The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALPINE INCOME PROPERTY TRUST | COM | 02083X103 | 1,212 | 80,864 | SH | DFND | 80,864 | 0 | 0 | ||
| ALTITUDE ACQUISITION CORP | Unit | 02156Y202 | 5,175 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 2 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
| ATLANTIC AVENUE ACQUISI-CL A | COM | 04906P101 | 6,300 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
| ATLAS CREST INVESTMENT CORP | Unit | 049284201 | 9,495 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
| BARRICK GOLD CORP | COM | 067901108 | 137 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
| BOWL AMERICA INC-CLASS A | COM | 102565108 | 51 | 5,426 | SH | SOLE | 5,426 | 0 | 0 | ||
| CARNEY TECHNOLOGY ACQUISITIO | Unit | 143636207 | 5,130 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| CASCADE ACQUISITION CORP | Unit | 147151203 | 1,568 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| CBRE ACQUISITION HOLDINGS IN | Unit | 12510J205 | 732 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
| CERBERUS TELECOM ACQUISIT-A | COM | G2040C104 | 3,220 | 315,354 | SH | DFND | 315,354 | 0 | 0 | ||
| CERBERUS TELECOM ACQUISITION | Unit | G2040C112 | 1,687 | 158,230 | SH | DFND | 158,230 | 0 | 0 | ||
| CERES ACQUISITION CORP - A | COM | 156734105 | 1,478 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| CF ACQUISITION CORP IV | Unit | 12520T201 | 1,544 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| CF FINANCE ACQUISITION II-A | COM | 15725Q104 | 551 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| CLEAR CHANNEL OUTDOOR HOLDIN | COM | 18453H106 | 102 | 61,883 | SH | SOLE | 61,883 | 0 | 0 | ||
| CM LIFE SCIENCES INC-CLASS A | COM | 18978W109 | 828 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
| COHN ROBBINS HOLDINGS-CL A | COM | G23726105 | 2,603 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| CTO REALTY GROWTH INC | COM | 22948P103 | 2,635 | 62,493 | SH | DFND | 62,493 | 0 | 0 | ||
| DBM GLOBAL INC | COM | 24024P106 | 7 | 125 | SH | SOLE | 125 | 0 | 0 | ||
| DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 114 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| DPCM CAPITAL INC | Unit | 23344P200 | 1,102 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| DPCM CAPITAL INC - CLASS A | COM | 23344P101 | 2,081 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| EDTECHX HOLDINGS ACQUISITION | Unit | 28139A201 | 2,322 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
| EQUITY DISTRIBUTION ACQUIS-A | COM | 29465E106 | 2,304 | 225,000 | SH | DFND | 225,000 | 0 | 0 | ||
| EURONET WORLDWIDE INC | COM | 298736109 | 290 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| FG NEW AMERICA ACQUISITION-A | COM | 30259V106 | 2,036 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| FORTRESS VALUE ACQUISIT-CL A | COM | 349642108 | 2,683 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| FORUM MERGER III CORP - A | COM | 349885103 | 117 | 8,624 | SH | DFND | 8,624 | 0 | 0 | ||
| GENESIS PARK ACQUISITION COR | Unit | G38245117 | 3,117 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| GOLDEN FALCON ACQUISITION CO | Unit | 38102H208 | 1,560 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| GORES HOLDINGS VI INC | Unit | 38286R204 | 1,060 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| GRID DYNAMICS HOLDINGS INC | COM | 39813G109 | 19 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| HORIZON ACQUISITION COR-CL A | COM | G46049105 | 2,003 | 199,900 | SH | DFND | 199,900 | 0 | 0 | ||
| INTL FCSTONE INC | COM | 46116V105 | 232 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| JAWS SPITFIRE ACQUISITION CO | Unit | G50740128 | 553 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| JEFFERIES GROUP INC | COM | 472319102 | 123 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 254 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| KINS TECHNOLOGY GROUP INC | Unit | 49714K208 | 1,029 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| LADDER CAPITAL CORP-REIT | COM | 505743104 | 14 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
| LANDCADIA HOLDINGS III INC-A | COM | 51476H100 | 6,246 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
| LIVE OAK ACQUISITION CORP II | Unit | 53804W205 | 1,628 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| MAGELLAN MIDSTREAM PARTNERS | COM | 559080106 | 1,218 | 28,700 | SH | DFND | 28,700 | 0 | 0 | ||
| MORGAN STANLEY | COM | 617446448 | 137 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| NETWORK-1 TECHNOLOGIES INC | COM | 64121N109 | 133 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
| OAKTREE ACQ CORP II - CL A | COM | G6715X103 | 2,098 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| OASIS PETROLEUM INC | COM | 674215207 | 483 | 13,038 | SH | SOLE | 13,038 | 0 | 0 | ||
| OMNICHANNEL ACQUISITION CORP | Unit | 68218L207 | 7,210 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
| PORTMAN RIDGE FINANCE CORP | COM | 73688F102 | 38 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| REVOLUTION ACCELERATION ACQ | Unit | 76156P205 | 1,041 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
| RMG ACQUISITION CORP II | Unit | G76083115 | 7,805 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
| SEVEN OAKS ACQUISITION CORP | Unit | 81787X205 | 2,588 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
| STARBOARD VALUE ACQUISITI-A | COM | 85521J109 | 3,374 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| TAILWIND ACQUISITION CORP-A | COM | 87403Q102 | 7,273 | 700,000 | SH | DFND | 700,000 | 0 | 0 | ||
| TECNOGLASS INC | COM | G87264100 | 138 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| TEKKORP DIGITAL ACQUISITIO-A | COM | G8739H106 | 3,748 | 372,203 | SH | DFND | 372,203 | 0 | 0 | ||
| TEKKORP DIGITAL ACQUISITION | Unit | G8739H122 | 1,105 | 102,797 | SH | DFND | 102,797 | 0 | 0 | ||
| TENNECO INC | COM | 880349105 | 42 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| THAYER VENTURES ACQUISITION | Unit | 88332T209 | 524 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
| TS INNOVATION ACQUISITIONS C | Unit | 87284T209 | 6,713 | 636,893 | SH | DFND | 636,893 | 0 | 0 | ||
| TUSCAN HOLDINGS CORP II | COM | 90070A103 | 497 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
| VECTOR ACQUISITION CORP-A | COM | G9442R126 | 3,521 | 341,001 | SH | DFND | 341,001 | 0 | 0 | ||
| VISTRA CORP | COM | 92840M102 | 98 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| ATLANTIC AVENUE ACQUISI-CL A WRNT 12/31/2025 | Warrants | 04906P119 | 344 | 312,498 | SH | DFND | 312,498 | 0 | 0 | ||
| CERBERUS TELECOM ACQUISIT-A WRNT 12/31/2025 | Warrants | G2040C120 | 29 | 21,528 | SH | DFND | 21,528 | 0 | 0 | ||
| DPCM CAPITAL INC - CLASS A WRNT 10/14/2027 | Warrants | 23344P119 | 144 | 66,665 | SH | DFND | 66,665 | 0 | 0 | ||
| TEKKORP DIGITAL ACQUISITIO-A WRNT 10/26/2027 | Warrants | G8739H114 | 450 | 186,101 | SH | DFND | 186,101 | 0 | 0 | ||
| VECTOR ACQUISITION CORP-A WRNT 9/30/2027 | Warrants | G9442R118 | 147 | 97,712 | SH | DFND | 97,712 | 0 | 0 | ||
