The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 6,000 | 6,500,000 | PRN | DFND | 0 | 6,500,000 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 1,320 | 281,530 | SH | DFND | 0 | 281,530 | 0 | ||
GLOBALSTAR INC | NOTE 8.000% 4/0 | 378973AD3 | 1,768 | 828,713 | PRN | DFND | 0 | 828,713 | 0 | ||
GLOBALSTAR INC | COM | 378973408 | 15,686 | 12,963,515 | SH | DFND | 0 | 12,963,515 | 0 | ||
HCP INC | COM | 40414L109 | 35,380 | 1,000,000 | SH | Put | DFND | 0 | 1,000,000 | 0 | |
ISHARES TR | S&P 100 ETF | 464287101 | 170,745 | 1,485,000 | SH | Put | DFND | 0 | 1,485,000 | 0 | |
NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 7,035 | 624,800 | SH | Put | DFND | 0 | 624,800 | 0 | |
OVERSEAS SHIPHOLDING GROUP I | CL A NEW | 69036R863 | 21,478 | 1,954,342 | SH | DFND | 0 | 1,954,342 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 125,688 | 600,000 | SH | Put | DFND | 0 | 600,000 | 0 | |
SPDR SER TR | BRCLY HGH YIEL | 78468R846 | 7,138 | 200,000 | SH | DFND | 0 | 200,000 | 0 | ||
STAR BULK CARRIERS CORP | SHS PAR | Y8162K204 | 8,913 | 3,011,236 | SH | DFND | 0 | 3,011,236 | 0 |