UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-22545
CENTRE FUNDS
(Exact name of registrant as specified in charter)
48 Wall Street, Suite 1100, New York, New York 10005
(Address of principal executive offices) (Zip code)
James A. Abate
48 Wall Street, Suite 1100
New York, New York 10005
(Name and address of agent for service)
Registrant’s telephone number, including area code:(212) 918-4707
Date of fiscal year end:September 30
Date of reporting period:July 1, 2018 - June 30, 2019
Item 1 – Proxy Voting Record.
CENTRE AMERICAN SELECT EQUITY FUND
Vote Summary
THE WALT DISNEY COMPANY | ||||||||||
Security | 254687106 | Meeting Type | Special | |||||||
Ticker Symbol | DIS | Meeting Date | 10-Jul-2018 | |||||||
ISIN | US2546871060 | Agenda | 934841506 - Management | |||||||
Record Date | 29-May-2018 | Holding Recon Date | 29-May-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-Jul-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | Management | For | For | ||||||
2. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | Management | For | For | ||||||
3. | IMPORTANT: The special meeting of stockholders scheduled for July 10, 2018 has been postponed and voting will no longer be processed. A new proxy with a July 27, 2018 meeting date will be sent to stockholders as soon as it is available and a NEW VOTE will be required. If you have already voted the July 10, 2018 proxy, you will need to vote again using the new ballot(s) you will receive for the July 27, 2018 meeting. Your vote is important. Please make sure you vote your new proxy. Thank you. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 20,620 | 0 | 04-Jun-2018 | 11-Jul-2018 | |||
THE WALT DISNEY COMPANY | ||||||||||
Security | 254687106 | Meeting Type | Special | |||||||
Ticker Symbol | DIS | Meeting Date | 27-Jul-2018 | |||||||
ISIN | US2546871060 | Agenda | 934854197 - Management | |||||||
Record Date | 29-May-2018 | Holding Recon Date | 29-May-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Jul-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | To approve the issuance of common stock, par value $0.01 per share, of TWDC Holdco 613 Corp. ("New Disney"), to stockholders of Twenty-First Century Fox, Inc. ("21CF") contemplated by the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, as it may be amended from time to time, by and among 21CF, a Delaware corporation, Disney, a Delaware corporation, New Disney, a Delaware corporation and a wholly owned subsidiary of Disney, WDC Merger Enterprises I, Inc., a ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||
2. | To approve adjournments of the Disney special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Disney special meeting to approve the share issuance proposal. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 20,620 | 0 | 02-Jul-2018 | 30-Jul-2018 | |||
RALPH LAUREN CORPORATION | ||||||||||
Security | 751212101 | Meeting Type | Annual | |||||||
Ticker Symbol | RL | Meeting Date | 02-Aug-2018 | |||||||
ISIN | US7512121010 | Agenda | 934850062 - Management | |||||||
Record Date | 04-Jun-2018 | Holding Recon Date | 04-Jun-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-Aug-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Frank A. Bennack, Jr. | For | For | |||||||
2 | Joel L. Fleishman | For | For | |||||||
3 | Michael A. George | For | For | |||||||
4 | Hubert Joly | For | For | |||||||
2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers and our compensation philosophy, policies and practices as described in our 2018 Proxy Statement. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 23,860 | 0 | 28-Jun-2018 | 03-Aug-2018 | |||
RED HAT, INC. | ||||||||||
Security | 756577102 | Meeting Type | Annual | |||||||
Ticker Symbol | RHT | Meeting Date | 09-Aug-2018 | |||||||
ISIN | US7565771026 | Agenda | 934851076 - Management | |||||||
Record Date | 15-Jun-2018 | Holding Recon Date | 15-Jun-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-Aug-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | Election of Director: Sohaib Abbasi | Management | For | For | ||||||
1.2 | Election of Director: W. Steve Albrecht | Management | For | For | ||||||
1.3 | Election of Director: Charlene T. Begley | Management | For | For | ||||||
1.4 | Election of Director: Narendra K. Gupta | Management | For | For | ||||||
1.5 | Election of Director: Kimberly L. Hammonds | Management | For | For | ||||||
1.6 | Election of Director: William S. Kaiser | Management | For | For | ||||||
1.7 | Election of Director: James M. Whitehurst | Management | For | For | ||||||
1.8 | Election of Director: Alfred W. Zollar | Management | For | For | ||||||
2. | To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation | Management | For | For | ||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 28, 2019 | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 14,340 | 0 | 02-Jul-2018 | 10-Aug-2018 | |||
BARRICK GOLD CORPORATION | ||||||||||
Security | 067901108 | Meeting Type | Special | |||||||
Ticker Symbol | ABX | Meeting Date | 05-Nov-2018 | |||||||
ISIN | CA0679011084 | Agenda | 934886310 - Management | |||||||
Record Date | 04-Oct-2018 | Holding Recon Date | 04-Oct-2018 | |||||||
City / | Country | / | Canada | Vote Deadline Date | 31-Oct-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | ORDINARY RESOLUTION APPROVING THE SHARE ISSUANCE by Barrick of such number of common shares of Barrick as are required to be issued in connection with the acquisition of the issued and to be issued ordinary shares of Randgold Resources Limited, the full text of which is set out in Schedule A of Barrick's management information circular for the Special Meeting | Management | For | For | ||||||
2 | SPECIAL RESOLUTION APPROVING THE CONTINUANCE of Barrick to the Province of British Columbia under the Business Corporations Act (British Columbia), the full text of which is set out in Schedule B of Barrick's management information circular for the Special Meeting | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 193,780 | 0 | 26-Oct-2018 | 06-Nov-2018 | |||
WESTERN DIGITAL CORPORATION | ||||||||||
Security | 958102105 | Meeting Type | Annual | |||||||
Ticker Symbol | WDC | Meeting Date | 07-Nov-2018 | |||||||
ISIN | US9581021055 | Agenda | 934880673 - Management | |||||||
Record Date | 10-Sep-2018 | Holding Recon Date | 10-Sep-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Nov-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Martin I. Cole | Management | For | For | ||||||
1b. | Election of Director: Kathleen A. Cote | Management | For | For | ||||||
1c. | Election of Director: Henry T. DeNero | Management | For | For | ||||||
1d. | Election of Director: Tunc Doluca | Management | For | For | ||||||
1e. | Election of Director: Michael D. Lambert | Management | For | For | ||||||
1f. | Election of Director: Len J. Lauer | Management | For | For | ||||||
1g. | Election of Director: Matthew E. Massengill | Management | For | For | ||||||
1h. | Election of Director: Stephen D. Milligan | Management | For | For | ||||||
1i. | Election of Director: Paula A. Price | Management | For | For | ||||||
2. | To approve on an advisory basis the named executive officer compensation disclosed in the Proxy Statement. | Management | For | For | ||||||
3. | To approve an amendment and restatement of our 2017 Performance Incentive Plan that would, among other things, increase by 6,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | ||||||
4. | To approve an amendment and restatement of our 2005 Employee Stock Purchase Plan that would, among other things, increase by 10,000,000 the number of shares of our common stock available for issuance under the plan. | Management | For | For | ||||||
5. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 20,300 | 0 | 10-Oct-2018 | 08-Nov-2018 | |||
ORACLE CORPORATION | ||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||
Ticker Symbol | ORCL | Meeting Date | 14-Nov-2018 | |||||||
ISIN | US68389X1054 | Agenda | 934879656 - Management | |||||||
Record Date | 17-Sep-2018 | Holding Recon Date | 17-Sep-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 13-Nov-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Jeffrey S. Berg | For | For | |||||||
2 | Michael J. Boskin | For | For | |||||||
3 | Safra A. Catz | For | For | |||||||
4 | Bruce R. Chizen | For | For | |||||||
5 | George H. Conrades | For | For | |||||||
6 | Lawrence J. Ellison | For | For | |||||||
7 | Hector Garcia-Molina | For | For | |||||||
8 | Jeffrey O. Henley | For | For | |||||||
9 | Mark V. Hurd | For | For | |||||||
10 | Renee J. James | For | For | |||||||
11 | Charles W. Moorman IV | For | For | |||||||
12 | Leon E. Panetta | For | For | |||||||
13 | William G. Parrett | For | For | |||||||
14 | Naomi O. Seligman | For | For | |||||||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | ||||||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | ||||||
4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | For | ||||||
5. | Stockholder Proposal Regarding Political Contributions Report. | Shareholder | Against | For | ||||||
6. | Stockholder Proposal Regarding Lobbying Report. | Shareholder | Against | For | ||||||
7. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 41,920 | 0 | 10-Oct-2018 | 15-Nov-2018 | |||
MICROSOFT CORPORATION | ||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2018 | |||||||
ISIN | US5949181045 | Agenda | 934884544 - Management | |||||||
Record Date | 26-Sep-2018 | Holding Recon Date | 26-Sep-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: William H. Gates lll | Management | For | For | ||||||
1b. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||
1c. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||
1d. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||
1e. | Election of Director: Satya Nadella | Management | For | For | ||||||
1f. | Election of Director: Charles H. Noski | Management | For | For | ||||||
1g. | Election of Director: Helmut Panke | Management | For | For | ||||||
1h. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||
1i. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||
1j. | Election of Director: Charles W. Scharf | Management | For | For | ||||||
1k. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||
1l. | Election of Director: John W. Stanton | Management | For | For | ||||||
1m. | Election of Director: John W. Thompson | Management | For | For | ||||||
1n. | Election of Director: Padmasree Warrior | Management | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 77,817 | 0 | 26-Oct-2018 | 29-Nov-2018 | |||
MEDTRONIC PLC | ||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||
Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |||||||
ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |||||||
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Dec-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Richard H. Anderson | Management | For | For | ||||||
1b. | Election of Director: Craig Arnold | Management | For | For | ||||||
1c. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||
1d. | Election of Director: Randall J. Hogan III | Management | For | For | ||||||
1e. | Election of Director: Omar Ishrak | Management | For | For | ||||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||
1g. | Election of Director: James T. Lenehan | Management | For | For | ||||||
1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | ||||||
1i. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||
1j. | Election of Director: Kendall J. Powell | Management | For | For | ||||||
2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Management | For | For | ||||||
3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 23,730 | 0 | 26-Oct-2018 | 10-Dec-2018 | |||
VISA INC. | ||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||
Ticker Symbol | V | Meeting Date | 29-Jan-2019 | |||||||
ISIN | US92826C8394 | Agenda | 934911074 - Management | |||||||
Record Date | 30-Nov-2018 | Holding Recon Date | 30-Nov-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 28-Jan-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||
1b. | Election of Director: Mary B. Cranston | Management | For | For | ||||||
1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | For | For | ||||||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||
1e. | Election of Director: John F. Lundgren | Management | For | For | ||||||
1f. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||
1g. | Election of Director: Denise M. Morrison | Management | For | For | ||||||
1h. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||
1i. | Election of Director: John A. C. Swainson | Management | For | For | ||||||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 18,540 | 0 | 28-Dec-2018 | 30-Jan-2019 | |||
ADOBE INC | ||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||
Ticker Symbol | ADBE | Meeting Date | 11-Apr-2019 | |||||||
ISIN | US00724F1012 | Agenda | 934931216 - Management | |||||||
Record Date | 13-Feb-2019 | Holding Recon Date | 13-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 10-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Amy Banse | Management | For | For | ||||||
1b. | Election of Director: Frank Calderoni | Management | For | For | ||||||
1c. | Election of Director: James Daley | Management | For | For | ||||||
1d. | Election of Director: Laura Desmond | Management | For | For | ||||||
1e. | Election of Director: Charles Geschke | Management | For | For | ||||||
1f. | Election of Director: Shantanu Narayen | Management | For | For | ||||||
1g. | Election of Director: Kathleen Oberg | Management | For | For | ||||||
1h. | Election of Director: Dheeraj Pandey | Management | For | For | ||||||
1i. | Election of Director: David Ricks | Management | For | For | ||||||
1j. | Election of Director: Daniel Rosensweig | Management | For | For | ||||||
1k. | Election of Director: John Warnock | Management | For | For | ||||||
2. | Approve the 2019 Equity Incentive Plan to replace our 2003 Equity Incentive Plan. | Management | For | For | ||||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on November 29, 2019. | Management | For | For | ||||||
4. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||
5. | Consider and vote upon one stockholder proposal. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 4,780 | 0 | 08-Mar-2019 | 12-Apr-2019 | |||
THE AES CORPORATION | ||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||
Ticker Symbol | AES | Meeting Date | 18-Apr-2019 | |||||||
ISIN | US00130H1059 | Agenda | 934938044 - Management | |||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Janet G. Davidson | Management | For | For | ||||||
1b. | Election of Director: Andres R. Gluski | Management | For | For | ||||||
1c. | Election of Director: Charles L. Harrington | Management | For | For | ||||||
1d. | Election of Director: Tarun Khanna | Management | For | For | ||||||
1e. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||
1f. | Election of Director: James H. Miller | Management | For | For | ||||||
1g. | Election of Director: Alain Monie | Management | For | For | ||||||
1h. | Election of Director: John B. Morse, Jr | Management | For | For | ||||||
1i. | Election of Director: Moises Naim | Management | For | For | ||||||
1j. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||
2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditors of the Company for the fiscal year 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 167,040 | 0 | 22-Mar-2019 | 19-Apr-2019 | |||
NOBLE ENERGY, INC. | ||||||||||
Security | 655044105 | Meeting Type | Annual | |||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2019 | |||||||
ISIN | US6550441058 | Agenda | 934933892 - Management | |||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Jeffrey L. Berenson | Management | For | For | ||||||
1b. | Election of Director: Michael A. Cawley | Management | For | For | ||||||
1c. | Election of Director: James E. Craddock | Management | For | For | ||||||
1d. | Election of Director: Barbara J. Duganier | Management | For | For | ||||||
1e. | Election of Director: Thomas J. Edelman | Management | For | For | ||||||
1f. | Election of Director: Holli C. Ladhani | Management | For | For | ||||||
1g. | Election of Director: David L. Stover | Management | For | For | ||||||
1h. | Election of Director: Scott D. Urban | Management | For | For | ||||||
1i. | Election of Director: William T. Van Kleef | Management | For | For | ||||||
2. | To ratify the appointment of the independent auditor by the Company's Audit Committee. | Management | For | For | ||||||
3. | To approve, in an advisory vote, executive compensation. | Management | For | For | ||||||
4. | To approve an amendment and restatement of the Company's 2017 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 29 million to 44 million shares. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 101,380 | 0 | 08-Mar-2019 | 24-Apr-2019 | |||
WELLS FARGO & COMPANY | ||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2019 | |||||||
ISIN | US9497461015 | Agenda | 934941584 - Management | |||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: John D. Baker II | Management | For | For | ||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | ||||||
1e. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||
1f. | Election of Director: Donald M. James | Management | For | For | ||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | ||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||
1i. | Election of Director: James H. Quigley | Management | For | For | ||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||
1k. | Election of Director: C. Allen Parker | Management | For | For | ||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||
3. | Approve the Company's Amended and Restated Long- Term Incentive Compensation Plan. | Management | For | For | ||||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | For | Against | ||||||
6. | Shareholder Proposal - Report on Global Median Gender Pay Gap. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 33,710 | 0 | 22-Mar-2019 | 24-Apr-2019 | |||
JOHNSON & JOHNSON | ||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||||
ISIN | US4781601046 | Agenda | 934938638 - Management | |||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||
1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||
1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||
1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||
1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||
1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||
1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||||
1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||
1i. | Election of Director: William D. Perez | Management | For | For | ||||||
1j. | Election of Director: Charles Prince | Management | For | For | ||||||
1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | For | For | ||||||
4. | Shareholder Proposal - Clawback Disclosure | Shareholder | For | Against | ||||||
5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 28,080 | 0 | 22-Mar-2019 | 26-Apr-2019 | |||
EDISON INTERNATIONAL | ||||||||||
Security | 281020107 | Meeting Type | Annual | |||||||
Ticker Symbol | EIX | Meeting Date | 25-Apr-2019 | |||||||
ISIN | US2810201077 | Agenda | 934940176 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||
1b. | Election of Director: Michael C. Camunez | Management | For | For | ||||||
1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | ||||||
1d. | Election of Director: James T. Morris | Management | For | For | ||||||
1e. | Election of Director: Timothy T. O'Toole | Management | For | For | ||||||
1f. | Election of Director: Pedro J. Pizarro | Management | For | For | ||||||
1g. | Election of Director: Linda G. Stuntz | Management | For | For | ||||||
1h. | Election of Director: William P. Sullivan | Management | For | For | ||||||
1i. | Election of Director: Ellen O. Tauscher | Management | For | For | ||||||
1j. | Election of Director: Peter J. Taylor | Management | For | For | ||||||
1k. | Election of Director: Keith Trent | Management | For | For | ||||||
1l. | Election of Director: Brett White | Management | For | For | ||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||
3. | Advisory Vote to Approve the Company's Executive Compensation. | Management | For | For | ||||||
4. | Shareholder Proposal Regarding Proxy Access. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 27,500 | 0 | 22-Mar-2019 | 26-Apr-2019 | |||
PFIZER INC. | ||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||
Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | |||||||
ISIN | US7170811035 | Agenda | 934942043 - Management | |||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||
1b. | Election of Director: Albert Bourla | Management | For | For | ||||||
1c. | Election of Director: W. Don Cornwell | Management | For | For | ||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||
1e. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||
1f. | Election of Director: James M. Kilts | Management | For | For | ||||||
1g. | Election of Director: Dan R. Littman | Management | For | For | ||||||
1h. | Election of Director: Shantanu Narayen | Management | For | For | ||||||
1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||
1j. | Election of Director: Ian C. Read | Management | For | For | ||||||
1k. | Election of Director: James C. Smith | Management | For | For | ||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 | Management | For | For | ||||||
3. | 2019 Advisory approval of executive compensation | Management | For | For | ||||||
4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | For | For | ||||||
5. | Shareholder proposal regarding right to act by written consent | Shareholder | For | Against | ||||||
6. | Shareholder proposal regarding report on lobbying activities | Shareholder | For | Against | ||||||
7. | Shareholder proposal regarding independent chair policy | Shareholder | For | Against | ||||||
8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 55,790 | 0 | 22-Mar-2019 | 26-Apr-2019 | |||
NRG ENERGY, INC. | ||||||||||
Security | 629377508 | Meeting Type | Annual | |||||||
Ticker Symbol | NRG | Meeting Date | 25-Apr-2019 | |||||||
ISIN | US6293775085 | Agenda | 934943223 - Management | |||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: E. Spencer Abraham | Management | For | For | ||||||
1b. | Election of Director: Matthew Carter, Jr. | Management | For | For | ||||||
1c. | Election of Director: Lawrence S. Coben | Management | For | For | ||||||
1d. | Election of Director: Heather Cox | Management | For | For | ||||||
1e. | Election of Director: Terry G. Dallas | Management | For | For | ||||||
1f. | Election of Director: Mauricio Gutierrez | Management | For | For | ||||||
1g. | Election of Director: William E. Hantke | Management | For | For | ||||||
1h. | Election of Director: Paul W. Hobby | Management | For | For | ||||||
1i. | Election of Director: Anne C. Schaumburg | Management | For | For | ||||||
1j. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||
2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||||
4. | To vote on a stockholder proposal regarding disclosure of political expenditures, if properly presented at the meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 72,350 | 0 | 22-Mar-2019 | 26-Apr-2019 | |||
AT&T INC. | ||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | |||||||
ISIN | US00206R1023 | Agenda | 934938082 - Management | |||||||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | ||||||
1d. | Election of Director: Scott T. Ford | Management | For | For | ||||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||
1f. | Election of Director: William E. Kennard | Management | For | For | ||||||
1g. | Election of Director: Michael B. McCallister | Management | For | For | ||||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | ||||||
1i. | Election of Director: Matthew K. Rose | Management | For | For | ||||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | ||||||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | Independent Chair. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 80,260 | 0 | 22-Mar-2019 | 29-Apr-2019 | |||
ABBOTT LABORATORIES | ||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||
Ticker Symbol | ABT | Meeting Date | 26-Apr-2019 | |||||||
ISIN | US0028241000 | Agenda | 934941736 - Management | |||||||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | R.J. Alpern | For | For | |||||||
2 | R.S. Austin | For | For | |||||||
3 | S.E. Blount | For | For | |||||||
4 | M.A. Kumbier | For | For | |||||||
5 | E.M. Liddy | For | For | |||||||
6 | N. McKinstry | For | For | |||||||
7 | P.N. Novakovic | For | For | |||||||
8 | W.A. Osborn | For | For | |||||||
9 | S.C. Scott III | For | For | |||||||
10 | D.J. Starks | For | For | |||||||
11 | J.G. Stratton | For | For | |||||||
12 | G.F. Tilton | For | For | |||||||
13 | M.D. White | For | For | |||||||
2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
4. | Shareholder Proposal - Independent Board Chairman | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 16,940 | 0 | 22-Mar-2019 | 29-Apr-2019 | |||
INCYTE CORPORATION | ||||||||||
Security | 45337C102 | Meeting Type | Annual | |||||||
Ticker Symbol | INCY | Meeting Date | 26-Apr-2019 | |||||||
ISIN | US45337C1027 | Agenda | 934963706 - Management | |||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | Election of Director: Julian C. Baker | Management | For | For | ||||||
1.2 | Election of Director: Jean-Jacques Bienaimé | Management | For | For | ||||||
1.3 | Election of Director: Paul A. Brooke | Management | For | For | ||||||
1.4 | Election of Director: Paul J. Clancy | Management | For | For | ||||||
1.5 | Election of Director: Wendy L. Dixon | Management | For | For | ||||||
1.6 | Election of Director: Jacqualyn A. Fouse | Management | For | For | ||||||
1.7 | Election of Director: Paul A. Friedman | Management | For | For | ||||||
1.8 | Election of Director: Hervé Hoppenot | Management | For | For | ||||||
2. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||
