The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ARK INNOVATION ETF | COM | 00214Q104 | 2,126,312 | 53,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 53,600 |
BATTALION OIL CORP | COM | 07134L107 | 110,987 | 17,959 | SH | DFND | 1, 2, 3, 4 | 17,959 | 0 | 0 | |
BEYOND MEAT INC | COM | 08862E109 | 1,572,870 | 163,500 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 163,500 |
CLIPPER REALTY INC | COM | 18885T306 | 117,161 | 22,618 | SH | DFND | 1, 2, 3, 4 | 22,618 | 0 | 0 | |
CLOROX COMPANY | COM | 189054109 | 3,145,440 | 24,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 24,000 |
COMMUNITY WEST BANCSHARES | COM | 204157101 | 463,340 | 35,669 | SH | DFND | 1, 2, 3, 4 | 35,669 | 0 | 0 | |
COREBRIDGE FINANCIAL INC | COM | 21871X109 | 1,551,363 | 78,550 | SH | DFND | 1, 2, 3, 4 | 78,550 | 0 | 0 | |
CUBESMART | COM | 229663109 | 1,258,290 | 33,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 33,000 |
DEVON ENERGY CORP | COM | 25179M103 | 860,699 | 18,044 | SH | DFND | 1, 2, 3, 4 | 18,044 | 0 | 0 | |
DIGITAL REALTY TRUST INC | COM | 253868103 | 2,977,092 | 24,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 24,600 |
ENVIVA INC | COM | 29415B103 | 97,110 | 13,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 13,000 |
F&G ANNUITIES & LIFE INC | COM | 30190A104 | 1,179,951 | 42,051 | SH | DFND | 1, 2, 3, 4 | 42,051 | 0 | 0 | |
FIRST FINANCIAL NORTHWEST | COM | 32022K102 | 381,600 | 30,000 | SH | DFND | 1, 2, 3, 4 | 30,000 | 0 | 0 | |
FIRST SEACOAST BANCORP INC | COM | 33631F104 | 664,200 | 90,000 | SH | DFND | 1, 2, 3, 4 | 90,000 | 0 | 0 | |
FORTREA HOLDINGS INC | COM | 34965K107 | 231,579 | 8,100 | SH | DFND | 1, 2, 3, 4 | 8,100 | 0 | 0 | |
GREAT ELM GROUP INC | COM | 39037G109 | 1,972,703 | 921,824 | SH | DFND | 1, 2, 3, 4 | 921,824 | 0 | 0 | |
GREIF INC-CL B | COM | 397624206 | 13,249,633 | 199,063 | SH | DFND | 1, 2, 3, 4 | 199,063 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 2,786,238 | 72,900 | SH | DFND | 1, 2, 3, 4 | 72,900 | 0 | 0 | |
JACKSON FINANCIAL INC-A | COM | 46817M107 | 1,528,800 | 40,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 40,000 |
LABORATORY CRP OF AMER HLDGS | COM | 50540R409 | 1,628,505 | 8,100 | SH | DFND | 1, 2, 3, 4 | 8,100 | 0 | 0 | |
LABORATORY CRP OF AMER HLDGS | COM | 50540R409 | 1,789,345 | 8,900 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 8,900 |
LENNAR CORP - B SHS | COM | 526057302 | 785,842 | 7,687 | SH | DFND | 1, 2, 3, 4 | 7,687 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL A | COM | G9001E102 | 1,330,178 | 163,012 | SH | DFND | 1, 2, 3, 4 | 163,012 | 0 | 0 | |
LIBERTY LATIN AMERIC-CL C | COM | G9001E128 | 4,888,232 | 599,048 | SH | DFND | 1, 2, 3, 4 | 599,048 | 0 | 0 | |
LINCOLN NATIONAL CORP | COM | 534187109 | 1,357,950 | 55,000 | SH | DFND | 1, 2, 3, 4 | 55,000 | 0 | 0 | |
LOGAN RIDGE FINANCE CORP | COM | 541098109 | 1,268,095 | 61,113 | SH | DFND | 1, 2, 3, 4 | 61,113 | 0 | 0 | |
MGIC INVESTMENT CORP | COM | 552848103 | 1,235,060 | 74,000 | SH | DFND | 1, 2, 3, 4 | 74,000 | 0 | 0 | |
NATIONAL WESTERN LIFE GROU-A | COM | 638517102 | 1,052,163 | 2,405 | SH | DFND | 1, 2, 3, 4 | 2,405 | 0 | 0 | |
NOBLE CORP PLC | COM | G65431907 | 2,532,500 | 50,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 50,000 |
NI HOLDINGS INC | COM | 65342T106 | 262,445 | 20,392 | SH | DFND | 1, 2, 3, 4 | 20,392 | 0 | 0 | |
OPPENHEIMER HOLDINGS-CL A | COM | 683797104 | 877,299 | 22,900 | SH | DFND | 1, 2, 3, 4 | 22,900 | 0 | 0 | |
PIEDMONT LITHIUM INC | COM | 72016P105 | 397,000 | 10,000 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 10,000 |
RHINEBECK BANCORP INC | COM | 762093102 | 108,491 | 16,021 | SH | DFND | 1, 2, 3, 4 | 16,021 | 0 | 0 | |
SENECA FOODS CORP - CL A | COM | 817070501 | 225,548 | 4,190 | SH | DFND | 1, 2, 3, 4 | 4,190 | 0 | 0 | |
SENECA FOODS CORP - CL B | COM | 817070105 | 402,486 | 7,400 | SH | DFND | 1, 2, 3, 4 | 7,400 | 0 | 0 | |
SHINHAN FINANCIAL GROUP-ADR | COM | 824596100 | 280,794 | 10,600 | SH | DFND | 1, 2, 3, 4 | 10,600 | 0 | 0 | |
SIRIUSPOINT LTD | COM | G8192H106 | 1,085,617 | 106,747 | SH | DFND | 1, 2, 3, 4 | 106,747 | 0 | 0 | |
SONIDA SENIOR LIVING INC | COM | 140475203 | 6,412,588 | 513,007 | SH | DFND | 1, 2, 3, 4 | 513,007 | 0 | 0 | |
SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 3,003,428 | 668,915 | SH | DFND | 1, 2, 3, 4 | 668,915 | 0 | 0 | |
STEREOTAXIS INC | COM | 85916J409 | 4,232,515 | 2,678,807 | SH | DFND | 1, 2, 3, 4 | 2,678,807 | 0 | 0 | |
SUNCOR ENERGY INC | COM | 867224107 | 687,600 | 20,000 | SH | Call | DFND | 1, 2, 3, 4 | 0 | 0 | 20,000 |
TEJON RANCH CO | COM | 879080109 | 239,115 | 14,742 | SH | DFND | 1, 2, 3, 4 | 14,742 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 3,803,344 | 15,200 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 15,200 |
WD-40 CO | COM | 929236107 | 731,664 | 3,600 | SH | Put | DFND | 1, 2, 3, 4 | 0 | 0 | 3,600 |
WESTROCK CO | COM | 96145D105 | 1,362,405 | 38,056 | SH | DFND | 1, 2, 3, 4 | 38,056 | 0 | 0 |