UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22534
Versus Capital Multi-Manager Real Estate Income Fund LLC
(Exact name of registrant as specified in charter)
5555 DTC Parkway, Suite 330
Greenwood Village, CO 80111
(Address of principal executive offices) (Zip code)
Mark D. Quam
c/o Versus Capital Advisors LLC
5555 DTC Parkway, Suite 330
Greenwood Village, CO 80111
(Name and address of agent for service)
Registrant’s telephone number, including area code: (303) 895-3773
Date of fiscal year end: March 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
Vote Summary
| | | | | | |
|
MAPLETREE LOGISTICS TRUST |
| | | |
Security | | Y5759Q107 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 14-Jul-2015 |
| | | |
ISIN | | SG1S03926213 | | Agenda | | 706298800 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 10-Jul-2015 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 08-Jul-2015 |
| | | |
SEDOL(s) | | B0D6P43 - B18R173 - B461952 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
CONT | | CONTD PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT-TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS-MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PERCENT.-(50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY)-(AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE-AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO-UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR-GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PERCENT. (20%)-OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS-CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH-MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD SECURITIES TRADING LIMITED (THE “SGX-ST”) FOR THE PURPOSE OF-DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER-SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY-UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING-TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER-ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF-ANY INSTRUMENTS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS-RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR-SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS-RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING- MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS-BEEN WAIVED BY THE SGX-ST) AND THE CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD TRUST DEED CONSTITUTING MLT (AS AMENDED) (THE “TRUST DEED”) FOR THE-TIME BEING IN FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY-AUTHORITY OF SINGAPORE); (4) UNLESS REVOKED OR VARIED BY UNITHOLDERS IN A-GENERAL MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN-FORCE UNTIL (I) THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF MLT OR-(II) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF MLT IS REQUIRED BY-APPLICABLE REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS-OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF-INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT-OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE- MANAGER IS AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO-SUCH CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS- RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR-UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY-SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING-EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE-CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE-INTEREST OF MLT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 360,400 | | 0 | | 06-Jul-2015 | | 09-Jul-2015 |
Vote Summary
| | | | | | |
|
LONDONMETRIC PROPERTY PLC, LONDON |
| | | |
Security | | G5689W109 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 16-Jul-2015 |
| | | |
ISIN | | GB00B4WFW713 | | Agenda | | 706280562 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 14-Jul-2015 |
| | | |
City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 08-Jul-2015 |
| | | |
SEDOL(s) | | B405GN7 - B4RMY15 - B4WFW71 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
17 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
18 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
19 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
20 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
21 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 49,771 | | 0 | | 06-Jul-2015 | | 10-Jul-2015 |
Vote Summary
| | | | | | |
|
OMEGA HEALTHCARE INVESTORS, INC. |
| | | |
Security | | 681936100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | OHI | | Meeting Date | | 17-Jul-2015 |
| | | |
ISIN | | US6819361006 | | Agenda | | 934240615 - Management |
| | | |
Record Date | | 15-May-2015 | | Holding Recon Date | | 15-May-2015 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 16-Jul-2015 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 NORMAN R. BOBINS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 CRAIG R. CALLEN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 THOMAS F. FRANKE | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 BERNARD J. KORMAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Amend Articles-Board Related | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 18,234 | | 0 | | 14-Jul-2015 | | 20-Jul-2015 |
Vote Summary
| | | | | | |
|
BRITISH LAND CO PLC R.E.I.T., LONDON |
| | | |
Security | | G15540118 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 21-Jul-2015 |
| | | |
ISIN | | GB0001367019 | | Agenda | | 706272250 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 17-Jul-2015 |
| | | |
City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 13-Jul-2015 |
| | | |
SEDOL(s) | | 0136701 - 5898943 - B02S777 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
17 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
18 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
19 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
20 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
21 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
22 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 42,385 | | 0 | | 06-Jul-2015 | | 15-Jul-2015 |
Vote Summary
| | | | | | |
|
ALSTRIA OFFICE REIT-AKTIENGESELLSCHAFT, HAMBURG |
| | | |
Security | | D0378R100 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 23-Jul-2015 |
| | | |
ISIN | | DE000A0LD2U1 | | Agenda | | 706279735 - Management |
| | | |
Record Date | | 01-Jul-2015 | | Holding Recon Date | | 01-Jul-2015 |
| | | |
City / Country | | HAMBURG / Germany | | Vote Deadline Date | | 14-Jul-2015 |
| | | |
SEDOL(s) | | B1VP947 - B28F271 - BHZL8P7 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 26,472 | | 0 | | 06-Jul-2015 | | 14-Jul-2015 |
Vote Summary
| | | | | | |
|
REDEFINE PROPERTIES LTD, JOHANNESBURG |
| | | |
Security | | S6815L196 | | Meeting Type | | Ordinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 23-Jul-2015 |
| | | |
ISIN | | ZAE000190252 | | Agenda | | 706301176 - Management |
| | | |
Record Date | | 17-Jul-2015 | | Holding Recon Date | | 17-Jul-2015 |
| | | |
City / Country | | JOHANNESBURG / South Africa | | Vote Deadline Date | | 16-Jul-2015 |
| | | |
SEDOL(s) | | BMP3858 - BMPHFF9 - BQ8NMC8 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
O.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 424,028 | | 0 | | 10-Jul-2015 | | 16-Jul-2015 |
Vote Summary
| | | | | | |
|
RELIGARE HEALTH TRUST, SINGAPORE |
| | | |
Security | | Y72378105 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 23-Jul-2015 |
| | | |
ISIN | | SG2F26986156 | | Agenda | | 706314399 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 21-Jul-2015 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 17-Jul-2015 |
| | | |
SEDOL(s) | | B7ZZSF9 - B9B9FS1 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Other Business | | Management | | For | | Abstain | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 569,500 | | 0 | | 15-Jul-2015 | | 20-Jul-2015 |
Vote Summary
| | | | | | |
|
AIMS AMP CAPITAL INDUSTRIAL REIT |
| | | |
Security | | Y0029Z136 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 29-Jul-2015 |
| | | |
ISIN | | SG2D63974620 | | Agenda | | 706290929 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 27-Jul-2015 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 23-Jul-2015 |
| | | |
SEDOL(s) | | B4VVM69 - B58DLN5 - B6SFRY1 - B709QN0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
CONT | | CONTD PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT-TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS-MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PER CENT.-(50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY)-(AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE-AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO-UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR-GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PER CENT. (20%)-OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS-CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW) (2) SUBJECT TO SUCH-MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD SECURITIES TRADING LIMITED (“SGX-ST”) FOR THE PURPOSE OF DETERMINING-THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1)-ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY)-SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF-ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) ANY NEW-UNITS ARISING FROM THE CONVERSION OR EXERCISE OF ANY INSTRUMENTS WHICH ARE-OUTSTANDING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT-BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF UNITS; (3) IN EXERCISING THE-AUTHORITY CONFERRED BY THIS RESOLUTION, THE MANAGER SHALL COMPLY WITH THE-PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE-(UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE TRUST DEED-CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD CONSTITUTING AA REIT (AS AMENDED) (“TRUST DEED”) FOR THE TIME BEING IN-FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF-SINGAPORE); (4) UNLESS REVOKED OR VARIED BY THE UNITHOLDERS IN A GENERAL-MEETING, THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE-UNTIL (I) THE CONCLUSION OF THE NEXT AGM OF AA REIT OR (II) THE DATE BY WHICH-THE NEXT AGM OF AA REIT IS REQUIRED TO BE HELD, WHICHEVER IS EARLIER; (5)-WHERE THE TERMS OF THE ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE-NUMBER OF INSTRUMENTS OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED,-IN THE EVENT OF RIGHTS, BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER-EVENTS, THE MANAGER MAY ISSUE ADDITIONAL INSTRUMENTS OR UNITS NOTWITHSTANDING-THAT THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN-CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD FORCE AT THE TIME THE INSTRUMENTS OR UNITS ARE ISSUED; AND (6) THE-MANAGER AND THE TRUSTEE BE AND ARE HEREBY SEVERALLY AUTHORISED TO COMPLETE-AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING ALL SUCH DOCUMENTS AS-MAY BE REQUIRED) AS THE MANAGER OR, AS THE CASE MAY BE, THE TRUSTEE MAY-CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTEREST OF AA REIT TO GIVE EFFECT-TO THE AUTHORITY CONFERRED BY THIS RESOLUTION | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 222,300 | | 0 | | 16-Jul-2015 | | 24-Jul-2015 |
Vote Summary
| | | | | | |
|
MAPLETREE GREATER CHINA COMMERCIAL TRUST |
| | | |
Security | | Y5759X102 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 30-Jul-2015 |
| | | |
ISIN | | SG2F55990442 | | Agenda | | 706298785 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 28-Jul-2015 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 24-Jul-2015 |
| | | |
SEDOL(s) | | B87GTZ4 - B95QYK3 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
CONT | | CONTD PROVIDED THAT: (1) THE AGGREGATE NUMBER OF UNITS TO BE ISSUED PURSUANT-TO THIS RESOLUTION (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS-MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED FIFTY PERCENT.-(50%) OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY)-(AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH THE-AGGREGATE NUMBER OF UNITS TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO-UNITHOLDERS (INCLUDING UNITS TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR-GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED TWENTY PERCENT. (20%)-OF THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY UNITS, IF ANY) (AS-CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) SUBJECT TO SUCH-MANNER OF CALCULATION AS MAY BE PRESCRIBED BY SINGAPORE EXCHANGE CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD SECURITIES TRADING LIMITED (THE “SGX-ST”) FOR THE PURPOSE OF-DETERMINING THE AGGREGATE NUMBER OF UNITS THAT MAY BE ISSUED UNDER-SUB-PARAGRAPH (1) ABOVE, THE TOTAL NUMBER OF ISSUED UNITS (EXCLUDING TREASURY-UNITS, IF ANY) SHALL BE BASED ON THE NUMBER OF ISSUED UNITS (EXCLUDING-TREASURY UNITS, IF ANY) AT THE TIME THIS RESOLUTION IS PASSED, AFTER-ADJUSTING FOR: (A) ANY NEW UNITS ARISING FROM THE CONVERSION OR EXERCISE OF-ANY INSTRUMENTS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS-RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR-SUBDIVISION OF UNITS; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS-RESOLUTION, THE MANAGER SHALL COMPLY WITH THE PROVISIONS OF THE LISTING-MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS-BEEN WAIVED BY THE SGX-ST) AND THE CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD TRUST DEED CONSTITUTING MGCCT (THE “TRUST DEED”) FOR THE TIME BEING IN-FORCE (UNLESS OTHERWISE EXEMPTED OR WAIVED BY THE MONETARY AUTHORITY OF-SINGAPORE); (4) UNLESS REVOKED OR VARIED BY UNITHOLDERS IN A GENERAL MEETING,-THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL (I)-THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF MGCCT OR (II) THE DATE-BY WHICH THE NEXT ANNUAL GENERAL MEETING OF MGCCT IS REQUIRED BY APPLICABLE-REGULATIONS TO BE HELD, WHICHEVER IS EARLIER; (5) WHERE THE TERMS OF THE-ISSUE OF THE INSTRUMENTS PROVIDE FOR ADJUSTMENT TO THE NUMBER OF INSTRUMENTS-OR UNITS INTO WHICH THE INSTRUMENTS MAY BE CONVERTED IN THE EVENT OF RIGHTS,-BONUS OR OTHER CAPITALISATION ISSUES OR ANY OTHER EVENTS, THE MANAGER IS-AUTHORISED TO ISSUE ADDITIONAL INSTRUMENTS OR UNITS PURSUANT TO SUCH CONTD | | Non-Voting | | | | | | | | | | |
CONT | | CONTD ADJUSTMENT NOTWITHSTANDING THAT THE AUTHORITY CONFERRED BY THIS-RESOLUTION MAY HAVE CEASED TO BE IN FORCE AT THE TIME THE INSTRUMENTS OR-UNITS ARE ISSUED; AND (6) THE MANAGER AND THE TRUSTEE, BE AND ARE HEREBY-SEVERALLY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING-EXECUTING ALL SUCH DOCUMENTS AS MAY BE REQUIRED) AS THE MANAGER OR, AS THE-CASE MAY BE, THE TRUSTEE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE-INTEREST OF MGCCT TO GIVE EFFECT TO THE AUTHORITY CONFERRED BY THIS-RESOLUTION | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 429,900 | | 0 | | 20-Jul-2015 | | 27-Jul-2015 |
Vote Summary
| | | | | | |
| |
KIWI PROPERTY GROUP LTD | | |
| | | |
Security | | Q5349C104 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 31-Jul-2015 |
| | | |
ISIN | | NZKPGE0001S9 | | Agenda | | 706316393 - Management |
| | | |
Record Date | | 29-Jul-2015 | | Holding Recon Date | | 29-Jul-2015 |
| | | |
City / Country | | AUCKLAND / New Zealand | | Vote Deadline Date | | 24-Jul-2015 |
| | | |
SEDOL(s) | | BTDY2M7 - BTLX2K4 - BTMJQG5 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 265,261 | | 0 | | 20-Jul-2015 | | 25-Jul-2015 |
| | |
| |
Page 10 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
YUEXIU REAL ESTATE INVESTMENT TRUST |
| | | |
Security | | Y9865D109 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 24-Aug-2015 |
| | | |
ISIN | | HK0405033157 | | Agenda | | 706355321 - Management |
| | | |
Record Date | | 20-Aug-2015 | | Holding Recon Date | | 20-Aug-2015 |
| | | |
City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 19-Aug-2015 |
| | | |
SEDOL(s) | | B0TLGM7 - B0VDHS4 - B1NPP14 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 541,000 | | 0 | | 12-Aug-2015 | | 20-Aug-2015 |
| | |
| |
Page 11 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
INDUSTRIA REIT, MELBOURNE VIC | | |
| | | |
Security | | Q4933P100 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 22-Oct-2015 |
| | | |
ISIN | | AU000000IDR4 | | Agenda | | 706442718 - Management |
| | | |
Record Date | | 20-Oct-2015 | | Holding Recon Date | | 20-Oct-2015 |
| | | |
City / Country | | MELBOURNE / Australia | | Vote Deadline Date | | 15-Oct-2015 |
| | | |
SEDOL(s) | | BGHQFH4 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 168,225 | | 0 | | 22-Sep-2015 | | 16-Oct-2015 |
| | |
| |
Page 12 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
KENEDIX RESIDENTIAL INVESTMENT CORPORATION |
| | | |
Security | | J3243Q103 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 26-Oct-2015 |
| | | |
ISIN | | JP3047480003 | | Agenda | | 706461287 - Management |
| | | |
Record Date | | 31-Jul-2015 | | Holding Recon Date | | 31-Jul-2015 |
| | | |
City / Country | | TOKYO / Japan | | Vote Deadline Date | | 14-Oct-2015 |
| | | |
SEDOL(s) | | B76BZX3 | | Quick Code | | 32780 |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Amend the Articles of Incorporation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Appoint a Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Appoint a Substitute Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 67 | | 0 | | 06-Oct-2015 | | 19-Oct-2015 |
| | |
| |
Page 13 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
STOCKLAND, SYDNEY NSW | | |
| | | |
Security | | Q8773B105 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 27-Oct-2015 |
| | | |
ISIN | | AU000000SGP0 | | Agenda | | 706444407 - Management |
| | | |
Record Date | | 25-Oct-2015 | | Holding Recon Date | | 25-Oct-2015 |
| | | |
City / Country | | SYDNEY / Australia | | Vote Deadline Date | | 20-Oct-2015 |
| | | |