3. | To approve amendments to the Company's Amended and Restated 2010 Stock Incentive Plan. | Management | For | For | ||||||
4. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||
5. | To vote on a stockholder proposal, if properly presented, described in more detail in the proxy statement. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 21,150 | 0 | 10-Apr-2019 | 29-Apr-2019 | |||
THE BOEING COMPANY | ||||||||||
Security | 097023105 | Meeting Type | Annual | |||||||
Ticker Symbol | BA | Meeting Date | 29-Apr-2019 | |||||||
ISIN | US0970231058 | Agenda | 934941750 - Management | |||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 26-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||
1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||
1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||
1d. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||
1e. | Election of Director: Lynn J. Good | Management | For | For | ||||||
1f. | Election of Director: Nikki R. Haley | Management | For | For | ||||||
1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||
1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||
1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||||
1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||
1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||
1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||
3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2019. | Management | For | For | ||||||
4. | Additional Report on Lobbying Activities. | Shareholder | For | Against | ||||||
5. | Impact of Share Repurchases on Performance Metrics. | Shareholder | For | Against | ||||||
6. | Independent Board Chairman. | Shareholder | For | Against | ||||||
7. | Remove Size Limit on Proxy Access Group. | Shareholder | For | Against | ||||||
8. | Mandatory Retention of Significant Stock by Executives | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 5,080 | 0 | 22-Mar-2019 | 30-Apr-2019 | |||
CABOT OIL & GAS CORPORATION | ||||||||||
Security | 127097103 | Meeting Type | Annual | |||||||
Ticker Symbol | COG | Meeting Date | 01-May-2019 | |||||||
ISIN | US1270971039 | Agenda | 934942625 - Management | |||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Dorothy M. Ables | For | For | |||||||
2 | Rhys J. Best | For | For | |||||||
3 | Robert S. Boswell | For | For | |||||||
4 | Amanda M. Brock | For | For | |||||||
5 | Peter B. Delaney | For | For | |||||||
6 | Dan O. Dinges | For | For | |||||||
7 | Robert Kelley | For | For | |||||||
8 | W. Matt Ralls | For | For | |||||||
9 | Marcus A. Watts | For | For | |||||||
2. | To ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2019 fiscal year. | Management | For | For | ||||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 92,160 | 0 | 22-Mar-2019 | 02-May-2019 | |||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||||||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | For | Against | ||||||
5. | Independent Chair | Shareholder | For | Against | ||||||
6. | Report on Online Child Exploitation | Shareholder | For | Against | ||||||
7. | Cybersecurity and Data Privacy | Shareholder | For | Against | ||||||
8. | Severance Approval Policy | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 39,860 | 0 | 22-Mar-2019 | 03-May-2019 | |||
BERKSHIRE HATHAWAY INC. | ||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||
Ticker Symbol | BRKB | Meeting Date | 04-May-2019 | |||||||
ISIN | US0846707026 | Agenda | 934943362 - Management | |||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Warren E. Buffett | For | For | |||||||
2 | Charles T. Munger | For | For | |||||||
3 | Gregory E. Abel | For | For | |||||||
4 | Howard G. Buffett | For | For | |||||||
5 | Stephen B. Burke | For | For | |||||||
6 | Susan L. Decker | For | For | |||||||
7 | William H. Gates III | For | For | |||||||
8 | David S. Gottesman | For | For | |||||||
9 | Charlotte Guyman | For | For | |||||||
10 | Ajit Jain | For | For | |||||||
11 | Thomas S. Murphy | For | For | |||||||
12 | Ronald L. Olson | For | For | |||||||
13 | Walter Scott, Jr. | For | For | |||||||
14 | Meryl B. Witmer | For | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 9,070 | 0 | 22-Mar-2019 | 06-May-2019 | |||
BARRICK GOLD CORPORATION | ||||||||||
Security | 067901108 | Meeting Type | Annual | |||||||
Ticker Symbol | GOLD | Meeting Date | 07-May-2019 | |||||||
ISIN | CA0679011084 | Agenda | 934976260 - Management | |||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | |||||||
City / | Country | / | Canada | Vote Deadline Date | 02-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | DIRECTOR | Management | ||||||||
1 | D. M. Bristow | For | For | |||||||
2 | G. A. Cisneros | For | For | |||||||
3 | C. L. Coleman | For | For | |||||||
4 | J. M. Evans | For | For | |||||||
5 | B. L. Greenspun | For | For | |||||||
6 | J. B. Harvey | For | For | |||||||
7 | A. J. Quinn | For | For | |||||||
8 | J. L. Thornton | For | For | |||||||
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | For | For | ||||||
3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 275,850 | 0 | 13-May-2019 | 08-May-2019 | |||
CIMAREX ENERGY CO. | ||||||||||
Security | 171798101 | Meeting Type | Annual | |||||||
Ticker Symbol | XEC | Meeting Date | 08-May-2019 | |||||||
ISIN | US1717981013 | Agenda | 934949186 - Management | |||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A | Election of Class II director: Hans Helmerich | Management | For | For | ||||||
1B | Election of Class II director: Harold R. Logan, Jr. | Management | For | For | ||||||
1C | Election of Class II director: Monroe W. Robertson | Management | For | For | ||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||
3. | Approve 2019 Equity Incentive Plan | Management | For | For | ||||||
4. | Ratify the appointment of KPMG LLP as our independent auditors for 2019 | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 32,590 | 0 | 10-Apr-2019 | 09-May-2019 | |||
CF INDUSTRIES HOLDINGS, INC. | ||||||||||
Security | 125269100 | Meeting Type | Annual | |||||||
Ticker Symbol | CF | Meeting Date | 08-May-2019 | |||||||
ISIN | US1252691001 | Agenda | 934956321 - Management | |||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Javed Ahmed | Management | For | For | ||||||
1b. | Election of Director: Robert C. Arzbaecher | Management | For | For | ||||||
1c. | Election of Director: William Davisson | Management | For | For | ||||||
1d. | Election of Director: John W. Eaves | Management | For | For | ||||||
1e. | Election of Director: Stephen A. Furbacher | Management | For | For | ||||||
1f. | Election of Director: Stephen J. Hagge | Management | For | For | ||||||
1g. | Election of Director: John D. Johnson | Management | For | For | ||||||
1h. | Election of Director: Anne P. Noonan | Management | For | For | ||||||
1i. | Election of Director: Michael J. Toelle | Management | For | For | ||||||
1j. | Election of Director: Theresa E. Wagler | Management | For | For | ||||||
1k. | Election of Director: Celso L. White | Management | For | For | ||||||
1l. | Election of Director: W. Anthony Will | Management | For | For | ||||||
2. | Approval of an advisory resolution regarding the compensation of CF Industries Holdings, Inc.'s named executive officers. | Management | For | For | ||||||
3. | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.'s independent registered public accounting firm for 2019. | Management | For | For | ||||||
4. | Shareholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 53,510 | 0 | 10-Apr-2019 | 09-May-2019 | |||
NUCOR CORPORATION | ||||||||||
Security | 670346105 | Meeting Type | Annual | |||||||
Ticker Symbol | NUE | Meeting Date | 09-May-2019 | |||||||
ISIN | US6703461052 | Agenda | 934959341 - Management | |||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Lloyd J. Austin III | For | For | |||||||
2 | Patrick J. Dempsey | For | For | |||||||
3 | John J. Ferriola | For | For | |||||||
4 | Victoria F. Haynes Ph.D | For | For | |||||||
5 | Christopher J. Kearney | For | For | |||||||
6 | Laurette T. Koellner | For | For | |||||||
7 | John H. Walker | For | For | |||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019 | Management | For | For | ||||||
3. | Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018 | Management | For | For | ||||||
4. | Stockholder proposal regarding lobbying report | Shareholder | For | Against | ||||||
5. | Stockholder proposal regarding political spending report | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 40,710 | 0 | 10-Apr-2019 | 10-May-2019 | |||
VULCAN MATERIALS COMPANY | ||||||||||
Security | 929160109 | Meeting Type | Annual | |||||||
Ticker Symbol | VMC | Meeting Date | 10-May-2019 | |||||||
ISIN | US9291601097 | Agenda | 934951357 - Management | |||||||
Record Date | 13-Mar-2019 | Holding Recon Date | 13-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||
1b. | Election of Director: David P. Steiner | Management | For | For | ||||||
1c. | Election of Director: Lee J. Styslinger, III | Management | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 14,940 | 0 | 10-Apr-2019 | 13-May-2019 | |||
3M COMPANY | ||||||||||
Security | 88579Y101 | Meeting Type | Annual | |||||||
Ticker Symbol | MMM | Meeting Date | 14-May-2019 | |||||||
ISIN | US88579Y1010 | Agenda | 934958856 - Management | |||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Thomas "Tony" K. Brown | Management | For | For | ||||||
1b. | Election of Director: Pamela J. Craig | Management | For | For | ||||||
1c. | Election of Director: David B. Dillon | Management | For | For | ||||||
1d. | Election of Director: Michael L. Eskew | Management | For | For | ||||||
1e. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||
1f. | Election of Director: Amy E. Hood | Management | For | For | ||||||
1g. | Election of Director: Muhtar Kent | Management | For | For | ||||||
1h. | Election of Director: Edward M. Liddy | Management | For | For | ||||||
1i. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||
1j. | Election of Director: Gregory R. Page | Management | For | For | ||||||
1k. | Election of Director: Michael F. Roman | Management | For | For | ||||||
1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | Stockholder proposal on setting target amounts for CEO compensation. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 11,220 | 0 | 10-Apr-2019 | 15-May-2019 | |||
ALEXION PHARMACEUTICALS, INC. | ||||||||||
Security | 015351109 | Meeting Type | Annual | |||||||
Ticker Symbol | ALXN | Meeting Date | 14-May-2019 | |||||||
ISIN | US0153511094 | Agenda | 934962728 - Management | |||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Felix J. Baker | For | For | |||||||
2 | David R. Brennan | For | For | |||||||
3 | Christopher J. Coughlin | For | For | |||||||
4 | Deborah Dunsire | For | For | |||||||
5 | Paul A. Friedman | For | For | |||||||
6 | Ludwig N. Hantson | For | For | |||||||
7 | John T. Mollen | For | For | |||||||
8 | Francois Nader | For | For | |||||||
9 | Judith A. Reinsdorf | For | For | |||||||
10 | Andreas Rummelt | For | For | |||||||
2. | Ratification of appointment by the Board of Directors of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||
3. | Approval of a non-binding advisory vote of the 2018 compensation paid to Alexion's named executive officers. | Management | For | For | ||||||
4. | Shareholder proposal requesting certain proxy access Bylaw amendments. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 10,720 | 0 | 10-Apr-2019 | 15-May-2019 | |||
PPL CORPORATION | ||||||||||
Security | 69351T106 | Meeting Type | Annual | |||||||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | |||||||
ISIN | US69351T1060 | Agenda | 934966207 - Management | |||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | Election of Director: John W. Conway | Management | For | For | ||||||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | ||||||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | ||||||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | ||||||
1.5 | Election of Director: William H. Spence | Management | For | For | ||||||
1.6 | Election of Director: Natica von Althann | Management | For | For | ||||||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | ||||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | ||||||
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | ||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | ||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 63,290 | 0 | 10-Apr-2019 | 15-May-2019 | |||
INTEL CORPORATION | ||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||
Ticker Symbol | INTC | Meeting Date | 16-May-2019 | |||||||
ISIN | US4581401001 | Agenda | 934963679 - Management | |||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Aneel Bhusri | Management | For | For | ||||||
1b. | Election of Director: Andy D. Bryant | Management | For | For | ||||||
1c. | Election of Director: Reed E. Hundt | Management | For | For | ||||||
1d. | Election of Director: Omar Ishrak | Management | For | For | ||||||
1e. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||
1f. | Election of Director: Tsu-Jae King Liu | Management | For | For | ||||||
1g. | Election of Director: Gregory D. Smith | Management | For | For | ||||||
1h. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | ||||||
1i. | Election of Director: Andrew Wilson | Management | For | For | ||||||
1j. | Election of Director: Frank D. Yeary | Management | For | For | ||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2019 | Management | For | For | ||||||
3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | ||||||
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | For | For | ||||||
5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented | Shareholder | For | Against | ||||||
6. | Stockholder proposal requesting a report on the risks associated with emerging public policies addressing the gender pay gap, if properly presented | Shareholder | For | Against | ||||||
7. | Stockholder proposal requesting an annual advisory vote on political contributions, if properly presented | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 29,400 | 0 | 10-Apr-2019 | 17-May-2019 | |||
UNION PACIFIC CORPORATION | ||||||||||
Security | 907818108 | Meeting Type | Annual | |||||||
Ticker Symbol | UNP | Meeting Date | 16-May-2019 | |||||||
ISIN | US9078181081 | Agenda | 934970383 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Andrew H. Card Jr. | Management | For | For | ||||||
1b. | Election of Director: Erroll B. Davis Jr. | Management | For | For | ||||||
1c. | Election of Director: William J. DeLaney | Management | For | For | ||||||
1d. | Election of Director: David B. Dillon | Management | For | For | ||||||
1e. | Election of Director: Lance M. Fritz | Management | For | For | ||||||
1f. | Election of Director: Deborah C. Hopkins | Management | For | For | ||||||
1g. | Election of Director: Jane H. Lute | Management | For | For | ||||||
1h. | Election of Director: Michael R. McCarthy | Management | For | For | ||||||
1i. | Election of Director: Thomas F. McLarty III | Management | For | For | ||||||
1j. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||
1k. | Election of Director: Jose H. Villarreal | Management | For | For | ||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019. | Management | For | For | ||||||
3. | An advisory vote to approve executive compensation ("Say on Pay"). | Management | For | For | ||||||
4. | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 7,100 | 0 | 10-Apr-2019 | 17-May-2019 | |||
TWITTER, INC. | ||||||||||
Security | 90184L102 | Meeting Type | Annual | |||||||
Ticker Symbol | TWTR | Meeting Date | 20-May-2019 | |||||||
ISIN | US90184L1026 | Agenda | 934978567 - Management | |||||||
Record Date | 27-Mar-2019 | Holding Recon Date | 27-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Jack Dorsey | Management | For | For | ||||||
1b. | Election of Director: Patrick Pichette | Management | For | For | ||||||
1c. | Election of Director: Robert Zoellick | Management | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | For | For | ||||||
4. | A stockholder proposal regarding simple majority vote. | Shareholder | For | Against | ||||||
5. | A stockholder proposal regarding a report on our content enforcement policies. | Shareholder | For | Against | ||||||
6. | A stockholder proposal regarding board qualifications. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 79,660 | 0 | 10-Apr-2019 | 21-May-2019 | |||
AMAZON.COM, INC. | ||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||
Ticker Symbol | AMZN | Meeting Date | 22-May-2019 | |||||||
ISIN | US0231351067 | Agenda | 934985954 - Management | |||||||
Record Date | 28-Mar-2019 | Holding Recon Date | 28-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||
1b. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||
1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||
1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||
1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||
1g. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||
1h. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||
1i. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||
1j. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | For | For | ||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||
4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | For | Against | ||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | ||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | ||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | For | Against | ||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | For | Against | ||||||
9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | For | Against | ||||||
10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | For | Against | ||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | For | Against | ||||||
12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | For | Against | ||||||
13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER PAY REPORTING. | Shareholder | For | Against | ||||||
14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | For | Against | ||||||
15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 3,960 | 0 | 02-May-2019 | 23-May-2019 | |||
MCDONALD'S CORPORATION | ||||||||||
Security | 580135101 | Meeting Type | Annual | |||||||
Ticker Symbol | MCD | Meeting Date | 23-May-2019 | |||||||
ISIN | US5801351017 | Agenda | 934980473 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Lloyd Dean | Management | For | For | ||||||
1b. | Election of Director: Stephen Easterbrook | Management | For | For | ||||||
1c. | Election of Director: Robert Eckert | Management | For | For | ||||||
1d. | Election of Director: Margaret Georgiadis | Management | For | For | ||||||
1e. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||
1f. | Election of Director: Richard Lenny | Management | For | For | ||||||
1g. | Election of Director: John Mulligan | Management | For | For | ||||||
1h. | Election of Director: Sheila Penrose | Management | For | For | ||||||
1i. | Election of Director: John Rogers, Jr. | Management | For | For | ||||||
1j. | Election of Director: Paul Walsh | Management | For | For | ||||||
1k. | Election of Director: Miles White | Management | For | For | ||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||
3. | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2019. | Management | For | For | ||||||
4. | Vote to approve an amendment to the Company's Certificate of Incorporation to lower the authorized range of the number of Directors on the Board to 7 to 15 Directors. | Management | For | For | ||||||
5. | Advisory vote on a shareholder proposal requesting the ability for shareholders to act by written consent, if properly presented. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 7,470 | 0 | 02-May-2019 | 24-May-2019 | |||
THE MOSAIC COMPANY | ||||||||||
Security | 61945C103 | Meeting Type | Annual | |||||||
Ticker Symbol | MOS | Meeting Date | 23-May-2019 | |||||||
ISIN | US61945C1036 | Agenda | 934982477 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||
1b. | Election of Director: Oscar P. Bernardes | Management | For | For | ||||||
1c. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||
1e. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||
1f. | Election of Director: Denise C. Johnson | Management | For | For | ||||||
1g. | Election of Director: Emery N. Koenig | Management | For | For | ||||||
1h. | Election of Director: William T. Monahan | Management | For | For | ||||||
1i. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | ||||||
1j. | Election of Director: Steven M. Seibert | Management | For | For | ||||||
1k. | Election of Director: Luciano Siani Pires | Management | For | For | ||||||
1l. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||
3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 75,750 | 0 | 02-May-2019 | 24-May-2019 | |||
KEYCORP | ||||||||||
Security | 493267108 | Meeting Type | Annual | |||||||
Ticker Symbol | KEY | Meeting Date | 23-May-2019 | |||||||
ISIN | US4932671088 | Agenda | 934982605 - Management | |||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Bruce D. Broussard | Management | For | For | ||||||
1b. | Election of Director: Charles P. Cooley | Management | For | For | ||||||
1c. | Election of Director: Gary M. Crosby | Management | For | For | ||||||
1d. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||
1e. | Election of Director: H. James Dallas | Management | For | For | ||||||
1f. | Election of Director: Elizabeth R. Gile | Management | For | For | ||||||
1g. | Election of Director: Ruth Ann M. Gillis | Management | For | For | ||||||
1h. | Election of Director: William G. Gisel, Jr. | Management | For | For | ||||||
1i. | Election of Director: Carlton L. Highsmith | Management | For | For | ||||||
1j. | Election of Director: Richard J. Hipple | Management | For | For | ||||||
1k. | Election of Director: Kristen L. Manos | Management | For | For | ||||||
1l. | Election of Director: Beth E. Mooney | Management | For | For | ||||||
1m. | Election of Director: Barbara R. Snyder | Management | For | For | ||||||
1n. | Election of Director: David K. Wilson | Management | For | For | ||||||
2. | Ratification of the appointment of independent auditor. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | Approval of KeyCorp's 2019 Equity Compensation Plan. | Management | For | For | ||||||
5. | Approval of an increase in authorized common shares. | Management | For | For | ||||||
6. | Approval of an amendment to Regulations to allow the Board to make future amendments. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 100,050 | 0 | 10-Apr-2019 | 24-May-2019 | |||
QUANTA SERVICES, INC. | ||||||||||
Security | 74762E102 | Meeting Type | Annual | |||||||
Ticker Symbol | PWR | Meeting Date | 23-May-2019 | |||||||
ISIN | US74762E1029 | Agenda | 934982756 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | ||||||
1b. | Election of Director: Doyle N. Beneby | Management | For | For | ||||||
1c. | Election of Director: J. Michal Conaway | Management | For | For | ||||||
1d. | Election of Director: Vincent D. Foster | Management | For | For | ||||||
1e. | Election of Director: Bernard Fried | Management | For | For | ||||||
1f. | Election of Director: Worthing F. Jackman | Management | For | For | ||||||
1g. | Election of Director: David M. McClanahan | Management | For | For | ||||||
1h. | Election of Director: Margaret B. Shannon | Management | For | For | ||||||
1i. | Election of Director: Pat Wood, III | Management | For | For | ||||||
2. | Approval, by non-binding advisory vote, of Quanta's executive compensation | Management | For | For | ||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||||
4. | Approval of the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 48,740 | 0 | 02-May-2019 | 24-May-2019 | |||
MERCK & CO., INC. | ||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||
Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||||
ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||||
1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||||
1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||
1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||||
1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||
1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||
1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||||
1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||
1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||
1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||
3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||
5. | Shareholder proposal concerning an independent board chairman. | Shareholder | For | Against | ||||||
6. | Shareholder proposal concerning executive incentives and stock buybacks. | Shareholder | For | Against | ||||||
7. | Shareholder proposal concerning drug pricing. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 25,110 | 0 | 02-May-2019 | 29-May-2019 | |||
EXXON MOBIL CORPORATION | ||||||||||
Security | 30231G102 | Meeting Type | Annual | |||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | |||||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | |||||||
Record Date | 03-Apr-2019 | Holding Recon Date | 03-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 28-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Susan K. Avery | Management | For | For | ||||||
1b. | Election of Director: Angela F. Braly | Management | For | For | ||||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | ||||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | ||||||
1i. | Election of Director: William C. Weldon | Management | For | For | ||||||
1j. | Election of Director: Darren W. Woods | Management | For | For | ||||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation (page 30) | Management | For | For | ||||||
4. | Independent Chairman (page 58) | Shareholder | For | Against | ||||||
5. | Special Shareholder Meetings (page 59) | Shareholder | For | Against | ||||||
6. | Board Matrix (page 61) | Shareholder | For | Against | ||||||
