Benjamin T Coutee Form 3 LUBYS / Benjamin T Coutee ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Coutee Benjamin T

(Last) (First) (Middle)

13111 NORTHWEST FREEWAY

600

(Street)

HOUSTON TX 77040

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/22/2018

3. Issuer Name and Ticker or Trading Symbol
LUBYS INC [ LUB ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	04/20/2012(1)	04/20/2021	Common Stock	8,000	5.34	D
Employee Stock Option (Right to Buy)	11/15/2012(2)	11/15/2021	Common Stock	4,664	4.42	D
Employee Stock Option (Right to Buy)	11/15/2013(3)	11/15/2018	Common Stock	12,862	5.95	D
Employee Stock Option (Right to Buy)	01/23/2016(4)	01/23/2025	Common Stock	58,994	4.49	D
Non Qualified Stock Option (Right to Buy)	01/23/2016(5)	01/23/2025	Common Stock	22,973	4.49	D
Employee Stock Option (Right to Buy)	11/11/2017(6)	11/11/2025	Common Stock	3,269	4.89	D
Non Qualified Stock Option (Right to Buy)	11/11/2016(7)	11/11/2025	Common Stock	22,773	4.89	D
Employee Stock Option (Right to Buy)	11/30/2019(8)	11/30/2026	Common Stock	5,293	4.26	D
Non Qualified Stock Option (Right to Buy)	11/30/2017(9)	11/30/2026	Common Stock	15,881	4.26	D
Employee Stock Option (Right to Buy)	12/08/2019(10)	11/30/2027	Common Stock	23,904	2.82	D
Non Qualified Stock Option (Right to Buy)	12/08/2018(11)	12/08/2027	Common Stock	23,905	2.82	D
Restricted Stock Unit	11/11/2018	(12)	Common Stock	10,225	4.89	D
Restricted Stock Unit	11/30/2019	(13)	Common Stock	8,803	4.26	D
Restricted Stock Unit	12/08/2020	(14)	Common Stock	17,730	2.82	D

Explanation of Responses:

1. This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 4/20/2011, as follows: 2,000 shares on 4/20/2012, 2,000 shares on 4/20/2013, 2,000 shares on 4/20/2014, and 2,000 shares on 4/20/2015.

2. This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2011, as follows: 1,166 shares on 11/15/2012, 1,166 shares on 11/15/2013, 1,166 shares on 11/15/2014, and 1,166 shares on 11/15/2015.

3. This option becomes exercisable as to one-forth of the total number of each succeeding anniversary of the grant date. Thus this option becomes exercisable, beginning on the first anniversary of the grant date of 11/15/2012, as follows: 3,216 shares on 11/15/2013, 3,215 shares on 11/15/2014, 3,216 shares on 11/15/2015, and 3,215 shares on 11/15/2016.

4. This option becomes exerciable, beginning on the first anniversary of the grant date of 01/23/2015, as follows: 18,011 on 01/23/2016, 20,491 on 01/23/2017, and 20,492 on 01/23/2018.

5. This option becomes exerciable on 01/23/2016.

6. This option becomes exerciable as follows: 1,635 on 11/11/2017 and 1,634 on 11/11/2018.

7. This option becomes exerciable as follows: 13,021 on 11/11/2016, 4,876 on 11/11/2017, and 4,876 on 11/11/2018.

8. This options becomes exercisable on 11/30/2019.

9. This option becomes exerciable as follows: 10,587 on 11/30/2017 and 5,294 on 11/30/2018.

10. This option becomes exerciable as follows: 11,952 on 12/08/2019 and 11,952 on 12/08/2020.

11. This option becomes exercisable on 12/08/2018.

12. The security fully vests at time granted and remains restricted until the earlier of 11/11/2018 or the date of the officer's resignation or retirement.

13. The security fully vests at time granted and remains restricted until the earlier of 11/30/2019 or the date of the officer's resignation or retirement.

14. The security fully vests at time granted and remains restricted until the earlier of 12/08/2020 or the date of the officer's resignation or retirement.

Remarks:

	Benjamin T Coutee	10/30/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.