SEDOL(s) | | 6850856 - B0935Z9 - B1HHP94 - BJ05342 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 188,105 | | 0 | | 25-Sep-2015 | | 22-Oct-2015 |
| | |
| |
Page 14 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
FEDERATION CENTRES, GLEN WAVERLY VIC | | |
| | | |
Security | | Q3752X103 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 28-Oct-2015 |
| | | |
ISIN | | AU000000FDC2 | | Agenda | | 706447542 - Management |
| | | |
Record Date | | 26-Oct-2015 | | Holding Recon Date | | 26-Oct-2015 |
| | | |
City / Country | | MELBOURNE / Australia | | Vote Deadline Date | | 21-Oct-2015 |
| | | |
SEDOL(s) | | B94CGM8 - B9510B1 - B969LS8 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
2.A | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.B | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.C | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.D | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.E | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.F | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.G | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.H | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.I | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.J | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 191,588 | | 0 | | 16-Oct-2015 | | 22-Oct-2015 |
| | |
| |
Page 15 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
EUROCOMMERCIAL PROPERTIES NV, AMSTERDAM |
| | | |
Security | | N31065142 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 03-Nov-2015 |
| | | |
ISIN | | NL0000288876 | | Agenda | | 706446588 - Management |
| | | |
Record Date | | 06-Oct-2015 | | Holding Recon Date | | 06-Oct-2015 |
| | | |
City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 21-Oct-2015 |
| | | |
SEDOL(s) | | 4798271 - 6788452 - B06Y3N9 - B1293T1 - B1XGGR0 - B2PFG16 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | ANNUAL REPORT OF THE BOARD OF MANAGEMENT | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | ANY OTHER BUSINESS | | Non-Voting | | | | | | | | | | |
| | | | | | | |
13 | | CLOSING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 7,136 | | 0 | | 27-Sep-2015 | | 21-Oct-2015 |
| | |
| |
Page 16 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
CHARTER HALL RETAIL REIT, SYDNEY |
| | | |
Security | | Q2308D108 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 17-Nov-2015 |
| | | |
ISIN | | AU000000CQR9 | | Agenda | | 706522403 - Management |
| | | |
Record Date | | 13-Nov-2015 | | Holding Recon Date | | 13-Nov-2015 |
| | | |
City / Country | | SYDNEY / Australia | | Vote Deadline Date | | 10-Nov-2015 |
| | | |
SEDOL(s) | | 6225595 - B02P2H3 - B1HKFP9 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 164,793 | | 0 | | 27-Oct-2015 | | 13-Nov-2015 |
| | |
| |
Page 17 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
CROMWELL PROPERTY GROUP, BRISBANE | | |
| | | |
Security | | Q2995J103 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 25-Nov-2015 |
| | | |
ISIN | | AU000000CMW8 | | Agenda | | 706521487 - Management |
| | | |
Record Date | | 23-Nov-2015 | | Holding Recon Date | | 23-Nov-2015 |
| | | |
City / Country | | BRISBANE / Australia | | Vote Deadline Date | | 18-Nov-2015 |
| | | |
SEDOL(s) | | 6225476 - B0N3R26 - BLP68G1 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 524,662 | | 0 | | 26-Oct-2015 | | 19-Nov-2015 |
| | |
| |
Page 18 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
JAPAN RETAIL FUND INVESTMENT CORPORATION |
| | | |
Security | | J27544105 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 27-Nov-2015 |
| | | |
ISIN | | JP3039710003 | | Agenda | | 706552406 - Management |
| | | |
Record Date | | 31-Aug-2015 | | Holding Recon Date | | 31-Aug-2015 |
| | | |
City / Country | | TOKYO / Japan | | Vote Deadline Date | | 17-Nov-2015 |
| | | |
SEDOL(s) | | 6513342 - B068472 - B2QGM10 | | Quick Code | | 89530 |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Amend the Articles of Incorporation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Appoint a Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Appoint a Substitute Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Appoint a Substitute Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 222 | | 0 | | 17-Nov-2015 | | 19-Nov-2015 |
| | |
| |
Page 19 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
ORIX JREIT INC. |
| | | |
Security | | J8996L102 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 30-Nov-2015 |
| | | |
ISIN | | JP3040880001 | | Agenda | | 706543104 - Management |
| | | |
Record Date | | 31-Aug-2015 | | Holding Recon Date | | 31-Aug-2015 |
| | | |
City / Country | | TOKYO / Japan | | Vote Deadline Date | | 18-Nov-2015 |
| | | |
SEDOL(s) | | 6527774 - B0ZSKS6 - B3BJD63 | | Quick Code | | 89540 |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Amend the Articles of Incorporation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Appoint a Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Appoint a Substitute Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 322 | | 0 | | 09-Nov-2015 | | 23-Nov-2015 |
| | |
| |
Page 20 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | | |
Security | | P3515D155 | | Meeting Type | | Bond Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 17-Dec-2015 |
| | | |
ISIN | | MXCFFI0U0002 | | Agenda | | 706593161 - Management |
| | | |
Record Date | | 09-Dec-2015 | | Holding Recon Date | | 09-Dec-2015 |
| | | |
City / Country | | MEXICO, D.F / Mexico | | Vote Deadline Date | | 11-Dec-2015 |
| | | |
SEDOL(s) | | B80RZK1 - B89XGF2 - B99M4P2 - BT6T0Q9 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
I.I | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
I.II | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
II | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 397,868 | | 0 | | 11-Dec-2015 | | 12-Dec-2015 |
| | |
| |
Page 21 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
KENEDIX OFFICE INVESTMENT CORPORATION |
| | | |
Security | | J32922106 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 21-Jan-2016 |
| | | |
ISIN | | JP3046270009 | | Agenda | | 706609142 - Management |
| | | |
Record Date | | 31-Oct-2015 | | Holding Recon Date | | 31-Oct-2015 |
| | | |
City / Country | | TOKYO / Japan | | Vote Deadline Date | | 11-Jan-2016 |
| | | |
SEDOL(s) | | B0C5Q59 - B1GCJ76 | | Quick Code | | 89720 |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Amend the Articles of Incorporation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Appoint a Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Appoint a Substitute Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.3 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 134 | | 0 | | 04-Jan-2016 | | 14-Jan-2016 |
| | |
| |
Page 22 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
REDEFINE PROPERTIES LTD, JOHANNESBURG |
| | | |
Security | | S6815L196 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 18-Feb-2016 |
| | | |
ISIN | | ZAE000190252 | | Agenda | | 706627506 - Management |
| | | |
Record Date | | 12-Feb-2016 | | Holding Recon Date | | 12-Feb-2016 |
| | | |
City / Country | | JOHANNESBURG / South Africa | | Vote Deadline Date | | 11-Feb-2016 |
| | | |
SEDOL(s) | | BMP3858 - BMPHFF9 - BQ8NMC8 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
O.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.8.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.8.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.8.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
S.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
S.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
S.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 628,636 | | 0 | | 13-Jan-2016 | | 15-Feb-2016 |
| | |
| |
Page 23 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SPONDA PLC, HELSINKI |
| | | |
Security | | X84465107 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 29-Feb-2016 |
| | | |
ISIN | | FI0009006829 | | Agenda | | 706667221 - Management |
| | | |
Record Date | | 17-Feb-2016 | | Holding Recon Date | | 17-Feb-2016 |
| | | |
City / Country | | HELSINKI / Finland | | Vote Deadline Date | | 18-Feb-2016 |
| | | |
SEDOL(s) | | 5472563 - B02G9X1 - B1HJ4R1 - B28MMP0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | CALLING THE MEETING TO ORDER | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
4 | | RECORDING THE LEGALITY OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
5 | | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 52,684 | | 0 | | 09-Feb-2016 | | 19-Feb-2016 |
| | |
| |
Page 24 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
BLACKROCK LIQUIDITY FUNDS | | |
| | | |
Security | | 09248U619 | | Meeting Type | | Special |
| | | |
Ticker Symbol | | TMPXX | | Meeting Date | | 07-Mar-2016 |
| | | |
ISIN | | US09248U6192 | | Agenda | | 934328306 - Management |
| | | |