7. | Climate Change Board Committee (page 62) | Shareholder | For | Against | ||||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) | Shareholder | For | Against | ||||||
9. | Report on Political Contributions (page 66) | Shareholder | For | Against | ||||||
10. | Report on Lobbying (page 67) | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 38,250 | 0 | 02-May-2019 | 30-May-2019 | |||
RAYTHEON COMPANY | ||||||||||
Security | 755111507 | Meeting Type | Annual | |||||||
Ticker Symbol | RTN | Meeting Date | 30-May-2019 | |||||||
ISIN | US7551115071 | Agenda | 934988518 - Management | |||||||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Tracy A. Atkinson | Management | For | For | ||||||
1b. | Election of Director: Robert E. Beauchamp | Management | For | For | ||||||
1c. | Election of Director: Adriane M. Brown | Management | For | For | ||||||
1d. | Election of Director: Stephen J. Hadley | Management | For | For | ||||||
1e. | Election of Director: Thomas A. Kennedy | Management | For | For | ||||||
1f. | Election of Director: Letitia A. Long | Management | For | For | ||||||
1g. | Election of Director: George R. Oliver | Management | For | For | ||||||
1h. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||
1i. | Election of Director: Ellen M. Pawlikowski | Management | For | For | ||||||
1j. | Election of Director: William R. Spivey | Management | For | For | ||||||
1k. | Election of Director: Marta R. Stewart | Management | For | For | ||||||
1l. | Election of Director: James A. Winnefeld, Jr. | Management | For | For | ||||||
1m. | Election of Director: Robert O. Work | Management | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
3. | Approval of the Raytheon 2019 Stock Plan | Management | For | For | ||||||
4. | Ratification of Independent Auditors. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 12,100 | 0 | 02-May-2019 | 31-May-2019 | |||
KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC | ||||||||||
Security | 499049104 | Meeting Type | Annual | |||||||
Ticker Symbol | KNX | Meeting Date | 30-May-2019 | |||||||
ISIN | US4990491049 | Agenda | 934991325 - Management | |||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Michael Garnreiter# | For | For | |||||||
2 | David Vander Ploeg# | For | For | |||||||
3 | Robert Synowicki, Jr.# | For | For | |||||||
4 | David Jackson* | For | For | |||||||
5 | Kevin Knight* | For | For | |||||||
2. | Advisory, non-binding vote to approve executive compensation. | Management | For | For | ||||||
3. | Ratification of the appointment of Grant Thornton LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | For | For | ||||||
4. | Stockholder proposal regarding Board declassification, if properly presented. | Shareholder | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 52,170 | 0 | 02-May-2019 | 31-May-2019 | |||
FACEBOOK, INC. | ||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||
Ticker Symbol | FB | Meeting Date | 30-May-2019 | |||||||
ISIN | US30303M1027 | Agenda | 934995082 - Management | |||||||
Record Date | 05-Apr-2019 | Holding Recon Date | 05-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Peggy Alford | For | For | |||||||
2 | Marc L. Andreessen | For | For | |||||||
3 | Kenneth I. Chenault | For | For | |||||||
4 | S. D. Desmond-Hellmann | For | For | |||||||
5 | Sheryl K. Sandberg | For | For | |||||||
6 | Peter A. Thiel | For | For | |||||||
7 | Jeffrey D. Zients | For | For | |||||||
8 | Mark Zuckerberg | For | For | |||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||
3. | To approve, on a non-binding advisory basis, the compensation program for Facebook, Inc.'s named executive officers as disclosed in Facebook, Inc.'s proxy statement. | Management | For | For | ||||||
4. | To vote, on a non-binding advisory basis, whether a non- binding advisory vote on the compensation program for Facebook, Inc.'s named executive officers should be held every one, two or three years. | Management | 3 Years | For | ||||||
5. | A stockholder proposal regarding change in stockholder voting. | Shareholder | For | Against | ||||||
6. | A stockholder proposal regarding an independent chair. | Shareholder | For | Against | ||||||
7. | A stockholder proposal regarding majority voting for directors. | Shareholder | For | Against | ||||||
8. | A stockholder proposal regarding true diversity board policy. | Shareholder | For | Against | ||||||
9. | A stockholder proposal regarding a content governance report. | Shareholder | For | Against | ||||||
10. | A stockholder proposal regarding median gender pay gap. | Shareholder | For | Against | ||||||
11. | A stockholder proposal regarding workforce diversity. | Shareholder | For | Against | ||||||
12. | A stockholder proposal regarding strategic alternatives. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 23,220 | 0 | 02-May-2019 | 31-May-2019 | |||
DEVON ENERGY CORPORATION | ||||||||||
Security | 25179M103 | Meeting Type | Annual | |||||||
Ticker Symbol | DVN | Meeting Date | 05-Jun-2019 | |||||||
ISIN | US25179M1036 | Agenda | 935003169 - Management | |||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 04-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Barbara M. Baumann | For | For | |||||||
2 | John E. Bethancourt | For | For | |||||||
3 | Ann G. Fox | For | For | |||||||
4 | David A. Hager | For | For | |||||||
5 | Robert H. Henry | For | For | |||||||
6 | Michael M. Kanovsky | For | For | |||||||
7 | John Krenicki Jr. | For | For | |||||||
8 | Robert A. Mosbacher Jr. | For | For | |||||||
9 | Duane C. Radtke | For | For | |||||||
10 | Keith O. Rattie | For | For | |||||||
11 | Mary P. Ricciardello | For | For | |||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2019. | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 80,060 | 0 | 02-May-2019 | 06-Jun-2019 | |||
NETFLIX, INC. | ||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||
Ticker Symbol | NFLX | Meeting Date | 06-Jun-2019 | |||||||
ISIN | US64110L1061 | Agenda | 934997252 - Management | |||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Class II Director: Timothy M. Haley | Management | For | For | ||||||
1b. | Election of Class II Director: Leslie Kilgore | Management | For | For | ||||||
1c. | Election of Class II Director: Ann Mather | Management | For | For | ||||||
1d. | Election of Class II Director: Susan Rice | Management | For | For | ||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||
3. | Advisory approval of the Company's executive officer compensation. | Management | For | For | ||||||
4. | Stockholder proposal regarding political disclosure, if properly presented at the meeting. | Shareholder | For | Against | ||||||
5. | Stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 4,100 | 0 | 02-May-2019 | 07-Jun-2019 | |||
ALPHABET INC. | ||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||
Ticker Symbol | GOOGL | Meeting Date | 19-Jun-2019 | |||||||
ISIN | US02079K3059 | Agenda | 935018956 - Management | |||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 18-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Larry Page | For | For | |||||||
2 | Sergey Brin | For | For | |||||||
3 | John L. Hennessy | For | For | |||||||
4 | L. John Doerr | For | For | |||||||
5 | Roger W. Ferguson, Jr. | For | For | |||||||
6 | Ann Mather | For | For | |||||||
7 | Alan R. Mulally | For | For | |||||||
8 | Sundar Pichai | For | For | |||||||
9 | K. Ram Shriram | For | For | |||||||
10 | Robin L. Washington | For | For | |||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||
3. | The amendment and restatement of Alphabet's 2012 Stock Plan to increase the share reserve by 3,000,000 shares of Class C capital stock. | Management | For | For | ||||||
4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | For | Against | ||||||
5. | A stockholder proposal regarding inequitable employment practices, if properly presented at the meeting. | Shareholder | For | Against | ||||||
6. | A stockholder proposal regarding the establishment of a societal risk oversight committee, if properly presented at the meeting. | Shareholder | For | Against | ||||||
7. | A stockholder proposal regarding a report on sexual harassment risk management, if properly presented at the meeting. | Shareholder | For | Against | ||||||
8. | A stockholder proposal regarding majority vote for the election of directors, if properly presented at the meeting. | Shareholder | For | Against | ||||||
9. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. | Shareholder | For | Against | ||||||
10. | A stockholder proposal regarding strategic alternatives, if properly presented at the meeting. | Shareholder | For | Against | ||||||
11. | A stockholder proposal regarding the nomination of an employee representative director, if properly presented at the meeting. | Shareholder | For | Against | ||||||
12. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | For | Against | ||||||
13. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. | Shareholder | For | Against | ||||||
14. | A stockholder proposal regarding Google Search in China, if properly presented at the meeting. | Shareholder | For | Against | ||||||
15. | A stockholder proposal regarding a clawback policy, if properly presented at the meeting. | Shareholder | For | Against | ||||||
16. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 2,790 | 0 | 13-May-2019 | 20-Jun-2019 | |||
ACTIVISION BLIZZARD, INC. | ||||||||||
Security | 00507V109 | Meeting Type | Annual | |||||||
Ticker Symbol | ATVI | Meeting Date | 20-Jun-2019 | |||||||
ISIN | US00507V1098 | Agenda | 935013893 - Management | |||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 19-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Reveta Bowers | Management | For | For | ||||||
1b. | Election of Director: Robert Corti | Management | For | For | ||||||
1c. | Election of Director: Hendrik Hartong III | Management | For | For | ||||||
1d. | Election of Director: Brian Kelly | Management | For | For | ||||||
1e. | Election of Director: Robert Kotick | Management | For | For | ||||||
1f. | Election of Director: Barry Meyer | Management | For | For | ||||||
1g. | Election of Director: Robert Morgado | Management | For | For | ||||||
1h. | Election of Director: Peter Nolan | Management | For | For | ||||||
1i. | Election of Director: Casey Wasserman | Management | For | For | ||||||
1j. | Election of Director: Elaine Wynn | Management | For | For | ||||||
2. | To provide advisory approval of our executive compensation. | Management | For | For | ||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 49,030 | 0 | 02-May-2019 | 21-Jun-2019 | |||
MASTERCARD INCORPORATED | ||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||
Ticker Symbol | MA | Meeting Date | 25-Jun-2019 | |||||||
ISIN | US57636Q1040 | Agenda | 935017233 - Management | |||||||
Record Date | 26-Apr-2019 | Holding Recon Date | 26-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of director: Richard Haythornthwaite | Management | For | For | ||||||
1b. | Election of director: Ajay Banga | Management | For | For | ||||||
1c. | Election of director: David R. Carlucci | Management | For | For | ||||||
1d. | Election of director: Richard K. Davis | Management | For | For | ||||||
1e. | Election of director: Steven J. Freiberg | Management | For | For | ||||||
1f. | Election of director: Julius Genachowski | Management | For | For | ||||||
1g. | Election of director: Choon Phong Goh | Management | For | For | ||||||
1h. | Election of director: Merit E. Janow | Management | For | For | ||||||
1i. | Election of director: Oki Matsumoto | Management | For | For | ||||||
1j. | Election of director: Youngme Moon | Management | For | For | ||||||
1k. | Election of director: Rima Qureshi | Management | For | For | ||||||
1l. | Election of director: José Octavio Reyes Lagunes | Management | For | For | ||||||
1m. | Election of director: Gabrielle Sulzberger | Management | For | For | ||||||
1n. | Election of director: Jackson Tai | Management | For | For | ||||||
1o. | Election of director: Lance Uggla | Management | For | For | ||||||
2. | Advisory approval of Mastercard's executive compensation | Management | For | For | ||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2019 | Management | For | For | ||||||
4. | Consideration of a stockholder proposal on gender pay gap | Shareholder | For | Against | ||||||
5. | Consideration of a stockholder proposal on creation of a human rights committee | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
6734303430 | Centre American Select Equity Fund | 6734303430 | UNION BANK | 8,490 | 0 | 02-May-2019 | 26-Jun-2019 |
CENTRE GLOBAL INFRASTRUCTURE FUND
Vote Summary
BT GROUP PLC | ||||||||||
Security | G16612106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 11-Jul-2018 | ||||||||
ISIN | GB0030913577 | Agenda | 709544779 - Management | |||||||
Record Date | Holding Recon Date | 09-Jul-2018 | ||||||||
City / | Country | EDINBU RGH | / | United Kingdom | Vote Deadline Date | 05-Jul-2018 | ||||
SEDOL(s) | 3091357 - B014679 - B02S7B1 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||
2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||
3 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||
4 | ELECT JAN DU PLESSIS AS DIRECTOR | Management | For | For | ||||||
5 | RE-ELECT GAVIN PATTERSON AS DIRECTOR | Management | For | For | ||||||
6 | RE-ELECT SIMON LOWTH AS DIRECTOR | Management | For | For | ||||||
7 | RE-ELECT IAIN CONN AS DIRECTOR | Management | For | For | ||||||
8 | RE-ELECT TIM HOTTGES AS DIRECTOR | Management | For | For | ||||||
9 | RE-ELECT ISABEL HUDSON AS DIRECTOR | Management | For | For | ||||||
10 | RE-ELECT MIKE INGLIS AS DIRECTOR | Management | For | For | ||||||
11 | RE-ELECT NICK ROSE AS DIRECTOR | Management | For | For | ||||||
12 | RE-ELECT JASMINE WHITBREAD AS DIRECTOR | Management | For | For | ||||||
13 | APPOINT KPMG LLP AS AUDITORS | Management | For | For | ||||||
14 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||
15 | AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS | Management | For | For | ||||||
16 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||
17 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||
18 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Management | For | For | ||||||
19 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 5,500 | 0 | 30-May-2018 | 05-Jul-2018 | |||
SSE PLC | ||||||||||
Security | G8842P102 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jul-2018 | ||||||||
ISIN | GB0007908733 | Agenda | 709630671 - Management | |||||||
Record Date | Holding Recon Date | 17-Jul-2018 | ||||||||
City / | Country | PERTH | / | United Kingdom | Vote Deadline Date | 13-Jul-2018 | ||||
SEDOL(s) | 0790873 - 5626832 - B02T8N3 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | RECEIVE THE REPORT AND ACCOUNTS | Management | For | For | ||||||
2 | APPROVE THE 2018 REMUNERATION REPORT | Management | For | For | ||||||
3 | DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
4 | RE-APPOINT GREGOR ALEXANDER | Management | For | For | ||||||
5 | RE-APPOINT SUE BRUCE | Management | For | For | ||||||
6 | APPOINT TONY COCKER | Management | For | For | ||||||
7 | RE-APPOINT CRAWFORD GILLIES | Management | For | For | ||||||
8 | RE-APPOINT RICHARD GILLINGWATER | Management | For | For | ||||||
9 | RE-APPOINT PETER LYNAS | Management | For | For | ||||||
10 | RE-APPOINT HELEN MAHY | Management | For | For | ||||||
11 | RE-APPOINT ALISTAIR PHILLIPS-DAVIES | Management | For | For | ||||||
12 | APPOINT MARTIN PIBWORTH | Management | For | For | ||||||
13 | RE-APPOINT KPMG LLP AS AUDITOR | Management | For | For | ||||||
14 | AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | Management | For | For | ||||||
15 | AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||
16 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||
17 | TO EMPOWER THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||
18 | AUTHORISE DIRECTORS TO RENEW THE SCRIP DIVIDEND SCHEME | Management | For | For | ||||||
19 | TO APPROVE 14 DAYS' NOTICE OF GENERAL MEETINGS | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 630 | 0 | 18-Jun-2018 | 13-Jul-2018 | |||
SSE PLC | ||||||||||
Security | G8842P102 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jul-2018 | ||||||||
ISIN | GB0007908733 | Agenda | 709688317 - Management | |||||||
Record Date | Holding Recon Date | 17-Jul-2018 | ||||||||
City / | Country | PERTH | / | United Kingdom | Vote Deadline Date | 13-Jul-2018 | ||||
SEDOL(s) | 0790873 - 5626832 - B02T8N3 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | APPROVE THE SPECIAL DIVIDEND TO GIVE EFFECT TO THE DEMERGER | Management | For | For | ||||||
2 | APPROVE THE WAIVER OF THE OBLIGATION ON INNOGY TO MAKE A GENERAL OFFER FOR SHIFTMCO123 | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 630 | 0 | 28-Jun-2018 | 13-Jul-2018 | |||
SINGAPORE TELECOMMUNICATIONS LTD | ||||||||||
Security | Y79985209 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Jul-2018 | ||||||||
ISIN | SG1T75931496 | Agenda | 709680967 - Management | |||||||
Record Date | Holding Recon Date | 20-Jul-2018 | ||||||||
City / | Country | SINGAP ORE | / | Singapore | Vote Deadline Date | 17-Jul-2018 | ||||
SEDOL(s) | B02PY00 - B02PY11 - B02PY22 - B02QGD0 - B02VD01 - B8FSNP0 - BJ054F0 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2018 AND THE AUDITOR'S REPORT THEREON | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND OF 10.7 CENTS PER SHARE IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2018 | Management | For | For | ||||||
3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR BOBBY CHIN YOKE CHOONG (INDEPENDENT MEMBER OF THE AUDIT COMMITTEE) | Management | For | For | ||||||
4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR VENKATARAMAN VISHNAMPET GANESAN | Management | For | For | ||||||
5 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO RETIRE BY ROTATION IN ACCORDANCE WITH ARTICLE 100 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MS TEO SWEE LIAN | Management | For | For | ||||||
6 | TO RE-ELECT MR GAUTAM BANERJEE (INDEPENDENT MEMBER OF THE AUDIT COMMITTEE) WHO CEASES TO HOLD OFFICE IN ACCORDANCE WITH ARTICLE 106 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFERS HIMSELF FOR RE- ELECTION | Management | For | For | ||||||
7 | TO APPROVE PAYMENT OF DIRECTORS' FEES BY THE COMPANY OF UP TO SGD 2,950,000 FOR THE FINANCIAL YEAR ENDING 31 MARCH 2019 (2018: UP TO SGD 2,950,000; INCREASE: NIL) | Management | For | For | ||||||
8 | TO APPOINT KPMG LLP AS THE AUDITORS OF THE COMPANY IN PLACE OF THE RETIRING AUDITOR, DELOITTE & TOUCHE LLP, AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
9 | THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS TO: (I) (1) ISSUE SHARES OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (2) MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (II) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: (I) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (II) BELOW), OF WHICH THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS) (AS CALCULATED IN ACCORDANCE WITH SUB- PARAGRAPH (II) BELOW); (II) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (I) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS) AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (A) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR | Management | For | For | ||||||
VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (B) ANY SUBSEQUENT BONUS ISSUE OR CONSOLIDATION OR SUBDIVISION OF SHARES, AND, IN SUB- PARAGRAPH (I) ABOVE AND THIS SUB-PARAGRAPH (II), "SUBSIDIARY HOLDINGS" HAS THE MEANING GIVEN TO IT IN THE LISTING MANUAL OF THE SGX- ST; (III) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST AND THE RULES OF ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES OF THE COMPANY MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE") FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST OR, AS THE CASE MAY BE, THE OTHER EXCHANGE) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (IV) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER | ||||||||||
10 | THAT APPROVAL BE AND IS HEREBY GIVEN TO THE DIRECTORS TO GRANT AWARDS IN ACCORDANCE WITH THE PROVISIONS OF THE SINGTEL PERFORMANCE SHARE PLAN 2012 ("SINGTEL PSP 2012") AND TO ALLOT AND ISSUE FROM TIME TO TIME SUCH NUMBER OF FULLY PAID-UP ORDINARY SHARES AS MAY BE REQUIRED TO BE DELIVERED PURSUANT TO THE VESTING OF AWARDS UNDER THE SINGTEL PSP 2012, PROVIDED THAT: (I) THE AGGREGATE NUMBER OF NEW ORDINARY SHARES TO BE ISSUED PURSUANT TO THE VESTING OF AWARDS GRANTED OR TO BE GRANTED UNDER THE SINGTEL PSP 2012 SHALL NOT EXCEED 5% OF THE TOTAL NUMBER OF ISSUED ORDINARY SHARES (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS) FROM TIME TO TIME; AND (II) THE AGGREGATE NUMBER OF NEW ORDINARY SHARES UNDER AWARDS TO BE GRANTED PURSUANT TO THE SINGTEL PSP 2012 DURING THE PERIOD COMMENCING FROM THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND ENDING ON THE DATE OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER, SHALL | Management | For | For | ||||||
NOT EXCEED 0.5% OF THE TOTAL NUMBER OF ISSUED ORDINARY SHARES (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS) FROM TIME TO TIME, AND IN THIS RESOLUTION, "SUBSIDIARY HOLDINGS" HAS THE MEANING GIVEN TO IT IN THE LISTING MANUAL OF THE SGX-ST | ||||||||||
11 | THAT: (I) FOR THE PURPOSES OF SECTIONS 76C AND 76E OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (THE "COMPANIES ACT"), THE EXERCISE BY THE DIRECTORS OF ALL THE POWERS OF THE COMPANY TO PURCHASE OR OTHERWISE ACQUIRE ISSUED ORDINARY SHARES OF THE COMPANY ("SHARES") NOT EXCEEDING IN AGGREGATE THE MAXIMUM LIMIT (AS HEREAFTER DEFINED), AT SUCH PRICE OR PRICES AS MAY BE DETERMINED BY THE DIRECTORS FROM TIME TO TIME UP TO THE MAXIMUM PRICE (AS HEREAFTER DEFINED), WHETHER BY WAY OF: (1) MARKET PURCHASE(S) ON THE SGX-ST AND/OR ANY OTHER STOCK EXCHANGE ON WHICH THE SHARES MAY FOR THE TIME BEING BE LISTED AND QUOTED ("OTHER EXCHANGE"); AND/OR (2) OFF-MARKET PURCHASE(S) (IF EFFECTED OTHERWISE THAN ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE) IN ACCORDANCE WITH ANY EQUAL ACCESS SCHEME(S) AS MAY BE DETERMINED OR FORMULATED BY THE DIRECTORS AS THEY CONSIDER FIT, WHICH SCHEME(S) SHALL SATISFY ALL THE CONDITIONS PRESCRIBED BY THE COMPANIES ACT, AND OTHERWISE IN ACCORDANCE WITH ALL OTHER LAWS AND REGULATIONS AND RULES OF THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE AS MAY FOR THE TIME BEING BE APPLICABLE, BE AND IS HEREBY AUTHORISED AND APPROVED GENERALLY AND UNCONDITIONALLY (THE "SHARE PURCHASE MANDATE"); (II) UNLESS VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING, THE AUTHORITY CONFERRED ON THE DIRECTORS OF THE COMPANY PURSUANT TO THE SHARE PURCHASE MANDATE MAY BE EXERCISED BY THE DIRECTORS AT ANY TIME AND FROM TIME TO TIME DURING THE PERIOD COMMENCING FROM THE DATE OF THE PASSING OF THIS RESOLUTION AND EXPIRING ON THE EARLIEST OF: (1) THE DATE ON WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS HELD; (2) THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD; AND (3) THE DATE ON WHICH PURCHASES AND ACQUISITIONS OF SHARES PURSUANT TO THE SHARE PURCHASE MANDATE ARE CARRIED OUT TO THE FULL EXTENT MANDATED; (III) IN THIS RESOLUTION: "AVERAGE CLOSING PRICE" MEANS THE AVERAGE OF THE LAST DEALT PRICES OF A SHARE FOR THE FIVE CONSECUTIVE MARKET DAYS ON WHICH THE SHARES ARE TRANSACTED | Management | For | For | ||||||
ON THE SGX-ST OR, AS THE CASE MAY BE, OTHER EXCHANGE IMMEDIATELY PRECEDING THE DATE OF THE MARKET PURCHASE BY THE COMPANY OR, AS THE CASE MAY BE, THE DATE OF THE MAKING OF THE OFFER PURSUANT TO THE OFF-MARKET PURCHASE, AND DEEMED TO BE ADJUSTED, IN ACCORDANCE WITH THE LISTING RULES OF THE SGX-ST, FOR ANY CORPORATE ACTION WHICH OCCURS AFTER THE RELEVANT FIVE-DAY PERIOD; "DATE OF THE MAKING OF THE OFFER" MEANS THE DATE ON WHICH THE COMPANY MAKES AN OFFER FOR THE PURCHASE OR ACQUISITION OF SHARES FROM HOLDERS OF SHARES, STATING THEREIN THE RELEVANT TERMS OF THE EQUAL ACCESS SCHEME FOR EFFECTING THE OFF-MARKET PURCHASE; "MAXIMUM LIMIT" MEANS THAT NUMBER OF ISSUED SHARES REPRESENTING 5% OF THE TOTAL NUMBER OF ISSUED SHARES AS AT THE DATE OF THE PASSING OF THIS RESOLUTION (EXCLUDING TREASURY SHARES AND SUBSIDIARY HOLDINGS (AS DEFINED IN THE LISTING MANUAL OF THE SGX-ST)); AND "MAXIMUM PRICE" IN RELATION TO A SHARE TO BE PURCHASED OR ACQUIRED, MEANS THE PURCHASE PRICE (EXCLUDING BROKERAGE, COMMISSION, APPLICABLE GOODS AND SERVICES TAX AND OTHER RELATED EXPENSES) WHICH SHALL NOT EXCEED, WHETHER PURSUANT TO A MARKET PURCHASE OR AN OFF-MARKET PURCHASE, 105% OF THE AVERAGE CLOSING PRICE OF THE SHARES; AND (IV) THE DIRECTORS OF THE COMPANY AND/OR ANY OF THEM BE AND ARE HEREBY AUTHORISED TO COMPLETE AND DO ALL SUCH ACTS AND THINGS (INCLUDING EXECUTING SUCH DOCUMENTS AS MAY BE REQUIRED) AS THEY AND/OR HE MAY CONSIDER EXPEDIENT OR NECESSARY OR IN THE INTERESTS OF THE COMPANY TO GIVE EFFECT TO THE TRANSACTIONS CONTEMPLATED AND/OR AUTHORISED BY THIS RESOLUTION | ||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 5,300 | 0 | 28-Jun-2018 | 18-Jul-2018 | |||
ABERTIS INFRAESTRUCTURAS SA | ||||||||||
Security | E0003D111 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Jul-2018 | ||||||||
ISIN | ES0111845014 | Agenda | 709640646 - Management | |||||||
Record Date | 20-Jul-2018 | Holding Recon Date | 20-Jul-2018 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 19-Jul-2018 | ||||
SEDOL(s) | 4065663 - 5440612 - B0372W3 - B0YBKL9 - BF44499 - BHZL772 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | APPROVE DELISTING OF SHARES FROM THE MADRID, BARCELONA, BILBAO AND VALENCIA STOCK EXCHANGES | Management | For | For | ||||||
2 | APPROVE REDUCTION IN SHARE CAPITAL VIA AMORTIZATION OF TREASURY SHARES | Management | For | For | ||||||
3 | AUTHORIZE SHARE REPURCHASE AND CAPITAL REDUCTION VIA AMORTIZATION OF REPURCHASED SHARES | Management | For | For | ||||||
4.1 | RATIFY APPOINTMENT OF AND ELECT MARCELINO FERNANDEZ VERDES AS DIRECTOR | Management | For | For | ||||||
4.2 | RATIFY APPOINTMENT OF AND ELECT PETER- WILHELM SASSENFELD AS DIRECTOR | Management | For | For | ||||||
4.3 | RATIFY APPOINTMENT OF AND ELECT WILHELM NIKOLAUS FRANZISKUS PIUS GRAF VON MATUSCHKA AS DIRECTOR | Management | For | For | ||||||
