFND | 4,858 | 0 | 0 | ||
HOLICITY INC | COM CL A | 435063102 | 1,210 | 121,000 | SH | DFND | 1,210 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 202 | 762 | SH | DFND | 202 | 0 | 0 | ||
HPX CORP | SHS CL A | G32219100 | 191 | 19,369 | SH | DFND | 191 | 0 | 0 | ||
HUDSON EXECUTIVE INVT CORP | COM CL A | 443761101 | 1,025 | 100,000 | SH | DFND | 1,025 | 0 | 0 | ||
IG ACQUISITION CORP | COM CL A | 449534106 | 588 | 58,239 | SH | DFND | 588 | 0 | 0 | ||
INDUSTRIAL TECH ACQU INC | COM CL A | 456357102 | 4,120 | 412,034 | SH | DFND | 4,120 | 0 | 0 | ||
INSULET CORP | NOTE 1.375%11/1 | 45784PAH4 | 10,585 | 3,869,000 | SH | DFND | 10,585 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 51,950 | 165,538 | SH | DFND | 51,950 | 0 | 0 | ||
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 1,517 | 1,500,000 | SH | DFND | 1,517 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 1,084 | 62,000 | SH | DFND | 1,084 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 536 | 62,000 | SH | Put | DFND | 536 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 6,057 | 40,000 | SH | DFND | 6,057 | 0 | 0 | ||
KISMET ACQUISITION ONE CORP | SHS | G52753103 | 500 | 50,000 | SH | DFND | 500 | 0 | 0 | ||
KKR REAL ESTATE FIN TR INC | NOTE 6.125% 5/1 | 48251KAB6 | 663 | 650,000 | SH | DFND | 663 | 0 | 0 | ||
LANDCADIA HOLDINGS III INC | COM CL A | 51476H100 | 343 | 34,000 | SH | DFND | 343 | 0 | 0 | ||
LGL SYS ACQUISITION CORP | COM CL A | 50201G106 | 758 | 75,000 | SH | DFND | 758 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 740 | 2,808 | SH | DFND | 740 | 0 | 0 | ||
LIONHEART ACQUISITION CORP I | COM CL A | 53625R104 | 236 | 24,000 | SH | DFND | 236 | 0 | 0 | ||
LIV CAP ACQUISITION CORP | CL A | G5510C108 | 6,981 | 698,116 | SH | DFND | 6,981 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 3,041 | 1,845,000 | SH | DFND | 3,041 | 0 | 0 | ||
MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 | 4,475 | 452,033 | SH | DFND | 4,475 | 0 | 0 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 216 | 604 | SH | DFND | 216 | 0 | 0 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 4,545 | 450,000 | SH | DFND | 4,545 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 925 | 4,158 | SH | DFND | 925 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 338 | 5,787 | SH | DFND | 338 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITIO | COM CL A | 612657106 | 1,304 | 129,074 | SH | DFND | 1,304 | 0 | 0 | ||
MOUNTAIN CREST ACQUISITION C | COM | 62401M106 | 256 | 25,000 | SH | DFND | 256 | 0 | 0 | ||
NEWHOLD INVESTMENT CORP | COM CL A | 651448102 | 1,235 | 123,509 | SH | DFND | 1,235 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 257 | 4,297 | SH | DFND | 257 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 286 | 3,711 | SH | DFND | 286 | 0 | 0 | ||
NEXTGEN ACQUISITION CORP | CL A | G65305107 | 1,144 | 115,000 | SH | DFND | 1,144 | 0 | 0 | ||
NORTH MOUNTAIN MERGER CORP | COM CL A | 661204107 | 205 | 20,000 | SH | DFND | 205 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 10,826 | 425,728 | SH | DFND | 10,826 | 0 | 0 | ||