Record Date | | 11-Dec-2015 | | Holding Recon Date | | 11-Dec-2015 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 04-Mar-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 DAVID O. BEIM | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 SUSAN J. CARTER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 COLLETTE CHILTON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 NEIL A. COTTY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 MATINA S. HORNER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 RODNEY D. JOHNSON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 CYNTHIA A. MONTGOMERY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 8 JOSEPH P. PLATT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 9 ROBERT C. ROBB, JR. | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 10 MARK STALNECKER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 11 KENNETH L. URISH | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 12 CLAIRE A. WALTON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 13 FREDERICK W. WINTER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 14 BARBARA G. NOVICK | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 15 JOHN M. PERLOWSKI | | | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 451,618 | | 0 | | 15-Feb-2016 | | 08-Mar-2016 |
| | |
| |
Page 25 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
CITYCON OYJ, HELSINKI | | |
| | | |
Security | | X1422T116 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 16-Mar-2016 |
| | | |
ISIN | | FI0009002471 | | Agenda | | 706673250 - Management |
| | | |
Record Date | | 04-Mar-2016 | | Holding Recon Date | | 04-Mar-2016 |
| | | |
City / Country | | HELSINKI / Finland | | Vote Deadline Date | | 07-Mar-2016 |
| | | |
SEDOL(s) | | 4491097 - B02FMQ2 - B122ZP0 - B28FSP1 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | CALLING THE MEETING TO ORDER | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
4 | | RECORDING THE LEGALITY OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
5 | | RECORDING THE ATTENDANCE AND ADOPTING THE LIST OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
6 | | PRESENTATION OF THE FINANCIAL STATEMENTS AND THE REPORT OF THE BOARD OF-DIRECTORS FOR THE YEAR 2015 | | Non-Voting | | | | | | | | | | |
| | | | | | | |
7 | | PRESENTATION OF THE AUDITORS REPORT | | Non-Voting | | | | | | | | | | |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
17 | | Management Proposal | | Management | | For | | For | | For | | None | �� | None |
| | | | | | | |
18 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 136,403 | | 0 | | 15-Feb-2016 | | 08-Mar-2016 |
| | |
| |
Page 26 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
SPONDA PLC, HELSINKI | | |
| | | |
Security | | X84465107 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 21-Mar-2016 |
| | | |
ISIN | | FI0009006829 | | Agenda | | 706667550 - Management |
| | | |
Record Date | | 09-Mar-2016 | | Holding Recon Date | | 09-Mar-2016 |
| | | |
City / Country | | HELSINKI / Finland | | Vote Deadline Date | | 10-Mar-2016 |
| | | |
SEDOL(s) | | 5472563 - B02G9X1 - B1HJ4R1 - B28MMP0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | CALLING THE MEETING TO ORDER | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
4 | | RECORDING THE LEGALITY OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
5 | | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
6 | | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITOR’S REPORT FOR THE YEAR 2015 | | Non-Voting | | | | | | | | | | |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
17 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
18 | | Management Proposal | | Management | | Abstain | | For | | Against | | None | | None |
| | | | | | | |
19 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 52,684 | | 0 | | 24-Feb-2016 | | 11-Mar-2016 |
| | |
| |
Page 27 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
MERLIN PROPERTIES SOCIMI S.A |
| | | |
Security | | E7390Z100 | | Meeting Type | | Ordinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 06-Apr-2016 |
| | | |
ISIN | | ES0105025003 | | Agenda | | 706731266 - Management |
| | | |
Record Date | | 29-Mar-2016 | | Holding Recon Date | | 29-Mar-2016 |
| | | |
City / Country | | MADRID / Spain | | Vote Deadline Date | | 30-Mar-2016 |
| | | |
SEDOL(s) | | BNGNB77 - BNWRB28 - BNY7YX8 - BQG05N3 - BR2Z0J0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4.10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 33,356 | | 0 | | 15-Mar-2016 | | 31-Mar-2016 |
| | |
| |
Page 28 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
| |
CAPITALAND RETAIL CHINA TRUST, SINGAPORE | | |
| | | |
Security | | Y1092E109 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 11-Apr-2016 |
| | | |
ISIN | | SG1U25933169 | | Agenda | | 706763871 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 07-Apr-2016 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 04-Apr-2016 |
| | | |
SEDOL(s) | | B1HL3P8 - B1N4C98 - BGM0NZ5 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 224,360 | | 0 | | 30-Mar-2016 | | 05-Apr-2016 |
| | |
| |
Page 29 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
AKELIUS RESIDENTIAL PROPERTY AB, DANDERYD |
| | | |
Security | | W0R931101 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 15-Apr-2016 |
| | | |
ISIN | | SE0005936713 | | Agenda | | 706781425 - Management |
| | | |
Record Date | | 08-Apr-2016 | | Holding Recon Date | | 08-Apr-2016 |
| | | |
City / Country | | STOCKHOLM / Sweden | | Vote Deadline Date | | 04-Apr-2016 |
| | | |
SEDOL(s) | | BN65H64 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | ELECTION OF CHAIRMAN OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | PREPARATION AND APPROVAL OF VOTING LIST | | Non-Voting | | | | | | | | | | |
| | | | | | | |
4 | | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | | Non-Voting | | | | | | | | | | |
| | | | | | | |
5 | | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | | Non-Voting | | | | | | | | | | |
| | | | | | | |
6 | | APPROVAL OF THE AGENDA | | Non-Voting | | | | | | | | | | |
| | | | | | | |
7 | | PRESENTATION OF ANNUAL REPORT AND AUDIT REPORT FOR THE FINANCIAL YEAR 2015-AND THE CONSOLIDATED ACCOUNTS AND AUDIT REPORT FOR THE FINANCIAL YEAR 2015 | | Non-Voting | | | | | | | | | | |
| | | | | | | |
8.A | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8.B | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8.C | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | CLOSING OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 6,576 | | 0 | | 18-Mar-2016 | | 04-Apr-2016 |
| | |
| |
Page 30 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
KEPPEL REIT, SINGAPORE |
| | | |
Security | | Y4740G104 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 15-Apr-2016 |
| | | |
ISIN | | SG1T22929874 | | Agenda | | 706873242 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 13-Apr-2016 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 08-Apr-2016 |
| | | |
SEDOL(s) | | B12RQH4 - B1JNKZ1 - B2R1Y29 - B6RM066 - B8W3VP4 - BDFM5Q2 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Other Business | | Management | | For | | Abstain | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 500,400 | | 0 | | 12-Apr-2016 | | 12-Apr-2016 |
| | |
| |
Page 31 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
FORTUNE REAL ESTATE INVESTMENT TRUST, SINGAPORE |
| | | |
Security | | Y2616W104 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 19-Apr-2016 |
| | | |
ISIN | | SG1O33912138 | | Agenda | | 706759579 - Management |
| | | |
Record Date | | 12-Apr-2016 | | Holding Recon Date | | 12-Apr-2016 |
| | | |
City / Country | | HONG KONG / Singapore | | Vote Deadline Date | | 14-Apr-2016 |
| | | |
SEDOL(s) | | 6677174 - B05MP05 - B5T50H7 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 276,000 | | 0 | | 14-Apr-2016 | | 15-Apr-2016 |
| | |
| |
Page 32 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS |
| | | |
Security | | F5396X102 | | Meeting Type | | MIX |
| | | |
Ticker Symbol | | | | Meeting Date | | 19-Apr-2016 |
| | | |
ISIN | | FR0000121964 | | Agenda | | 706762677 - Management |
| | | |
Record Date | | 14-Apr-2016 | | Holding Recon Date | | 14-Apr-2016 |
| | | |
City / Country | | PARIS / France | | Vote Deadline Date | | 06-Apr-2016 |
| | | |
SEDOL(s) | | 4336864 - 5565827 - 7578867 - 7582556 - B030CP5 - B28JSJ7 - BVDPR96 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
O.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
E.17 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
E.18 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
E.19 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 5,927 | | 0 | | 12-Apr-2016 | | 12-Apr-2016 |
| | |
| |
Page 33 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SIENNA SENIOR LIVING INC, MARKHAM ON |
| | | |
Security | | 82621K102 | | Meeting Type | | MIX |
| | | |
Ticker Symbol | | | | Meeting Date | | 19-Apr-2016 |
| | | |
ISIN | | CA82621K1021 | | Agenda | | 706766372 - Management |
| | | |
Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| | | |
