The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 2,184 | 15,800 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 15,800 |
ARK INNOVATION ETF | COM | 00214Q104 | 2,728 | 72,300 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 72,300 |
BATTALION OIL CORP | COM | 07134L107 | 214 | 17,959 | SH | DFND | 1, 2, 3, 4 | 17,959 | 0 | 0 | |
BED BATH & BEYOND INC | COM | 075896100 | 2,253 | 370,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 370,000 |
BEYOND MEAT INC | COM | 08862E109 | 1,275 | 90,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 90,000 |
CLIPPER REALTY INC | COM | 18885T306 | 158 | 22,708 | SH | DFND | 1, 2, 3, 4 | 22,708 | 0 | 0 | |
CLOROX COMPANY | COM | 189054109 | 3,531 | 27,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 27,500 |
COMMUNITY WEST BANCSHARES | COM | 204157101 | 484 | 34,669 | SH | DFND | 1, 2, 3, 4 | 34,669 | 0 | 0 | |
DEVON ENERGY CORP | COM | 25179M103 | 1,085 | 18,044 | SH | DFND | 1, 2, 3, 4 | 18,044 | 0 | 0 | |
DIGITAL REALTY TRUST INC | COM | 253868103 | 2,351 | 23,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 23,700 |
ESAB CORP | COM | 29605J106 | 201 | 6,027 | SH | DFND | 1, 2, 3, 4 | 6,027 | 0 | 0 | |
FIRST CITIZENS BCSHS -CL A | COM | 31946M103 | 2,171 | 2,722 | SH | DFND | 1, 2, 3, 4 | 2,722 | 0 | 0 | |
FIRST FINANCIAL NORTHWEST | COM | 32022K102 | 445 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
GREAT ELM GROUP INC | COM | 39037G109 | 1,900 | 949,893 | SH | DFND | 1, 2, 3, 4 | 949,893 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 13,357 | 219,687 | SH | DFND | 1, 2, 3, 4 | 219,687 | 0 | 0 | |
ISHARES RUSSELL 2000 GROWTH | COM | 464287648 | 15,370 | 74,400 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 74,400 |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 4,174 | 150,400 | SH | DFND | 1, 2, 3, 4 | 150,400 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 1,110 | 40,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
LENNAR CORP - B SHS | COM | 526057302 | 5,661 | 95,120 | SH | DFND | 1, 2, 3, 4 | 95,120 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL A | COM | G9001E102 | 1,009 | 163,012 | SH | DFND | 1, 2, 3, 4 | 163,012 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL C | COM | G9001E128 | 7,839 | 1,274,572 | SH | DFND | 1, 2, 3, 4 | 1,274,572 | 0 | 0 | |
LINCOLN NATIONAL CORP | COM | 534187109 | 1,273 | 29,000 | SH | DFND | 1, 2, 3, 4 | 29,000 | 0 | 0 | |
LOGAN RIDGE FINANCE CORP | COM | 541098109 | 500 | 27,864 | SH | DFND | 1, 2, 3, 4 | 27,864 | 0 | 0 | |
MGIC INVESTMENT CORP | COM | 552848103 | 577 | 45,000 | SH | DFND | 1, 2, 3, 4 | 45,000 | 0 | 0 | |
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 3,421 | 20,030 | SH | DFND | 1, 2, 3, 4 | 20,030 | 0 | 0 | |
NI HOLDINGS INC | COM | 65342T106 | 272 | 20,392 | SH | DFND | 1, 2, 3, 4 | 20,392 | 0 | 0 | |
OPPENHEIMER HOLDINGS-CL A | COM | 683797104 | 310 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
PORTMAN RIDGE FINANCE CORP | COM | 73688F201 | 555 | 26,430 | SH | DFND | 1, 2, 3, 4 | 26,430 | 0 | 0 | |
REVOLUTION HEALTHCARE -CW28 | WTS | 76155Y116 | 1 | 17,780 | SH | DFND | 1, 2, 3, 4 | 0 | 0 | 17,780 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 325 | 6,440 | SH | DFND | 1, 2, 3, 4 | 6,440 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 392 | 7,400 | SH | DFND | 1, 2, 3, 4 | 7,400 | 0 | 0 | |
SIRIUSPOINT LTD | COM | G8192H106 | 918 | 185,447 | SH | DFND | 1, 2, 3, 4 | 185,447 | 0 | 0 | |
SONIDA SENIOR LIVING INC | COM | 140475203 | 10,006 | 616,158 | SH | DFND | 1, 2, 3, 4 | 481,877 | 0 | 0 | |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 5,552 | 668,915 | SH | DFND | 1, 2, 3, 4 | 668,915 | 0 | 0 | |
STEREOTAXIS INC | COM | 85916J409 | 4,598 | 2,554,583 | SH | DFND | 1, 2, 3, 4 | 2,554,583 | 0 | 0 | |
TEJON RANCH CO | COM | 879080109 | 212 | 14,742 | SH | DFND | 1, 2, 3, 4 | 14,742 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 55,543 | 209,400 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 209,400 |
WEWORK INC-CL A | COM | 96209A104 | 237 | 89,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 89,500 |
WESTROCK CO | COM | 96145D105 | 2,681 | 86,800 | SH | DFND | 1, 2, 3, 4 | 86,800 | 0 | 0 |