The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Central Fund of Canada Class A | CLASS A | 153501101 | 189 | 16,300 | SH | SOLE | 16,300 | 0 | 0 | ||
CurrencyShares Japanese Yen | JPY CurrencyShares | 23130A102 | 2,176 | 26,800 | SH | SOLE | 26,800 | 0 | 0 | ||
ProShares UltraShort 20+ Year Treasury | PSHS ULTSH 20YRS | 74347B201 | 1,025 | 22,100 | SH | SOLE | 22,100 | 0 | 0 | ||
ProShares UltraShort Australian Dollar | PROSHS AUS | 74347W460 | 498 | 9,700 | SH | SOLE | 9,700 | 0 | 0 | ||
Proshares Short 20+ Treasury | SHRT 20+ YR TRE | 74347X849 | 2,236 | 88,900 | SH | SOLE | 88,900 | 0 | 0 | ||
Proshares UltraShort Euro | ULTRASHRT EURO | 74347W882 | 2,969 | 137,400 | SH | SOLE | 137,400 | 0 | 0 | ||
Sprott Physical Gold Trust | UNIT | 85207H104 | 653 | 66,840 | SH | SOLE | 66,840 | 0 | 0 | ||
A.O. Smith | COM | 831865209 | 175 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
AT&T | COM | 00206R102 | 124 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
Alamos Gold | COM | 011527108 | 17 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
American Water Works | COM | 030420103 | 192 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Art's-Way Manufacturing | COM | 043168103 | 10 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Ascent Solar Technologies | COM | 043635309 | 5 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
Ballard Power Systems | COM | 058586108 | 822 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
BorgWarner | COM | 099724106 | 115 | 2,100 | SH | SOLE | 2,100 | 0 | 0 | ||
CVR Refining LP | COM | 12663P107 | 17 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
Canadian Solar | COM | 136635109 | 1,908 | 78,880 | SH | SOLE | 78,880 | 0 | 0 | ||
China Ming Yang Wind Power | ADR | 16951C108 | 430 | 196,200 | SH | SOLE | 196,200 | 0 | 0 | ||
Cross Timbers Royalty Trust | TR UNIT | 22757R109 | 56 | 3,250 | SH | SOLE | 3,250 | 0 | 0 | ||
Direxion China Bull 3X | DL FTSE BLL 3X | 25459W771 | 1,033 | 28,900 | SH | SOLE | 28,900 | 0 | 0 | ||
DryShips | SHS | Y2109Q101 | 539 | 508,750 | SH | SOLE | 508,750 | 0 | 0 | ||
Energy Recovery | COM | 29270J100 | 809 | 153,454 | SH | SOLE | 153,454 | 0 | 0 | ||
Federal Home Loan Mortgage Corporation | COM | 313400301 | 750 | 364,000 | SH | SOLE | 364,000 | 0 | 0 | ||
Federal National Mortgage Association | COM | 313586109 | 2,813 | 1,368,900 | SH | SOLE | 1,368,900 | 0 | 0 | ||
FuelCell Energy | COM | 35952H106 | 2,236 | 1,452,100 | SH | SOLE | 1,452,100 | 0 | 0 | ||
Green Plains | COM | 393222104 | 99 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
Hanwha SolarOne | ADR | 41135V103 | 277 | 252,025 | SH | SOLE | 252,025 | 0 | 0 | ||
Hugoton Royalty Trust | UNIT BEN INT | 444717102 | 91 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
Hydrogenics | COM | 448883207 | 1,164 | 87,550 | SH | SOLE | 87,550 | 0 | 0 | ||
Ideal Power | COM | 451622104 | 348 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
Intel Corporation | COM | 458140100 | 1,081 | 29,780 | SH | SOLE | 29,780 | 0 | 0 | ||
JinkoSolar | ADR | 47759T100 | 1,001 | 50,775 | SH | SOLE | 50,775 | 0 | 0 | ||
Maxwell Technologies | COM | 577767106 | 1,127 | 123,600 | SH | SOLE | 123,600 | 0 | 0 | ||
