The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | COM | 78462F103 | 28,831 | 98,803 | SH | DFND | 0 | 0 | 28,831 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042874 | 11,613 | 211,784 | SH | DFND | 0 | 0 | 11,613 | ||
ISHARES TR | COM | 464288646 | 10,442 | 195,405 | SH | DFND | 0 | 0 | 10,442 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V332 | 6,705 | 33,088 | SH | DFND | 0 | 0 | 6,705 | ||
JPMORGAN CHASE & CO | COM | 46625H365 | 5,147 | 204,966 | SH | DFND | 0 | 0 | 5,147 | ||
ISHARES INC | COM | 46434G822 | 5,118 | 93,769 | SH | DFND | 0 | 0 | 5,118 | ||
ISHARES TR | COM | 464287168 | 4,970 | 49,917 | SH | DFND | 0 | 0 | 4,970 | ||
ISHARES TR | COM | 464287234 | 4,583 | 106,815 | SH | DFND | 0 | 0 | 4,583 | ||
ISHARES TR | COM | 464288638 | 3,984 | 69,960 | SH | DFND | 0 | 0 | 3,984 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V373 | 3,796 | 28,366 | SH | DFND | 0 | 0 | 3,796 | ||
ISHARES TR | COM | 464287861 | 3,430 | 77,828 | SH | DFND | 0 | 0 | 3,430 | ||
TILRAY INC | COM | 88688T100 | 3,000 | 64,430 | SH | DFND | 0 | 0 | 3,000 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G508 | 2,929 | 136,369 | SH | DFND | 0 | 0 | 2,929 | ||
ISHARES TR | COM | 464287507 | 2,822 | 14,525 | SH | DFND | 0 | 0 | 2,822 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 2,745 | 25,033 | SH | DFND | 0 | 0 | 2,745 | ||
ISHARES TR | COM | 464287176 | 2,432 | 21,059 | SH | DFND | 0 | 0 | 2,432 | ||
VANGUARD INDEX FDS | COM | 922908553 | 2,053 | 23,508 | SH | DFND | 0 | 0 | 2,053 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V274 | 1,884 | 19,074 | SH | DFND | 0 | 0 | 1,884 | ||
ISHARES INC | COM | 464286665 | 1,754 | 37,135 | SH | DFND | 0 | 0 | 1,754 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V357 | 1,467 | 13,610 | SH | DFND | 0 | 0 | 1,467 | ||
ISHARES INC | COM | 464286509 | 1,420 | 49,611 | SH | DFND | 0 | 0 | 1,420 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042676 | 1,256 | 21,292 | SH | DFND | 0 | 0 | 1,256 | ||
BLACKSTONE GROUP L P | COM | 09253U108 | 1,112 | 25,331 | SH | DFND | 0 | 0 | 1,112 | ||
APPLE INC | COM | 037833100 | 891 | 4,527 | SH | DFND | 0 | 0 | 891 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 767 | 73,000 | SH | DFND | 0 | 0 | 767 | ||
AMAZON COM INC | COM | 023135106 | 710 | 375 | SH | DFND | 0 | 0 | 710 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 696 | 33,349 | SH | DFND | 0 | 0 | 696 | ||
ISHARES TR | COM | 464287804 | 654 | 8,351 | SH | DFND | 0 | 0 | 654 | ||
ISHARES TR | COM | 464287655 | 603 | 3,877 | SH | DFND | 0 | 0 | 603 | ||
VANECK VECTORS ETF TR | COM | 92189F817 | 521 | 32,547 | SH | DFND | 0 | 0 | 521 | ||
ISHARES TR | COM | 464287465 | 487 | 7,415 | SH | DFND | 0 | 0 | 487 | ||
ISHARES TR | COM | 464288661 | 450 | 3,576 | SH | DFND | 0 | 0 | 450 | ||
VANGUARD SCOTTSDALE FDS | COM | 92206C870 | 422 | 4,700 | SH | DFND | 0 | 0 | 422 | ||
ISHARES TR | COM | 464288513 | 395 | 6,434 | SH | DFND | 0 | 0 | 395 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 390 | 200,000 | SH | DFND | 0 | 0 | 390 | ||
CARLYLE GROUP L P | COM | 14309L102 | 379 | 16,770 | SH | DFND | 0 | 0 | 379 | ||
VANGUARD INDEX FDS | COM | 922908363 | 379 | 1,408 | SH | DFND | 0 | 0 | 379 | ||
APOLLO GLOBAL MGMT LLC | COM | 037612306 | 377 | 10,993 | SH | DFND | 0 | 0 | 377 | ||
ISHARES INC | COM | 464286624 | 376 | 3,937 | SH | DFND | 0 | 0 | 376 | ||
ISHARES TR | COM | 46429B598 | 374 | 10,611 | SH | DFND | 0 | 0 | 374 | ||