City / Country | | TORONTO / Canada | | Vote Deadline Date | | 13-Apr-2016 |
| | | |
SEDOL(s) | | BWTYXH4 - BX9F868 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 41,591 | | 0 | | 13-Apr-2016 | | 13-Apr-2016 |
| | |
| |
Page 34 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
MERCIALYS, PARIS |
| | | |
Security | | F61573105 | | Meeting Type | | MIX |
| | | |
Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| | | |
ISIN | | FR0010241638 | | Agenda | | 706777642 - Management |
| | | |
Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| | | |
City / Country | | PARIS / France | | Vote Deadline Date | | 07-Apr-2016 |
| | | |
SEDOL(s) | | B0LMF87 - B0MGW43 - B17P8Y4 - B28K674 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
O.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.17 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
O.18 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
E.19 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
E.20 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 16,899 | | 0 | | 12-Apr-2016 | | 13-Apr-2016 |
| | |
| |
Page 35 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
DEUTSCHE BANK MEXICO SA INSTITUCION DE BANCA MULTI |
| | | |
Security | | P3515D155 | | Meeting Type | | Bond Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 20-Apr-2016 |
| | | |
ISIN | | MXCFFI0U0002 | | Agenda | | 706887188 - Management |
| | | |
Record Date | | 12-Apr-2016 | | Holding Recon Date | | 12-Apr-2016 |
| | | |
City / Country | | MEXICO / Mexico D F | | Vote Deadline Date | | 14-Apr-2016 |
| | | |
SEDOL(s) | | B80RZK1 - B89XGF2 - B99M4P2 - BT6T0Q9 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
I | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
II | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
III | | REVOCATION BY THE ADMINISTRATOR OF THE DESIGNATION OF MESSRS. MATTHEW BANKS,-NICHOLAS WILLIAM O NEILL, JAIME LARA MEDELLIN AND PETER GAUL AS MEMBERS OF-THE TECHNICAL COMMITTEE OF THE TRUST, FROM HERE ONWARDS REFERRED TO AS THE-TECHNICAL COMMITTEE, IN ACCORDANCE WITH THAT WHICH IS ESTABLISHED IN ITEM I-OF SECTION 4.1 AND IN ITEM II OF LINE B OF SECTION 5.2 OF THE TRUST-AGREEMENT, AND THE DETERMINATION BY THE ADMINISTRATOR TO CONDITION THE ANNUAL-RENEWAL OF THE APPOINTMENT OF THE INDEPENDENT MEMBERS OF THE TECHNICAL-COMMITTEE WHO ARE DESIGNATED BY THE ADMINISTRATOR ON THE APPROVAL OF THE-ANNUAL GENERAL MEETING OF HOLDERS IN ACCORDANCE WITH LINE D OF SECTION 5.2 OF-THE TRUST AGREEMENT | | Non-Voting | | | | | | | | | | |
| | | | | | | |
IV | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
V | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
VI | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
VII | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 427,734 | | 0 | | 14-Apr-2016 | | 15-Apr-2016 |
| | |
| |
Page 36 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SOILBUILD BUSINESS SPACE REIT, SINGAPORE |
| | | |
Security | | Y806D3102 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 21-Apr-2016 |
| | | |
ISIN | | SG2G07995670 | | Agenda | | 706825253 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 19-Apr-2016 |
| | | |
City / Country | | SINGAPORE / Singapore | | Vote Deadline Date | | 14-Apr-2016 |
| | | |
SEDOL(s) | | BCZSZV8 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 476,400 | | 0 | | 14-Apr-2016 | | 15-Apr-2016 |
| | |
| |
Page 37 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
WERELDHAVE NV, DEN HAAG |
| | | |
Security | | N95060120 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 22-Apr-2016 |
| | | |
ISIN | | NL0000289213 | | Agenda | | 706758010 - Management |
| | | |
Record Date | | 25-Mar-2016 | | Holding Recon Date | | 25-Mar-2016 |
| | | |
City / Country | | AMSTERDAM / Netherlands | | Vote Deadline Date | | 13-Apr-2016 |
| | | |
SEDOL(s) | | 4942863 - 4948623 - 4948634 - 7737691 - B051ZW4 - B1FRS31 - B4M5SY0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | OPENING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2 | | REPORT OF THE BOARD OF MANAGEMENT | | Non-Voting | | | | | | | | | | |
| | | | | | | |
3 | | REMUNERATION REPORT 2015, EXECUTION OF THE REMUNERATION POLICY | | Non-Voting | | | | | | | | | | |
| | | | | | | |
4 | | OPPORTUNITY TO ASK QUESTIONS TO THE AUDITOR | | Non-Voting | | | | | | | | | | |
| | | | | | | |
5 | | DIVIDEND- AND RESERVES POLICY | | Non-Voting | | | | | | | | | | |
| | | | | | | |
6.A | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6.B | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11.A | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11.B | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | QUESTIONS BEFORE CLOSURE OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | |
14 | | CLOSURE OF THE MEETING | | Non-Voting | | | | | | | | | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 6,107 | | 0 | | 13-Apr-2016 | | 13-Apr-2016 |
| | |
| |
Page 38 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
LANGHAM HOSPITALITY INVESTMENTS AND LANGHAM HO |
| | | |
Security | | Y5213M106 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 22-Apr-2016 |
| | | |
ISIN | | HK0000150521 | | Agenda | | 706779127 - Management |
| | | |
Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| | | |
City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 19-Apr-2016 |
| | | |
SEDOL(s) | | B8W3S31 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | Abstain | | For | | Against | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 710,500 | | 0 | | 18-Apr-2016 | | 20-Apr-2016 |
| | |
| |
Page 39 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
HAMMERSON PLC R.E.I.T., LONDON |
| | | |
Security | | G4273Q107 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 25-Apr-2016 |
| | | |
ISIN | | GB0004065016 | | Agenda | | 706750456 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 21-Apr-2016 |
| | | |
City / Country | | LONDON / United Kingdom | | Vote Deadline Date | | 15-Apr-2016 |
| | | |
SEDOL(s) | | 0406501 - B00L4X3 - B10SNX4 - B19LNP6 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
16 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
17 | | Management Proposal | | Management | | Abstain | | For | | Against | | None | | None |
| | | | | | | |
18 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
19 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 61,502 | | 0 | | 14-Apr-2016 | | 19-Apr-2016 |
| | |
| |
Page 40 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
THE GEO GROUP, INC. |
| | | |
Security | | 36162J106 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | GEO | | Meeting Date | | 27-Apr-2016 |
| | | |
ISIN | | US36162J1060 | | Agenda | | 934343156 - Management |
| | | |
Record Date | | 04-Mar-2016 | | Holding Recon Date | | 04-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 26-Apr-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 CLARENCE E. ANTHONY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 ANNE N. FOREMAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 RICHARD H. GLANTON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 CHRISTOPHER C. WHEELER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 JULIE MYERS WOOD | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 GEORGE C. ZOLEY | | | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Approve Stock Compensation Plan | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | S/H Proposal - Access To Proxy | | Shareholder | | For | | Against | | Against | | None | | None |
| | | | | | | |
6 | | S/H Proposal - Human Rights Related | | Shareholder | | For | | Against | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 8,595 | | 0 | | 22-Apr-2016 | | 28-Apr-2016 |
| | |
| |
Page 41 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
STARWOOD PROPERTY TRUST INC |
| | | |
Security | | 85571B105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | STWD | | Meeting Date | | 27-Apr-2016 |
| | | |
ISIN | | US85571B1052 | | Agenda | | 934366938 - Management |
| | | |
Record Date | | 10-Mar-2016 | | Holding Recon Date | | 10-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 26-Apr-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 RICHARD D. BRONSON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 JEFFREY G. DISHNER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 CAMILLE J. DOUGLAS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 SOLOMON J. KUMIN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 BARRY S. STERNLICHT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 STRAUSS ZELNICK | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 38,341 | | 0 | | 22-Apr-2016 | | 28-Apr-2016 |
| | |
| |
Page 42 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
HAMBORNER REIT AG, DUISBURG |
| | | |
Security | | D29315104 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| | | |
ISIN | | DE0006013006 | | Agenda | | 706802976 - Management |
| | | |