Microsoft | COM | 594918104 | 179 | 3,850 | SH | SOLE | 3,850 | 0 | 0 | ||
NRG Yield | COM | 62942X108 | 1,525 | 32,340 | SH | SOLE | 32,340 | 0 | 0 | ||
Navios Maritime Acquisition | ADR | Y62159101 | 275 | 75,653 | SH | SOLE | 75,653 | 0 | 0 | ||
NextEra Energy | COM | 65339F101 | 1,743 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
Pattern Energy Group | CLASS A | 70338p100 | 217 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
Permian Basin Royalty Trust | UNIT BEN INT | 714236106 | 102 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
Pfizer | COM | 717081103 | 50 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
Plug Power | COM | 72919P202 | 1,245 | 414,900 | SH | SOLE | 414,900 | 0 | 0 | ||
Potash Corporation of Saskatchewan | COM | 73755L107 | 511 | 14,475 | SH | SOLE | 14,475 | 0 | 0 | ||
Powersecure International | COM | 73936N105 | 209 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
Quantum Fuel Systems | COM | 74765E307 | 1,680 | 803,725 | SH | SOLE | 803,725 | 0 | 0 | ||
Rentech | COM | 760112102 | 126 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
San Juan Basin RT | UNIT BEN INT | 798241105 | 1,119 | 78,500 | SH | SOLE | 78,500 | 0 | 0 | ||
SunEdison | COM | 86732Y109 | 2,711 | 138,950 | SH | SOLE | 138,950 | 0 | 0 | ||
SunPower | COM | 867652406 | 987 | 38,220 | SH | SOLE | 38,220 | 0 | 0 | ||
Tenneco | COM | 880349105 | 473 | 8,350 | SH | SOLE | 8,350 | 0 | 0 | ||
Terra Nitrogen | COM UNIT | 881005201 | 65 | 635 | SH | SOLE | 635 | 0 | 0 | ||
TerraForm Power | CLASS A | 88104R100 | 192 | 6,225 | SH | SOLE | 6,225 | 0 | 0 | ||
Transalta Renewables | COM | 893463109 | 305 | 30,900 | SH | SOLE | 30,900 | 0 | 0 | ||
UQM Technologies | COM | 903213106 | 311 | 398,350 | SH | SOLE | 398,350 | 0 | 0 | ||
Waste Connections | COM | 941053100 | 158 | 3,600 | SH | SOLE | 3,600 | 0 | 0 | ||
Waste Management | COM | 94106L109 | 159 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
Williams | COM | 969457100 | 404 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
Alibaba 01/17/2015 110 Calls | Call | 01609W902 | 3 | 30 | SH | Call | SOLE | 0 | 0 | 30 | |
Alibaba 01/17/2015 95 Calls | Call | 01609W902 | 324 | 331 | SH | Call | SOLE | 0 | 0 | 331 | |
Canadian Solar 01/17/2015 27 Call | Call | 136635909 | 3 | 95 | SH | Call | SOLE | 0 | 0 | 95 | |
Direxion China Bull 3X 01/17/2015 30 Call | Call | 25459W901 | 149 | 233 | SH | Call | SOLE | 0 | 0 | 233 | |
FTSE China Bull 3x 01/17/2015 34 Calls | Call | 25459W901 | 54 | 160 | SH | Call | SOLE | 0 | 0 | 160 | |
First Solar 01/17/2015 62.50 Call | Call | 336433907 | 2 | 328 | SH | Call | SOLE | 0 | 0 | 328 | |
Shipping ETF 01/17/2014 19 Call | Call | 18383Q906 | 8 | 300 | SH | Call | SOLE | 0 | 0 | 300 | |
SodaStream 01/17/2015 22.50 Call | Call | M9068E905 | 13 | 511 | SH | Call | SOLE | 0 | 0 | 511 | |
SolarCity 01/17/2015 55 Call | Call | 83416T900 | 40 | 261 | SH | Call | SOLE | 0 | 0 | 261 | |
Sunpower 01/17/2015 30 Call | Call | 867652906 | 0 | 70 | SH | Call | SOLE | 0 | 0 | 70 | |
IBM 01/15/2016 200 Call Option | Call | 459200901 | 48 | 240 | SH | Call | SOLE | 0 | 0 | 240 |