ALPHABET INC | COM | 02079K305 | 367 | 339 | SH | DFND | 0 | 0 | 367 | ||
ALPS ETF TR | COM | 00162Q866 | 364 | 36,918 | SH | DFND | 0 | 0 | 364 | ||
ISHARES INC | COM | 46434G103 | 353 | 6,864 | SH | DFND | 0 | 0 | 353 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G870 | 339 | 13,600 | SH | DFND | 0 | 0 | 339 | ||
KKR & CO INC | COM | 48251W104 | 331 | 13,100 | SH | DFND | 0 | 0 | 331 | ||
ARES MANAGEMENT CORPORATION | COM | 03990B101 | 316 | 12,082 | SH | DFND | 0 | 0 | 316 | ||
ARES CAP CORP | COM | 04010L103 | 291 | 16,202 | SH | DFND | 0 | 0 | 291 | ||
WISDOMTREE TR | COM | 97717W851 | 269 | 5,530 | SH | DFND | 0 | 0 | 269 | ||
SPDR SERIES TRUST | COM | 78464A359 | 264 | 5,000 | SH | DFND | 0 | 0 | 264 | ||
ISHARES TR | COM | 464288687 | 240 | 6,500 | SH | DFND | 0 | 0 | 240 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138E354 | 225 | 4,085 | SH | DFND | 0 | 0 | 225 | ||
ISHARES TR | COM | 46429B309 | 216 | 8,326 | SH | DFND | 0 | 0 | 216 | ||
FIRST TR EXCHANGE-TRADED FD | COM | 33739E108 | 213 | 11,000 | SH | DFND | 0 | 0 | 213 | ||
ISHARES TR | COM | 464287325 | 205 | 3,324 | SH | DFND | 0 | 0 | 205 | ||
ISHARES TR | COM | 46434V407 | 205 | 4,386 | SH | DFND | 0 | 0 | 205 | ||
ALPHABET INC | COM | 02079K107 | 200 | 185 | SH | DFND | 0 | 0 | 200 | ||
VANECK VECTORS ETF TR | COM | 92189F403 | 197 | 8,338 | SH | DFND | 0 | 0 | 197 | ||
OAKTREE CAP GROUP LLC | COM | 674001201 | 197 | 3,974 | SH | DFND | 0 | 0 | 197 | ||
SELECT SECTOR SPDR TR | COM | 81369Y308 | 192 | 3,300 | SH | DFND | 0 | 0 | 192 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 187 | 1,078 | SH | DFND | 0 | 0 | 187 | ||
SELECT SECTOR SPDR TR | COM | 81369Y605 | 186 | 6,755 | SH | DFND | 0 | 0 | 186 | ||
SELECT SECTOR SPDR TR | COM | 81369Y209 | 178 | 1,925 | SH | DFND | 0 | 0 | 178 | ||
SPDR DOW JONES INDL AVRG ETF | COM | 78467X109 | 166 | 626 | SH | DFND | 0 | 0 | 166 | ||
FACEBOOK INC | COM | 30303M102 | 159 | 825 | SH | DFND | 0 | 0 | 159 | ||
SPDR GOLD TRUST | COM | 78463V107 | 150 | 1,130 | SH | DFND | 0 | 0 | 150 | ||
VANGUARD TAX MANAGED INTL FD | COM | 921943858 | 146 | 3,500 | SH | DFND | 0 | 0 | 146 | ||
APOLLO INVT CORP | COM | 03761U502 | 143 | 9,045 | SH | DFND | 0 | 0 | 143 | ||
WEYERHAEUSER CO | COM | 962166104 | 138 | 5,248 | SH | DFND | 0 | 0 | 138 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 138 | 3,349 | SH | DFND | 0 | 0 | 138 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 137 | 500 | SH | DFND | 0 | 0 | 137 | ||
GILEAD SCIENCES INC | COM | 375558103 | 135 | 2,001 | SH | DFND | 0 | 0 | 135 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 134 | 6,826 | SH | DFND | 0 | 0 | 134 | ||
HERCULES CAPITAL INC | COM | 427096508 | 134 | 10,436 | SH | DFND | 0 | 0 | 134 | ||
BLACKROCK TCP CAP CORP | COM | 09259E108 | 130 | 9,149 | SH | DFND | 0 | 0 | 130 | ||
HOME DEPOT INC | COM | 437076102 | 128 | 615 | SH | DFND | 0 | 0 | 128 | ||
IDEANOMICS INC | COM | 45166V106 | 123 | 50,000 | SH | DFND | 0 | 0 | 123 | ||
SELECT SECTOR SPDR TR | COM | 81369Y886 | 122 | 2,040 | SH | DFND | 0 | 0 | 122 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 122 | 20,162 | SH | DFND | 0 | 0 | 122 | ||
CHEVRON CORP NEW | COM | 166764100 | 118 | 952 | SH | DFND | 0 | 0 | 118 | ||
VANGUARD INDEX FDS | COM | 922908629 | 117 | 700 | SH | DFND | 0 | 0 | 117 | ||
SELECT SECTOR SPDR TR | COM | 81369Y803 | 104 | 1,335 | SH | DFND | 0 | 0 | 104 | ||
VANECK VECTORS ETF TR | COM | 92189F106 | 104 | 4,050 | SH | DFND | 0 | 0 | 104 |