The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Central Fund of Canada Class A | Class A | 153501101 | 224 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
PowerShares Double Short Gold | PS DB SHRTGOLD | 25154H756 | 2,152 | 324,540 | SH | SOLE | 324,540 | 0 | 0 | ||
ProShares UltraShort Australian Dollar | ULTRASHORT AUD | 74347W460 | 2,477 | 58,600 | SH | SOLE | 58,600 | 0 | 0 | ||
ProShares UltraShort Gold | PS ULTRASHRT GOLD | 74347W395 | 72 | 800 | SH | SOLE | 800 | 0 | 0 | ||
Proshares UltraShort Euro | ULTRASHRT EURO | 74347W882 | 5,132 | 303,150 | SH | SOLE | 303,150 | 0 | 0 | ||
Proshares UltraShort Yen | ULTRASHRT YEN | 74347W569 | 2,886 | 42,675 | SH | SOLE | 42,675 | 0 | 0 | ||
Sprott Physical Gold Trust | Unit | 85207H104 | 761 | 71,340 | SH | SOLE | 71,340 | 0 | 0 | ||
Alamos Gold | COM | 011527108 | 94 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
Ascent Solar Technologies | COM | 043635101 | 30 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Ballard Power Systems | COM | 058586108 | 1,925 | 437,500 | SH | SOLE | 437,500 | 0 | 0 | ||
Canadian Solar | COM | 136635109 | 2,506 | 78,230 | SH | SOLE | 78,230 | 0 | 0 | ||
Capstone Turbine | COM | 14067D102 | 614 | 288,400 | SH | SOLE | 288,400 | 0 | 0 | ||
China Ming Yang Wind Power | COM | 16951C108 | 579 | 203,200 | SH | SOLE | 203,200 | 0 | 0 | ||
Consolidated Water | COM | G23773107 | 857 | 65,050 | SH | SOLE | 65,050 | 0 | 0 | ||
Direxion Gold Miners Bear 3x | GLD MNRS BEAR 3X | 25459W235 | 1,026 | 39,700 | SH | SOLE | 39,700 | 0 | 0 | ||
Donaldson | COM | 257651109 | 382 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
DryShips | SHS | Y2109Q101 | 1,639 | 507,350 | SH | SOLE | 507,350 | 0 | 0 | ||
EnerSys | COM | 29275Y102 | 956 | 13,800 | SH | SOLE | 13,800 | 0 | 0 | ||
Energy Recovery | COM | 29270J100 | 1,290 | 242,454 | SH | SOLE | 242,454 | 0 | 0 | ||
Federal Home Loan Mortgage Corporation | COM | 313400301 | 1,245 | 322,500 | SH | SOLE | 322,500 | 0 | 0 | ||
Federal National Mortgage Association | COM | 313586109 | 8,687 | 2,227,400 | SH | SOLE | 2,227,400 | 0 | 0 | ||
Franco-Nevada | COM | 351858105 | 147 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
Freeport-McMoRan Coper & Gold | COM | 35671D857 | 165 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FuelCell Energy | COM | 35952H106 | 4,015 | 1,618,900 | SH | SOLE | 1,618,900 | 0 | 0 | ||
Global X Lithium ETF | GLB X Lithium | 37950E762 | 41 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Hanwha SolarOne | ADR | 41135V103 | 812 | 284,075 | SH | SOLE | 284,075 | 0 | 0 | ||
Hydrogenics | COM | 448883207 | 2,672 | 98,050 | SH | SOLE | 98,050 | 0 | 0 | ||
Ideal Power | COM | 451622104 | 656 | 81,550 | SH | SOLE | 81,550 | 0 | 0 | ||
JA Solar Holdings ADR | ADR | 466090206 | 1,481 | 145,600 | SH | SOLE | 145,600 | 0 | 0 | ||
JinkoSolar | ADR | 47759T100 | 781 | 27,950 | SH | SOLE | 27,950 | 0 | 0 | ||
Johnson Controls | COM | 478366107 | 1,582 | 33,425 | SH | SOLE | 33,425 | 0 | 0 | ||