4.4 | RATIFY APPOINTMENT OF AND ELECT JOSE IGNACIO LEGORBURO ESCOBAR AS DIRECTOR | Management | For | For | ||||||
4.5 | RATIFY APPOINTMENT OF AND ELECT ANGEL MANUEL MURIEL BERNAL AS DIRECTOR | Management | For | For | ||||||
4.6 | RATIFY APPOINTMENT OF AND ELECT PETER HUBERT COENEN AS DIRECTOR | Management | For | For | ||||||
4.7 | RATIFY APPOINTMENT OF AND ELECT GEORG JOHANNES VON BRONK AS DIRECTOR | Management | For | For | ||||||
4.8 | RATIFY APPOINTMENT OF AND ELECT JAVIER CARRENO ORGAZ AS DIRECTOR | Management | For | For | ||||||
4.9 | RATIFY APPOINTMENT OF AND ELECT RUDOLF CHRISTIAN FERDINAND BRAUNIG AS DIRECTOR | Management | For | For | ||||||
4.10 | RATIFY APPOINTMENT OF AND ELECT MISCHA BASTIAN HORSTMANN AS DIRECTOR | Management | For | For | ||||||
5 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | ||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,200 | 0 | 28-Jun-2018 | 20-Jul-2018 | |||
VODAFONE GROUP PLC | ||||||||||
Security | G93882192 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Jul-2018 | ||||||||
ISIN | GB00BH4HKS39 | Agenda | 709582527 - Management | |||||||
Record Date | Holding Recon Date | 25-Jul-2018 | ||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 23-Jul-2018 | ||||
SEDOL(s) | BH4HKS3 - BHBXMC2 - BJ38YH8 - BRTM7Z9 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | REPORT AND ACCOUNTS | Management | For | For | ||||||
2 | TO ELECT MICHEL DEMARE AS A DIRECTOR | Management | For | For | ||||||
3 | TO ELECT MARGHERITA DELLA VALLE AS A DIRECTOR | Management | For | For | ||||||
4 | TO RE-ELECT GERARD KLEISTERLEE AS A DIRECTOR | Management | For | For | ||||||
5 | TO RE-ELECT VITTORIO COLAO AS A DIRECTOR | Management | For | For | ||||||
6 | TO RE-ELECT NICK READ AS A DIRECTOR | Management | For | For | ||||||
7 | TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR | Management | For | For | ||||||
8 | TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR | Management | For | For | ||||||
9 | TO RE-ELECT VALERIE GOODING AS A DIRECTOR | Management | For | For | ||||||
10 | TO RE-ELECT RENEE JAMES AS A DIRECTOR | Management | For | For | ||||||
11 | TO RE-ELECT SAMUEL JONAH AS A DIRECTOR | Management | For | For | ||||||
12 | TO RE-ELECT MARIA AMPARO MORALEDA MARTINEZ AS A DIRECTOR | Management | For | For | ||||||
13 | TO RE-ELECT DAVID NISH AS A DIRECTOR | Management | For | For | ||||||
14 | TO DECLARE A FINAL DIVIDEND OF 10.23 EUROCENTS PER ORDINARY SHARE FOR THE YEAR ENDED 31 MARCH 2018 | Management | For | For | ||||||
15 | ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||
16 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR UNTIL THE END OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||
17 | AUDITOR REMUNERATION | Management | For | For | ||||||
18 | AUTHORITY TO ALLOT SHARES AND AUTHORITY TO ALLOT FURTHER SHARES AS PART OF A RIGHTS ISSUE | Management | For | For | ||||||
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||
20 | ADDITIONAL AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||
21 | SHARE BUYBACK | Management | For | For | ||||||
22 | POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||
23 | TO AUTHORISE THE BOARD TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||
24 | TO APPROVE THE UPDATED RULES OF THE VODAFONE GROUP 2008 SHARESAVE PLAN DESCRIBED IN THE SUMMARY ON PAGES 10 AND 11 OF THIS AGM NOTICE | Management | For | For | ||||||
25 | ADOPTION OF NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 17,300 | 0 | 11-Jun-2018 | 23-Jul-2018 | |||
NATIONAL GRID PLC | ||||||||||
Security | G6S9A7120 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 30-Jul-2018 | ||||||||
ISIN | GB00BDR05C01 | Agenda | 709585030 - Management | |||||||
Record Date | Holding Recon Date | 26-Jul-2018 | ||||||||
City / | Country | BIRMING HAM | / | United Kingdom | Vote Deadline Date | 24-Jul-2018 | ||||
SEDOL(s) | BD8Z665 - BDR05C0 - BYWMYN2 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||
3 | TO RE-ELECT SIR PETER GERSHON | Management | For | For | ||||||
4 | TO RE-ELECT JOHN PETTIGREW | Management | For | For | ||||||
5 | TO RE-ELECT DEAN SEAVERS | Management | For | For | ||||||
6 | TO RE-ELECT NICOLA SHAW | Management | For | For | ||||||
7 | TO RE-ELECT NORA MEAD BROWNELL | Management | For | For | ||||||
8 | TO RE-ELECT JONATHAN DAWSON | Management | For | For | ||||||
9 | TO RE-ELECT THERESE ESPERDY | Management | For | For | ||||||
10 | TO RE-ELECT PAUL GOLBY | Management | For | For | ||||||
11 | TO RE-ELECT MARK WILLIAMSON | Management | For | For | ||||||
12 | TO ELECT AMANDA MESLER | Management | For | For | ||||||
13 | TO RE-APPOINT THE AUDITORS DELOITTE LLP | Management | For | For | ||||||
14 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' REMUNERATION | Management | For | For | ||||||
15 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE EXCERPTS FROM THE DIRECTORS' REMUNERATION POLICY) SET OUT IN THE ANNUAL REPORT (SEE FULL NOTICE) | Management | For | For | ||||||
16 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES DIRECTORS' REMUNERATION POLICY | Management | For | For | ||||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS POLITICAL DONATIONS | Management | For | For | ||||||
19 | TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS | Management | For | For | ||||||
20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||
21 | TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 2,000 | 0 | 11-Jun-2018 | 24-Jul-2018 | |||
THE WILLIAMS COMPANIES, INC. | ||||||||||
Security | 969457100 | Meeting Type | Special | |||||||
Ticker Symbol | WMB | Meeting Date | 09-Aug-2018 | |||||||
ISIN | US9694571004 | Agenda | 934858020 - Management | |||||||
Record Date | 09-Jul-2018 | Holding Recon Date | 09-Jul-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-Aug-2018 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | To approve the adoption of an amendment to The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). | Management | For | For | ||||||
2. | To approve, subject to and conditioned upon the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). | Management | For | For | ||||||
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,400 | 0 | 17-Jul-2018 | 10-Aug-2018 | |||
ZTE CORPORATION | ||||||||||
Security | Y0004F105 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Aug-2018 | ||||||||
ISIN | CNE1000004Y2 | Agenda | 709828860 - Management | |||||||
Record Date | 27-Jul-2018 | Holding Recon Date | 27-Jul-2018 | |||||||
City / | Country | SHENZH EN | / | China | Vote Deadline Date | 22-Aug-2018 | ||||
SEDOL(s) | B04KP88 - B04YDP3 - B05Q046 - BD8GJX6 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0810/LTN20180810385.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0810/LTN20180810357.PDF,- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0712/LTN20180712513.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0712/LTN20180712542.PDF | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 973049 DUE TO ADDITION OF- RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||
1 | RESOLUTION ON THE AMENDMENT OF RELEVANT CLAUSES IN THE ARTICLES OF ASSOCIATION AND THE RULES OF PROCEDURE OF THE BOARD OF DIRECTORS MEETINGS | Management | For | For | ||||||
CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE RESOLUTION 2.1 | Non-Voting | ||||||||
2.1 | THAT MR. XU ZIYANG BE ELECTED AS AN EXECUTIVE DIRECTOR OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY FOR A TERM COMMENCING ON THE DATE ON WHICH THE RESOLUTION IS CONSIDERED AND APPROVED AT THE EGM AND ENDING UPON THE CONCLUSION OF THE TERM OF OFFICE OF THE SEVENTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY (NAMELY 29 MARCH 2019) | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 26,000 | 0 | 16-Aug-2018 | 23-Aug-2018 | |||
TRANSURBAN GROUP | ||||||||||
Security | Q9194A106 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 11-Oct-2018 | ||||||||
ISIN | AU000000TCL6 | Agenda | 709923735 - Management | |||||||
Record Date | 09-Oct-2018 | Holding Recon Date | 09-Oct-2018 | |||||||
City / | Country | MELBOU RNE | / | Australia | Vote Deadline Date | 05-Oct-2018 | ||||
SEDOL(s) | 6200882 - B1FKZJ5 - B1HJ6J7 - BJ05513 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT BELOW RESOLUTIONS 2.A, 2.B AND 3 ARE FOR THE COMPANIES (THL-AND TIL) | Non-Voting | ||||||||
2.A | TO ELECT A DIRECTOR OF THL AND TIL - MARK BIRRELL | Management | For | For | ||||||
2.B | TO RE-ELECT A DIRECTOR OF THL AND TIL - CHRISTINE O'REILLY | Management | For | For | ||||||
3 | ADOPTION OF REMUNERATION REPORT (THL AND TIL ONLY) | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT BELOW RESOLUTION 4 IS FOR THE COMPANIES (THL AND TIL) AND-FOR THE TRUST (THT) | Non-Voting | ||||||||
4 | GRANT OF PERFORMANCE AWARDS TO THE CEO (THL, TIL AND THT) | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 26,400 | 0 | 24-Sep-2018 | 05-Oct-2018 | |||
ABERTIS INFRAESTRUCTURAS SA | ||||||||||
Security | E0003D111 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 10-Dec-2018 | ||||||||
ISIN | ES0111845014 | Agenda | 710193664 - Management | |||||||
Record Date | 30-Nov-2018 | Holding Recon Date | 30-Nov-2018 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 04-Dec-2018 | ||||
SEDOL(s) | 5440612 - B0372W3 - BF44499 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY BYLAWS RELATING TO THE GENERAL MEETING IN ORDER TO ADAPT THEM TO THE NEW CONTEXT OF THE COMPANY AS A CONSEQUENCE OF THE DELISTING OF THE SHARES REPRESENTING THE TOTAL SHARE CAPITAL OF ABERTIS INFRAESTRUCTURAS SA FROM THE SPANISH STOCK EXCHANGES AND TO THE NEW SHAREHOLDING STRUCTURE OF THE COMPANY ARTICLE 13 GENERAL MEETING ARTICLE 14 ATTENDANCE TO THE MEETINGS VOTING RIGHTS REPRESENTATION ARTICLE 15 TYPES OF GENERAL MEETINGS ARTICLE 16 CALLING OF GENERAL MEETINGS AND INFORMATION RIGHT ARTICLE 17 QUORUM ARTICLE 18 CONSTITUTION OF THE MEETING ADOPTION OF RESOLUTIONS AND ARTICLE 19 MINUTES AND CERTIFICATIONS | Management | For | For | ||||||
1.2 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY BYLAWS RELATING TO THE BOARD OF DIRECTORS IN ORDER TO ADAPT THEM TO THE NEW CONTEXT OF THE COMPANY AS A CONSEQUENCE OF THE DELISTING OF THE SHARES REPRESENTING THE TOTAL SHARE CAPITAL OF ABERTIS INFRAESTRUCTURAS SA FROM THE SPANISH STOCK EXCHANGES AND TO THE NEW SHAREHOLDING STRUCTURE OF THE COMPANY ARTICLE 21 COMPOSITION OF THE BOARD ARTICLE 22 TERM OF THE POSITION OF DIRECTOR ARTICLE 23A CONVENING AND QUORUM OF BOARD MEETINGS ARTICLE 23B DELIBERATIONS AND ADOPTION OF RESOLUTIONS ARTICLE 24 BOARD OF DIRECTORS FACULTIES DELETION OF ARTICLE 25 OF THE COMPANY BYLAWS POLICY OF REMUNERATION OF DIRECTORS AND AMENDMENT OF ARTICLE 26 REMUNERATION OF DIRECTORS THAT AS A CONSEQUENCE OF THE PREVIOUS DELETION IT SHALL BE RENUMBERED AS ARTICLE 25 | Management | For | For | ||||||
1.3 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY BYLAWS RELATING TO THE BOARD COMMITTEES IN ORDER TO ADAPT THEM TO THE NEW CONTEXT OF THE COMPANY AS A CONSEQUENCE OF THE DELISTING OF THE SHARES REPRESENTING THE TOTAL SHARE CAPITAL OF ABERTIS INFRAESTRUCTURAS SA FROM THE SPANISH STOCK EXCHANGES AND TO THE NEW SHAREHOLDING STRUCTURE OF THE COMPANY ARTICLE 12 CREATION OF CORPORATE INTENT MANAGEMENT AND REPRESENTATION OF THE COMPANY AND ARTICLE 23C BOARD COMMITTEES | Management | For | For | ||||||
1.4 | INTRODUCTION OF A NEW STATUTORY ARTICLE TO INTRODUCE THE SUBMISSION TO ARBITRATION IN CONFLICTS IN COMPANY LAW MATTERS ARBITRATION | Management | For | For | ||||||
1.5 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE COMPANY'S BYLAWS TO INTRODUCE IMPROVEMENTS IN ITS WORDING WHICH DO NOT REPRESENT ANY CHANGE IN THE SENSE OF THE ARTICLE CURRENTLY IN FORCE ARTICLE 5 CORPORATE PURPOSE ARTICLE 11 ISSUANCE OF BONDS AND OTHER SOURCES OF FINANCE AND ARTICLE 28 ACCOUNTING DOCUMENTS THAT AS A CONSEQUENCE OF THE PREVIOUS DELETION SHALL BE RENUMBERED AS ARTICLE 27 AND INTRODUCTION OF A NEW ARTICLE 33 DEFINED TERMS | Management | For | For | ||||||
1.6 | RENUMBERING AND REDRAFTING IN A SINGLE TEXT OF THE CONTENT OF THE COMPANY'S BYLAWS ADDING THE AMENDMENTS APPROVED BY THE GENERAL SHAREHOLDERS MEETING | Management | For | For | ||||||
2 | TO ESTABLISH IN FIVE THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
3.1 | RESIGNATION OF ALL THE DIRECTORS OF THE BOARD OF DIRECTORS OF ABERTIS INFRAESTRUCTURAS SA | Management | For | For | ||||||
3.2 | APPOINTMENT OF MR FRANCISCO JOSE ALJARO NAVARRO AS DIRECTOR | Management | For | For | ||||||
3.3 | APPOINTMENT OF MR CARLO BERTAZZO AS DIRECTOR | Management | For | For | ||||||
3.4 | APPOINTMENT OF MR GIOVANNI CASTELLUCCI AS DIRECTOR | Management | For | For | ||||||
3.5 | APPOINTMENT OF MR MARCELINO FERNANDEZ VERDES AS DIRECTOR | Management | For | For | ||||||
3.6 | APPOINTMENT OF MR PEDRO JOSE LOPEZ JIMENEZ AS DIRECTOR | Management | For | For | ||||||
4 | TO WITHDRAW THE REGULATIONS FOR THE GENERAL SHAREHOLDERS MEETING | Management | For | For | ||||||
5 | AMENDMENT OF THE COMPANY'S REMUNERATION POLICY APPROVED ON THE 3RD DAY OF APRIL 2017 BY THE COMPANY'S GENERAL SHAREHOLDERS MEETING 2018-2020 | Management | For | For | ||||||
6 | DELEGATION OF POWERS TO FORMALIZE ALL THE RESOLUTIONS ADOPTED BY THE MEETING | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 123737 DUE TO ADDITION OF- RESOLUTION 3.3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,200 | 0 | 09-Nov-2018 | 05-Dec-2018 | |||
ABERTIS INFRAESTRUCTURAS SA | ||||||||||
Security | E0003D111 | Meeting Type | ExtraOrdinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-Feb-2019 | ||||||||
ISIN | ES0111845014 | Agenda | 710394280 - Management | |||||||
Record Date | 01-Feb-2019 | Holding Recon Date | 01-Feb-2019 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 04-Feb-2019 | ||||
SEDOL(s) | 5440612 - B0372W3 - BF44499 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING | Non-Voting | ||||||||
1 | APPROVAL OF THE MERGER BALANCE SHEET CLOSED AT 31ST OCTOBER 2018 | Management | For | For | ||||||
2 | APPROVAL OF THE COMMON MERGER PLAN BETWEEN ABERTIS INFRAESTRUCTURAS, S.A. AND ABERTIS PARTICIPACIONES, S.A | Management | For | For | ||||||
3 | APPROVAL OF THE MERGER | Management | For | For | ||||||
4 | INFORMATION OF ANY SIGNIFICANT MODIFICATIONS IN THE ASSETS AND LIABILITIES OF-THE COMPANIES TO BE MERGED | Non-Voting | ||||||||
5 | APPROVAL OF THE APPLICATION OF THE SPECIAL TAX REGIME | Management | For | For | ||||||
6 | DELEGATION OF POWERS TO FORMALIZE ALL THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,200 | 0 | 04-Jan-2019 | 05-Feb-2019 | |||
MITEK SYSTEMS, INC. | ||||||||||
Security | 606710200 | Meeting Type | Annual | |||||||
Ticker Symbol | MITK | Meeting Date | 06-Mar-2019 | |||||||
ISIN | US6067102003 | Agenda | 934926570 - Management | |||||||
Record Date | 18-Jan-2019 | Holding Recon Date | 18-Jan-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 05-Mar-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Scipio "Max" Carnecchia | For | For | |||||||
2 | William K. "Bill" Aulet | For | For | |||||||
3 | Kenneth D. Denman | For | For | |||||||
4 | James C. Hale | For | For | |||||||
5 | Bruce E. Hansen | For | For | |||||||
6 | Alex W. "Pete" Hart | For | For | |||||||
7 | Jane J. Thompson | For | For | |||||||
2. | To approve the Amendment to and Restatement of our 2012 Incentive Plan, in order to, among other things, increase the number of shares of our common stock available for future grant under the plan by 1,500,000 shares. | Management | For | For | ||||||
3. | To ratify the adoption of the Section 382 Tax Benefits Preservation Plan. | Management | For | For | ||||||
4. | To ratify the selection of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | For | For | ||||||
5. | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers as presented in the Proxy Statement. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 11,580 | 0 | 11-Feb-2019 | 07-Mar-2019 | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||
Security | 20441A102 | Meeting Type | Annual | |||||||
Ticker Symbol | SBS | Meeting Date | 12-Mar-2019 | |||||||
ISIN | US20441A1025 | Agenda | 934932573 - Management | |||||||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-Mar-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
I | To elect a member of the Board of Directors for the term of office until the 2020 Annual Shareholders' Meeting: Monica Ferreira do Amaral Porto | Management | For | For | ||||||
II | To ratify the appointment of the Chief Executive Officer as a member of the Company's Board of Directors for the term of office until the 2020 Annual Shareholders' Meeting: Benedito Pinto Ferreira Braga Junior | Management | For | For | ||||||
III | To remove a member of the Board of Directors: Rogerio Ceron de Oliveira | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 27,520 | 0 | 08-Mar-2019 | 08-Mar-2019 | |||
ABERTIS INFRAESTRUCTURAS SA | ||||||||||
Security | E0003D111 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Mar-2019 | ||||||||
ISIN | ES0111845014 | Agenda | 710576351 - Management | |||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 13-Mar-2019 | ||||
SEDOL(s) | 5440612 - B0372W3 - BF44499 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN "1000" SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | Non-Voting | ||||||||
1 | APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS AND THEIR RESPECTIVE MANAGEMENT REPORTS, CORRESPONDING TO THE 2018 FISCAL YEAR | Management | For | For | ||||||
2 | APPROVAL OF THE PROPOSAL FOR THE APPLICATION OF THE RESULT FOR THE YEAR 2018 | Management | For | For | ||||||
3 | APPROVAL OF THE INTEGRATED REPORT FOR THE YEAR 2018 THAT INCLUDES THE CONSOLIDATED NON-FINANCIAL INFORMATION | Management | For | For | ||||||
4 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2018 | Management | For | For | ||||||
5 | APPOINTMENT OF ACCOUNTS AUDITORS FOR THE COMPANY AND ITS CONSOLIDATED GROUP | Management | For | For | ||||||
6 | EXTRAORDINARY DISTRIBUTION OF FUSION RESERVES | Management | For | For | ||||||
7 | MODIFICATION OR CANCELLATION OF THE REMUNERATION POLICY APPROVED BY THE GENERAL MEETING OF THE COMPANY FOR THE 2018-2020 PERIOD | Management | For | For | ||||||
8 | DELEGATION OF POWERS FOR THE FORMALIZATION OF ALL AGREEMENTS ADOPTED BY THE BOARD | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,200 | 0 | 08-Mar-2019 | 14-Mar-2019 | |||
DEUTSCHE TELEKOM AG | ||||||||||
Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Mar-2019 | ||||||||
ISIN | DE0005557508 | Agenda | 710588546 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | BONN | / | Germany | Vote Deadline Date | 20-Mar-2019 | ||||
SEDOL(s) | 5842359 - B01DGB0 - B07G5Q1 - B0ZKVH8 - B19GHY8 - BF0Z6Y5 - BH4HML0 - BYL6SQ6 - BZ9NRX6 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | ||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 13.03.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||
1 | SUBMISSIONS TO THE SHAREHOLDERS' MEETING PURSUANT TO SECTION 176 (1) SENTENCE-1 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ - AKTG) | Non-Voting | ||||||||
2 | RESOLUTION ON THE APPROPRIATION OF NET INCOME: THE DISTRIBUTABLE PROFIT OF EUR 7,031,250,356.18 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.70 PER NO-PAR SHARE EUR 3,711,477,522.88 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MARCH 29, 2019 PAYABLE DATE: APRIL 2, 2019 | Management | For | For | ||||||
3 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2018 FINANCIAL YEAR | Management | For | For | ||||||
4 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2018 FINANCIAL YEAR | Management | For | For | ||||||
5 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2019 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2019 FINANCIAL YEAR AND PERFORM ANY REVIEW OF ADDITIONAL INTERIM FINANCIAL INFORMATION: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT AM MAIN | Management | For | For | ||||||
6 | ELECTION OF A SUPERVISORY BOARD MEMBER: LARS HINRICHS | Management | For | For | ||||||
7 | ELECTION OF A SUPERVISORY BOARD MEMBER: KARL-HEINZ STREIBICH | Management | For | For | ||||||
8 | ELECTION OF A SUPERVISORY BOARD MEMBER: DR. ROLF BOSINGER | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 12,500 | 0 | 08-Mar-2019 | 20-Mar-2019 | |||
ENAGAS SA | ||||||||||
Security | E41759106 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-Mar-2019 | ||||||||
ISIN | ES0130960018 | Agenda | 710593852 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 21-Mar-2019 | ||||
SEDOL(s) | 7383072 - B06MMP8 - B1BK276 - B28H040 - BF445N0 - BHZLFN4 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT REFLECTING THE CHANGES IN THE NET EQUITY OF THE YEAR, STATEMENT OF CASH FLOWS AND MEMORANDUM) AND MANAGEMENT REPORT, CORRESPONDING TO THE FISCAL YEAR 2018 OF BOTH ENAGAS, SA AS OF ITS CONSOLIDATED GROUP | Management | For | For | ||||||
2 | APPROVAL OF THE STATEMENT OF CONSOLIDATED NON-FINANCIAL INFORMATION INCLUDED IN THE ENAGAS GROUPS MANAGEMENT REPORT FOR FISCAL YEAR 2018 | Management | For | For | ||||||
3 | APPROVAL, WHERE APPROPRIATE, OF THE PROPOSED APPLICATION OF THE ENAGAS, S.A. CORRESPONDING TO THE FISCAL YEAR 2018 | Management | For | For | ||||||
4 | APPROVAL, WHERE APPROPRIATE, OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF ENAGAS, S.A. CORRESPONDING TO FISCAL YEAR 2018 | Management | For | For | ||||||
5 | RE-ELECTION OF THE FIRM ERNST AND YOUNG, S.L. AS ACCOUNT AUDITOR OF ENAGAS, S.A. AND ITS CONSOLIDATED GROUP FOR THE YEARS 2019, 2020 AND 2021 | Management | For | For | ||||||
6.1 | RATIFY AND APPOINT MR. SANTIAGO FERRER COSTA AS DIRECTOR FOR THE STATUTORY PERIOD OF FOUR YEARS. MR. SANTIAGO FERRER COSTA HAS THE STATUS OF PROPRIETARY DIRECTOR AT THE PROPOSAL OF THE STATE SHAREHOLDER OF INDUSTRIAL PARTICIPATIONS (SEPI) | Management | For | For | ||||||
6.2 | TO APPOINT DIRECTOR EVA PATRICIA URBEZ SANZ FOR THE STATUTORY PERIOD OF FOUR YEARS. D EVA PATRICIA URBEZ SANZ WILL HAVE THE STATUS OF INDEPENDENT DIRECTOR | Management | For | For | ||||||
7 | APPROVAL FOR THE PURPOSES OF ARTICLE 529 NOVODECIES OF THE CAPITAL COMPANIES LAW OF THE REMUNERATION POLICY OF THE DIRECTORS FOR THE YEARS 2019, 2020 AND 2021 | Management | For | For | ||||||
8 | APPROVAL, FOR THE PURPOSES OF ARTICLE 219 OF THE COMPANIES ACT OF CAPITAL, OF A LONG TERM INCENTIVE PLAN THAT INCLUDES THE DELIVERY OF SHARES, APPLICABLE TO THE EXECUTIVE DIRECTORS, THE MEMBERS OF THE BOARD OF DIRECTORS AND SENIOR MANAGEMENT OF THE COMPANY AND ITS GROUP OF COMPANIES | Management | For | For | ||||||
9 | SUBMISSION TO VOTE IN AN ADVISORY CAPACITY ON THE ANNUAL REPORT ON THE REMUNERATION OF DIRECTORS FOR THE PURPOSES OF ARTICLE 541 OF THE CAPITAL COMPANIES ACT | Management | For | For | ||||||
10 | DELEGATION OF POWERS TO COMPLEMENT, DEVELOP, EXECUTE, CORRECT AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING | Management | For | For | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 29 MAR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 2,300 | 0 | 08-Mar-2019 | 23-Mar-2019 | |||
IBERDROLA SA | ||||||||||
Security | E6165F166 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 29-Mar-2019 | ||||||||
ISIN | ES0144580Y14 | Agenda | 710576476 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | BILBAO | / | Spain | Vote Deadline Date | 21-Mar-2019 | ||||
SEDOL(s) | B1S7LF1 - B288C92 - B28C614 - B28CQD6 - B7W6XQ1 - BF44659 - BHZLJK9 - BQSVL14 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 MAR 2019 .CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
1 | APPROVAL OF THE ANNUAL ACCOUNTS FOR THE 2018 FISCAL YEAR | Management | For | For | ||||||
2 | APPROVAL OF THE MANAGEMENT REPORTS FOR THE YEAR 2018 | Management | For | For | ||||||
3 | APPROVAL OF THE STATUS OF NON-FINANCIAL INFORMATION FOR THE YEAR 2018 | Management | For | For | ||||||
4 | APPROVAL OF THE SOCIAL MANAGEMENT AND PERFORMANCE OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2018 | Management | For | For | ||||||
5 | MODIFICATION OF THE PREAMBLE AND ARTICLES 4, 6, 7, 8, 22, 32, 33, 34 AND 49 OF THE BYLAWS IN ORDER TO REFLECT THE PURPOSE AND VALUES OF THE IBERDROLA GROUP, FORMALIZE ITS COMMITMENT TO THE OBJECTIVES OF SUSTAINABLE DEVELOPMENT (ODS) APPROVED BY THE ORGANIZATION OF THE UNITED NATIONS AND IMPROVE DRAFTING USING INCLUSIVE LANGUAGE | Management | For | For | ||||||
6 | MODIFICATION OF ARTICLES 37 AND 41 OF THE BYLAWS TO REFLECT THE CHANGE OF NAME OF THE COMMISSION OF CORPORATE SOCIAL RESPONSIBILITY, WHICH IS CURRENTLY CALLED THE COMMISSION FOR SUSTAINABLE DEVELOPMENT | Management | For | For | ||||||
7 | APPROVAL OF THE PROPOSAL FOR THE APPLICATION OF THE RESULT AND DISTRIBUTION OF THE DIVIDEND CORRESPONDING TO THE YEAR 2018, WHOSE COMPLEMENTARY PAYMENT WILL BE CARRIED OUT WITHIN THE FRAMEWORK OF THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" | Management | For | For | ||||||
8 | APPROVAL OF A FIRST CAPITAL INCREASE RELEASED FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,520 MILLION EUROS IN ORDER TO IMPLEMENT THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" | Management | For | For | ||||||
9 | APPROVAL OF A SECOND CAPITAL INCREASE RELEASED FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,235 MILLION EUROS IN ORDER TO IMPLEMENT THE OPTIONAL DIVIDEND SYSTEM "IBERDROLA FLEXIBLE RETRIBUTION" | Management | For | For | ||||||
10 | APPROVAL OF A CAPITAL REDUCTION THROUGH THE AMORTIZATION OF A MAXIMUM OF 280,457,000 OWN SHARES (4.30% OF THE SHARE CAPITAL) | Management | For | For | ||||||
11 | ADVISORY VOTE ON THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE YEAR 2018 | Management | For | For | ||||||
12 | APPOINTMENT OF DONA SARA DE LA RICA GOIRICELAYA AS INDEPENDENT COUNSELOR | Management | For | For | ||||||
13 | RATIFICATION OF THE APPOINTMENT BY COOPTION AND REELECTION OF MR. XABIER SAGREDO ORMAZA AS INDEPENDENT DIRECTOR | Management | For | For | ||||||
14 | RE-ELECTION OF DONA MARIA HELENA ANTOLIN RAYBAUD AS INDEPENDENT COUNSELOR | Management | For | For | ||||||
15 | RE-ELECTION OF MR. JOSE W. FERNANDEZ AS INDEPENDENT DIRECTOR | Management | For | For | ||||||
16 | RE-ELECTION OF DONA DENISE HOLT AS INDEPENDENT COUNSELOR | Management | For | For | ||||||
17 | RE-ELECTION OF MR. MANUEL MOREU MUNAIZ AS INDEPENDENT DIRECTOR | Management | For | For | ||||||
