The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 911,659 | 4,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 4,700 |
ARK INNOVATION ETF | COM | 00214Q104 | 3,690,104 | 83,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 83,600 |
BATTALION OIL CORP | COM | 07134L107 | 102,546 | 17,959 | SH | DFND | 1, 2, 3, 4 | 17,959 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 4,314,552 | 332,400 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 332,400 |
CLIPPER REALTY INC | COM | 18885T306 | 128,754 | 22,708 | SH | DFND | 1, 2, 3, 4 | 22,708 | 0 | 0 | |
CLOROX COMPANY | COM | 189054109 | 4,930,240 | 31,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 31,000 |
COMMUNITY WEST BANCSHARES | COM | 204157101 | 433,378 | 35,669 | SH | DFND | 1, 2, 3, 4 | 35,669 | 0 | 0 | |
COREBRIDGE FINANCIAL INC | COM | 21871X109 | 1,387,193 | 78,550 | SH | DFND | 1, 2, 3, 4 | 78,550 | 0 | 0 | |
CUBESMART | COM | 229663109 | 1,473,780 | 33,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 33,000 |
DEVON ENERGY CORP | COM | 25179M103 | 872,247 | 18,044 | SH | DFND | 1, 2, 3, 4 | 18,044 | 0 | 0 | |
DIGITAL REALTY TRUST INC | COM | 253868103 | 5,545,469 | 48,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 48,700 |
ENVIVA INC | COM | 29415B103 | 141,050 | 13,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 13,000 |
F&G ANNUITIES & LIFE INC | COM | 30190A104 | 1,042,024 | 42,051 | SH | DFND | 1, 2, 3, 4 | 42,051 | 0 | 0 | |
FIRST FINANCIAL NORTHWEST | COM | 32022K102 | 341,100 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
FIRST SEACOAST BANCORP INC | COM | 33631F104 | 725,152 | 90,418 | SH | DFND | 1, 2, 3, 4 | 90,418 | 0 | 0 | |
GREAT ELM GROUP INC | COM | 39037G109 | 1,889,739 | 921,824 | SH | DFND | 1, 2, 3, 4 | 921,824 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 15,377,617 | 199,063 | SH | DFND | 1, 2, 3, 4 | 199,063 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 2,231,469 | 72,900 | SH | DFND | 1, 2, 3, 4 | 72,900 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 1,224,400 | 40,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
LABORATORY CRP OF AMER HLDGS | COM | 50540R409 | 1,954,773 | 8,100 | SH | DFND | 1, 2, 3, 4 | 8,100 | 0 | 0 | |
LABORATORY CRP OF AMER HLDGS | COM | 50540R409 | 1,845,148 | 8,900 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 8,900 |
LENNAR CORP - B SHS | COM | 526057302 | 868,477 | 7,687 | SH | DFND | 1, 2, 3, 4 | 7,687 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL A | COM | G9001E102 | 1,426,355 | 163,012 | SH | DFND | 1, 2, 3, 4 | 163,012 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL C | COM | G9001E128 | 6,586,094 | 764,048 | SH | DFND | 1, 2, 3, 4 | 764,048 | 0 | 0 | |
LINCOLN NATIONAL CORP | COM | 534187109 | 1,416,800 | 55,000 | SH | DFND | 1, 2, 3, 4 | 55,000 | 0 | 0 | |
LOGAN RIDGE FINANCE CORP | COM | 541098109 | 1,265,650 | 61,113 | SH | DFND | 1, 2, 3, 4 | 61,113 | 0 | 0 | |
MGIC INVESTMENT CORP | COM | 552848103 | 1,168,460 | 74,000 | SH | DFND | 1, 2, 3, 4 | 74,000 | 0 | 0 | |
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 1,560,428 | 3,755 | SH | DFND | 1, 2, 3, 4 | 3,755 | 0 | 0 | |
NOBLE CORP PLC | COM | G65431907 | 2,065,500 | 50,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 50,000 |
NI HOLDINGS INC | COM | 65342T106 | 302,821 | 20,392 | SH | DFND | 1, 2, 3, 4 | 20,392 | 0 | 0 | |
OPPENHEIMER HOLDINGS-CL A | COM | 683797104 | 401,800 | 10,000 | SH | DFND | 1, 2, 3, 4 | 10,000 | 0 | 0 | |
PIEDMONT LITHIUM INC | COM | 72016P105 | 1,159,971 | 20,100 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 20,100 |
RHINEBECK BANCORP INC | COM | 762093102 | 107,821 | 16,021 | SH | DFND | 1, 2, 3, 4 | 16,021 | 0 | 0 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 210,459 | 6,440 | SH | DFND | 1, 2, 3, 4 | 6,440 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 247,900 | 7,400 | SH | DFND | 1, 2, 3, 4 | 7,400 | 0 | 0 | |
SIRIUSPOINT LTD | COM | G8192H106 | 963,925 | 106,747 | SH | DFND | 1, 2, 3, 4 | 106,747 | 0 | 0 | |
SONIDA SENIOR LIVING INC | COM | 140475203 | 6,412,587 | 513,007 | SH | DFND | 1, 2, 3, 4 | 513,007 | 0 | 0 | |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 3,812,816 | 668,915 | SH | DFND | 1, 2, 3, 4 | 668,915 | 0 | 0 | |
STEREOTAXIS INC | COM | 85916J409 | 3,936,864 | 2,573,114 | SH | DFND | 1, 2, 3, 4 | 2,573,114 | 0 | 0 | |
SUNCOR ENERGY INC | COM | 867224107 | 586,400 | 20,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
TEJON RANCH CO | COM | 879080109 | 253,710 | 14,742 | SH | DFND | 1, 2, 3, 4 | 14,742 | 0 | 0 | |
TRANSOCEAN LTD | COM | H8817H100 | 1,146,016 | 163,483 | SH | DFND | 1, 2, 3, 4 | 163,483 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 5,156,869 | 19,700 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 19,700 |
WD-40 CO | COM | 929236107 | 679,140 | 3,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 3,600 |
WESTROCK CO | COM | 96145D105 | 1,106,288 | 38,056 | SH | DFND | 1, 2, 3, 4 | 38,056 | 0 | 0 |