Record Date | | 06-Apr-2016 | | Holding Recon Date | | 06-Apr-2016 |
| | | |
City / Country | | MUELHEIM / Germany AN DER RUHR | | Vote Deadline Date | | 20-Apr-2016 |
| | | |
SEDOL(s) | | 5735642 - B0ZC0X3 - B28J778 - BHZLHZ0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU | | Non-Voting | | | | | | | | | | |
| | | | | | | |
0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 07.APR.16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU | | Non-Voting | | | | | | | | | | |
| | | | | | | |
0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES- DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | | Non-Voting | | | | | | | | | | |
| | | | | | | |
1. | | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2015 | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 30,610 | | 0 | | 20-Apr-2016 | | 20-Apr-2016 |
| | |
| |
Page 43 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
HANG LUNG PROPERTIES LTD, CENTRAL DISTRICT |
| | | |
Security | | Y30166105 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 28-Apr-2016 |
| | | |
ISIN | | HK0101000591 | | Agenda | | 706813931 - Management |
| | | |
Record Date | | 26-Apr-2016 | | Holding Recon Date | | 26-Apr-2016 |
| | | |
City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 25-Apr-2016 |
| | | |
SEDOL(s) | | 5579129 - 6030506 - B05P742 - B16TVY8 - BP3RQ26 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.A | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.B | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.C | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.D | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | Against | | For | | Against | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 167,000 | | 0 | | 22-Apr-2016 | | 26-Apr-2016 |
| | |
| |
Page 44 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
STAG INDUSTRIAL, INC. |
| | | |
Security | | 85254J102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | STAG | | Meeting Date | | 02-May-2016 |
| | | |
ISIN | | US85254J1025 | | Agenda | | 934345439 - Management |
| | | |
Record Date | | 04-Mar-2016 | | Holding Recon Date | | 04-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 29-Apr-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 BENJAMIN S. BUTCHER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 VIRGIS W. COLBERT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 JEFFREY D. FURBER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 LARRY T. GUILLEMETTE | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 FRANCIS X. JACOBY III | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 CHRISTOPHER P. MARR | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 HANS S. WEGER | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 25,654 | | 0 | | 28-Apr-2016 | | 03-May-2016 |
| | |
| |
Page 45 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
VEREIT, INC. |
| | | |
Security | | 92339V100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | VER | | Meeting Date | | 04-May-2016 |
| | | |
ISIN | | US92339V1008 | | Agenda | | 934345845 - Management |
| | | |
Record Date | | 09-Mar-2016 | | Holding Recon Date | | 09-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 03-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 28,753 | | 0 | | 29-Apr-2016 | | 05-May-2016 |
| | |
| |
Page 46 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
QTS REALTY TRUST, INC. |
| | | |
Security | | 74736A103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | QTS | | Meeting Date | | 04-May-2016 |
| | | |
ISIN | | US74736A1034 | | Agenda | | 934348699 - Management |
| | | |
Record Date | | 09-Mar-2016 | | Holding Recon Date | | 09-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 03-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 CHAD L. WILLIAMS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 PHILIP P. TRAHANAS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 JOHN W. BARTER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 WILLIAM O. GRABE | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 CATHERINE R. KINNEY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 PETER A. MARINO | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 SCOTT D. MILLER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 8 STEPHEN E. WESTHEAD | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation Vote Frequency | | Management | | 1 Year | | 1 Year | | For | | None | | None |
| | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 6,786 | | 0 | | 29-Apr-2016 | | 05-May-2016 |
| | |
| |
Page 47 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
CROMBIE REAL ESTATE INVESTMENT TRUST, STELLARTON |
| | | |
Security | | 227107109 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 05-May-2016 |
| | | |
ISIN | | CA2271071094 | | Agenda | | 706866425 - Management |
| | | |
Record Date | | 24-Mar-2016 | | Holding Recon Date | | 24-Mar-2016 |
| | | |
City / Country | | NOVA SCOTIA / Canada | | Vote Deadline Date | | 29-Apr-2016 |
| | | |
SEDOL(s) | | B11YBV5 - B3SVB91 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 11,880 | | 0 | | 28-Apr-2016 | | 29-Apr-2016 |
| | |
| |
Page 48 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
DREAM OFFICE REAL ESTATE INVESTMENT TRUST, ETOBICO |
| | | |
Security | | 26153P104 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 05-May-2016 |
| | | |
ISIN | | CA26153P1045 | | Agenda | | 706866437 - Management |
| | | |
Record Date | | 24-Mar-2016 | | Holding Recon Date | | 24-Mar-2016 |
| | | |
City / Country | | TORONTO / Canada | | Vote Deadline Date | | 29-Apr-2016 |
| | | |
SEDOL(s) | | BMJJVS6 - BMJJVV9 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 21,140 | | 0 | | 28-Apr-2016 | | 29-Apr-2016 |
| | |
| |
Page 49 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
PROSPERITY REAL ESTATE INVESTMENT TRUST |
| | | |
Security | | Y7084Q109 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 06-May-2016 |
| | | |
ISIN | | HK0808032913 | | Agenda | | 706877846 - Management |
| | | |
Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| | | |
City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 28-Apr-2016 |
| | | |
SEDOL(s) | | B0PVBN7 - B0V0LW7 - B0WW4J0 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 980,000 | | 0 | | 26-Apr-2016 | | 29-Apr-2016 |
| | |
| |
Page 50 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
VENTAS, INC. |
| | | |
Security | | 92276F100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | VTR | | Meeting Date | | 10-May-2016 |
| | | |
ISIN | | US92276F1003 | | Agenda | | 934354313 - Management |
| | | |
Record Date | | 14-Mar-2016 | | Holding Recon Date | | 14-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 09-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1I. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 2,167 | | 0 | | 06-May-2016 | | 11-May-2016 |
| | |
| |
Page 51 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
DIGITAL REALTY TRUST, INC. |
| | | |
Security | | 253868103 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | DLR | | Meeting Date | | 10-May-2016 |
| | | |
ISIN | | US2538681030 | | Agenda | | 934358020 - Management |
| | | |
Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 09-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 4,772 | | 0 | | 06-May-2016 | | 11-May-2016 |
| | |
| |
Page 52 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
ATRIUM EUROPEAN REAL ESTATE LIMITED, ST HELIER |
| | | |
Security | | G0621C113 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 11-May-2016 |
| | | |
ISIN | | JE00B3DCF752 | | Agenda | | 706988865 - Management |
| | | |
Record Date | | | | Holding Recon Date | | 09-May-2016 |
| | | |
City / Country | | ST. HELIER / Jersey | | Vote Deadline Date | | 02-May-2016 |
| | | |
SEDOL(s) | | B3DCF75 - B3X05L3 - B42YVJ3 - B457Q61 - B45X1X1 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | Against | | For | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 56,410 | | 0 | | 29-Apr-2016 | | 02-May-2016 |
| | |
| |
Page 53 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
EPR PROPERTIES |
| | | |
Security | | 26884U109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | EPR | | Meeting Date | | 11-May-2016 |
| | | |
ISIN | | US26884U1097 | | Agenda | | 934359870 - Management |
| | | |
Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 10-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 BARRETT BRADY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 PETER C. BROWN | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Approve Stock Compensation Plan | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 11,056 | | 0 | | 09-May-2016 | | 12-May-2016 |
| | |
| |
Page 54 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SPIRIT REALTY CAPITAL INC |
| | | |
Security | | 84860W102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SRC | | Meeting Date | | 11-May-2016 |
| | | |
ISIN | | US84860W1027 | | Agenda | | 934383150 - Management |
| | | |