18 | RE-ELECTION OF MR. IGNACIO SANCHEZ GALAN AS EXECUTIVE DIRECTOR | Management | For | For | ||||||
19 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS IN FOURTEEN | Management | For | For | ||||||
20 | DELEGATION OF POWERS FOR THE FORMALIZATION AND ELEVATION TO PUBLIC OF THE AGREEMENTS THAT ARE ADOPTED | Management | For | For | ||||||
CMMT | 26 FEB 2019:PLEASE NOTE THAT SHAREHOLDERS PARTICIPATING IN THE GENERAL-MEETING, WHETHER DIRECTLY, BY PROXY, OR BY LONG- DISTANCE VOTING, SHALL BE-ENTITLED TO RECEIVE AN ATTENDANCE PREMIUM OF 0.005 EUROS GROSS PER SHARE.-THANK YOU | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 20,645 | 0 | 08-Mar-2019 | 26-Mar-2019 | |||
KT CORPORATION | ||||||||||
Security | 48268K101 | Meeting Type | Annual | |||||||
Ticker Symbol | KT | Meeting Date | 29-Mar-2019 | |||||||
ISIN | US48268K1016 | Agenda | 934947461 - Management | |||||||
Record Date | 31-Dec-2018 | Holding Recon Date | 31-Dec-2018 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Mar-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | Approval of Financial Statements for the 37th Fiscal Year | Management | For | For | ||||||
2. | Amendment of Articles of Incorporation | Management | For | For | ||||||
3.1 | Election of Director: Mr. In Hoe Kim (Inside Director Candidate) | Management | For | For | ||||||
3.2 | Election of Director: Mr. Dongmyun Lee (Inside Director Candidate) | Management | For | For | ||||||
3.3 | Election of Director: Mr. Sung, Taeyoon (Outside Director Candidate) | Management | For | For | ||||||
3.4 | Election of Director: Mr. Hee-Yol Yu (Outside Director Candidate) | Management | For | For | ||||||
4.1 | Election of Member of Audit Committee: Mr. Kim, Dae- you | Management | For | For | ||||||
5. | Approval of Limit on Remuneration of Directors | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 12,780 | 0 | 22-Mar-2019 | 27-Mar-2019 | |||
SNAM S.P.A. | ||||||||||
Security | T8578N103 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 02-Apr-2019 | ||||||||
ISIN | IT0003153415 | Agenda | 710689259 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | SAN DONATO MILANES E | / | Italy | Vote Deadline Date | 25-Mar-2019 | ||||
SEDOL(s) | 7251470 - B01DR17 - B16NNY4 - B28MJQ0 - BF447X4 - BYMWSS5 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
E.1 | PROPOSAL ABOUT THE WRITING OFF OF OWN SHARES HELD WITHOUT STOCK CAPITAL DECREASE, RELATED AMENDMENT OF ART. 5.1 (COMPANY STOCK CAPITAL) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | For | For | ||||||
O.1 | SNAM S.P.A.'S BALANCE SHEET AT 31 DECEMBER 2018. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2018. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERE TO | Management | For | For | ||||||
O.2 | PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION | Management | For | For | ||||||
O.3 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES, UPON REVOCATION OF THE AUTHORIZATION, GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING OF 24 APRIL 2018, FOR THE PART NOT USED | Management | For | For | ||||||
O.4 | REWARDING POLICIES AS PER ART. 123-TER OF LEGISLATIVE DECREE 24 FEBRUARY 1998, NO. 58 | Management | For | For | ||||||
O.5 | TO STATE DIRECTORS' NUMBER | Management | For | For | ||||||
O.6 | TO STATE BOARD OF DIRECTORS' TERM OF OFFICE | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS | Non-Voting | ||||||||
O.7.1 | TO APPOINT DIRECTORS: LIST PRESENTED BY LIST PRESENTED BY CDP RETI S.P.A., REPRESENTING 30.37PCT OF THE STOCK CAPITAL: LUCA DAL FABBRO (CHAIRMAN); MARCO ALVERA; ALESSANDRO TONETTI; YUNPENG HE; FRANCESCA PACE; ANTONIO MARANO; ANTONELLA BALDINO; FRANCESCA FONZI | Shareholder | ||||||||
O.7.2 | TO APPOINT DIRECTORS: LIST PRESENTED BY ALLEANZA ASSICURAZIONI, AMUNDI LUXEMBOURG SA, AMUNDI SGR, ANIMA SGR, ARCA FONDI SGR, BANCOPOSTA FONDI SGR, ETICA SGR, EURIZON CAPITAL SGR, EURIZON CAPITAL SA, EURIZON INVESTMENT SICAV, EPSILON SGR, FIDEURAM ASSET MANAGEMENT (IRELAND), FIDEURAM INVESTIMENTI SGR, INTERFUND SICAV, GENERALI INVESTMENTS PARTNERS, LEGAL&GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM GESTIONE FONDI SGR, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, PRAMERICA SICAV E PRAMERICA SGR, REPRESENTING TOGETHER 2.075PCT OF THE STOCK CAPITAL: FRANCESCO GORI; RITA ROLLI; LAURA CAVATORTA | Shareholder | For | |||||||
O.8 | TO APPOINT BOARD OF DIRECTORS' CHAIRMAN | Management | For | For | ||||||
O.9 | TO STATE DIRECTORS' EMOLUMENT | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS INTERNAL-AUDITORS TO INDICATE A PREFERENCE ON THIS RESOLUTION, ONLY ONE SLATE CAN BE- SELECTED. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF-YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 1 OF THE 2 SLATES OF INTERNAL-AUDITORS BELOW; YOUR OTHER VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU | Non-Voting | ||||||||
O.101 | TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY LIST PRESENTED BY CDP RETI S.P.A., REPRESENTING 30.37PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: GIANFRANCO CHINELLATO; DONATA PATRINI. ALTERNATES: MARIA GIMIGLIANO | Shareholder | For | |||||||
O.102 | TO APPOINT INTERNAL AUDITORS: LIST PRESENTED BY ALLEANZA ASSICURAZIONI, AMUNDI LUXEMBOURG SA, AMUNDI SGR, ANIMA SGR, ARCA FONDI SGR, BANCOPOSTA FONDI SGR, ETICA SGR, EURIZON CAPITAL SGR, EURIZON CAPITAL SA, EURIZON INVESTMENT SICAV, EPSILON SGR, FIDEURAM ASSET MANAGEMENT (IRELAND), FIDEURAM INVESTIMENTI SGR, INTERFUND SICAV, GENERALI INVESTMENTS PARTNERS, LEGAL&GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM GESTIONE FONDI SGR, MEDIOLANUM INTERNATIONAL FUNDS LIMITED, PRAMERICA SICAV E PRAMERICA SGR, REPRESENTING TOGETHER 2.075PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: STEFANO GNOCCHI ALTERNATES: FEDERICA ALBIZZATI | Shareholder | For | |||||||
O.11 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | For | For | ||||||
O.12 | TO STATE THE EMOLUMENT OF THE EFFECTIVE INTERNAL AUDITORS AND OF INTERNAL AUDITORS' CHAIRMAN | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_382249.PDF | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 169156 DUE TO RECEIPT OF-SLATES FOR RESOLUTIONS 7 AND 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 23,800 | 0 | 22-Mar-2019 | 26-Mar-2019 | |||
AENA SME SA | ||||||||||
Security | E526K0106 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 09-Apr-2019 | ||||||||
ISIN | ES0105046009 | Agenda | 710667683 - Management | |||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 29-Mar-2019 | ||||
SEDOL(s) | BF444J9 - BVG6W79 - BVRZ8L1 - BVYV3F1 - BWY5BZ6 - BZ0VV71 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE INDIVIDUAL FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND INDIVIDUAL DIRECTORS' REPORT OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
2 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE CONSOLIDATED FINANCIAL STATEMENTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW STATEMENT AND NOTES) AND THE CONSOLIDATED DIRECTORS' REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
3 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE PROPOSED ALLOCATION OF EARNINGS OF THE COMPANY FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
4 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE NON FINANCIAL INFORMATION STATEMENT (NFIS) FOR THE YEAR 2018 ANNUAL CORPORATE RESPONSIBILITY REPORT | Management | For | For | ||||||
5 | EXAMINATION AND APPROVAL, IF APPLICABLE, OF THE CORPORATE MANAGEMENT FOR THE FISCAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
6 | APPOINTMENT OF THE EXTERNAL AUDITOR FOR THE FISCAL YEARS 2020, 2021 AND 2022: KPMG | Management | For | For | ||||||
7.1 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MR MAURICI LUCENA BETRIU AS AN EXECUTIVE DIRECTOR | Management | For | For | ||||||
7.2 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MS ANGELICA MARTINEZ ORTEGA AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.3 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MR FRANCISCO FERRER MORENO AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.4 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MR JUAN IGNACIO DIAZ BIDART AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.5 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MS MARTA BARDON FERNANDEZ PACHECO AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.6 | RATIFICATION OF THE APPOINTMENT BY COOPTATION OF MR JOSEP ANTONI DURAN I LLEIDA AS AN INDEPENDENT DIRECTOR | Management | For | For | ||||||
7.7 | RE ELECTION OF MS PILAR ARRANZ NOTARIO AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.8 | RE ELECTION OF TCI ADVISORY SERVICES LLP, REPRESENTED BY MR CHRISTOPHER ANTHONY HOHN, AS A PROPRIETARY DIRECTOR | Management | For | For | ||||||
7.9 | APPOINTMENT OF MR JORDI HEREU BOHER AS AN INDEPENDENT DIRECTOR | Management | For | For | ||||||
7.10 | APPOINTMENT OF MS LETICIA IGLESIAS HERRAIZ AS AN INDEPENDENT DIRECTOR | Management | For | For | ||||||
8 | MODIFICATION OF SECTIONS 17, 33, 34, 35, 39, 40, 41, 42, 44 AND 47 OF THE COMPANY BYLAWS TO MODIFY THE NAME OF THE APPOINTMENTS AND REMUNERATION COMMITTEE AND RENAME IT AS THE APPOINTMENTS, REMUNERATION AND CORPORATE GOVERNANCE COMMITTEE | Management | For | For | ||||||
9 | MODIFICATION OF SECTION 13.4 (V) OF THE GENERAL SHAREHOLDER'S MEETING REGULATION TO MODIFY THE NAME OF THE APPOINTMENTS AND REMUNERATION COMMITTEE AND RENAME IT AS THE APPOINTMENTS, REMUNERATION AND CORPORATE GOVERNANCE COMMITTEE | Management | For | For | ||||||
10 | ADVISORY VOTE OF THE ANNUAL REPORT ON DIRECTORS' REMUNERATION FOR THE FISCAL YEAR 2018 | Management | For | For | ||||||
11 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO FORMALISE AND EXECUTE ALL THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS' MEETING AS WELL AS TO SUB DELEGATE THE POWERS CONFERRED ON IT BY THE MEETING, AND TO RECORD SUCH RESOLUTIONS IN A NOTARIAL INSTRUMENT AND INTERPRET, CURE A DEFECT IN, COMPLEMENT, DEVELOP AND REGISTER THEM | Management | For | For | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 10 APR 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 800 | 0 | 08-Mar-2019 | 04-Apr-2019 | |||
PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||
Security | 744573106 | Meeting Type | Annual | |||||||
Ticker Symbol | PEG | Meeting Date | 16-Apr-2019 | |||||||
ISIN | US7445731067 | Agenda | 934944427 - Management | |||||||
Record Date | 15-Feb-2019 | Holding Recon Date | 15-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Willie A. Deese | Management | For | For | ||||||
1b. | Election of Director: William V. Hickey | Management | For | For | ||||||
1c. | Election of Director: Ralph Izzo | Management | For | For | ||||||
1d. | Election of Director: Shirley Ann Jackson | Management | For | For | ||||||
1e. | Election of Director: David Lilley | Management | For | For | ||||||
1f. | Election of Director: Barry H. Ostrowsky | Management | For | For | ||||||
1g. | Election of Director: Laura A. Sugg | Management | For | For | ||||||
1h. | Election of Director: Richard J. Swift | Management | For | For | ||||||
1i. | Election of Director: Susan Tomasky | Management | For | For | ||||||
1j. | Election of Director: Alfred W. Zollar | Management | For | For | ||||||
2. | Advisory vote on the approval of executive compensation. | Management | For | For | ||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,670 | 0 | 22-Mar-2019 | 17-Apr-2019 | |||
ROGERS COMMUNICATIONS INC | ||||||||||
Security | 775109200 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 18-Apr-2019 | ||||||||
ISIN | CA7751092007 | Agenda | 710779971 - Management | |||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||||
City / | Country | TORONT O | / | Canada | Vote Deadline Date | 12-Apr-2019 | ||||
SEDOL(s) | 2125268 - 2169051 - 5271566 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | ELECTION OF DIRECTOR: BONNIE R. BROOKS | Non-Voting | ||||||||
1.2 | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Non-Voting | ||||||||
1.3 | ELECTION OF DIRECTOR: JOHN H. CLAPPISON | Non-Voting | ||||||||
1.4 | ELECTION OF DIRECTOR: ROBERT DEPATIE | Non-Voting | ||||||||
1.5 | ELECTION OF DIRECTOR: ROBERT J. GEMMELL | Non-Voting | ||||||||
1.6 | ELECTION OF DIRECTOR: ALAN D. HORN | Non-Voting | ||||||||
1.7 | ELECTION OF DIRECTOR: PHILIP B. LIND | Non-Voting | ||||||||
1.8 | ELECTION OF DIRECTOR: JOHN A. MACDONALD | Non-Voting | ||||||||
1.9 | ELECTION OF DIRECTOR: ISABELLE MARCOUX | Non-Voting | ||||||||
1.10 | ELECTION OF DIRECTOR: JOE NATALE | Non-Voting | ||||||||
1.11 | ELECTION OF DIRECTOR: DAVID R. PETERSON | Non-Voting | ||||||||
1.12 | ELECTION OF DIRECTOR: EDWARD S. ROGERS | Non-Voting | ||||||||
1.13 | ELECTION OF DIRECTOR: LORETTA A. ROGERS | Non-Voting | ||||||||
1.14 | ELECTION OF DIRECTOR: MARTHA L. ROGERS | Non-Voting | ||||||||
1.15 | ELECTION OF DIRECTOR: MELINDA M. ROGERS | Non-Voting | ||||||||
2 | APPOINTMENT OF KPMG LLP AS AUDITORS | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,600 | 0 | |||||
ATLANTIA S.P.A. | ||||||||||
Security | T05404107 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 18-Apr-2019 | ||||||||
ISIN | IT0003506190 | Agenda | 710817959 - Management | |||||||
Record Date | 09-Apr-2019 | Holding Recon Date | 09-Apr-2019 | |||||||
City / | Country | ROMA | / | Italy | Vote Deadline Date | 10-Apr-2019 | ||||
SEDOL(s) | 7667163 - B06LKR3 - B0YV9W3 - BF444S8 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 183291 DUE TO RECEIPT OF-SLATES FOR BOARD OF DIRECTORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_384543.PDF | Non-Voting | ||||||||
1 | FINANCIAL STATEMENTS OF ATLANTIA S.P.A. FOR THE YEAR ENDED ON 31 DECEMBER 2018. REPORTS OF THE BOARD OF DIRECTORS, THE BOARD OF STATUTORY AUDITORS, AND THE INDEPENDENT AUDITORS. ALLOCATION OF NET PROFITS AND DISTRIBUTION OF AVAILABLE RESERVES. SUBMISSION OF CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED ON 31 DECEMBER 2018. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||
2 | PROPOSAL TO SUPPLEMENT THE CONSIDERATIONS PAID FOR THE INDEPENDENT AUDITORS' ENGAGEMENT FOR YEARS 2018-2020. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||
3 | AUTHORISATION, IN ACCORDANCE WITH AND FOR THE PURPOSES OF ARTICLES 2357 ET SEQ. OF THE ITALIAN CIVIL CODE, 132 OF THE LEGISLATIVE DECREE NO. 58 DATED 24 FEBRUARY 1998 (THE ''CONSOLIDATED FINANCE ACT''), AND 144-BIS OF THE CONSOB REGULATION ADOPTED WITH RESOLUTION NO. 11971/1999 (AS SUBSEQUENTLY AMENDED) TO PURCHASE AND SELL TREASURY SHARES, SUBJECT TO THE PRIOR REVOCATION OF THE AUTHORISATION GRANTED BY THE ORDINARY GENERAL MEETING OF 20 APRIL 2018. RELATED AND CONSEQUENT RESOLUTIONS | Management | No Action | |||||||
4.A | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BROAD OF-DIRECTORS THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BROAD-OF DIRECTORS | Non-Voting | ||||||||
4.B.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY SINTONIA S.P.A. REPRESENTING THE 30.25 PCT OF THE STOCK CAPITAL: - MARA ANNA RITA CAVERNI; - MARCO EMILIO ANGELO PATUANO; - CARLO BERTAZZO; - GIOVANNI CASTELLUCCI; - FABIO CERCHIAI; - ANDREA BOITANI; - RICCARDO BRUNO; - CRISTINA DE BENEDETTI; - GIOIA GHEZZI; - ANNA CHIARA INVERNIZZI; - CARLO MALACARNE; - FERDINANDO NELLI FEROCI; - ELISABETTA DE BERNARDI DI VALSERRA; - ANDREA PEZZANGORA; - VALENTINA MARTINELLI | Shareholder | No Action | |||||||
4.B.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF DIRECTORS FOR YEARS 2019-2021: LIST PRESENTED BY AMUNDI LUXEMBOURG SA - EUROPEAN EQUITY MARKET PLUS; ANIMA SGRS S.P.A. FUND MANAGER OF: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA SELEZIONE EUROPA, ANIMA ALTO POTENZIALE EUROPA AND ANIMA EUROPA; ARCA FONDI S.G.R. S.P.A. FUND MANAGER OF ARCA AZIONI ITALIA; EURIZON CAPITAL SGR S.P.A. FUND MANAGER OF: EURIZON AZIONI AREA EURO, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI AND EURIZON PROGETTO ITALIA 40; EURIZON CAPITAL FUND S.A. FUND MANAGER OF: EURIZON FUND - EQUITY ITALY, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE E EURIZON FUND - EQUITY ITALY SMART VOLATILITY; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDERURAM INVESTIMENTI SGR S.P.A. FUND MANAGER OF: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 50 AND PIANO BILANCIATO ITALIA 30, INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A. FUND MANAGER OF: GSMART PIR EVOLUZ ITALIA, | Shareholder | No Action | |||||||
GSMART PIR VALORE ITALIA AND GENERALI DIV GLO ASS ALL; GENERALI INVESTMENTS PARTNERS S.P.A. FUND MANAGER OF GIP ALLEANZA OBBL; KAIROS PARTNERS SGR S.P.A. AS MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV - SECTOR: ITALIA, RISORGIMENTO E TARGET ITALY ALPHA; LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MAKURIA LUXEMBOURG II SARL; MEDIOLANUM GESTIONE FONDI SGR S.P.A. FUND MANAGER OF MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY REPRESENTING THE 1.214 PCT OF THE STOCK CAPITAL: - DARIO FRIGERIO; - GIUSEPPE GUIZZI; - LICIA SONCINI | ||||||||||
4.C | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: APPOINTMENT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: FABIO CERCHIAI | Management | No Action | |||||||
4.D | APPOINTMENT OF THE BOARD OF DIRECTORS AND DETERMINATION OF RELEVANT REMUNERATION: DETERMINATION OF THE REMUNERATION TO BE PAID TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||
5 | RESOLUTION ON THE FIRST SECTION OF THE REMUNERATION REPORT IN ACCORDANCE WITH ARTICLE 123-TER OF THE CONSOLIDATED FINANCE ACT | Management | No Action | |||||||
CMMT | 30 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CHAIRMAN-NAME FOR RESOLUTION 4.C . IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID:-202570 PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 5,100 | 0 | 10-Apr-2019 | 10-Apr-2019 | |||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||
Security | 025537101 | Meeting Type | Annual | |||||||
Ticker Symbol | AEP | Meeting Date | 23-Apr-2019 | |||||||
ISIN | US0255371017 | Agenda | 934934440 - Management | |||||||
Record Date | 25-Feb-2019 | Holding Recon Date | 25-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Nicholas K. Akins | Management | For | For | ||||||
1b. | Election of Director: David J. Anderson | Management | For | For | ||||||
1c. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | ||||||
1d. | Election of Director: Ralph D. Crosby, Jr. | Management | For | For | ||||||
1e. | Election of Director: Linda A. Goodspeed | Management | For | For | ||||||
1f. | Election of Director: Thomas E. Hoaglin | Management | For | For | ||||||
1g. | Election of Director: Sandra Beach Lin | Management | For | For | ||||||
1h. | Election of Director: Margaret M. McCarthy | Management | For | For | ||||||
1i. | Election of Director: Richard C. Notebaert | Management | For | For | ||||||
1j. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||
1k. | Election of Director: Stephen S. Rasmussen | Management | For | For | ||||||
1l. | Election of Director: Oliver G. Richard III | Management | For | For | ||||||
1m. | Election of Director: Sara Martinez Tucker | Management | For | For | ||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||
3. | Amendment to the Restated certificate of Incorporation to eliminate preemptive Rights. | Management | For | For | ||||||
4. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,620 | 0 | 22-Mar-2019 | 24-Apr-2019 | |||
GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||
Security | 400506101 | Meeting Type | Annual | |||||||
Ticker Symbol | PAC | Meeting Date | 23-Apr-2019 | |||||||
ISIN | US4005061019 | Agenda | 934965320 - Management | |||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1 | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if applicable, submitted for approval: 1a. The Chief Executive Officer's report regarding the results of operations for the fiscal year ended December 31, 2018, in accordance with Article 44, Section XI of the Mexican Securities Market Law and Article 172 of the Mexican General Corporations Law, together with the external auditor's report, ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||
2 | As a result of the reports in item I above, ratification of the actions by our board of directors and officers and release from further obligations in the fulfillment of their duties. | Management | For | |||||||
3 | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in accordance with MFRS for purposes of calculating legal reserves, net income, fiscal effects related to dividend payments and capital reduction, as applicable, and approval of the financial statements of the Company and its subsidiaries on a consolidated basis in accordance with IFRS for their publication to financial markets, with respect to operations ..(Due to space limits, see proxy material for full proposal). | Management | For | |||||||
4 | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2018, reported in its unconsolidated financial statements in accordance with MFRS presented in agenda item III above, which was Ps. 4,936,818,189.00 (FOUR BILLION, NINE HUNDRED AND THIRTY SIX MILLION, EIGHT HUNDRED AND EIGHTEEN THOUSAND, AND ONE HUNDRED AND EIGHTY-NINE PESOS 00/100 M.N., the allocation of 5% FIVE PERCENT) of this amount, or Ps. 246,840,909.00 ..(Due to space limits, see proxy material for full proposal). | Management | For | |||||||
5 | Presentation, discussion, and submission for approval of the allocation from the account for net income pending allocation, of an amount equal to Ps. 4,737,835,452.00 (FOUR BILLION, SEVEN HUNDRED AND THIRTY- SEVEN MILLION, EIGHT HUNDRED THIRTY-FIVE THOUSAND, AND FOUR HUNDRED AND FIFTY-TWO PESOS 00/100 M.N.), for declaring a dividend equal to Ps. 8.42 (EIGHT PESOS AND FORTY TWO CENTS) per share, to be distributed to each share outstanding as of the payment date, excluding any shares ..(Due to space limits, see proxy material for full proposal). | Management | For | |||||||
6 | Cancellation of any amounts outstanding under the share repurchase program approved at the Annual General Ordinary Shareholders' Meeting that took place on April 25, 2018 for Ps. 1,250,000,000.00 (ONE BILLION, TWO HUNDRED AND FIFTY MILLION PESOS 00/100 M.N.) and approval of Ps. 1,550,000,000.00 (ONE BILLION, FIVE HUNDRED AND FIFTY MILLION PESOS 00/100 M.N.) as the maximum amount to be allocated toward the repurchase of the Company's shares or credit instruments that represent such ..(Due to space limits, see proxy material for full proposal). | Management | For | |||||||
9 | Ratification and/or designation of the persons that will serve as members of the Company's board of directors, as designated by the Series B shareholders. | Management | For | |||||||
10 | Ratification and/or designation of the Chairman of the Company's board of directors, in accordance with Article 16 of the Company's by-laws. | Management | For | |||||||
11 | Ratification of the compensation paid to the members of the Company's board of directors during the 2018 fiscal year and determination of the compensation to be paid in 2019. | Management | For | |||||||
12 | Ratification and/or designation of the member of our board of directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | For | |||||||
13 | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | For | |||||||
15 | Appointment and designation of special delegates to present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | For | |||||||
E1 | Proposal to reduce the Company's shareholders' equity by a total amount of Ps. 1,592,493,907.41 (ONE BILLION, FIVE HUNDRED AND NINETY-TWO MILLION, FOUR HUNDRED AND NINETY-THREE THOUSAND, NINE HUNDRED AND SEVEN PESOS 41/100 M.N.) and, consequently, pay Ps. 3.01 (THREE PESOS AND ONE CENTS) per outstanding share, and if approved, amend Article 6 of the Company's by-laws. | Management | For | |||||||
E2 | Appointment and designation of special delegates to present to a notary public the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient in order to fulfill the decisions adopted in relation to the preceding agenda points. | Management | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,390 | 0 | 10-Apr-2019 | 19-Apr-2019 | |||
EDISON INTERNATIONAL | ||||||||||
Security | 281020107 | Meeting Type | Annual | |||||||
Ticker Symbol | EIX | Meeting Date | 25-Apr-2019 | |||||||
ISIN | US2810201077 | Agenda | 934940176 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||
1b. | Election of Director: Michael C. Camunez | Management | For | For | ||||||
1c. | Election of Director: Vanessa C.L. Chang | Management | For | For | ||||||
1d. | Election of Director: James T. Morris | Management | For | For | ||||||
1e. | Election of Director: Timothy T. O'Toole | Management | For | For | ||||||
1f. | Election of Director: Pedro J. Pizarro | Management | For | For | ||||||
1g. | Election of Director: Linda G. Stuntz | Management | For | For | ||||||
1h. | Election of Director: William P. Sullivan | Management | For | For | ||||||
1i. | Election of Director: Ellen O. Tauscher | Management | For | For | ||||||
1j. | Election of Director: Peter J. Taylor | Management | For | For | ||||||
1k. | Election of Director: Keith Trent | Management | For | For | ||||||
1l. | Election of Director: Brett White | Management | For | For | ||||||
2. | Ratification of the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||
3. | Advisory Vote to Approve the Company's Executive Compensation. | Management | For | For | ||||||
4. | Shareholder Proposal Regarding Proxy Access. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 3,070 | 0 | 22-Mar-2019 | 26-Apr-2019 | |||
AT&T INC. | ||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||
Ticker Symbol | T | Meeting Date | 26-Apr-2019 | |||||||
ISIN | US00206R1023 | Agenda | 934938082 - Management | |||||||
Record Date | 27-Feb-2019 | Holding Recon Date | 27-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Randall L. Stephenson | Management | For | For | ||||||
1b. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||
1c. | Election of Director: Richard W. Fisher | Management | For | For | ||||||
1d. | Election of Director: Scott T. Ford | Management | For | For | ||||||
1e. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||
1f. | Election of Director: William E. Kennard | Management | For | For | ||||||
1g. | Election of Director: Michael B. McCallister | Management | For | For | ||||||
1h. | Election of Director: Beth E. Mooney | Management | For | For | ||||||
1i. | Election of Director: Matthew K. Rose | Management | For | For | ||||||
1j. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||
1k. | Election of Director: Laura D'Andrea Tyson | Management | For | For | ||||||
1l. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||
2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | Independent Chair. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 27,440 | 0 | 22-Mar-2019 | 29-Apr-2019 | |||
HCA HEALTHCARE, INC. | ||||||||||
Security | 40412C101 | Meeting Type | Annual | |||||||
Ticker Symbol | HCA | Meeting Date | 26-Apr-2019 | |||||||
ISIN | US40412C1018 | Agenda | 934943526 - Management | |||||||
Record Date | 07-Mar-2019 | Holding Recon Date | 07-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||
1b. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||
1c. | Election of Director: Meg G. Crofton | Management | For | For | ||||||
1d. | Election of Director: Robert J. Dennis | Management | For | For | ||||||
1e. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||
1f. | Election of Director: William R. Frist | Management | For | For | ||||||
1g. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||
1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | ||||||
1i. | Election of Director: Michael W. Michelson | Management | For | For | ||||||
1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||
1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | ||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
4. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 2,810 | 0 | 22-Mar-2019 | 29-Apr-2019 | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||
Ticker Symbol | SBS | Meeting Date | 29-Apr-2019 | |||||||
ISIN | US20441A1025 | Agenda | 934985194 - Management | |||||||
Record Date | 29-Mar-2019 | Holding Recon Date | 29-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
A1. | Examine the management accounts, examine, discuss and vote on the Company's financial statements for the fiscal year ended December 31, 2018 and the accompanying Annual Management Report, Independent Auditors' Report, Fiscal Council's Opinion and the Summarized Annual Report of the Audit Committee. | Management | For | For | ||||||
A2. | Resolve on the allocation of net income for the fiscal year ended December 31, 2018 and the distribution of dividends. | Management | For | For | ||||||
A3. | Elect the members and alternates of the Fiscal Council for the term of office until the 2020 Annual Shareholders' Meeting. Humberto Macedo Puccinelli / Marcio Cury Abumussi Pablo Andrés Fernandez Uhart / Cassiano Quevedo Rosas de Ávila Manoel Victor de Azevedo Neto / Nanci Cortazzo Mendes Galuzio | Management | For | For | ||||||
A4. | Establish the overall annual compensation for the Comopany's Management and members of the Audit and Fiscal Councils for 2019 fiscal year. | Management | For | For | ||||||
E1. | Resolve on the amendment of the Company's Bylaws to: (a) change the caput of Article 3 to update the value of the Company's subscribed and paid-in capital stock of R$ 10,000,000,000.00 (ten billion reais) to R$ 15,000,000,000.00 (fifteen billion reais); and (b) exclude the first paragraph of Article 3 with the sebsequent renumber of the remaining paragraphs in Article 3. | Management | For | For | ||||||
E2. | Consolidate the Company's ByLaws. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 24,620 | 0 | 10-Apr-2019 | 25-Apr-2019 | |||
EXELON CORPORATION | ||||||||||
Security | 30161N101 | Meeting Type | Annual | |||||||
Ticker Symbol | EXC | Meeting Date | 30-Apr-2019 | |||||||
ISIN | US30161N1019 | Agenda | 934947954 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Anthony K. Anderson | Management | For | For | ||||||
1b. | Election of Director: Ann C. Berzin | Management | For | For | ||||||
1c. | Election of Director: Laurie Brlas | Management | For | For | ||||||
1d. | Election of Director: Christopher M. Crane | Management | For | For | ||||||
1e. | Election of Director: Yves C. de Balmann | Management | For | For | ||||||
1f. | Election of Director: Nicholas DeBenedictis | Management | For | For | ||||||
1g. | Election of Director: Linda P. Jojo | Management | For | For | ||||||
1h. | Election of Director: Paul L. Joskow | Management | For | For | ||||||
1i. | Election of Director: Robert J. Lawless | Management | For | For | ||||||
1j. | Election of Director: Richard W. Mies | Management | For | For | ||||||
1k. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||
1l. | Election of Director: Stephen D. Steinour | Management | For | For | ||||||
1m. | Election of Director: John F. Young | Management | For | For | ||||||
2. | Ratification of PricewaterhouseCoopers LLP as Exelon's Independent Auditor for 2019. | Management | For | For | ||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||
4. | A shareholder proposal from Burn More Coal. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 3,210 | 0 | 22-Mar-2019 | 01-May-2019 | |||
ENEL AMERICAS S.A. | ||||||||||
Security | 29274F104 | Meeting Type | Annual | |||||||
Ticker Symbol | ENIA | Meeting Date | 30-Apr-2019 | |||||||
ISIN | US29274F1049 | Agenda | 934997531 - Management | |||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
O1 | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2018. | Management | For | |||||||
O2 | Distribution of profits for the year and payment of dividends. | Management | For | |||||||
O3 | DIRECTOR | Management | ||||||||
1 | Borja Acha B.* | For | For | |||||||
2 | Domingo Cruzat A.#+ | For | For | |||||||
3 | Livio Gallo* | For | For | |||||||
4 | Patricio Gómez S.*+ | For | For | |||||||
5 | Hernán Somerville S.*+ | For | For | |||||||
6 | José Antonio Vargas L.* | For | For | |||||||
7 | Enrico Viale* | For | For | |||||||
O4 | Setting of the directors' compensation. | Management | For | |||||||
O5 | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2019. | Management | For | |||||||
O7 | Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. | Management | For | |||||||
O8 | Appointment of two Account Inspectors and two alternates and determination of their compensation. | Management | For | |||||||
O9 | Designation of Risk Rating Agencies. | Management | For | |||||||
O10 | Approval of the Investment and Financing Policy. | Management | For | |||||||
O14 | Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. | Management | For | |||||||
O15 | Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. | Management | For | |||||||
E1 | Capital Increase, as described in the Company's Notice of Meetings. | Management | For | |||||||
E2 | Amendment of Bylaws, as described in the Company's Notice of Meetings. | Management | For | |||||||
E3 | Powers to the Board of Directors of Enel Americas for the registration of the new shares in the Securities Registry of the Financial Market Commission and in the local stock exchanges, the registration of the new shares and the new American Depositary Shares with the U.S Securities and Exchange Commission and the New York Stock Exchange (NYSE), and other powers in relation to the capital increase. | Management | For | |||||||
E4 | Other matters related to the Capital Increase, as described in the Company's Notice of Meetings. | Management | For | |||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 26,030 | 0 | 18-Apr-2019 | 29-Apr-2019 | |||
EVERSOURCE ENERGY | ||||||||||
Security | 30040W108 | Meeting Type | Annual | |||||||
Ticker Symbol | ES | Meeting Date | 01-May-2019 | |||||||
ISIN | US30040W1080 | Agenda | 934948069 - Management | |||||||
Record Date | 05-Mar-2019 | Holding Recon Date | 05-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||
1b. | Election of Trustee: Sanford Cloud, Jr. | Management | For | For | ||||||
1c. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||
1d. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||
1e. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||
1f. | Election of Trustee: James J. Judge | Management | For | For | ||||||
1g. | Election of Trustee: John Y. Kim | Management | For | For | ||||||
1h. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||
1i. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||
1j. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||
2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||
3. | Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,120 | 0 | 10-Apr-2019 | 02-May-2019 | |||
VERIZON COMMUNICATIONS INC. | ||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||
Ticker Symbol | VZ | Meeting Date | 02-May-2019 | |||||||
ISIN | US92343V1044 | Agenda | 934943261 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||
1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||
1c. | Election of Director: Vittorio Colao | Management | For | For | ||||||
1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||
1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||
1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||
1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||
1h. | Election of Director: Kathryn A. Tesija | Management | For | For | ||||||
1i. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||
1j. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||
4. | Nonqualified Savings Plan Earnings | Shareholder | For | Against | ||||||
5. | Independent Chair | Shareholder | For | Against | ||||||
6. | Report on Online Child Exploitation | Shareholder | For | Against | ||||||
7. | Cybersecurity and Data Privacy | Shareholder | For | Against | ||||||
8. | Severance Approval Policy | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 15,590 | 0 | 22-Mar-2019 | 03-May-2019 | |||
WEC ENERGY GROUP, INC. | ||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||
Ticker Symbol | WEC | Meeting Date | 02-May-2019 | |||||||
ISIN | US92939U1060 | Agenda | 934945746 - Management | |||||||
Record Date | 21-Feb-2019 | Holding Recon Date | 21-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Barbara L. Bowles | Management | For | For | ||||||
1b. | Election of Director: Albert J. Budney, Jr. | Management | For | For | ||||||
1c. | Election of Director: Patricia W. Chadwick | Management | For | For | ||||||
1d. | Election of Director: Curt S. Culver | Management | For | For | ||||||
1e. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||
1f. | Election of Director: William M. Farrow III | Management | For | For | ||||||
1g. | Election of Director: Thomas J. Fischer | Management | For | For | ||||||
1h. | Election of Director: J. Kevin Fletcher | Management | For | For | ||||||
1i. | Election of Director: Gale E. Klappa | Management | For | For | ||||||
1j. | Election of Director: Henry W. Knueppel | Management | For | For | ||||||
1k. | Election of Director: Allen L. Leverett | Management | For | For | ||||||
1l. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||
1m. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||
2. | Advisory Vote to Approve Compensation of the Named Executive Officers | Management | For | For | ||||||
3. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2019 | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,030 | 0 | 22-Mar-2019 | 03-May-2019 | |||
DUKE ENERGY CORPORATION | ||||||||||
Security | 26441C204 | Meeting Type | Annual | |||||||
Ticker Symbol | DUK | Meeting Date | 02-May-2019 | |||||||
ISIN | US26441C2044 | Agenda | 934949326 - Management | |||||||
Record Date | 04-Mar-2019 | Holding Recon Date | 04-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Michael G. Browning | For | For | |||||||
2 | Annette K. Clayton | For | For | |||||||
3 | Theodore F. Craver, Jr. | For | For | |||||||
4 | Robert M. Davis | For | For | |||||||
5 | Daniel R. DiMicco | For | For | |||||||
6 | Lynn J. Good | For | For | |||||||
7 | John T. Herron | For | For | |||||||
8 | William E. Kennard | For | For | |||||||
9 | E. Marie McKee | For | For | |||||||
10 | Charles W. Moorman IV | For | For | |||||||
11 | Marya M. Rose | For | For | |||||||
12 | Carlos A. Saladrigas | For | For | |||||||
13 | Thomas E. Skains | For | For | |||||||
14 | William E. Webster, Jr. | For | For | |||||||
2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2019 | Management | For | For | ||||||
3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | For | ||||||
4. | Shareholder proposal regarding political contributions | Shareholder | For | Against | ||||||
5. | Shareholder proposal regarding providing an annual report on Duke Energy's lobbying expenses | Shareholder | For | Against | ||||||
6. | Shareholder proposal regarding a report on mitigating health and climate impacts of coal use | Shareholder | For | Against | ||||||
7. | Shareholder proposal regarding a report on the costs and benefits of Duke Energy's voluntary environment-related activities | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 2,370 | 0 | 22-Mar-2019 | 03-May-2019 | |||
TRANSCANADA CORP | ||||||||||
Security | 89353D107 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 03-May-2019 | ||||||||
ISIN | CA89353D1078 | Agenda | 710780304 - Management | |||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 29-Apr-2019 | ||||
SEDOL(s) | 2665184 - 2665203 - 7594216 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | ||||||||
1.1 | ELECTION OF DIRECTOR: STEPHAN CRETIER | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: RUSSELL K. GIRLING | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: S. BARRY JACKSON | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: RANDY LIMBACHER | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: JOHN E. LOWE | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: UNA POWER | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: MARY PAT SALOMONE | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: INDIRA V. SAMARASEKERA | Management | For | For | ||||||
1.9 | ELECTION OF DIRECTOR: D. MICHAEL G. STEWART | Management | For | For | ||||||
1.10 | ELECTION OF DIRECTOR: SIIM A. VANASELJA | Management | For | For | ||||||
1.11 | ELECTION OF DIRECTOR: THIERRY VANDAL | Management | For | For | ||||||
1.12 | ELECTION OF DIRECTOR: STEVEN W. WILLIAMS | Management | For | For | ||||||
2 | RESOLUTION TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS AND AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||
3 | RESOLUTION TO ACCEPT TRANSCANADA'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||
4 | TO APPROVE AN AMENDMENT TO THE ARTICLES OF TRANSCANADA, CHANGING THE CORPORATION'S NAME TO: TC ENERGY CORPORATION, CORPORATION TC ENERGIE | Management | For | For | ||||||
5 | RESOLUTION TO CONTINUE AND APPROVE MINOR AMENDMENTS TO THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLVED THAT THE BOARD OF DIRECTORS PROVIDE A REPORT TO SHAREHOLDERS, WITHIN SIX MONTHS FOLLOWING THE 2019 ANNUAL GENERAL MEETING AND ANNUALLY THEREAFTER, PREPARED AT REASONABLE COST AND OMITTING PROPRIETARY AND CONFIDENTIAL INFORMATION, OUTLINING HOW TRANSCANADA RESPECTS INTERNATIONALLY RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES RIGHTS IN ITS BUSINESS ACTIVITIES. SUCH REPORT SHOULD DESCRIBE THE COMPANY'S POLICIES, PRACTICES AND PERFORMANCE INDICATORS RELATED TO RESPECTING INTERNATIONALLY RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES' RIGHTS IN EXISTING AND PROPOSED WHOLLY-OWNED PROJECTS, JOINT VENTURES, INVESTMENTS AND ACQUISITIONS. INTERNATIONALLY-RECOGNIZED STANDARDS FOR INDIGENOUS PEOPLES' RIGHTS ARE THE UN DECLARATION ON THE RIGHTS OF INDIGENOUS PEOPLES (UN DRIP) AND INTERNATIONAL LABOUR ORGANIZATION CONVENTION 169 CONCERNING INDIGENOUS AND TRIBAL PEOPLES IN INDEPENDENT COUNTRIES (ILO 169) | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 9,200 | 0 | 22-Mar-2019 | 29-Apr-2019 | |||
DOMINION ENERGY, INC. | ||||||||||
Security | 25746U109 | Meeting Type | Annual | |||||||
Ticker Symbol | D | Meeting Date | 07-May-2019 | |||||||
ISIN | US25746U1097 | Agenda | 934957501 - Management | |||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: James A. Bennett | Management | For | For | ||||||
1b. | Election of Director: Helen E. Dragas | Management | For | For | ||||||
1c. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||
1d. | Election of Director: Thomas F. Farrell, II | Management | For | For | ||||||
1e. | Election of Director: D. Maybank Hagood | Management | For | For | ||||||
1f. | Election of Director: John W. Harris | Management | For | For | ||||||
1g. | Election of Director: Ronald W. Jibson | Management | For | For | ||||||
1h. | Election of Director: Mark J. Kington | Management | For | For | ||||||
1i. | Election of Director: Joseph M. Rigby | Management | For | For | ||||||
1j. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||||
1k. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||||
1l. | Election of Director: Susan N. Story | Management | For | For | ||||||
1m. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||||
2. | Ratification of Appointment of Independent Auditor | Management | For | For | ||||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay) | Management | For | For | ||||||
4. | Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock | Management | For | For | ||||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Board Chair | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 2,150 | 0 | 10-Apr-2019 | 08-May-2019 | |||
ENBRIDGE INC | ||||||||||
Security | 29250N105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 08-May-2019 | ||||||||
ISIN | CA29250N1050 | Agenda | 710810195 - Management | |||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 02-May-2019 | ||||
SEDOL(s) | 2466149 - 2478906 - 5783867 - BFZ4S96 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.12. THANK YOU | Non-Voting | ||||||||
1.1 | ELECTION OF DIRECTOR: PAMELA L. CARTER | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: MARCEL R. COUTU | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: SUSAN M. CUNNINGHAM | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: J. HERB ENGLAND | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: CHARLES W. FISCHER | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: TERESA S. MADDEN | Management | For | For | ||||||
1.9 | ELECTION OF DIRECTOR: AL MONACO | Management | For | For | ||||||
1.10 | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | Management | For | For | ||||||
1.11 | ELECTION OF DIRECTOR: DAN C. TUTCHER | Management | For | For | ||||||
1.12 | ELECTION OF DIRECTOR: CATHERINE L. WILLIAMS | Management | For | For | ||||||
2 | APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||
3 | APPROVE THE ENBRIDGE INC. 2019 LONG TERM INCENTIVE PLAN AND RATIFY THE GRANTS OF STOCK OPTIONS THEREUNDER | Management | For | For | ||||||
4 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 19,980 | 0 | 13-May-2019 | 02-May-2019 | |||
KINDER MORGAN, INC. | ||||||||||
Security | 49456B101 | Meeting Type | Annual | |||||||
Ticker Symbol | KMI | Meeting Date | 08-May-2019 | |||||||
ISIN | US49456B1017 | Agenda | 934959668 - Management | |||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Richard D. Kinder | Management | For | For | ||||||
1b. | Election of Director: Steven J. Kean | Management | For | For | ||||||
1c. | Election of Director: Kimberly A. Dang | Management | For | For | ||||||
1d. | Election of Director: Ted A. Gardner | Management | For | For | ||||||
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | ||||||
1f. | Election of Director: Gary L. Hultquist | Management | For | For | ||||||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | ||||||
1h. | Election of Director: Deborah A. Macdonald | Management | For | For | ||||||
1i. | Election of Director: Michael C. Morgan | Management | For | For | ||||||
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | ||||||
1k. | Election of Director: Fayez Sarofim | Management | For | For | ||||||
1l. | Election of Director: C. Park Shaper | Management | For | For | ||||||
1m. | Election of Director: William A. Smith | Management | For | For | ||||||
1n. | Election of Director: Joel V. Staff | Management | For | For | ||||||
1o. | Election of Director: Robert F. Vagt | Management | For | For | ||||||
1p. | Election of Director: Perry M. Waughtal | Management | For | For | ||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 20,230 | 0 | 10-Apr-2019 | 09-May-2019 | |||
INTER PIPELINE LTD | ||||||||||
Security | 45833V109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 09-May-2019 | ||||||||
ISIN | CA45833V1094 | Agenda | 710819927 - Management | |||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | |||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 03-May-2019 | ||||
SEDOL(s) | BDD54N3 - BDFM5Y0 - BKKMYF8 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU | Non-Voting | ||||||||
1.1 | ELECTION OF DIRECTOR: RICHARD SHAW | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: CHRISTIAN BAYLE | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: PETER CELLA | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: JULIE DILL | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: DUANE KEINICK | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: ARTHUR KORPACH | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: ALISON TAYLOR LOVE | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: MARGARET MCKENZIE | Management | For | For | ||||||
1.9 | ELECTION OF DIRECTOR: WILLIAM ROBERTSON | Management | For | For | ||||||
1.10 | ELECTION OF DIRECTOR: BRANT SANGSTER | Management | For | For | ||||||
2 | THE AUDIT COMMITTEE AND THE BOARD PROPOSE THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS AUDITORS TO SERVE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS. THE AUDIT COMMITTEE WILL RECOMMEND EY'S COMPENSATION TO THE BOARD FOR ITS REVIEW AND APPROVAL | Management | For | For | ||||||
3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS OF IPL, THAT THE SHAREHOLDERS OF IPL ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN IPL'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 4,100 | 0 | 13-May-2019 | 03-May-2019 | |||
DTE ENERGY COMPANY | ||||||||||
Security | 233331107 | Meeting Type | Annual | |||||||
Ticker Symbol | DTE | Meeting Date | 09-May-2019 | |||||||
ISIN | US2333311072 | Agenda | 934947411 - Management | |||||||
Record Date | 12-Mar-2019 | Holding Recon Date | 12-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Gerard M. Anderson | For | For | |||||||
2 | David A. Brandon | For | For | |||||||
3 | W. Frank Fountain, Jr. | For | For | |||||||
4 | Charles G. McClure, Jr. | For | For | |||||||
5 | Gail J. McGovern | For | For | |||||||
6 | Mark A. Murray | For | For | |||||||
7 | Ruth G. Shaw | For | For | |||||||
8 | Robert C. Skaggs, Jr. | For | For | |||||||
9 | David A. Thomas | For | For | |||||||
10 | James H. Vandenberghe | For | For | |||||||
11 | Valerie M. Williams | For | For | |||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | ||||||
3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | For | For | ||||||
4. | Vote on a shareholder proposal to require an independent board chairman. | Shareholder | For | Against | ||||||
5. | Vote on a shareholder proposal to require additional disclosure of political contributions. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 660 | 0 | 10-Apr-2019 | 10-May-2019 | |||
SEMPRA ENERGY | ||||||||||
Security | 816851109 | Meeting Type | Annual | |||||||
Ticker Symbol | SRE | Meeting Date | 09-May-2019 | |||||||
ISIN | US8168511090 | Agenda | 934957018 - Management | |||||||
Record Date | 14-Mar-2019 | Holding Recon Date | 14-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: Alan L. Boeckmann | Management | For | For | ||||||
1B. | Election of Director: Kathleen L. Brown | Management | For | For | ||||||
1C. | Election of Director: Andrés Conesa | Management | For | For | ||||||
1D. | Election of Director: Maria Contreras-Sweet | Management | For | For | ||||||
1E. | Election of Director: Pablo A. Ferrero | Management | For | For | ||||||
1F. | Election of Director: William D. Jones | Management | For | For | ||||||
1G. | Election of Director: Jeffrey W. Martin | Management | For | For | ||||||
1H. | Election of Director: Michael N. Mears | Management | For | For | ||||||
1I. | Election of Director: William C. Rusnack | Management | For | For | ||||||
1J. | Election of Director: Lynn Schenk | Management | For | For | ||||||
1K. | Election of Director: Jack T. Taylor | Management | For | For | ||||||
1L. | Election of Director: Cynthia L. Walker | Management | For | For | ||||||
1M. | Election of Director: James C. Yardley | Management | For | For | ||||||
2. | Ratification of Independent Registered Public Accounting Firm. | Management | For | For | ||||||
3. | Advisory Approval of Our Executive Compensation. | Management | For | For | ||||||
4. | Approval of Our 2019 Long-Term Incentive Plan. | Management | For | For | ||||||
5. | Shareholder Proposal Requiring an Independent Board Chairman. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 780 | 0 | 10-Apr-2019 | 10-May-2019 | |||
THE WILLIAMS COMPANIES, INC. | ||||||||||
Security | 969457100 | Meeting Type | Annual | |||||||
Ticker Symbol | WMB | Meeting Date | 09-May-2019 | |||||||
ISIN | US9694571004 | Agenda | 934962033 - Management | |||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 08-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Alan S. Armstrong | Management | For | For | ||||||
1b. | Election of Director: Stephen W. Bergstrom | Management | For | For | ||||||
1c. | Election of Director: Nancy K. Buese | Management | For | For | ||||||
1d. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||
1e. | Election of Director: Charles I. Cogut | Management | For | For | ||||||
1f. | Election of Director: Kathleen B. Cooper | Management | For | For | ||||||
1g. | Election of Director: Michael A. Creel | Management | For | For | ||||||
1h. | Election of Director: Vicki L. Fuller | Management | For | For | ||||||
1i. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||
1j. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||
