The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA NATURAL RESOURCES INC | NOTE 3.750%12/1 | 02076XAE2 | 638 | 7,000,000 | PRN | DFND | 0 | 7,000,000 | 0 | ||
AMBAC FINL GROUP INC | *W EXP 04/30/202 | 023139116 | 995 | 130,888 | SH | DFND | 0 | 130,888 | 0 | ||
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 13,168 | 14,000,000 | PRN | DFND | 0 | 14,000,000 | 0 | ||
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 1,144 | 63,993 | SH | DFND | 0 | 63,993 | 0 | ||
DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 32,308 | 325,000 | SH | DFND | 0 | 325,000 | 0 | ||
DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 41,251 | 415,000 | SH | Call | DFND | 0 | 415,000 | 0 | |
ENCORE CAP GROUP INC | COM | 292554102 | 31,841 | 745,000 | SH | Put | DFND | 0 | 745,000 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 27,714 | 484,347 | SH | DFND | 0 | 484,347 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 25,129 | 11,909,265 | SH | DFND | 0 | 11,909,265 | 0 | ||
GLOBALSTAR INC | NOTE 8.000% 4/0 | 378973AD3 | 2,889 | 810,377 | PRN | DFND | 0 | 810,377 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 6,915 | 772,616 | SH | DFND | 0 | 772,616 | 0 | ||
INTELSAT S A | COM | L5140P101 | 4,063 | 409,579 | SH | DFND | 0 | 409,579 | 0 | ||
ISHARES | EAFE SML CP ETF | 464288273 | 97,448 | 1,910,000 | SH | Put | DFND | 0 | 1,910,000 | 0 | |
MIDSTATES PETE CO INC | COM | 59804T100 | 2,235 | 2,403,420 | SH | DFND | 0 | 2,403,420 | 0 | ||
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 195,485 | 11,636,000 | SH | Put | DFND | 0 | 11,636,000 | 0 | |
STAR BULK CARRIERS CORP | SHS NEW | Y8162K121 | 43,775 | 14,889,372 | SH | DFND | 0 | 14,889,372 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 6,021 | 292,000 | SH | Put | DFND | 0 | 292,000 | 0 |