SEC Form 4
FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
| 2. Issuer Name and Ticker or Trading Symbol CABLEVISION SYSTEMS CORP /NY [ CVC ] | 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
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3. Date of Earliest Transaction (Month/Day/Year) 06/21/2016 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed (Month/Day/Year) | 6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 960,935 | (1) | (1) | Cablevision NY Group Class A Common Stock | 960,935 | $34.9(3) | 0 | D(4) | ||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 960,935 | (1) | (1) | Cablevision NY Group Class A Common Stock | 960,935 | $34.9(3) | 0 | D(5) | ||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 960,935 | (1) | (1) | Cablevision NY Group Class A Common Stock | 960,935 | $34.9(3) | 0 | D(6) | ||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 960,935 | (1) | (1) | Cablevision NY Group Class A Common Stock | 960,935 | $34.9(3) | 0 | D(7) | ||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 68,121 | (1) | (1) | Cablevision NY Group Class A Common Stock | 68,121 | $34.9(3) | 0 | D(8) | ||||
Cablevision NY Group Class B Common Stock | (1) | 06/21/2016 | J(2) | 68,121 | (1) | (1) | Cablevision NY Group Class A Common Stock | 68,121 | $34.9(3) | 0 | D(9) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Cablevision NY Group Class B Common Stock (the "Class B Common Stock") of the Issuer was convertible at the option of the holder on a share for share basis into Cablevision NY Group Class A Common Stock (the "Class A Common Stock") of the Issuer. |
2. Disposition pursuant to the terms of the Agreement and Plan of Merger, dated as of September 16, 2015 (the "Merger Agreement"), by and among Cablevision Systems Corporation, Altice N.V. and Neptune Merger Sub Corp. |
3. At the Effective Time (as defined in the Merger Agreement), each outstanding share of the issuer's Class B Common Stock owned by the reporting person immediately prior to the Effective Time was cancelled and converted into the right to receive $34.90 in cash (the "per share merger consideration"), without interest. |
4. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Descendants of Kathleen M. Dolan, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
5. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Descendants of Deborah A. Dolan-Sweeney, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
6. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Descendants of Marianne E. Dolan Weber, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
7. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Descendants of Patrick F. Dolan, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
8. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Aidan Dolan, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
9. These securities are owned solely by the CFD 2010 Grandchildren Trust FBO Quentin Dolan, which was a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person was the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Remarks: |
CFD 2010 GRANDCHILDREN TRUST FBO KATHLEEN M. DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
CFD 2010 GRANDCHILDREN TRUST FBO DEBORAH DOLAN-SWEENEY By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
CFD 2010 GRANDCHILDREN TRUST FBO MARIANNE DOLAN WEBER By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
CFD 2010 GRANDCHILDREN TRUST FBO PATRICK F. DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
CFD 2010 GRANDCHILDREN TRUST FBO AIDAN DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
CFD 2010 GRANDCHILDREN TRUST FBO QUENTIN DOLAN By: /s/ Brian G. Sweeney, Attorney-in-Fact | 06/21/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |