- SXC Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
SC 13G/A Filing
SunCoke Energy (SXC) SC 13G/ASunCoke Energy, Inc.
Filed: 3 Jan 14, 12:00am
SunCoke Energy, Inc. |
(Name of Issuer) |
Common Stock, Par Value $0.01 per share |
(Title of Class of Securities) |
86722A103 |
(CUSIP Number) |
December 31, 2013 |
(Date of Event Which Requires Filing of this Statement) |
CUSIP No. | 86722A103 | |||
1. | NAME OF REPORTING PERSONS | |||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Orange Capital, LLC | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |||
(a) [_] | ||||
(b) [X] | ||||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Delaware | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||||
5. | SOLE VOTING POWER | |||
0 | ||||
6. | SHARED VOTING POWER | |||
0 | ||||
7. | SOLE DISPOSITIVE POWER | |||
0 | ||||
8. | SHARED DISPOSITIVE POWER | |||
0 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
0 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |||
[_] | ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
0.0% | ||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) OO, IA |
CUSIP No. | 86722A103 | |||
1. | NAME OF REPORTING PERSONS | |||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Orange Capital Master I, Ltd. | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |||
(a) [_] | ||||
(b) [X] | ||||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
Cayman Islands | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||||
5. | SOLE VOTING POWER | |||
0 | ||||
6. | SHARED VOTING POWER | |||
0 | ||||
7. | SOLE DISPOSITIVE POWER | |||
0 | ||||
8. | SHARED DISPOSITIVE POWER | |||
0 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
0 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |||
[_] | ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
0.0% | ||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO |
CUSIP No. | 86722A103 | |||
1. | NAME OF REPORTING PERSONS | |||
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Daniel Lewis | ||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |||
(a) [_] | ||||
(b) [X] | ||||
3. | SEC USE ONLY | |||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION | |||
United States of America | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | ||||
5. | SOLE VOTING POWER | |||
0 | ||||
6. | SHARED VOTING POWER | |||
0 | ||||
7. | SOLE DISPOSITIVE POWER | |||
0 | ||||
8. | SHARED DISPOSITIVE POWER | |||
0 | ||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |||
0 | ||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | |||
[_] | ||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |||
0.0% | ||||
12. | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN, HC |
CUSIP No. | 86722A103 |
Item 1. | (a). | Name of Issuer: | |
SunCoke Energy, Inc. |
(b). | Address of issuer's principal executive offices: | ||
1011 Warrenville Road, 6th Floor | |||
Lisle, IL 60532 |
Item 2. | (a). | Name of person filing: | |
Orange Capital, LLC Orange Capital Master I, Ltd. Daniel Lewis |
(b). | Address or principal business office or, if none, residence: | ||
Orange Capital, LLC 1370 Avenue of the Americas 23rd Floor New York, York 10019 Orange Capital Master I, Ltd. c/o Ogier Fiduciary Services (Cayman) Limited 89 Nexus Way Camana Bay Grand Cayman, KY1-9007 Cayman Islands Daniel Lewis c/o Orange Capital, LLC 1370 Avenue of the Americas 23rd Floor New York, York 10019 |
(c). | Citizenship: | ||
Orange Capital, LLC – Delaware Orange Capital Master I, Ltd. – Cayman Islands Daniel Lewis – United States of America |
(d). | Title of class of securities: | ||
Common Stock, Par Value $0.01 per share |
(e). | CUSIP No.: | ||
86722A103 |
Item 3. | If This Statement is filed pursuant to §§.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a |
(a) | [_] | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | [_] | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | [_] | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). |
(d) | [_] | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
(e) | [_] | An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |
(f) | [_] | An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
(g) | [_] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); |
(h) | [_] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); |
(i) | [_] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | [_] | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
(k) | [_] | Group, in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Item 4. | Ownership. |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. |
(a) | Amount beneficially owned: | |
Orange Capital, LLC – 0 Orange Capital Master I, Ltd. – 0 Daniel Lewis – 0 |
(b) | Percent of class: | |
Orange Capital, LLC – 0.0% Orange Capital Master I, Ltd. – 0.0% Daniel Lewis – 0.0% |
(c) | Number of shares as to which the person has: | |
Orange Capital, LLC |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 0 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 0 | . | ||
Orange Capital Master I, Ltd. |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 0 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 0 | . | ||
Daniel Lewis |
(i) | Sole power to vote or to direct the vote | 0 | , | ||
(ii) | Shared power to vote or to direct the vote | 0 | , | ||
(iii) | Sole power to dispose or to direct the disposition of | 0 | , | ||
(iv) | Shared power to dispose or to direct the disposition of | 0 | . | ||
Instruction: For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1). | |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. | |
Instruction: Dissolution of a group requires a response to this item. |
Item 6. | Ownership of More Than Five Percent on Behalf of Another Person. |
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. | |
N/A | |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
If a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. | |
N/A | |
Item 8. | Identification and Classification of Members of the Group. |
If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group. | |
N/A | |
Item 9. | Notice of Dissolution of Group. |
Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. | |
N/A | |
Item 10. | Certification. | |
The following certification shall be included if the statement is filed pursuant to §240.13d-1(c): |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
January 2, 2014 | |
(Date) | |
Orange Capital, LLC | |
By: /s/ Daniel Lewis By: Daniel Lewis Title: Managing Member | |
Orange Capital Master I, Ltd. | |
By: /s/ Russell Hoffman By: Russell Hoffman Title: Director | |
Daniel Lewis | |
By: /s/ Daniel Lewis |
Orange Capital, LLC | |
By: /s/ Daniel Lewis By: Daniel Lewis Title: Managing Member | |
Orange Capital Master I, Ltd. | |
By: /s/ Russell Hoffman By: Russell Hoffman Title: Director | |
Daniel Lewis | |
By: /s/ Daniel Lewis |