Marathon Petroleum | COM | 56585A102 | 1,055 | 12,125 | SH | SOLE | 12,125 | 0 | 0 | ||
Maxwell Technologies | COM | 577767106 | 2,034 | 157,400 | SH | SOLE | 157,400 | 0 | 0 | ||
Microsoft | COM | 594918104 | 158 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
NRG Yield | COM | 62942X108 | 1,225 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
Navios Maritime Acquisition | ADR | Y62159101 | 376 | 102,653 | SH | SOLE | 102,653 | 0 | 0 | ||
NextEra Energy | COM | 65339F101 | 1,566 | 16,375 | SH | SOLE | 16,375 | 0 | 0 | ||
Pfizer | COM | 717081103 | 77 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Plug Power | COM | 72919P202 | 1,343 | 189,100 | SH | SOLE | 189,100 | 0 | 0 | ||
Powersecure International | COM | 73936N105 | 268 | 11,450 | SH | SOLE | 11,450 | 0 | 0 | ||
ProShares UltraShort Silver ETF | PSHS ULSSLVR | 74347W114 | 208 | 2,470 | SH | SOLE | 2,470 | 0 | 0 | ||
Quantum Fuel Systems | COM | 74765E307 | 8,279 | 855,250 | SH | SOLE | 855,250 | 0 | 0 | ||
Randgold Resources | COM | 752344309 | 113 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
Silver Wheaton | COM | 828336107 | 114 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SunEdison | COM | 86732Y109 | 999 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
SunPower | COM | 867652406 | 1,330 | 41,220 | SH | SOLE | 41,220 | 0 | 0 | ||
Tenneco | COM | 880349105 | 627 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
Terra Nitrogen | Com Unit | 881005201 | 97 | 635 | SH | SOLE | 635 | 0 | 0 | ||
Toyota Motor | ADR | 892331307 | 45 | 400 | SH | SOLE | 400 | 0 | 0 | ||
Trina Solar ADR | ADR | 89628E104 | 822 | 61,150 | SH | SOLE | 61,150 | 0 | 0 | ||
UQM Technologies | COM | 903213106 | 1,690 | 640,100 | SH | SOLE | 640,100 | 0 | 0 | ||
Valero Energy | COM | 91913Y100 | 1,321 | 24,875 | SH | SOLE | 24,875 | 0 | 0 | ||
Williams | COM | 969457100 | 207 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
iPath DJ-UBS Grains Subindex | ETN DJUBS GRNS37 | 06739H305 | 1,450 | 28,750 | SH | SOLE | 28,750 | 0 | 0 | ||
China Ming Yang Wind Power 04/19/14 5 Ca | CALL | 19551C908 | 2 | 400 | SH | Call | SOLE | 0 | 0 | 400 | |
Gold Miners Bear 3X 04/19/14 26 Call | CALL | 2549W905 | 172 | 715 | SH | Call | SOLE | 0 | 0 | 715 | |
Google 04/19/2014 1150 Call | CALL | 38259P908 | 35 | 17 | SH | Call | SOLE | 0 | 0 | 17 | |
Plug Power 04/19/2014 3.50 Call | CALL | 72919P902 | 777 | 2,100 | SH | Call | SOLE | 0 | 0 | 2,100 | |
Quantum Fuel Systems 04/19/2014 5 Call | CALL | 74765E907 | 75 | 150 | SH | Call | SOLE | 0 | 0 | 150 | |
Apple 05/17/2014 550 Call Option | CALL | 037833900 | 106 | 90 | SH | Call | SOLE | 0 | 0 | 90 | |
Direxion 3X Real Estate 05/17/2014 45 Ca | CALL | 25459W905 | 125 | 260 | SH | Call | SOLE | 0 | 0 | 260 | |
SunEdison 05/17/2014 18 Call | CALL | 86732Y909 | 124 | 550 | SH | Call | SOLE | 0 | 0 | 550 | |
Vringo 05/17/2014 4 Call | CALL | 92911N904 | 8 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
Apple 01/17/2015 600 Call Option | CALL | 037833900 | 145 | 75 | SH | Call | SOLE | 0 | 0 | 75 |