The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN RLTY CAP PPTYS INC | NOTE 3.750%12/1 | 02917TAB0 | 5,554 | 6,000,000 | PRN | DFND | 0 | 6,000,000 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 8,969 | 433,927 | SH | DFND | 0 | 433,927 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 29,868 | 1,445,000 | SH | Call | DFND | 0 | 1,445,000 | 0 | |
DYNEGY INC NEW DEL | PFD CONV SER A | 26817R207 | 27,207 | 338,900 | SH | DFND | 0 | 338,900 | 0 | ||
ENCORE CAP GROUP INC | COM | 292554102 | 34,647 | 936,400 | SH | Put | DFND | 0 | 936,400 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 18,972 | 484,347 | SH | DFND | 0 | 484,347 | 0 | ||
GLOBALSTAR INC | NOTE 8.000% 4/0 | 378973AD3 | 2,125 | 810,377 | PRN | DFND | 0 | 810,377 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 18,698 | 11,909,265 | SH | DFND | 0 | 11,909,265 | 0 | ||
HC2 HLDGS INC | COM | 404139107 | 5,416 | 772,616 | SH | DFND | 0 | 772,616 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 243,623 | 2,925,000 | SH | Put | DFND | 0 | 2,925,000 | 0 | |
MIDSTATES PETE CO INC | COM NEW | 59804T308 | 1,483 | 241,138 | SH | DFND | 0 | 241,138 | 0 | ||
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 20,300 | 1,463,600 | SH | Put | DFND | 0 | 1,463,600 | 0 | |
STAR BULK CARRIERS CORP | SHS NEW | Y8162K121 | 33,547 | 16,364,580 | SH | DFND | 0 | 16,364,580 | 0 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 5,814 | 450,000 | SH | DFND | 0 | 450,000 | 0 |