The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Central Fund of Canada Class A | CLASS A | 153501101 | 201 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
PowerShares Double Short Gold | PS GOLD DS ETN | 25154H756 | 55 | 7,600 | SH | SOLE | 7,600 | 0 | 0 | ||
ProShares UltraShort 20+ Year Treasury | PSHS ULTSH 20YRS | 74347B201 | 1,714 | 30,425 | SH | SOLE | 30,425 | 0 | 0 | ||
ProShares UltraShort Australian Dollar | PROSHS AUS | 74347W460 | 1,269 | 27,700 | SH | SOLE | 27,700 | 0 | 0 | ||
Proshares Short 20+ Treasury | SHRT 20+ YR TRE | 74347X849 | 2,461 | 88,700 | SH | SOLE | 88,700 | 0 | 0 | ||
Proshares UltraShort Euro | ULTRASHRT EURO | 74347W882 | 3,127 | 156,650 | SH | SOLE | 156,650 | 0 | 0 | ||
Proshares UltraShort Yen | ULTRASHORT YEN | 74347W569 | 1,258 | 16,600 | SH | SOLE | 16,600 | 0 | 0 | ||
Sprott Physical Gold Trust | UNIT | 85207H104 | 756 | 75,840 | SH | SOLE | 75,840 | 0 | 0 | ||
Alamos Gold | COM | 011527108 | 19 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
Ascent Solar Technologies | COM NEW | 043635309 | 11 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Ballard Power Systems | COM | 058586108 | 1,570 | 486,000 | SH | SOLE | 486,000 | 0 | 0 | ||
BorgWarner | COM | 099724106 | 110 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
CF Industries | COM | 125269100 | 1,661 | 5,950 | SH | SOLE | 5,950 | 0 | 0 | ||
CVR Refining LP | COM | 12663P107 | 23 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Canadian Solar | COM | 136635109 | 2,707 | 75,680 | SH | SOLE | 75,680 | 0 | 0 | ||
Capstone Turbine | COM | 14067D102 | 281 | 262,600 | SH | SOLE | 262,600 | 0 | 0 | ||
China Ming Yang Wind Power | ADR | 16951C108 | 596 | 196,200 | SH | SOLE | 196,200 | 0 | 0 | ||
Cross Timbers Royalty Trust | TR UNIT | 22757R109 | 103 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
Cummins | COM | 231021106 | 1,481 | 11,220 | SH | SOLE | 11,220 | 0 | 0 | ||
Dakota Plains Holdings | COM | 234255107 | 36 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
DryShips | SHS | Y2109Q101 | 1,215 | 491,850 | SH | SOLE | 491,850 | 0 | 0 | ||
Energy Recovery | COM | 29270J100 | 892 | 251,854 | SH | SOLE | 251,854 | 0 | 0 | ||
Federal Home Loan Mortgage Corporation | COM | 313400301 | 1,077 | 408,000 | SH | SOLE | 408,000 | 0 | 0 | ||
Federal National Mortgage Association | COM | 313586109 | 3,880 | 1,442,400 | SH | SOLE | 1,442,400 | 0 | 0 | ||
First Solar | COM | 336433107 | 4 | 65 | SH | SOLE | 65 | 0 | 0 | ||
FuelCell Energy | COM | 35952H106 | 3,497 | 1,673,200 | SH | SOLE | 1,673,200 | 0 | 0 | ||
Gaslog | SHS | G37585109 | 160 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
Hanwha SolarOne | ADR | 41135V103 | 821 | 351,025 | SH | SOLE | 351,025 | 0 | 0 | ||
Hugoton Royalty Trust | UNIT BEN INT | 444717102 | 96 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
Hydrogenics | COM NEW | 448883207 | 1,583 | 94,050 | SH | SOLE | 94,050 | 0 | 0 | ||
Ideal Power | COM | 451622104 | 467 | 61,800 | SH | SOLE | 61,800 | 0 | 0 | ||
JA Solar Holdings ADR | ADR | 466090206 | 1,377 | 148,825 | SH | SOLE | 148,825 | 0 | 0 | ||
JinkoSolar | ADR | 47759T100 | 1,576 | 57,325 | SH | SOLE | 57,325 | 0 | 0 | ||
Maxwell Technologies | COM | 577767106 | 1,211 | 138,900 | SH | SOLE | 138,900 | 0 | 0 | ||
Microsoft | COM | 594918104 | 178 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
NRG Energy | COM NEW | 629377508 | 1,882 | 61,750 | SH | SOLE | 61,750 | 0 | 0 | ||
Navios Maritime Acquisition | SHS | Y62159101 | 278 | 102,653 | SH | SOLE | 102,653 | 0 | 0 | ||
NextEra Energy | COM | 65339F101 | 1,655 | 17,625 | SH | SOLE | 17,625 | 0 | 0 | ||
Pattern Energy Group | CLASS A | 70338P100 | 53 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
Permian Basin Royalty Trust | UNIT BEN INT | 714236106 | 145 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
Pfizer | COM | 717081103 | 47 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Plug Power | COM | 72919P202 | 2,034 | 443,100 | SH | SOLE | 443,100 | 0 | 0 | ||
Potash Corporation of Saskatchewan | COM | 73755L107 | 1,117 | 32,325 | SH | SOLE | 32,325 | 0 | 0 | ||
Powersecure International | COM | 73936N105 | 200 | 20,900 | SH | SOLE | 20,900 | 0 | 0 | ||
Quantum Fuel Systems | COM | 74765E307 | 3,067 | 824,525 | SH | SOLE | 824,525 | 0 | 0 | ||
RF Micro Devices | COM | 749941100 | 317 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
STR Holdings | COM | 78478V100 | 36 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
San Juan Basin RT | UNIT BEN INT | 798241105 | 1,805 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
Sevcon | COM | 81783K108 | 49 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
SunEdison | COM | 86732Y109 | 1,288 | 68,200 | SH | SOLE | 68,200 | 0 | 0 | ||
SunPower | COM | 867652406 | 1,429 | 42,170 | SH | SOLE | 42,170 | 0 | 0 | ||
Tenneco | COM | 880349105 | 565 | 10,800 | SH | SOLE | 10,800 | 0 | 0 | ||
Terra Nitrogen | COM UNIT | 881005201 | 92 | 635 | SH | SOLE | 635 | 0 | 0 | ||
Trina Solar ADR | ADR | 89628E104 | 786 | 65,150 | SH | SOLE | 65,150 | 0 | 0 | ||
Tyson Foods | CLASS A | 902494103 | 1,124 | 28,550 | SH | SOLE | 28,550 | 0 | 0 | ||
UQM Technologies | COM | 903213106 | 890 | 631,100 | SH | SOLE | 631,100 | 0 | 0 | ||
Williams | COM | 969457100 | 282 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
Yingli Green Energy ADR | ADR | 98584B103 | 204 | 65,500 | SH | SOLE | 65,500 | 0 | 0 | ||
Plug Power 10/18/2014 4.50 Call | Call | 72919P902 | 21 | 600 | SH | Call | SOLE | 0 | 0 | 600 | |
Plug Power 10/18/2014 6 Call | Call | 72919P902 | 2 | 400 | SH | Call | SOLE | 0 | 0 | 400 | |
20 Year Treasury 3X Bear 1/17/2015 45 Call | Call | 25459Y908 | 87 | 404 | SH | Call | SOLE | 0 | 0 | 404 | |
Apple 01/17/2015 85.71 Call | Call | 037833900 | 1,072 | 672 | SH | Call | SOLE | 0 | 0 | 672 | |
Apple 01/17/2015 91.43 Call | Call | 037833900 | 322 | 293 | SH | Call | SOLE | 0 | 0 | 293 | |
Apple 01/17/2015 95 Call | Call | 037833900 | 6 | 7 | SH | Call | SOLE | 0 | 0 | 7 | |
Apple 1/17/2015 100.00 Call | Call | 037833900 | 126 | 233 | SH | Call | SOLE | 0 | 0 | 233 | |
IBM 01/17/2015 185 Call | Call | 459200901 | 212 | 231 | SH | Call | SOLE | 0 | 0 | 231 | |
IBM 01/17/2015 200 Call Option | Call | 459200901 | 126 | 485 | SH | Call | SOLE | 0 | 0 | 485 | |
IBM 01/15/2016 200 Call Option | Call | 459200901 | 453 | 432 | SH | Call | SOLE | 0 | 0 | 432 |