1k. | Election of Director: Murray D. Smith | Management | For | For | ||||||
1l. | Election of Director: William H. Spence | Management | For | For | ||||||
2. | Ratification of Ernst & Young LLP as auditors for 2019. | Management | For | For | ||||||
3. | Approval, by nonbinding advisory vote, of the Company's executive compensation. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 12,520 | 0 | 10-Apr-2019 | 10-May-2019 | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||
Ticker Symbol | SBS | Meeting Date | 13-May-2019 | |||||||
ISIN | US20441A1025 | Agenda | 935016976 - Management | |||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
I. | Elect the members of the Eligibility and Advisory Committee, pursuant to Article 33 of the Company's Bylaws: Fábio Aurélio Aguilera Mendes, Laura Diaz Montiel, Paula Cristina Nassif Elias de Lima. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 24,620 | 0 | 02-May-2019 | 09-May-2019 | |||
E.ON SE | ||||||||||
Security | D24914133 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 14-May-2019 | ||||||||
ISIN | DE000ENAG999 | Agenda | 710882071 - Management | |||||||
Record Date | 07-May-2019 | Holding Recon Date | 07-May-2019 | |||||||
City / | Country | ESSEN | / | Germany | Vote Deadline Date | 02-May-2019 | ||||
SEDOL(s) | 4942904 - 4943190 - B0ZKY46 - B6WZL89 - B86YWB6 - BF0Z8Q1 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD | Non-Voting | ||||||||
PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | ||||||||||
CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 29.04.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||
1 | FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018 FINANCIAL YEAR WITH THE-REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS, THE GROUP-ANNUAL REPORT, AND THE REPORT PURSUANT TO SECTIONS 289A(1) AND 315A(1) OF THE-GERMAN COMMERCIAL CODE | Non-Voting | ||||||||
2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT OF EUR 1,053,037,097.98 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.43 PER NO-PAR SHARE EUR 121,162,841.79 SHALL BE CARRIED FORWARD EX- DIVIDEND DATE: MAY 15, 2019 PAYABLE DATE: MAY 17, 2019 | Management | For | For | ||||||
3 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | ||||||
4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | ||||||
5.1 | APPOINTMENT OF AUDITOR: FOR THE 2019 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF | Management | For | For | ||||||
5.2 | APPOINTMENT OF AUDITOR: FOR THE REVIEW OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM FINANCIAL REPORTS FOR THE 2019 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF | Management | For | For | ||||||
5.3 | APPOINTMENT OF AUDITOR: FOR THE REVIEW OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM FINANCIAL REPORT FOR THE FIRST QUARTER OF THE 2020 FINANCIAL YEAR: PRICEWATERHOUSECOOPERS GMBH, DUSSELDORF | Management | For | For | ||||||
6 | APPROVAL OF THE AMENDMENT TO THE ARTICLES OF ASSOCIATION IN RESPECT THE SIZE OF THE SUPERVISORY BOARD BEING ADJUSTED IN CONNECTION WITH THE PLANNED TAKEOVER OF INNOGY SE BY THE COMPANY, THE SIZE OF THE SUPERVISORY BOARD SHALL BE INCREASED TO TWENTY MEMBERS AFTER THE TAKEOVER HAS BEEN FINALIZED. OF THE SIX ADDITIONAL MEMBERS THREE SHALL BE REPRESENTATIVES OF THE SHAREHOLDERS AND THREE OF THE EMPLOYEES. AS OF THE YEAR 2023, THE SIZE OF THE SUPERVISORY SHALL BE REDUCED TO TWELVE MEMBERS | Management | For | For | ||||||
7.1 | APPROVAL OF CONTROL AND PROFIT-TRANSFER AGREEMENTS: THE CONTROL AND PROFIT- TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.ON 11. VERWALTUNGS GMBH, EFFECTIVE FOR A PERIOD OF AT LEAST FIVE YEARS, SHALL BE APPROVED | Management | For | For | ||||||
7.2 | APPROVAL OF CONTROL AND PROFIT-TRANSFER AGREEMENTS: THE CONTROL AND PROFIT- TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY-OWNED SUBSIDIARY, E.ON 12. VERWALTUNGS GMBH, EFFECTIVE FOR A PERIOD OF AT LEAST FIVE YEARS, SHALL BE APPROVED | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 7,900 | 0 | 13-May-2019 | 13-May-2019 | |||
PPL CORPORATION | ||||||||||
Security | 69351T106 | Meeting Type | Annual | |||||||
Ticker Symbol | PPL | Meeting Date | 14-May-2019 | |||||||
ISIN | US69351T1060 | Agenda | 934966207 - Management | |||||||
Record Date | 28-Feb-2019 | Holding Recon Date | 28-Feb-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | Election of Director: John W. Conway | Management | For | For | ||||||
1.2 | Election of Director: Steven G. Elliott | Management | For | For | ||||||
1.3 | Election of Director: Raja Rajamannar | Management | For | For | ||||||
1.4 | Election of Director: Craig A. Rogerson | Management | For | For | ||||||
1.5 | Election of Director: William H. Spence | Management | For | For | ||||||
1.6 | Election of Director: Natica von Althann | Management | For | For | ||||||
1.7 | Election of Director: Keith H. Williamson | Management | For | For | ||||||
1.8 | Election of Director: Phoebe A. Wood | Management | For | For | ||||||
1.9 | Election of Director: Armando Zagalo de Lima | Management | For | For | ||||||
2. | Advisory vote to approve compensation of named executive officers | Management | For | For | ||||||
3. | Ratification of the appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 2,460 | 0 | 10-Apr-2019 | 15-May-2019 | |||
XCEL ENERGY INC. | ||||||||||
Security | 98389B100 | Meeting Type | Annual | |||||||
Ticker Symbol | XEL | Meeting Date | 15-May-2019 | |||||||
ISIN | US98389B1008 | Agenda | 934961182 - Management | |||||||
Record Date | 21-Mar-2019 | Holding Recon Date | 21-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Lynn Casey | Management | For | For | ||||||
1b. | Election of Director: Richard K. Davis | Management | For | For | ||||||
1c. | Election of Director: Ben Fowke | Management | For | For | ||||||
1d. | Election of Director: Richard T. O'Brien | Management | For | For | ||||||
1e. | Election of Director: David K. Owens | Management | For | For | ||||||
1f. | Election of Director: Christopher J. Policinski | Management | For | For | ||||||
1g. | Election of Director: James T. Prokopanko | Management | For | For | ||||||
1h. | Election of Director: A. Patricia Sampson | Management | For | For | ||||||
1i. | Election of Director: James J. Sheppard | Management | For | For | ||||||
1j. | Election of Director: David A. Westerlund | Management | For | For | ||||||
1k. | Election of Director: Kim Williams | Management | For | For | ||||||
1l. | Election of Director: Timothy V. Wolf | Management | For | For | ||||||
1m. | Election of Director: Daniel Yohannes | Management | For | For | ||||||
2. | Company proposal to approve, on an advisory basis, executive compensation. | Management | For | For | ||||||
3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,660 | 0 | 10-Apr-2019 | 16-May-2019 | |||
UNIVERSAL HEALTH SERVICES, INC. | ||||||||||
Security | 913903100 | Meeting Type | Annual | |||||||
Ticker Symbol | UHS | Meeting Date | 15-May-2019 | |||||||
ISIN | US9139031002 | Agenda | 934973858 - Management | |||||||
Record Date | 19-Mar-2019 | Holding Recon Date | 19-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Robert H. Hotz | For | For | |||||||
2. | Proposal to ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | For | For | ||||||
3. | Stockholder proposal regarding proxy access if properly presented at the meeting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 830 | 0 | 10-Apr-2019 | 16-May-2019 | |||
ENEL S.P.A. | ||||||||||
Security | T3679P115 | Meeting Type | Ordinary General Meeting | |||||||
Ticker Symbol | Meeting Date | 16-May-2019 | ||||||||
ISIN | IT0003128367 | Agenda | 711074966 - Management | |||||||
Record Date | 07-May-2019 | Holding Recon Date | 07-May-2019 | |||||||
City / | Country | ROME | / | Italy | Vote Deadline Date | 08-May-2019 | ||||
SEDOL(s) | 7144569 - 7588123 - B0ZNK70 - BF445P2 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 210065 DUE TO RECEIVED-SLATES UNDER RESOLUTION.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_389974.PDF | Non-Voting | ||||||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Abstain | Against | ||||||
2 | APPROVE ALLOCATION OF INCOME | Management | Abstain | Against | ||||||
3 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | Abstain | Against | ||||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS INTERNAL-AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF- INTERNAL AUDITORS | Non-Voting | ||||||||
4.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS' MEMBER: LIST PRESENTED BY MINISTRY OF ECONOMY AND FINANCE REPRESENTING 23.585PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: -CLAUDIO SOTTORIVA -ROMINA GUGLIELMETTI ALTERNATE AUDITORS: -FRANCESCA DI DONATO -MAURIZIO DE FILIPPO | Shareholder | ||||||||
4.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS' MEMBER: LIST PRESENTED BY ABERDEEN STANDARD INVESTEMENTS - HBOS EUROPEAN FUND, HBOS INTERNATIONAL GROWTH FUND, UNIVERSE THE CMI GLOBAL NETWORK FUND, SWUTM EUROPEAN GROWTH FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED, SWUTM GLOBAL GROWTH FUND, FUNDAMENTAL INDEX GLOBAL EQUITY FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED, UNIVERSE THE CMI GLOBAL NETWORK FUND, ABERDEEN STANDARD FUND MANAGERS LIMITED AND EUROPEAN (EX UK) EQUITY FUND; AMUNDI ASSET MANAGEMENT SGRPA MANAGING THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI OBBLIGAZIONARIO PIU' A DISTRIBUZIONE, AMUNDI RISPARMIO ITALIA, EUROPEAN EQUITY MARKET PLUS, AMUNDI FUNDS II-GLOBAL EQUITY TARGET INCOME AND AMUNDI FUNDS II-GLOBAL MULTI ASSET; ANIMA SGR S.P.A. MANAGING THE FUNDS: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA SELEZIONE EUROPA, ANIMA SFORZESCO, ANIMA VISCONTEO, ANIMA POTENZIALE EUROPA AND ANIMA VAL GLOBALE; APG ASSET MANAGEMENT N.V. MANAGING THE FUNDS STICHTING DEPOSITARY APG DEVELOPED MARKETS EQUITY POOL; ARCA FONDI S.G.R. S.P.A. MANAGING THE FUND ARCA AZIONI ITALIA; BANCOPOSTA FONDI SGR S.P.A.MANAGING THE FUNDS: BANCOPOSTA MIX 1, BANCOPOSTA MIX 2, BANCOPOSTA MIX 3, BANCOPOSTA AZIONARIO INTERNAZIONALE, BANCOPOSTA AZIONARIO EURO AND BANCOPOSTA ORIZZONTE REDDITO; EPSILON SGR S.P.A. MANAGING THE FUNDS: EPSILON ALLOCAZIONE TATTICA APRILE 2020, EPSILON ALLOCAZIONE TATTICA FEBBRAIO 2020, EPSILON ALLOCAZIONE TATTICA GIUGNO 2020, EPSILON ALLOCAZIONE TATTICA NOVEMBRE 2019, EPSILON ALLOCAZIONE TATTICA SETTEMBRE 2019, EPSILON DLONGRUN, EPSILON FLESSIBILE AZIONI EURO APRILE 2021, EPSILON FLESSIBILE AZIONI EURO FEBBRAIO 2021, EPSILON FLESSIBILE AZIONI EURO GIUGNO 2021, | Shareholder | Abstain | |||||||
EPSILON FLESSIBILE AZIONI EURO NOVEMBRE 2020, EPSILON FLESSIBILE AZIONI EURO SETTEMBRE 2020, EPSILON MULTIASSET 3 ANNI DICEMBRE 2019, EPSILON MULTIASSET 3 ANNI LUGLIO 2020, EPSILON MULTIASSET 3 ANNI MAGGIO 2020, EPSILON MULTIASSET 3 ANNI MARZO 2020, EPSILON MULTIASSET VALORE GLOBALE DICEMBRE 2021, EPSILON MULTIASSET VALORE GLOBALE GIUGNO 2021, EPSILON MULTIASSET VALORE GLOBALE LUGLIO 2022, EPSILON MULTIASSET VALORE GLOBALE MAGGIO 2022, EPSILON MULTIASSET VALORE GLOBALE MARZO 2022, EPSILON MULTIASSET VALORE GLOBALE SETTEMBRE 2021, EPSILON QEQUITY, EPSILON QRETURN, AND EPSILON QVALUE; EURIZON CAPITAL SGR S.P.A.MANAGING THE FUNDS: EURIZON GLOBAL MULTIASSET SELECTION SETTEMBRE 2022, EURIZON RENDITA, EURIZON AZIONI AREA EURO, EURIZON MULTIASSET TREND DICEMBRE 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON TOP SELECTION GENNAIO 2023, EURIZON AZIONI ITALIA, EURIZON TOP SELECTION MARZO 2023, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON DISCIPLINA GLOBALE MARZO 2024; EURIZON FUND - EQUITY ITALY, EURIZON FUND - FLEXIBLE BETA TOTAL RETURN, EURIZON INVESTMENT SICAV - PB EQUITY EUR, EURIZON FUND - EQUITY ABSOLUTE RETURN, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE, EURIZON FUND - EQUITY ITALY SMART VOLATILITY AND EURIZON INVESTMENT SICAV - EURO EQUITY INSURANCE CAPITAL LIGHT; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A.MANAGING THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA AND PIANO BILANCIATO ITALIA 50, PIANO BILANCIATO ITALIA 30; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING THE FUNDS GENERALI INVESTMENTS SICAV AR MULTI STRATEGIES, GENERALI INVESTMENTS SICAV | ||||||||||
EURO EQTY CTRL VOLAT, GENERALI INVESTMENTS SICAV GLOBAL EQUITY, GENERALI INVESTMENTS SICAV EURO EQUITY, GENERALI SMART FUND SICAV PIR EVOLUZ ITALIA, GENERALI SMART FUND SICAV PIR VALORE ITALIA, GENERALI MULTI PORTFOLIO SOLUTIONS SICAV EURO COVERED CALL, GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING THE FUNDS: GIP ALTO INTL AZ AND GEN EURO ACTIONS; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING THE FUNDS: MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM FLESSIBILE SVILUPPO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY AND PRAMERICA SICAV - COMPARTO ITALIAN EQUITY - EURO EQUITY, REPRESENTING 1.7250PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: -GIOVANNI FIORI - BARBARA TADOLINI ALTERNATE AUDITORS: -PIERA VITALI -DAVIDE BARBIERI | ||||||||||
5 | APPROVE INTERNAL AUDITORS' REMUNERATION MANAGEMENT PROPOSALS | Management | Abstain | Against | ||||||
6 | APPROVE AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | Management | Abstain | Against | ||||||
7 | APPROVE LONG-TERM INCENTIVE PLAN | Management | Abstain | Against | ||||||
8 | APPROVE REMUNERATION POLICY | Management | Abstain | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 27,200 | 0 | 02-May-2019 | 09-May-2019 | |||
CHENIERE ENERGY, INC. | ||||||||||
Security | 16411R208 | Meeting Type | Annual | |||||||
Ticker Symbol | LNG | Meeting Date | 16-May-2019 | |||||||
ISIN | US16411R2085 | Agenda | 935001343 - Management | |||||||
Record Date | 01-Apr-2019 | Holding Recon Date | 01-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of Director: G. Andrea Botta | Management | For | For | ||||||
1B. | Election of Director: Jack A. Fusco | Management | For | For | ||||||
1C. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||
1D. | Election of Director: Nuno Brandolini | Management | For | For | ||||||
1E. | Election of Director: David I. Foley | Management | For | For | ||||||
1F. | Election of Director: David B. Kilpatrick | Management | For | For | ||||||
1G. | Election of Director: Andrew Langham | Management | For | For | ||||||
1H. | Election of Director: Courtney R. Mather | Management | For | For | ||||||
1I. | Election of Director: Donald F. Robillard, Jr | Management | For | For | ||||||
1J. | Election of Director: Neal A. Shear | Management | For | For | ||||||
2. | Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2018. | Management | For | For | ||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,920 | 0 | 02-May-2019 | 17-May-2019 | |||
ENGIE SA | ||||||||||
Security | F7629A107 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 17-May-2019 | ||||||||
ISIN | FR0010208488 | Agenda | 710709380 - Management | |||||||
Record Date | 14-May-2019 | Holding Recon Date | 14-May-2019 | |||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 06-May-2019 | ||||
SEDOL(s) | B0C2CQ3 - B0CYN33 - B0Z11C6 - B28HB14 - B3B89W8 - B3BQVC6 - B3BVQW6 - BF445Q3 - BH4HMN2 - BRTM7D7 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||
CMMT | 26 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0313/20190313 1-900499.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0426/20190426 1-901287.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
O.1 | APPROVAL OF THE OPERATIONS AND CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | For | For | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | For | For | ||||||
O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND AMOUNT FOR THE FINANCIAL YEAR 2018 | Management | For | For | ||||||
O.4 | APPROVAL, PURSUANT TO ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE, OF THE PENSION AND HEALTH INSURANCE COVERAGE OF MR. JEAN-PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
O.5 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES | Management | For | For | ||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. FRANCOISE MALRIEU AS DIRECTOR | Management | For | For | ||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-JOSE NADEAU AS DIRECTOR | Management | For | For | ||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICE DURAND AS DIRECTOR | Management | For | For | ||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARI- NOELLE JEGO-LAVEISSIERE AS DIRECTOR | Management | For | For | ||||||
O.10 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED, FOR THE PERIOD FROM 18 MAY TO 31 DECEMBER 2018, TO MR. JEAN-PIERRE CLAMADIEU, CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
O.11 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED, FOR THE FINANCIAL YEAR 2018, TO MRS. ISABELLE KOCHER, CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF EMPLOYEES WHO ARE MEMBERS OF THE ENGIE GROUP'S COMPANY SAVINGS PLANS | Management | For | For | ||||||
E.15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR OF ANY ENTITY WHOSE SOLE AIM IS TO SUBSCRIBE, HOLD AND SELL SHARES OR OTHER FINANCIAL INSTRUMENTS, AS PART OF THE IMPLEMENTATION OF THE ENGIE GROUP INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN | Management | For | For | ||||||
E.16 | POWERS FOR THE EXECUTION OF THE GENERAL MEETING'S DECISIONS AND FOR THE FORMALITIES | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 6,100 | 0 | 22-Mar-2019 | 10-May-2019 | |||
CONSOLIDATED EDISON, INC. | ||||||||||
Security | 209115104 | Meeting Type | Annual | |||||||
Ticker Symbol | ED | Meeting Date | 20-May-2019 | |||||||
ISIN | US2091151041 | Agenda | 934966182 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 17-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: George Campbell, Jr. | Management | For | For | ||||||
1b. | Election of Director: Ellen V. Futter | Management | For | For | ||||||
1c. | Election of Director: John F. Killian | Management | For | For | ||||||
1d. | Election of Director: John McAvoy | Management | For | For | ||||||
1e. | Election of Director: William J. Mulrow | Management | For | For | ||||||
1f. | Election of Director: Armando J. Olivera | Management | For | For | ||||||
1g. | Election of Director: Michael W. Ranger | Management | For | For | ||||||
1h. | Election of Director: Linda S. Sanford | Management | For | For | ||||||
1i. | Election of Director: Deirdre Stanley | Management | For | For | ||||||
1j. | Election of Director: L. Frederick Sutherland | Management | For | For | ||||||
2. | Ratification of appointment of independent accountants. | Management | For | For | ||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,020 | 0 | 10-Apr-2019 | 21-May-2019 | |||
ORANGE SA | ||||||||||
Security | F6866T100 | �� | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 21-May-2019 | ||||||||
ISIN | FR0000133308 | Agenda | 711056867 - Management | |||||||
Record Date | 16-May-2019 | Holding Recon Date | 16-May-2019 | |||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 08-May-2019 | ||||
SEDOL(s) | 5176177 - 5356399 - B0ZSJ34 - BF446W6 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0426/20190426 1-901279.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0320/20190320 1-900675.pdf | Non-Voting | ||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AS SHOWN IN THE ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||
O.4 | AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | ||||||
O.5 | APPOINTMENT OF MRS. ANNE-GABRIELLE HEILBRONNER AS NEW DIRECTOR AS A REPLACEMENT FOR MRS. MOUNA SEPEHRI WHOSE TERM OF OFFICE EXPIRES AT THE END OF THIS GENERAL MEETING | Management | For | For | ||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE BOMPARD AS DIRECTOR | Management | For | For | ||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. HELLE KRISTOFFERSEN AS DIRECTOR | Management | For | For | ||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN- MICHEL SEVERINO AS DIRECTOR | Management | For | For | ||||||
O.9 | RENEWAL OF THE TERM OF OFFICE OF MRS. ANNE LANGE AS DIRECTOR | Management | For | For | ||||||
O.10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. STEPHANE RICHARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O.11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. RAMON FERNANDEZ, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O.12 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. GERVAIS PELLISSIER, DEPUTY CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||
O.14 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE DEPUTY CHIEF EXECUTIVE OFFICERS | Management | For | For | ||||||
O.15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO BUY OR TRANSFER SHARES OF THE COMPANY | Management | For | For | ||||||
E.16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMPANY SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT (USABLE ONLY OUTSIDE A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE GENERAL MEETING | Management | For | For | ||||||
E.17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE SIXTEENTH RESOLUTION DURING PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES | Management | For | For | ||||||
E.18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT IN THE CONTEXT OF A PUBLIC OFFERING (USABLE ONLY OUTSIDE A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE GENERAL MEETING | Management | For | For | ||||||
E.19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE EIGHTEENTH RESOLUTION DURING A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES | Management | For | For | ||||||
E.20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE THE COMPANY'S SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION II OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (USABLE ONLY OUTSIDE A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE GENERAL MEETING | Management | For | For | ||||||
E.21 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE TWENTIETH RESOLUTION DURING A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES | Management | For | For | ||||||
E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IF SECURITIES ARE ISSUED | Management | For | For | ||||||
E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY (USABLE ONLY OUTSIDE A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE GENERAL MEETING | Management | For | For | ||||||
E.24 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO USE THE DELEGATION OF AUTHORITY GRANTED IN THE TWENTY-THIRD RESOLUTION DURING A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES | Management | For | For | ||||||
E.25 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE SHARES AND COMPLEX TRANSFERABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL (USABLE ONLY OUTSIDE A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES, UNLESS SPECIFICALLY AUTHORIZED BY THE GENERAL MEETING | Management | For | For | ||||||
E.26 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO USE THE DELEGATION OF POWERS GRANTED IN THE TWENTY-FIFTH RESOLUTION DURING A PUBLIC OFFERING PERIOD ON THE COMPANY'S SECURITIES | Management | For | For | ||||||
E.27 | OVERALL LIMITATION OF AUTHORIZATIONS | Management | For | For | ||||||
E.28 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT FREE SHARES OF THE COMPANY FOR THE BENEFIT OF EXECUTIVE CORPORATE OFFICERS AND CERTAIN ORANGE GROUP EMPLOYEES RESULTING IN THE CANCELATION OF THE SHAREHOLDER'S PRE- EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||
E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OR COMPLEX TRANSFERABLE SECURITIES, RESERVED FOR MEMBERS OF SAVINGS PLANS RESULTING IN THE CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | ||||||
E.30 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | For | For | ||||||
E.31 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES | Management | For | For | ||||||
E.32 | POWERS FOR FORMALITIES | Management | For | For | ||||||
O.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE FONDS COMMUN DE PLACEMENT D'ENTREPRISE ORANGE ACTIONS: AMENDMENT TO THE THIRD RESOLUTION - ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, AS SHOWN IN THE ANNUAL FINANCIAL STATEMENTS | Shareholder | For | Against | ||||||
E.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE FONDS COMMUN DE PLACEMENT D'ENTREPRISE ORANGE ACTIONS: AMENDMENT TO ARTICLE 13 OF THE BYLAWS ON THE PLURALITY OF THE TERMS OF OFFICE | Shareholder | For | Against | ||||||
E.C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE FONDS COMMUN DE PLACEMENT D'ENTREPRISE ORANGE ACTIONS: CAPITAL INCREASE IN CASH RESERVED FOR MEMBERS OF SAVINGS PLANS RESULTING IN THE CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT | Shareholder | For | Against | ||||||
E.D | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: RESOLUTION PROPOSED BY THE FONDS COMMUN DE PLACEMENT D'ENTREPRISE ORANGE ACTIONS: AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF SHARES OF THE COMPANY FOR THE BENEFIT OF ORANGE GROUP EMPLOYEES | Shareholder | For | Against | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 196995 DUE TO ADDITION OF- SHAREHOLDER PROPOSALS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 7,550 | 0 | 02-May-2019 | 14-May-2019 | |||
FIRSTENERGY CORP. | ||||||||||
Security | 337932107 | Meeting Type | Annual | |||||||
Ticker Symbol | FE | Meeting Date | 21-May-2019 | |||||||
ISIN | US3379321074 | Agenda | 934964594 - Management | |||||||
Record Date | 22-Mar-2019 | Holding Recon Date | 22-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Michael J. Anderson | For | For | |||||||
2 | Steven J. Demetriou | For | For | |||||||
3 | Julia L. Johnson | For | For | |||||||
4 | Charles E. Jones | For | For | |||||||
5 | Donald T. Misheff | For | For | |||||||
6 | Thomas N. Mitchell | For | For | |||||||
7 | James F. O'Neil III | For | For | |||||||
8 | Christopher D. Pappas | For | For | |||||||
9 | Sandra Pianalto | For | For | |||||||
10 | Luis A. Reyes | For | For | |||||||
11 | Leslie M. Turner | For | For | |||||||
2. | Ratify the Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||
3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||
4. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Replace Existing Supermajority Voting Requirements with a Majority Voting Power Threshold. | Management | For | For | ||||||