NORWEGIAN CRUISE LINE HLDG L | SHS | G66721104 | 1,028 | 425,728 | SH | Put | DFND | 1,028 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 2,187 | 1,179,000 | SH | DFND | 2,187 | 0 | 0 | ||
OAKTREE ACQUISITION CORP II | CL A SHS | G6715X103 | 512 | 50,000 | SH | DFND | 512 | 0 | 0 | ||
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 13,013 | 8,780,000 | SH | DFND | 13,013 | 0 | 0 | ||
OSPREY TECHNLGY AQUISTION CO | COM CL A | 68839R104 | 1,025 | 100,000 | SH | DFND | 1,025 | 0 | 0 | ||
OTR ACQUISITION CORP | COM CL A | 67113Q105 | 2,420 | 239,613 | SH | DFND | 2,420 | 0 | 0 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 359 | 280,000 | SH | Call | DFND | 359 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 719 | 4,849 | SH | DFND | 719 | 0 | 0 | ||
PETRA ACQUISITION INC | COM | 716421102 | 621 | 62,105 | SH | DFND | 621 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 331 | 4,004 | SH | DFND | 331 | 0 | 0 | ||
PMV CONSUMER ACQUISITION COR | COM | 693486102 | 400 | 40,000 | SH | DFND | 400 | 0 | 0 | ||
PRICELINE GRP INC | NOTE 0.900% 9/1 | 741503AX4 | 632 | 543,000 | SH | DFND | 632 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,282 | 9,217 | SH | DFND | 1,282 | 0 | 0 | ||
PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 1,280 | 1,150,000 | SH | DFND | 1,280 | 0 | 0 | ||
PROPERTY SOLUTIONS ACQUISITI | COM | 74348Q108 | 3,207 | 323,900 | SH | DFND | 3,207 | 0 | 0 | ||
PTK ACQUISITION CORP | COM | 69375F108 | 638 | 63,837 | SH | DFND | 638 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 8,217 | 3,750,000 | SH | DFND | 8,217 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 6/0 | 74736LAD1 | 5,703 | 3,744,000 | SH | DFND | 5,703 | 0 | 0 | ||
RECHARGE ACQUISITION CORP | COM CL A | 756229100 | 623 | 62,255 | SH | DFND | 623 | 0 | 0 | ||
RH | NOTE 6/1 | 74967XAA1 | 11,479 | 4,910,000 | SH | DFND | 11,479 | 0 | 0 | ||
ROMAN DBDR TECH ACQUISITION | COM CL A | 77584N101 | 1,350 | 135,000 | SH | DFND | 1,350 | 0 | 0 | ||
BREEZE HOLDINGS ACQUISITN CO | RIGHT 05/23/2022 | 106762123 | 8 | 39,251 | SH | DFND | 8 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 12 | 25,000 | SH | DFND | 12 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 3,875 | 2,000,000 | SH | DFND | 3,875 | 0 | 0 | ||
SANDBRIDGE ACQUISITION CORP | COM CL A | 799793104 | 187 | 19,000 | SH | DFND | 187 | 0 | 0 | ||
SC HEALTH CORP | COM CL A | G78516203 | 3,384 | 335,000 | SH | DFND | 3,384 | 0 | 0 | ||
SCVX CORP | COM | G79448208 | 482 | 47,000 | SH | DFND | 482 | 0 | 0 | ||
SEAPORT GLOBAL ACQUISITN COR | COM CL A | 812227106 | 1,970 | 196,982 | SH | DFND | 1,970 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 975 | 11,000 | SH | DFND | 975 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,589 | 14,000 | SH | DFND | 1,589 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 265 | 7,000 | SH | DFND | 265 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 320 | 436 | SH | DFND | 320 | 0 | 0 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 10,301 | 4,558,000 | SH | DFND | 10,301 | 0 | 0 | ||
SOFTWARE ACQUISITN GRUP INC | COM CL A | 83407F101 | 3,245 | 327,800 | SH | DFND | 3,245 | 0 | 0 | ||