Record Date | | 18-Mar-2016 | | Holding Recon Date | | 18-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 10-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 KEVIN M. CHARLTON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 TODD A. DUNN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 DAVID J. GILBERT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 RICHARD I. GILCHRIST | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 DIANE M. MOREFIELD | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 THOMAS H. NOLAN, JR. | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 SHELI Z. ROSENBERG | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 8 THOMAS D. SENKBEIL | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 9 NICHOLAS P. SHEPHERD | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Amend Stock Compensation Plan | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 43,929 | | 0 | | 09-May-2016 | | 12-May-2016 |
| | |
| |
Page 55 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
ALSTRIA OFFICE REIT-AKTIENGESELLSCHAFT, HAMBURG |
| | | |
Security | | D0378R100 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 12-May-2016 |
| | | |
ISIN | | DE000A0LD2U1 | | Agenda | | 706888243 - Management |
| | | |
Record Date | | 20-Apr-2016 | | Holding Recon Date | | 20-Apr-2016 |
| | | |
City / Country | | HAMBURG / Germany | | Vote Deadline Date | | 04-May-2016 |
| | | |
SEDOL(s) | | B1VP947 - B28F271 - BHZL8P7 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
0 | | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. THANK YOU. | | Non-Voting | | | | | | | | | | |
| | | | | | | |
0 | | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 21 APR 16, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE -1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. | | Non-Voting | | | | | | | | | | |
| | | | | | | |
0 | | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27.04.2016. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. | | Non-Voting | | | | | | | | | | |
| | | | | | | |
1. | | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2015-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS-PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE AND THE-PROPOSAL OF THE BOARD OF MDS ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT | | Non-Voting | | | | | | | | | | |
| | | | | | | |
2. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8. | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 29,756 | | 0 | | 29-Apr-2016 | | 04-May-2016 |
| | |
| |
Page 56 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
LIBERTY PROPERTY TRUST |
| | | |
Security | | 531172104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | LPT | | Meeting Date | | 12-May-2016 |
| | | |
ISIN | | US5311721048 | | Agenda | | 934356141 - Management |
| | | |
Record Date | | 10-Mar-2016 | | Holding Recon Date | | 10-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 FREDERICK F. BUCHHOLZ | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 THOMAS C. DELOACH, JR. | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 KATHERINE E. DIETZE | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 ANTONIO F. FERNANDEZ | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 DANIEL P. GARTON | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 WILLIAM P. HANKOWSKY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 M. LEANNE LACHMAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 8 DAVID L. LINGERFELT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 9 FREDRIC J. TOMCZYK | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 15,718 | | 0 | | 10-May-2016 | | 13-May-2016 |
| | |
| |
Page 57 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
APOLLO COMMERCIAL REAL ESTATE FINANCE |
| | | |
Security | | 03762U105 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | ARI | | Meeting Date | | 12-May-2016 |
| | | |
ISIN | | US03762U1051 | | Agenda | | 934366510 - Management |
| | | |
Record Date | | 28-Mar-2016 | | Holding Recon Date | | 28-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 JEFFREY M. GAULT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 MARK C. BIDERMAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 ROBERT A. KASDIN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 ERIC L. PRESS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 SCOTT S. PRINCE | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 STUART A. ROTHSTEIN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 7 MICHAEL E. SALVATI | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 38,113 | | 0 | | 10-May-2016 | | 13-May-2016 |
| | |
| |
Page 58 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
HOST HOTELS & RESORTS, INC. |
| | | |
Security | | 44107P104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | HST | | Meeting Date | | 12-May-2016 |
| | | |
ISIN | | US44107P1049 | | Agenda | | 934376131 - Management |
| | | |
Record Date | | 17-Mar-2016 | | Holding Recon Date | | 17-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 11-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1.1 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.2 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.3 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.4 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.5 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.6 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.7 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.8 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1.9 | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | Approve Charter Amendment | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5. | | Approve Charter Amendment | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6. | | Adopt Employee Stock Purchase Plan | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 14,608 | | 0 | | 10-May-2016 | | 13-May-2016 |
| | |
| |
Page 59 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
LEXINGTON REALTY TRUST |
| | | |
Security | | 529043101 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | LXP | | Meeting Date | | 17-May-2016 |
| | | |
ISIN | | US5290431015 | | Agenda | | 934357458 - Management |
| | | |
Record Date | | 08-Mar-2016 | | Holding Recon Date | | 08-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 16-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1F. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1G. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1H. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 47,333 | | 0 | | 13-May-2016 | | 18-May-2016 |
| | |
| |
Page 60 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
YUEXIU REAL ESTATE INVESTMENT TRUST |
| | | |
Security | | Y9865D109 | | Meeting Type | | Annual General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 18-May-2016 |
| | | |
ISIN | | HK0405033157 | | Agenda | | 706896050 - Management |
| | | |
Record Date | | 13-May-2016 | | Holding Recon Date | | 13-May-2016 |
| | | |
City / Country | | HONG KONG / Hong Kong | | Vote Deadline Date | | 11-May-2016 |
| | | |
SEDOL(s) | | B0TLGM7 - B0VDHS4 - B1NPP14 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 574,000 | | 0 | | 10-May-2016 | | 12-May-2016 |
| | |
| |
Page 61 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SENIOR HOUSING PROPERTIES TRUST |
| | | |
Security | | 81721M109 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SNH | | Meeting Date | | 18-May-2016 |
| | | |
ISIN | | US81721M1099 | | Agenda | | 934332519 - Management |
| | | |
Record Date | | 10-Feb-2016 | | Holding Recon Date | | 10-Feb-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 17-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 24,100 | | 0 | | 03-Mar-2016 | | 19-May-2016 |
| | |
| |
Page 62 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
CHATHAM LODGING TRUST |
| | | |
Security | | 16208T102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | CLDT | | Meeting Date | | 19-May-2016 |
| | | |
ISIN | | US16208T1025 | | Agenda | | 934376307 - Management |
| | | |
Record Date | | 15-Mar-2016 | | Holding Recon Date | | 15-Mar-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 18-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 C. GERALD GOLDSMITH | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 ROLF E. RUHFUS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 JEFFREY H. FISHER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 THOMAS J. CROCKER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 ROBERT PERLMUTTER | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 14,669 | | 0 | | 18-May-2016 | | 20-May-2016 |
| | |
| |
Page 63 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
GLP J-REIT |
| | | |
Security | | J17305103 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 24-May-2016 |
| | | |
ISIN | | JP3047510007 | | Agenda | | 707072182 - Management |
| | | |
Record Date | | 29-Feb-2016 | | Holding Recon Date | | 29-Feb-2016 |
