- ARAV Dashboard
- Financials
- Filings
-
Holdings
-
Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
SC 13G Filing
Aravive (ARAV) SC 13GVersartis, Inc.
Filed: 13 Feb 15, 12:00am
UNITED STATES | |||
SECURITIES AND EXCHANGE COMMISSION | |||
Washington, D.C. 20549 | |||
Versartis, Inc. |
Ordinary Shares, $0.0001 par value per share |
92529L102 |
December 31, 2014 |
(Date of Event which Requires Filing of this Statement) |
CUSIP No. 92529L102 | 13G | Page 2 of 14 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Ventures IV (Jersey) LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 2,169,930 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 2,169,930 | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,169,930 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.6% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 92529L102 | 13G | Page 3 of 14 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 205,971 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 205,971 | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 205,971 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.7% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 92529L102 | 13G | Page 4 of 14 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Yucca (Jersey) SLP | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 19,159 | |
6 | SHARED VOTING POWER 0 | ||
7 | SOLE DISPOSITIVE POWER 19,159 | ||
8 | SHARED DISPOSITIVE POWER 0 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 19,159 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.07% | ||||
12 | TYPE OF REPORTING PERSON PN | ||||
CUSIP No. 92529L102 | 13G | Page 5 of 14 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Index Venture Associates IV Limited | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [X] |
(b) [ ] | ||
3 | SEC USE ONLY | |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION Jersey |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER 0 | |
6 | SHARED VOTING POWER 2,395,060 | ||
7 | SOLE DISPOSITIVE POWER 0 | ||
8 | SHARED DISPOSITIVE POWER 2,395,060 |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,395,060 | ||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | |||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.4% | ||||
12 | TYPE OF REPORTING PERSON CO | ||||
CUSIP No. 92529L102 | 13G | Page 6 of 14 Pages |
Item 1. | (a) | Name of Issuer: |
Versartis, Inc. | ||
(b) | Address of Issuer’s Principal Executive Offices: | |
4200 Bohannon Drive, Suite 250, Menlo Park, California 94025 | ||
Item 2. | (a) | Name of Persons Filing: |
(i) Index Ventures IV (Jersey) LP | ||
(ii) Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
(iii) Yucca (Jersey) SLP | ||
(iv) Index Venture Associates IV Limited | ||
(b) | Address of Principal Business Office: | |
(i) 44 Esplanade, St Helier, JE4 9WG | ||
(ii) 44 Esplanade, St Helier, JE4 9WG | ||
(iii) No. 1 Seaton Place, St. Helier, JE4 8YJ | ||
(iv) 44 Esplanade, St Helier, JE4 9WG | ||
(c) | Citizenship: | |
(i) Jersey | ||
(ii) Jersey | ||
(iii) Jersey | ||
(iv) Jersey | ||
(d) | Title of Class of Securities: | |
Ordinary shares, $0.0001 par value per share | ||
(e) | CUSIP Number: | |
92529L102 |
CUSIP No. 92529L102 | 13G | Page 7 of 14 Pages |
Item 3. | If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | ||
[ ] | Broker or dealer registered under Section 15 of the Act; | ||
[ ] | Bank as defined in Section 3(a)(6) of the Act; | ||
[ ] | Insurance company as defined in Section 3(a)(19) of the Act; | ||
[ ] | Investment company registered under Section 8 of the Investment Company Act of 1940; | ||
[ ] | An investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); | ||
[ ] | An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); | ||
[ ] | A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); | ||
[ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||
[ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940; | ||
[ ] | A non-U.S. institution in accordance with Section 240.240.13d–1(b)(1)(ii)(J); | ||
[ ] | Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). | ||
If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: _____ |
CUSIP No. 92529L102 | 13G | Page 8 of 14 Pages |
Item 4. | Ownership. | |
CUSIP No. 92529L102 | 13G | Page 9 of 14 Pages |
Item 5. | Ownership of Five Percent or Less of a Class: |
Not applicable. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person: |
Not applicable. | |
Item 7. | Identification and Classification of Subsidiaries Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Not applicable. | |
Item 8. | Identification and Classification of Members of the Group. |
See Exhibit 2. | |
Item 9. | Notice of Dissolution of Group. |
Not applicable. | |
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
CUSIP No. 92529L102 | 13G | Page 10 of 14 Pages |
Date: February 13, 2015 | ||
INDEX VENTURES IV (JERSEY) LP By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV (Jersey) LP | ||
INDEX VENTURES IV PARALLEL ENTREPRENEUR FUND (JERSEY) LP By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
YUCCA (JERSEY) SLP By: Elian Employee Benefit Services Limited as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Signatory By: /s/ Alex Di Santo Name: Alex Di Santo Title: Alternate Signatory | ||
CUSIP No. 92529L102 | 13G | Page 11 of 14 Pages |
INDEX VENTURE ASSOCIATES IV LIMITED By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director |
CUSIP No. 92529L102 | 13G | Page 12 of 14 Pages |
Date: February 13, 2015 | ||
INDEX VENTURES IV (JERSEY) LP By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV (Jersey) LP | ||
INDEX VENTURES IV PARALLEL ENTREPRENEUR FUND (JERSEY) LP By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director of Index Venture Associates IV Limited, as Managing General Partner of Index Ventures IV Parallel Entrepreneur Fund (Jersey) LP | ||
YUCCA (JERSEY) SLP By: Elian Employee Benefit Services Limited as authorized signatory of Yucca (Jersey) SLP in its capacity as Administrator of the Index Co-Investment Scheme By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Signatory By: /s/ Alex Di Santo Name: Alex Di Santo Title: Alternate Signatory | ||
CUSIP No. 92529L102 | 13G | Page 13 of 14 Pages |
INDEX VENTURE ASSOCIATES IV LIMITED By: /s/ Edward Thorogood Name: Edward Thorogood Title: Alternate Director | ||
CUSIP No. 92529L102 | 13G | Page 14 of 14 Pages |