SPARTACUS ACQUISITION CORP | CL A | 84677L109 | 1,789 | 178,000 | SH | DFND | 1,789 | 0 | 0 | ||
SPDR DOW JONES INDL AVERAGE | UT SER 1 | 78467X109 | 14,124 | 46,161 | SH | DFND | 14,124 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,170,610 | 3,128,502 | SH | DFND | 1,170,610 | 0 | 0 | ||
SPORTS ENTERTAINMENT ACQU CO | COM CL A | 84918M106 | 1,150 | 115,000 | SH | DFND | 1,150 | 0 | 0 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 2,875 | 16,100 | SH | DFND | 2,875 | 0 | 0 | ||
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 1,189 | 864,000 | SH | DFND | 1,189 | 0 | 0 | ||
TAILWIND ACQUISITION CORP | COM CL A | 87403Q102 | 400 | 40,000 | SH | DFND | 400 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 266 | 377 | SH | DFND | 266 | 0 | 0 | ||
TOTTENHAM ACQUISITION I LTD | SHS | G8959N106 | 627 | 59,723 | SH | DFND | 627 | 0 | 0 | ||
TREBIA ACQUISITION CORP | COM CL A | G9027T109 | 256 | 25,000 | SH | DFND | 256 | 0 | 0 | ||
TUSCAN HLDGS CORP II | COM | 90070A103 | 3,990 | 379,970 | SH | DFND | 3,990 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 5,403 | 4,500,000 | SH | DFND | 5,403 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 1,544 | 1,520,000 | SH | DFND | 1,544 | 0 | 0 | ||
UNION ACQUISITION CORP II | SHS | G9402Q100 | 9,045 | 900,000 | SH | DFND | 9,045 | 0 | 0 | ||
ACKRELL SPAC PARTNERS I CO | UNIT 12/01/2026 | 00461L204 | 5,914 | 577,000 | SH | DFND | 5,914 | 0 | 0 | ||
ALTITUDE ACQUISITION CORP | UNIT 11/30/2027 | 02156Y202 | 1,025 | 100,000 | SH | DFND | 1,025 | 0 | 0 | ||
AMERICAS TECHNOLOGY ACQSN CO | UNIT 99/99/9999 | G0404A128 | 3,060 | 300,000 | SH | DFND | 3,060 | 0 | 0 | ||
BETTER WORLD ACQUISITION COR | UNIT 11/15/2027 | 08772B203 | 360 | 35,000 | SH | DFND | 360 | 0 | 0 | ||
BLUE WTR ACQUISITION CORP | UNIT 08/31/2027 | 09607T203 | 4,116 | 401,592 | SH | DFND | 4,116 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | UNIT 08/26/2025 | G1702T132 | 259 | 23,562 | SH | DFND | 259 | 0 | 0 | ||
CARNEY TECHNOLOGY ACQU CORP | UNIT 12/10/2025 | 143636207 | 255 | 25,000 | SH | DFND | 255 | 0 | 0 | ||
CASCADE ACQUISITION CORP | UNIT 99/99/9999 | 147151203 | 2,562 | 250,000 | SH | DFND | 2,562 | 0 | 0 | ||
CF FIN ACQUISITION CORP III | UNIT 09/30/2027 | 12529D207 | 518 | 50,000 | SH | DFND | 518 | 0 | 0 | ||
DELWINDS INS ACQUISITION COR | UNIT 99/99/9999 | 24803C201 | 1,530 | 150,000 | SH | DFND | 1,530 | 0 | 0 | ||
EDTECHX HOLDINGS ACQU CORP I | UNIT 08/31/2027 | 28139A201 | 597 | 58,524 | SH | DFND | 597 | 0 | 0 | ||
FAR PEAK ACQUISITION CORP | UNIT 99/99/9999 | G3312L129 | 309 | 30,000 | SH | DFND | 309 | 0 | 0 | ||
GENESIS PK ACQUISITION CORP | UNIT 99/99/9999 | G38245117 | 1,030 | 100,000 | SH | DFND | 1,030 | 0 | 0 | ||
GLOBIS ACQUISITION CORP | UNIT 11/01/2025 | 379582208 | 1,123 | 109,000 | SH | DFND | 1,123 | 0 | 0 | ||
GOLDEN FALCON ACQUISITION CO | UNIT 99/99/9999 | 38102H208 | 218 | 21,089 | SH | DFND | 218 | 0 | 0 | ||
HIGHCAPE CAP ACQUISITION COR | UNIT 09/30/2027 | 42984L204 | 250 | 25,000 | SH | DFND | 250 | 0 | 0 | ||
JAWS SPITFIRE ACQUISITION CO | UNIT 99/99/9999 | G50740128 | 215 | 20,000 | SH | DFND | 215 | 0 | 0 | ||
KINGSWOOD ACQUISITION CORP | UNIT 99/99/9999 | 496861204 | 3,075 | 300,000 | SH | DFND | 3,075 | 0 | 0 | ||
KINS TECHNOLOGY GROUP INC | UNIT 10/14/2025 | 49714K208 | 2,832 | 275,000 | SH | DFND | 2,832 | 0 | 0 | ||
L&F ACQUISITION CORP | UNIT 99/99/9999 | G53702125 | 255 | 25,000 | SH | DFND | 255 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | UNIT 99/99/9999 | 62477L206 | 5,638 | 550,000 | SH | DFND | 5,638 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 6,138 | 116,275 | SH | DFND | 6,138 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 99/99/9999 | 65339F739 | 1,719 | 35,435 | SH | DFND | 1,719 | 0 | 0 | ||
PG&E CORP | UNIT 99/99/9999 | 69331C140 | 4,071 | 35,000 | SH | DFND | 4,071 | 0 | 0 | ||
PINE IS ACQUISITION CORP | UNIT 99/99/9999 | 722615200 | 366 | 35,000 | SH | DFND | 366 | 0 | 0 | ||
REVOLUTION ACCELERTN ACQU CO | UNIT 12/01/2025 | 76156P205 | 256 | 25,000 | SH | DFND | 256 | 0 | 0 | ||
RMG ACQUISITION CORP II | UNIT 12/09/2025 | G76083115 | 259 | 25,000 | SH | DFND | 259 | 0 | 0 | ||
ROMAN DBDR TECH ACQUISITION | UNIT 99/99/9999 | 77584N200 | 310 | 29,100 | SH | DFND | 310 | 0 | 0 | ||
ROTH CH ACQUISITION II CO | UNIT 12/11/2025 | 778673202 | 260 | 25,000 | SH | DFND | 260 | 0 | 0 | ||
SCION TECH GROWTH I | UNIT 12/17/2025 | G31067120 | 769 | 75,000 | SH | DFND | 769 | 0 | 0 | ||
SOFTWARE ACQUISITN GRUP INC | UNIT 99/99/9999 | 83407F200 | 520 | 50,000 | SH | DFND | 520 | 0 | 0 | ||
TIGA ACQUISITION CORP | UNIT 99/99/9999 | G88672129 | 1,486 | 142,850 | SH | DFND | 1,486 | 0 | 0 | ||
TREPONT ACQUISITION CORP I | UNIT 99/99/9999 | G9095M119 | 337 | 33,066 | SH | DFND | 337 | 0 | 0 | ||
VENTOUX CCM ACQUISITION CORP | UNIT 09/30/2025 | 92280L200 | 11,788 | 1,150,000 | SH | DFND | 11,788 | 0 | 0 | ||
VIVEON HEALTH ACQUISITION CO | UNIT 99/99/9999 | 92853V205 | 12,484 | 1,218,000 | SH | DFND | 12,484 | 0 | 0 | ||
ZANITE ACQUISITION CORP | UNIT 10/08/2025 | 98907K202 | 2,832 | 275,000 | SH | DFND | 2,832 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 1,627 | 30,000 | SH | DFND | 1,627 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 1,441 | 40,000 | SH | DFND | 1,441 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 93 | 40,000 | SH | Call | DFND | 93 | 0 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 1,376 | 4,000 | SH | DFND | 1,376 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 255 | 1,164 | SH | DFND | 255 | 0 | 0 | ||
VISTAS MEDIA ACQUISITION CO | COM CL A | 92840T107 | 7,100 | 710,000 | SH | DFND | 7,100 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 743 | 5,154 | SH | DFND | 743 | 0 | 0 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 7,449 | 3,660,000 | SH | DFND | 7,449 | 0 | 0 | ||
OTR ACQUISITION CORP | *W EXP 11/30/202 | 67113Q113 | 12 | 16,252 | SH | DFND | 12 | 0 | 0 | ||
YUNHONG INTL | CL A SHS | G98882106 | 6,160 | 622,213 | SH | DFND | 6,160 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 2.750% 5/1 | 98954MAH4 | 1,040 | 500,000 | SH | DFND | 1,040 | 0 | 0 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 851 | 500,000 | SH | DFND | 851 | 0 | 0 |