| | | |
City / Country | | TOKYO / Japan | | Vote Deadline Date | | 16-May-2016 |
| | | |
SEDOL(s) | | B8RBZV7 | | Quick Code | | 32810 |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Amend the Articles of Incorporation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Appoint a Director | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.1 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.2 | | Appoint a Corporate Auditor | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 228 | | 0 | | 13-May-2016 | | 17-May-2016 |
| | |
| |
Page 64 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
BLUEROCK RESIDENTIAL GROWTH REIT, INC. |
| | | |
Security | | 09627J102 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | BRG | | Meeting Date | | 26-May-2016 |
| | | |
ISIN | | US09627J1025 | | Agenda | | 934417925 - Management |
| | | |
Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 25-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 R. RAMIN KAMFAR | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 GARY T. KACHADURIAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 BRIAN D. BAILEY | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 I. BOBBY MAJUMDER | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 ROMANO TIO | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 33,794 | | 0 | | 23-May-2016 | | 27-May-2016 |
| | |
| |
Page 65 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
MACK-CALI REALTY CORPORATION |
| | | |
Security | | 554489104 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | CLI | | Meeting Date | | 01-Jun-2016 |
| | | |
ISIN | | US5544891048 | | Agenda | | 934417507 - Management |
| | | |
Record Date | | 05-Apr-2016 | | Holding Recon Date | | 05-Apr-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 31-May-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 ALAN S. BERNIKOW | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 IRVIN D. REID | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 KENNETH M. DUBERSTEIN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 JONATHAN LITT | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 VINCENT TESE | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4. | | S/H Proposal - Corporate Governance | | Shareholder | | For | | Against | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 27,047 | | 0 | | 31-May-2016 | | 02-Jun-2016 |
| | |
| |
Page 66 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
OUTFRONT MEDIA INC. |
| | | |
Security | | 69007J106 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | OUT | | Meeting Date | | 07-Jun-2016 |
| | | |
ISIN | | US69007J1060 | | Agenda | | 934400487 - Management |
| | | |
Record Date | | 15-Apr-2016 | | Holding Recon Date | | 15-Apr-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 06-Jun-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 NICOLAS BRIEN | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 11,177 | | 0 | | 01-Jun-2016 | | 08-Jun-2016 |
| | |
| |
Page 67 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
OMEGA HEALTHCARE INVESTORS, INC. |
| | | |
Security | | 681936100 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | OHI | | Meeting Date | | 09-Jun-2016 |
| | | |
ISIN | | US6819361006 | | Agenda | | 934406352 - Management |
| | | |
Record Date | | 19-Apr-2016 | | Holding Recon Date | | 19-Apr-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 08-Jun-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1. | | Election of Directors | | Management | | | | | | | | | | |
| | | | | | | |
| | 1 NORMAN R. BOBINS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 2 CRAIG R. CALLEN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 3 BERNARD J. KORMAN | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 4 EDWARD LOWENTHAL | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 5 BEN W. PERKS | | | | For | | For | | For | | None | | None |
| | | | | | | |
| | 6 STEPHEN D. PLAVIN | | | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 18,934 | | 0 | | 06-Jun-2016 | | 10-Jun-2016 |
| | |
| |
Page 68 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
SABRA HEALTH CARE REIT, INC. |
| | | |
Security | | 78573L106 | | Meeting Type | | Annual |
| | | |
Ticker Symbol | | SBRA | | Meeting Date | | 15-Jun-2016 |
| | | |
ISIN | | US78573L1061 | | Agenda | | 934410680 - Management |
| | | |
Record Date | | 18-Apr-2016 | | Holding Recon Date | | 18-Apr-2016 |
| | | |
City / Country | | / United States | | Vote Deadline Date | | 14-Jun-2016 |
| | | |
SEDOL(s) | | | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1A. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1B. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1C. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1D. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
1E. | | Election of Directors (Majority Voting) | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2. | | Ratify Appointment of Independent Auditors | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3. | | 14A Executive Compensation | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
000492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BNY MELLON | | 25,425 | | 0 | | 10-Jun-2016 | | 16-Jun-2016 |
| | |
| |
Page 69 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
H&R REAL ESTATE INVESTMENT TRUST, NORTH YORK |
| | | |
Security | | 404428203 | | Meeting Type | | MIX |
| | | |
Ticker Symbol | | | | Meeting Date | | 17-Jun-2016 |
| | | |
ISIN | | CA4044282032 | | Agenda | | 707109749 - Management |
| | | |
Record Date | | 06-May-2016 | | Holding Recon Date | | 06-May-2016 |
| | | |
City / Country | | TORONTO / Canada | | Vote Deadline Date | | 13-Jun-2016 |
| | | |
SEDOL(s) | | B3DJHT2 - B3DJHV4 - B3DJHW5 - B9MDKG5 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
8 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
9 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
10 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
11 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
12 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
13 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
14 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
15 | | Other Business | | Management | | For | | Abstain | | Against | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 18,216 | | 0 | | 10-Jun-2016 | | 13-Jun-2016 |
| | |
| |
Page 70 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
INNVEST REAL ESTATE INVESTMENT TRUST, MISSISSAUGA |
| | | |
Security | | 45771T132 | | Meeting Type | | MIX |
| | | |
Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| | | |
ISIN | | CA45771T1324 | | Agenda | | 707145846 - Management |
| | | |
Record Date | | 29-Apr-2016 | | Holding Recon Date | | 29-Apr-2016 |
| | | |
City / Country | | TORONTO / Canada | | Vote Deadline Date | | 22-Jun-2016 |
| | | |
SEDOL(s) | | B7H3SF1 - B7KM2P3 - B84YMT6 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.2 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.3 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.4 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.5 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.6 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | |
3.7 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 62,492 | | 0 | | 16-Jun-2016 | | 22-Jun-2016 |
| | |
| |
Page 71 of 72 | | 19-Jul-2016 |
Vote Summary
| | | | | | |
|
CROMBIE REAL ESTATE INVESTMENT TRUST, STELLARTON |
| | | |
Security | | 227107109 | | Meeting Type | | ExtraOrdinary General Meeting |
| | | |
Ticker Symbol | | | | Meeting Date | | 28-Jun-2016 |
| | | |
ISIN | | CA2271071094 | | Agenda | | 707157687 - Management |
| | | |
Record Date | | 25-May-2016 | | Holding Recon Date | | 25-May-2016 |
| | | |
City / Country | | NOVA SCOTIA / Canada | | Vote Deadline Date | | 22-Jun-2016 |
| | | |
SEDOL(s) | | B11YBV5 - B3SVB91 | | Quick Code | | |
| | | | | | | | | | | | | | |
| | | | | | | |
Item | | Proposal | | Proposed by | | Vote | | Management Recommendation | | For/Against Management | | Preferred Provider Recommendation | | For/Against Preferred Provider Recommendation |
| | | | | | | |
1 | | Management Proposal | | Management | | For | | For | | For | | None | | None |
| | | | | | | | | | | | | | |
| | | | | | | |
Account Number | | Account Name | | Internal Account | | Custodian | | Ballot Shares | | Unavailable Shares | | Vote Date | | Date Confirmed |
| | | | | | | |
492617 | | VERSUS CAP MLTI MGR FORUM SECS | | 492617 | | BANK OF NEW YORK MELLON | | 11,880 | | 0 | | 16-Jun-2016 | | 22-Jun-2016 |
| | |
| |
Page 72 of 72 | | 19-Jul-2016 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Versus Capital Multi-Manager Real Estate Income Fund LLC
| | |
By (Signature and Title)* | | /s/ Mark D. Quam |
| | Mark D. Quam, Chief Executive Officer |
| | (principal executive officer) |
*Print the name and title of each signing officer under his or her signature.