The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Central Fund of Canada Class A | CLASS A | 153501101 | 237 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
Currencyshares Canadian Dollar ETF | CDN Dollar SHS | 23129X105 | 142 | 1,525 | SH | SOLE | 1,525 | 0 | 0 | ||
ProShares UltraShort 20+ Year Treasury | PSHS ULTSH 20YRS | 74347B201 | 1,822 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ProShares UltraShort Australian Dollar | PROSHS AUS | 74347W460 | 2,301 | 57,100 | SH | SOLE | 57,100 | 0 | 0 | ||
Proshares Short 20+ Treasury | SHRT 20+ YR TRE | 74347X849 | 2,520 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
Proshares UltraShort Euro | ULTRASHRT EURO | 74347W882 | 4,662 | 273,450 | SH | SOLE | 273,450 | 0 | 0 | ||
Sprott Physical Gold Trust | UNIT | 85207H104 | 835 | 75,840 | SH | SOLE | 75,840 | 0 | 0 | ||
Alamos Gold | COM | 011527108 | 34 | 3,400 | SH | SOLE | 3,400 | 0 | 0 | ||
Ascent Solar Technologies | COM | 043635101 | 21 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
Ballard Power Systems | COM | 058586108 | 1,918 | 465,500 | SH | SOLE | 465,500 | 0 | 0 | ||
CF Industries | COM | 125269100 | 1,518 | 6,310 | SH | SOLE | 6,310 | 0 | 0 | ||
Canadian Solar | COM | 136635109 | 2,403 | 76,880 | SH | SOLE | 76,880 | 0 | 0 | ||
Capstone Turbine | COM | 14067D102 | 435 | 288,400 | SH | SOLE | 288,400 | 0 | 0 | ||
China Ming Yang Wind Power | ADR | 16951C108 | 697 | 203,200 | SH | SOLE | 203,200 | 0 | 0 | ||
Consolidated Water | ORD | G23773107 | 728 | 61,850 | SH | SOLE | 61,850 | 0 | 0 | ||
Corning | COM | 219350105 | 55 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Cross Timbers Royalty Trust | TR UNIT | 22757R109 | 58 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
Dakota Plains Holdings | COM | 234255107 | 40 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Donaldson | COM | 257651109 | 432 | 10,200 | SH | SOLE | 10,200 | 0 | 0 | ||
DryShips | SHS | Y2109Q101 | 1,634 | 507,350 | SH | SOLE | 507,350 | 0 | 0 | ||
EnerSys | COM | 29275Y102 | 930 | 13,525 | SH | SOLE | 13,525 | 0 | 0 | ||
Energy Recovery | COM | 29270J100 | 1,239 | 251,854 | SH | SOLE | 251,854 | 0 | 0 | ||
Federal Home Loan Mortgage Corporation | COM | 313400301 | 1,631 | 422,500 | SH | SOLE | 422,500 | 0 | 0 | ||
Federal National Mortgage Association | COM | 313586109 | 5,640 | 1,442,400 | SH | SOLE | 1,442,400 | 0 | 0 | ||
Freeport-McMoRan | COM | 35671D857 | 183 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
FuelCell Energy | COM | 35952H106 | 4,061 | 1,691,900 | SH | SOLE | 1,691,900 | 0 | 0 | ||
GT Advanced Technologies | COM | 36191U106 | 104 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
Gaslog | UNIT LTD PTNRP | Y2687W108 | 147 | 4,600 | SH | SOLE | 4,600 | 0 | 0 | ||
Global X Lithium ETF | GLB X LITHIUM | 37950E762 | 41 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
Hanwha SolarOne | ADR | 41135V103 | 852 | 307,575 | SH | SOLE | 307,575 | 0 | 0 | ||
Horizon Pharma | COM | 44047T109 | 1,104 | 69,800 | SH | SOLE | 69,800 | 0 | 0 | ||
Hugoton Royalty Trust | UNIT BEN INT | 444717102 | 63 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
Hydrogenics | COM | 448883207 | 1,832 | 98,050 | SH | SOLE | 98,050 | 0 | 0 | ||
Ideal Power | COM | 451622104 | 753 | 81,550 | SH | SOLE | 81,550 | 0 | 0 | ||
JA Solar Holdings ADR | ADR | 466090206 | 1,652 | 152,100 | SH | SOLE | 152,100 | 0 | 0 | ||
JinkoSolar | ADR | 47759T100 | 843 | 27,950 | SH | SOLE | 27,950 | 0 | 0 | ||
Johnson Controls | COM | 478366107 | 1,644 | 32,925 | SH | SOLE | 32,925 | 0 | 0 | ||
Marathon Petroleum | COM | 56585A102 | 947 | 12,125 | SH | SOLE | 12,125 | 0 | 0 | ||
Maxwell Technologies | COM | 577767106 | 2,434 | 160,900 | SH | SOLE | 160,900 | 0 | 0 | ||
Microsoft | COM | 594918104 | 161 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
NRG Yield | CLASS A | 62942X108 | 1,671 | 32,100 | SH | SOLE | 32,100 | 0 | 0 | ||
Navios Maritime Acquisition | SHS | Y62159101 | 381 | 102,653 | SH | SOLE | 102,653 | 0 | 0 | ||
NextEra Energy | COM | 65339F101 | 1,732 | 16,900 | SH | SOLE | 16,900 | 0 | 0 | ||
Pfizer | COM | 717081103 | 47 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Plug Power | COM | 72919P202 | 1,841 | 393,300 | SH | SOLE | 393,300 | 0 | 0 | ||
Potash Corporation of Saskatchewan | COM | 73755L107 | 1,319 | 34,750 | SH | SOLE | 34,750 | 0 | 0 | ||
Powersecure International | COM | 73936N105 | 141 | 14,450 | SH | SOLE | 14,450 | 0 | 0 | ||
Quantum Fuel Systems | COM | 74765E307 | 4,948 | 856,100 | SH | SOLE | 856,100 | 0 | 0 | ||
RF Micro Devices | COM | 749941100 | 264 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
Real Goods Solar | COM | 75601N104 | 30 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
San Juan Basin RT | UNIT BEN INT | 798241105 | 64 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
Sevcon | COM | 81783K108 | 98 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SunEdison | COM | 86732Y109 | 1,271 | 56,250 | SH | SOLE | 56,250 | 0 | 0 | ||
SunPower | COM | 867652406 | 1,816 | 44,320 | SH | SOLE | 44,320 | 0 | 0 | ||
Tenneco | COM | 880349105 | 710 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
Terra Nitrogen | COM UNIT | 881005201 | 92 | 635 | SH | SOLE | 635 | 0 | 0 | ||
Tesla Motors | COM | 88160R101 | 60 | 250 | SH | SOLE | 250 | 0 | 0 | ||
Trina Solar ADR | ADR | 89628E104 | 836 | 65,150 | SH | SOLE | 65,150 | 0 | 0 | ||
Tyson Foods | CLASS A | 902494103 | 1,160 | 30,900 | SH | SOLE | 30,900 | 0 | 0 | ||
UQM Technologies | COM | 903213106 | 1,468 | 646,600 | SH | SOLE | 646,600 | 0 | 0 | ||
Williams | COM | 969457100 | 297 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
Yingli Green Energy ADR | ADR | 98584B103 | 275 | 73,500 | SH | SOLE | 73,500 | 0 | 0 | ||
Alcoa 07/19/2014 15 Call | CALL | 013817901 | 6 | 200 | SH | Call | SOLE | 0 | 0 | 200 | |
FuelCell 07/19/2014 2.50 Call | CALL | 35952H906 | 12 | 1,450 | SH | Call | SOLE | 0 | 0 | 1,450 | |
Gold Miners Bear 3X 07/19/2014 25 Call | CALL | 25459W905 | 2 | 180 | SH | Call | SOLE | 0 | 0 | 180 | |
Plug Power 07/19/2014 5 Call | CALL | 72919P902 | 9 | 500 | SH | Call | SOLE | 0 | 0 | 500 | |
Plug Power 07/19/2014 6 Call | CALL | 72919P902 | 2 | 345 | SH | Call | SOLE | 0 | 0 | 345 | |
SolarCity 07/19/2014 50 Call | CALL | 83416T900 | 336 | 160 | SH | Call | SOLE | 0 | 0 | 160 | |
Dryships 09/20/2014 3 Call | CALL | Y2109Q901 | 25 | 570 | SH | Call | SOLE | 0 | 0 | 570 | |
First Solar 09/20/2014 62.50 Call | CALL | 336433907 | 258 | 219 | SH | Call | SOLE | 0 | 0 | 219 | |
GT Advanced Tech 09/20/2014 17 Call | CALL | 36191U906 | 175 | 530 | SH | Call | SOLE | 0 | 0 | 530 | |
SPDR Gold Shares 09/20/2014 126 Put | PUT | 78463V957 | 2 | 10 | SH | Put | SOLE | 0 | 0 | 10 | |
SunEdison 10/18/2014 17 Call | CALL | 86732Y909 | 347 | 550 | SH | Call | SOLE | 0 | 0 | 550 | |
Apple 01/17/2015 85.71 Call | CALL | 037833900 | 720 | 679 | SH | Call | SOLE | 0 | 0 | 679 | |
Apple 01/17/2015 91.43 Call | CALL | 037833900 | 226 | 305 | SH | Call | SOLE | 0 | 0 | 305 | |
Google 01/17/2015 600 Call | CALL | 38259P908 | 136 | 53 | SH | Call | SOLE | 0 | 0 | 53 |