5. | Approve a Management Proposal to Amend the Company's Amended Articles of Incorporation and Amended Code of Regulations to Implement Majority Voting for Uncontested Director Elections. | Management | For | For | ||||||
6. | Approve a Management Proposal to Amend the Company's Amended Code of Regulations to Implement Proxy Access. | Management | For | For | ||||||
7. | Shareholder Proposal Requesting Implementation of Simple Majority Voting. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,540 | 0 | 10-Apr-2019 | 22-May-2019 | |||
THE SOUTHERN COMPANY | ||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||
Ticker Symbol | SO | Meeting Date | 22-May-2019 | |||||||
ISIN | US8425871071 | Agenda | 934978593 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Janaki Akella | Management | For | For | ||||||
1b. | Election of Director: Juanita Powell Baranco | Management | For | For | ||||||
1c. | Election of Director: Jon A. Boscia | Management | For | For | ||||||
1d. | Election of Director: Henry A. Clark III | Management | For | For | ||||||
1e. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | ||||||
1f. | Election of Director: Thomas A. Fanning | Management | For | For | ||||||
1g. | Election of Director: David J. Grain | Management | For | For | ||||||
1h. | Election of Director: Donald M. James | Management | For | For | ||||||
1i. | Election of Director: John D. Johns | Management | For | For | ||||||
1j. | Election of Director: Dale E. Klein | Management | For | For | ||||||
1k. | Election of Director: Ernest J. Moniz | Management | For | For | ||||||
1l. | Election of Director: William G. Smith, Jr. | Management | For | For | ||||||
1m. | Election of Director: Steven R. Specker | Management | For | For | ||||||
1n. | Election of Director: Larry D. Thompson | Management | For | For | ||||||
1o. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2019 | Management | For | For | ||||||
4. | Approval of an amendment to the Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 3,280 | 0 | 10-Apr-2019 | 23-May-2019 | |||
ONEOK, INC. | ||||||||||
Security | 682680103 | Meeting Type | Annual | |||||||
Ticker Symbol | OKE | Meeting Date | 22-May-2019 | |||||||
ISIN | US6826801036 | Agenda | 934985980 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1A. | Election of director: Brian L. Derksen | Management | For | For | ||||||
1B. | Election of director: Julie H. Edwards | Management | For | For | ||||||
1C. | Election of director: John W. Gibson | Management | For | For | ||||||
1D. | Election of director: Mark W. Helderman | Management | For | For | ||||||
1E. | Election of director: Randall J. Larson | Management | For | For | ||||||
1F. | Election of director: Steven J. Malcolm | Management | For | For | ||||||
1G. | Election of director: Jim W. Mogg | Management | For | For | ||||||
1H. | Election of director: Pattye L. Moore | Management | For | For | ||||||
1I. | Election of director: Gary D. Parker | Management | For | For | ||||||
1J. | Election of director: Eduardo A. Rodriguez | Management | For | For | ||||||
1k. | Election of director: Terry K. Spencer | Management | For | For | ||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019. | Management | For | For | ||||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 3,900 | 0 | 10-Apr-2019 | 23-May-2019 | |||
QUANTA SERVICES, INC. | ||||||||||
Security | 74762E102 | Meeting Type | Annual | |||||||
Ticker Symbol | PWR | Meeting Date | 23-May-2019 | |||||||
ISIN | US74762E1029 | Agenda | 934982756 - Management | |||||||
Record Date | 25-Mar-2019 | Holding Recon Date | 25-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Earl C. (Duke) Austin, Jr. | Management | For | For | ||||||
1b. | Election of Director: Doyle N. Beneby | Management | For | For | ||||||
1c. | Election of Director: J. Michal Conaway | Management | For | For | ||||||
1d. | Election of Director: Vincent D. Foster | Management | For | For | ||||||
1e. | Election of Director: Bernard Fried | Management | For | For | ||||||
1f. | Election of Director: Worthing F. Jackman | Management | For | For | ||||||
1g. | Election of Director: David M. McClanahan | Management | For | For | ||||||
1h. | Election of Director: Margaret B. Shannon | Management | For | For | ||||||
1i. | Election of Director: Pat Wood, III | Management | For | For | ||||||
2. | Approval, by non-binding advisory vote, of Quanta's executive compensation | Management | For | For | ||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2019 | Management | For | For | ||||||
4. | Approval of the Quanta Services, Inc. 2019 Omnibus Equity Incentive Plan | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 4,470 | 0 | 02-May-2019 | 24-May-2019 | |||
NEXTERA ENERGY, INC. | ||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||
Ticker Symbol | NEE | Meeting Date | 23-May-2019 | |||||||
ISIN | US65339F1012 | Agenda | 934983710 - Management | |||||||
Record Date | 26-Mar-2019 | Holding Recon Date | 26-Mar-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1a. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||
1b. | Election of Director: James L. Camaren | Management | For | For | ||||||
1c. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||
1d. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||
1e. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||
1f. | Election of Director: Toni Jennings | Management | For | For | ||||||
1g. | Election of Director: Amy B. Lane | Management | For | For | ||||||
1h. | Election of Director: James L. Robo | Management | For | For | ||||||
1i. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||
1j. | Election of Director: John L. Skolds | Management | For | For | ||||||
1k. | Election of Director: William H. Swanson | Management | For | For | ||||||
1l. | Election of Director: Hansel E. Tookes, II | Management | For | For | ||||||
1m. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019 | Management | For | For | ||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||
4. | A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,540 | 0 | 10-Apr-2019 | 24-May-2019 | |||
CHINA RESOURCES GAS GROUP LIMITED | ||||||||||
Security | G2113B108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-May-2019 | ||||||||
ISIN | BMG2113B1081 | Agenda | 710999410 - Management | |||||||
Record Date | 17-May-2019 | Holding Recon Date | 17-May-2019 | |||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 17-May-2019 | ||||
SEDOL(s) | 5919383 - 6535517 - B01JGR4 - BD8NJD7 - BP3RSR5 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN20190418498.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN20190418520.PDF | Non-Voting | ||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND OF 62 HK CENTS PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | For | For | ||||||
3.1 | TO RE-ELECT MR. SHI BAOFENG AS DIRECTOR | Management | For | For | ||||||
3.2 | TO RE-ELECT MR. GE BIN AS DIRECTOR | Management | For | For | ||||||
3.3 | TO RE-ELECT MR. WANG CHUANDONG AS DIRECTOR | Management | For | For | ||||||
3.4 | TO RE-ELECT MADAM WAN SUET FEI AS DIRECTOR | Management | For | For | ||||||
3.5 | TO RE-ELECT MR. JING SHIQING AS DIRECTOR | Management | For | For | ||||||
3.6 | TO RE-ELECT MR. WONG TAK SHING AS DIRECTOR | Management | For | For | ||||||
3.7 | TO RE-ELECT MR. YU HON TO, DAVID AS DIRECTOR | Management | For | For | ||||||
3.8 | TO RE-ELECT MR. YANG YUCHUAN AS DIRECTOR | Management | For | For | ||||||
3.9 | TO RE-ELECT MR. HU XIAOYONG AS DIRECTOR | Management | For | For | ||||||
3.10 | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE DIRECTORS | Management | For | For | ||||||
4 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Management | For | For | ||||||
5.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "GENERAL MANDATE") | Management | For | For | ||||||
5.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10 PER CENT. OF THE EXISTING ISSUED SHARES OF THE COMPANY (THE "REPURCHASE MANDATE") | Management | For | For | ||||||
5.C | TO ISSUE UNDER THE GENERAL MANDATE AN ADDITIONAL NUMBER OF SHARES REPRESENTING THE NUMBER OF SHARES REPURCHASED UNDER THE REPURCHASE MANDATE | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 45,300 | 0 | 02-May-2019 | 20-May-2019 | |||
THE HONG KONG AND CHINA GAS COMPANY LIMITED | ||||||||||
Security | Y33370100 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 28-May-2019 | ||||||||
ISIN | HK0003000038 | Agenda | 710999321 - Management | |||||||
Record Date | 22-May-2019 | Holding Recon Date | 22-May-2019 | |||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-May-2019 | ||||
SEDOL(s) | 2436090 - 5793907 - 6436557 - B01JC09 - B16TW12 - BD8NBL9 - BP3RQ59 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN20190418807.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0418/LTN20190418842.PDF | Non-Voting | ||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31ST DECEMBER 2018 AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR THEREON | Management | For | For | ||||||
2 | TO DECLARE A FINAL DIVIDEND: HK23 CENTS PER SHARE | Management | For | For | ||||||
3.I | TO RE-ELECT DR. COLIN LAM KO-YIN AS DIRECTOR | Management | For | For | ||||||
3.II | TO RE-ELECT MR. LEE KA-SHING AS DIRECTOR | Management | For | For | ||||||
3.III | TO RE-ELECT MR. PETER WONG WAI-YEE AS DIRECTOR | Management | For | For | ||||||
3.IV | TO RE-ELECT DR. MOSES CHENG MO-CHI AS DIRECTOR | Management | For | For | ||||||
4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||
5.I | TO APPROVE THE ISSUE OF BONUS SHARES | Management | For | For | ||||||
5.II | TO APPROVE THE RENEWAL OF THE GENERAL MANDATE TO THE DIRECTORS FOR BUY-BACK OF SHARES | Management | For | For | ||||||
5.III | TO APPROVE THE RENEWAL OF THE GENERAL MANDATE TO THE DIRECTORS FOR THE ISSUE OF ADDITIONAL SHARES | Management | For | For | ||||||
5.IV | TO AUTHORISE THE DIRECTORS TO ALLOT, ISSUE OR OTHERWISE DEAL WITH ADDITIONAL SHARES EQUAL TO THE NUMBER OF SHARES BOUGHT BACK UNDER RESOLUTION 5(II) | Management | For | For | ||||||
6 | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 2, ARTICLE 64, ARTICLE 103, ARTICLE 120 | Management | For | For | ||||||
CMMT | 19 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 3.IV. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 33,300 | 0 | 02-May-2019 | 23-May-2019 | |||
TARGA RESOURCES CORP. | ||||||||||
Security | 87612G101 | Meeting Type | Annual | |||||||
Ticker Symbol | TRGP | Meeting Date | 30-May-2019 | |||||||
ISIN | US87612G1013 | Agenda | 934984128 - Management | |||||||
Record Date | 02-Apr-2019 | Holding Recon Date | 02-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | Election of Director: Waters S. Davis, IV | Management | For | For | ||||||
1.2 | Election of Director: Rene R. Joyce | Management | For | For | ||||||
1.3 | Election of Director: Chris Tong | Management | For | For | ||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019. | Management | For | For | ||||||
3. | Approval, on an advisory basis, of the compensation of the Company's named executive officers, as disclosed in the proxy statement pursuant to the compensation disclosure rules of the SEC. | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 2,070 | 0 | 02-May-2019 | 31-May-2019 | |||
PEMBINA PIPELINE CORP | ||||||||||
Security | 706327103 | Meeting Type | MIX | |||||||
Ticker Symbol | Meeting Date | 31-May-2019 | ||||||||
ISIN | CA7063271034 | Agenda | 710855303 - Management | |||||||
Record Date | 15-Mar-2019 | Holding Recon Date | 15-Mar-2019 | |||||||
City / | Country | CALGAR Y | / | Canada | Vote Deadline Date | 29-Apr-2019 | ||||
SEDOL(s) | B4PPQG5 - B4PT2P8 - B5TVCB3 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.11 AND 2. THANK YOU | Non-Voting | ||||||||
1.1 | ELECTION OF DIRECTOR: ANNE-MARIE N. AINSWORTH | Management | For | For | ||||||
1.2 | ELECTION OF DIRECTOR: MICHAEL H. DILGER | Management | For | For | ||||||
1.3 | ELECTION OF DIRECTOR: RANDALL J. FINDLAY | Management | For | For | ||||||
1.4 | ELECTION OF DIRECTOR: MAUREEN E. HOWE | Management | For | For | ||||||
1.5 | ELECTION OF DIRECTOR: GORDON J. KERR | Management | For | For | ||||||
1.6 | ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY | Management | For | For | ||||||
1.7 | ELECTION OF DIRECTOR: ROBERT B. MICHALESKI | Management | For | For | ||||||
1.8 | ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE | Management | For | For | ||||||
1.9 | ELECTION OF DIRECTOR: BRUCE D. RUBIN | Management | For | For | ||||||
1.10 | ELECTION OF DIRECTOR: JEFFREY T. SMITH | Management | For | For | ||||||
1.11 | ELECTION OF DIRECTOR: HENRY W. SYKES | Management | For | For | ||||||
2 | TO APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS OF THE CORPORATION FOR THE ENSUING FINANCIAL YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Management | For | For | ||||||
3 | TO VOTE ON THE CONTINUATION OF THE CORPORATION'S SHAREHOLDER RIGHTS PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||
4 | TO VOTE ON THE AMENDMENT TO THE CORPORATION'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED CLASS A PREFERRED SHARES, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||
5 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | For | For | ||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||
CMMT | 10 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 03 MAY 2019 TO 31 MAY 2019. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 5,100 | 0 | 10-Apr-2019 | 29-Apr-2019 | |||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||
Security | 20441A102 | Meeting Type | Special | |||||||
Ticker Symbol | SBS | Meeting Date | 03-Jun-2019 | |||||||
ISIN | US20441A1025 | Agenda | 935029252 - Management | |||||||
Record Date | 22-Apr-2019 | Holding Recon Date | 22-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 29-May-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
I | Elect the members of the Eligibility and Advisory Committee, pursuant to Article 33 of the Company's Bylaws: Fábio Aurélio Aguilera Mendes, Laura Diaz Montiel, Paula Cristina Nassif Elias de Lima | Management | For | For | ||||||
II | Resolve on the amendment to the Company's Bylaws, including Paragraph 5 in Article 8, regarding the minimum time availability required from the Chairman of the Board of Directors, which corresponds to 30 (thirty) monthly hours. | Management | For | For | ||||||
III | Consolidate the Company's Bylaws. | Management | For | For | ||||||
IV | Rectify the annual global compensation of the Management and of the members of the audit committee and fiscal council for the fiscal year of 2019, approved at the Annual Shareholders' Meeting of April 29, 2019." | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 24,620 | 0 | 13-May-2019 | 31-May-2019 | |||
TELEFONICA SA | ||||||||||
Security | 879382109 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 06-Jun-2019 | ||||||||
ISIN | ES0178430E18 | Agenda | 711062315 - Management | |||||||
Record Date | 31-May-2019 | Holding Recon Date | 31-May-2019 | |||||||
City / | Country | MADRID | / | Spain | Vote Deadline Date | 30-May-2019 | ||||
SEDOL(s) | 0798394 - 2608413 - 5732524 - 5736322 - B7F4CY3 - BF447Z6 - BJ05546 | Quick Code | ||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1.1 | APPROVAL OF THE ANNUAL ACCOUNTS AND OF THE MANAGEMENT REPORT OF BOTH TELEFONICA, S.A. AND ITS CONSOLIDATED GROUP OF COMPANIES FOR FISCAL YEAR 2018 | Management | For | For | ||||||
1.2 | APPROVAL OF THE STATEMENT OF NON FINANCIAL INFORMATION OF THE CONSOLIDATED GROUP OF COMPANIES LED BY TELEFONICA, S.A. FOR FISCAL YEAR 2018 INCLUDED IN THE CONSOLIDATED MANAGEMENT REPORT OF TELEFONICA, S.A. AND OF ITS GROUP OF COMPANIES FOR SUCH FISCAL YEAR | Management | For | For | ||||||
1.3 | APPROVAL OF THE MANAGEMENT OF THE BOARD OF DIRECTORS OF TELEFONICA, S.A. DURING FISCAL YEAR 2018 | Management | For | For | ||||||
2 | APPROVAL OF THE PROPOSED ALLOCATION OF THE PROFITS LOSSES OF TELEFONICA, S.A. FOR FISCAL YEAR 2018 | Management | For | For | ||||||
3 | SHAREHOLDER COMPENSATION. DISTRIBUTION OF DIVIDENDS WITH A CHARGE TO UNRESTRICTED RESERVES | Management | For | For | ||||||
4 | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, REMEDY AND CARRY OUT THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL SHAREHOLDERS MEETING | Management | For | For | ||||||
5 | CONSULTATIVE VOTE ON THE 2018 ANNUAL REPORT ON DIRECTORS REMUNERATION | Management | For | For | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 07 JUN 2019 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN-VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||
CMMT | SHAREHOLDERS HOLDING LESS THAN ''300'' SHARES (MINIMUM AMOUNT TO ATTEND THE- MEETING) MAY GRANT A PROXY TO ANOTHER SHAREHOLDER ENTITLED TO LEGAL-ASSISTANCE OR GROUP THEM TO REACH AT LEAST THAT NUMBER, GIVING REPRESENTATION-TO A SHAREHOLDER OF THE GROUPED OR OTHER PERSONAL SHAREHOLDER ENTITLED TO-ATTEND THE MEETING. | Non-Voting | ||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 17,700 | 0 | 02-May-2019 | 04-Jun-2019 | |||
T-MOBILE US, INC. | ||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||
Ticker Symbol | TMUS | Meeting Date | 13-Jun-2019 | |||||||
ISIN | US8725901040 | Agenda | 935011130 - Management | |||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | |||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jun-2019 | |||||
SEDOL(s) | Quick Code | |||||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
1. | DIRECTOR | Management | ||||||||
1 | Srikant M. Datar | For | For | |||||||
2 | Srini Gopalan | For | For | |||||||
3 | Lawrence H. Guffey | For | For | |||||||
4 | Timotheus Höttges | For | For | |||||||
5 | Christian P. Illek | For | For | |||||||
6 | Bruno Jacobfeuerborn | For | For | |||||||
7 | Raphael Kübler | For | For | |||||||
8 | Thorsten Langheim | For | For | |||||||
9 | John J. Legere | For | For | |||||||
10 | G. Michael Sievert | For | For | |||||||
11 | Teresa A. Taylor | For | For | |||||||
12 | Kelvin R. Westbrook | For | For | |||||||
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | For | For | ||||||
3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
000369766 | CENTRE GL INFRA FUND | 000369766 | BNY MELLON | 1,260 | 0 | 02-May-2019 | 14-Jun-2019 | |||
NTT DOCOMO,INC. | ||||||||||
Security | J59399121 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 18-Jun-2019 | ||||||||
ISIN | JP3165650007 | Agenda | 711226476 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 16-Jun-2019 | ||||
SEDOL(s) | 5559079 - 6129277 - B3BJ9B0 | Quick Code | 94370 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director Tsubouchi, Koji | Management | For | For | ||||||
2.2 | Appoint a Director Fujiwara, Michio | Management | For | For | ||||||
2.3 | Appoint a Director Tateishi, Mayumi | Management | For | For | ||||||
2.4 | Appoint a Director Kuroda, Katsumi | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor Sagae, Hironobu | Management | For | For | ||||||
3.2 | Appoint a Corporate Auditor Kajikawa, Mikio | Management | For | For | ||||||
3.3 | Appoint a Corporate Auditor Nakata, Katsumi | Management | For | For | ||||||
3.4 | Appoint a Corporate Auditor Tsujiyama, Eiko | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 4,900 | 0 | 10-Jun-2019 | 17-Jun-2019 | |||
KDDI CORPORATION | ||||||||||
Security | J31843105 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jun-2019 | ||||||||
ISIN | JP3496400007 | Agenda | 711222454 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2019 | ||||
SEDOL(s) | 5674444 - 6248990 - B06NQV5 - BHZL6R5 | Quick Code | 94330 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director Tanaka, Takashi | Management | For | For | ||||||
2.2 | Appoint a Director Morozumi, Hirofumi | Management | For | For | ||||||
2.3 | Appoint a Director Takahashi, Makoto | Management | For | For | ||||||
2.4 | Appoint a Director Uchida, Yoshiaki | Management | For | For | ||||||
2.5 | Appoint a Director Shoji, Takashi | Management | For | For | ||||||
2.6 | Appoint a Director Muramoto, Shinichi | Management | For | For | ||||||
2.7 | Appoint a Director Mori, Keiichi | Management | For | For | ||||||
2.8 | Appoint a Director Morita, Kei | Management | For | For | ||||||
2.9 | Appoint a Director Amamiya, Toshitake | Management | For | For | ||||||
2.10 | Appoint a Director Yamaguchi, Goro | Management | For | For | ||||||
2.11 | Appoint a Director Yamamoto, Keiji | Management | For | For | ||||||
2.12 | Appoint a Director Nemoto, Yoshiaki | Management | For | For | ||||||
2.13 | Appoint a Director Oyagi, Shigeo | Management | For | For | ||||||
2.14 | Appoint a Director Kano, Riyo | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 6,800 | 0 | 10-Jun-2019 | 18-Jun-2019 | |||
SOFTBANK GROUP CORP. | ||||||||||
Security | J75963108 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 19-Jun-2019 | ||||||||
ISIN | JP3436100006 | Agenda | 711252104 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2019 | ||||
SEDOL(s) | 2407159 - 5603136 - 6770620 - B01JCG5 - B0CRGH7 - B17MJ08 | Quick Code | 99840 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director Son, Masayoshi | Management | For | For | ||||||
2.2 | Appoint a Director Ronald D. Fisher | Management | For | For | ||||||
2.3 | Appoint a Director Marcelo Claure | Management | For | For | ||||||
2.4 | Appoint a Director Sago, Katsunori | Management | For | For | ||||||
2.5 | Appoint a Director Rajeev Misra | Management | For | For | ||||||
2.6 | Appoint a Director Miyauchi, Ken | Management | For | For | ||||||
2.7 | Appoint a Director Simon Segars | Management | For | For | ||||||
2.8 | Appoint a Director Yun Ma | Management | For | For | ||||||
2.9 | Appoint a Director Yasir O. Al-Rumayyan | Management | For | For | ||||||
2.10 | Appoint a Director Yanai, Tadashi | Management | For | For | ||||||
2.11 | Appoint a Director Iijima, Masami | Management | For | For | ||||||
2.12 | Appoint a Director Matsuo, Yutaka | Management | For | For | ||||||
3 | Appoint a Corporate Auditor Toyama, Atsushi | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 3,100 | 0 | 10-Jun-2019 | 18-Jun-2019 | |||
SOFTBANK CORP. | ||||||||||
Security | J75963116 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 24-Jun-2019 | ||||||||
ISIN | JP3732000009 | Agenda | 711271433 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | CHIBA | / | Japan | Vote Deadline Date | 20-Jun-2019 | ||||
SEDOL(s) | BF5M0K5 - BG1VK14 | Quick Code | 94340 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1.1 | Appoint a Director Son, Masayoshi | Management | For | For | ||||||
1.2 | Appoint a Director Miyauchi, Ken | Management | For | For | ||||||
1.3 | Appoint a Director Shimba, Jun | Management | For | For | ||||||
1.4 | Appoint a Director Imai, Yasuyuki | Management | For | For | ||||||
1.5 | Appoint a Director Miyakawa, Junichi | Management | For | For | ||||||
1.6 | Appoint a Director Fujihara, Kazuhiko | Management | For | For | ||||||
1.7 | Appoint a Director Kawabe, Kentaro | Management | For | For | ||||||
1.8 | Appoint a Director Horiba, Atsushi | Management | For | For | ||||||
1.9 | Appoint a Director Kamigama, Takehiro | Management | For | For | ||||||
1.10 | Appoint a Director Oki, Kazuaki | Management | For | For | ||||||
1.11 | Appoint a Director Uemura, Kyoko | Management | For | For | ||||||
2.1 | Appoint a Corporate Auditor Shimagami, Eiji | Management | For | For | ||||||
2.2 | Appoint a Corporate Auditor Yamada, Yasuharu | Management | For | For | ||||||
2.3 | Appoint a Corporate Auditor Kimiwada, Kazuko | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 6,100 | 0 | 10-Jun-2019 | 23-Jun-2019 | |||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | ||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 25-Jun-2019 | ||||||||
ISIN | JP3735400008 | Agenda | 711197790 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 23-Jun-2019 | ||||
SEDOL(s) | 5168602 - 6641373 - B1570S0 - BDSCVV6 | Quick Code | 94320 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Director Oka, Atsuko | Management | For | For | ||||||
2.2 | Appoint a Director Sakamura, Ken | Management | For | For | ||||||
2.3 | Appoint a Director Takegawa, Keiko | Management | For | For | ||||||
3.1 | Appoint a Corporate Auditor Ide, Akiko | Management | For | For | ||||||
3.2 | Appoint a Corporate Auditor Maezawa, Takao | Management | For | For | ||||||
3.3 | Appoint a Corporate Auditor Iida, Takashi | Management | For | For | ||||||
3.4 | Appoint a Corporate Auditor Kanda, Hideki | Management | For | For | ||||||
3.5 | Appoint a Corporate Auditor Kashima, Kaoru | Management | For | For | ||||||
4 | Shareholder Proposal: Remove a Director Shimada, Akira | Shareholder | For | Against | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 2,600 | 0 | 21-May-2019 | 24-Jun-2019 | |||
DAIKIN INDUSTRIES,LTD. | ||||||||||
Security | J10038115 | Meeting Type | Annual General Meeting | |||||||
Ticker Symbol | Meeting Date | 27-Jun-2019 | ||||||||
ISIN | JP3481800005 | Agenda | 711226325 - Management | |||||||
Record Date | 31-Mar-2019 | Holding Recon Date | 31-Mar-2019 | |||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 25-Jun-2019 | ||||
SEDOL(s) | 5674518 - 6250724 - B1DL5K1 - BHZL3X0 | Quick Code | 63670 | |||||||
Item | Proposal | Proposed by | Vote | For/Against Management | ||||||
Please reference meeting materials. | Non-Voting | |||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||
2.1 | Appoint a Corporate Auditor Uematsu, Kosei | Management | For | For | ||||||
2.2 | Appoint a Corporate Auditor Tamori, Hisao | Management | For | For | ||||||
3 | Appoint a Substitute Corporate Auditor Ono, Ichiro | Management | For | For | ||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
369766 | CENTRE GL INFRA FUND | 369766 | BANK OF NEW YORK MELLON | 1,300 | 0 | 10-Jun-2019 | 26-Jun-2019 |
CENTRE ACTIVE U.S. TREASURY FUND
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report on Form N-PX with respect to which the Fund was entitled to vote.
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Centre Funds | |||
By: | /s/James A. Abate | ||
James A. Abate | |||
President | |||
(Principal Executive Officer) | |||
Date: | July 18, 2019 |