The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | COM | 78462F103 | 26,157 | 88,465 | SH | DFND | 0 | 0 | 26,157 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042874 | 11,103 | 207,606 | SH | DFND | 0 | 0 | 11,103 | ||
ISHARES TR | COM | 464288646 | 10,256 | 191,089 | SH | DFND | 0 | 0 | 10,256 | ||
ISHARES TR | COM | 464288679 | 7,986 | 72,212 | SH | DFND | 0 | 0 | 7,986 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V332 | 6,484 | 33,088 | SH | DFND | 0 | 0 | 6,484 | ||
ISHARES INC | COM | 46434G822 | 5,177 | 91,242 | SH | DFND | 0 | 0 | 5,177 | ||
JPMORGAN CHASE & CO | COM | 46625H365 | 4,751 | 204,179 | SH | DFND | 0 | 0 | 4,751 | ||
ISHARES TR | COM | 464287168 | 4,478 | 43,924 | SH | DFND | 0 | 0 | 4,478 | ||
ISHARES TR | COM | 464287234 | 4,366 | 106,815 | SH | DFND | 0 | 0 | 4,366 | ||
ISHARES TR | COM | 464288638 | 4,052 | 69,960 | SH | DFND | 0 | 0 | 4,052 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V373 | 3,983 | 28,366 | SH | DFND | 0 | 0 | 3,983 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 3,297 | 26,502 | SH | DFND | 0 | 0 | 3,297 | ||
ISHARES TR | COM | 464287861 | 3,283 | 75,883 | SH | DFND | 0 | 0 | 3,283 | ||
ISHARES TR | COM | 464287507 | 2,807 | 14,525 | SH | DFND | 0 | 0 | 2,807 | ||
ISHARES TR | COM | 464287176 | 2,598 | 22,337 | SH | DFND | 0 | 0 | 2,598 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G508 | 2,512 | 118,305 | SH | DFND | 0 | 0 | 2,512 | ||
VANGUARD INDEX FDS | COM | 922908553 | 2,274 | 24,376 | SH | DFND | 0 | 0 | 2,274 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V274 | 2,034 | 19,074 | SH | DFND | 0 | 0 | 2,034 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,976 | 40,422 | SH | DFND | 0 | 0 | 1,976 | ||
TILRAY INC | COM | 88688T100 | 1,594 | 64,430 | SH | DFND | 0 | 0 | 1,594 | ||
ISHARES INC | COM | 464286665 | 1,593 | 35,616 | SH | DFND | 0 | 0 | 1,593 | ||
ISHARES INC | COM | 464286509 | 1,434 | 49,611 | SH | DFND | 0 | 0 | 1,434 | ||
APPLE INC | COM | 037833100 | 1,332 | 6,169 | SH | DFND | 0 | 0 | 1,332 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042676 | 1,247 | 21,292 | SH | DFND | 0 | 0 | 1,247 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V357 | 1,192 | 11,028 | SH | DFND | 0 | 0 | 1,192 | ||
VANGUARD SCOTTSDALE FDS | COM | 92206C870 | 1,099 | 12,047 | SH | DFND | 0 | 0 | 1,099 | ||
ALPHABET INC | COM | 02079K305 | 985 | 866 | SH | DFND | 0 | 0 | 985 | ||
AMAZON COM INC | COM | 023135106 | 752 | 453 | SH | DFND | 0 | 0 | 752 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 707 | 34,306 | SH | DFND | 0 | 0 | 707 | ||
ISHARES TR | COM | 464287804 | 683 | 8,776 | SH | DFND | 0 | 0 | 683 | ||
ISHARES TR | COM | 464288513 | 678 | 9,677 | SH | DFND | 0 | 0 | 678 | ||
ISHARES TR | COM | 464287655 | 587 | 3,877 | SH | DFND | 0 | 0 | 587 | ||
VANECK VECTORS ETF TR | COM | 92189F817 | 560 | 34,340 | SH | DFND | 0 | 0 | 560 | ||
FACEBOOK INC | COM | 30303M102 | 550 | 3,083 | SH | DFND | 0 | 0 | 550 | ||
ISHARES GOLD TRUST | COM | 464285105 | 484 | 34,329 | SH | DFND | 0 | 0 | 484 | ||
ISHARES TR | COM | 464287465 | 484 | 7,415 | SH | DFND | 0 | 0 | 484 | ||
MICROSOFT CORP | COM | 594918104 | 483 | 3,472 | SH | DFND | 0 | 0 | 483 | ||
ISHARES TR | COM | 464288661 | 453 | 3,576 | SH | DFND | 0 | 0 | 453 | ||
CARLYLE GROUP L P | COM | 14309L102 | 445 | 17,415 | SH | DFND | 0 | 0 | 445 | ||
APOLLO GLOBAL MGMT INC | COM | 03768E105 | 432 | 11,423 | SH | DFND | 0 | 0 | 432 | ||
ISHARES INC | COM | 464286624 | 387 | 4,360 | SH | DFND | 0 | 0 | 387 | ||
VANGUARD INDEX FDS | COM | 922908363 | 384 | 1,408 | SH | DFND | 0 | 0 | 384 | ||
KKR & CO INC | COM | 48251W104 | 368 | 13,688 | SH | DFND | 0 | 0 | 368 | ||
ISHARES TR | COM | 46429B598 | 356 | 10,611 | SH | DFND | 0 | 0 | 356 | ||
ARES CAP CORP | COM | 04010L103 | 346 | 18,552 | SH | DFND | 0 | 0 | 346 | ||
ARES MANAGEMENT CORPORATION | COM | 03990B101 | 339 | 12,641 | SH | DFND | 0 | 0 | 339 | ||
ALPS ETF TR | COM | 00162Q866 | 337 | 36,918 | SH | DFND | 0 | 0 | 337 | ||
ISHARES INC | COM | 46434G103 | 336 | 6,864 | SH | DFND | 0 | 0 | 336 | ||
MASTERCARD INC | COM | 57636Q104 | 302 | 1,110 | SH | DFND | 0 | 0 | 302 | ||
INVESCO QQQ TR | COM | 46090E103 | 301 | 1,590 | SH | DFND | 0 | 0 | 301 | ||
HONEYWELL INTL INC | COM | 438516106 | 300 | 1,771 | SH | DFND | 0 | 0 | 300 | ||
JOHNSON & JOHNSON | COM | 478160104 | 295 | 2,275 | SH | DFND | 0 | 0 | 295 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 282 | 200,000 | SH | DFND | 0 | 0 | 282 | ||
WISDOMTREE TR | COM | 97717W851 | 279 | 5,530 | SH | DFND | 0 | 0 | 279 | ||
HOME DEPOT INC | COM | 437076102 | 262 | 1,130 | SH | DFND | 0 | 0 | 262 | ||
SPDR SERIES TRUST | COM | 78464A359 | 262 | 5,000 | SH | DFND | 0 | 0 | 262 | ||
VISA INC | COM | 92826C839 | 262 | 1,519 | SH | DFND | 0 | 0 | 262 | ||
INTEL CORP | COM | 458140100 | 252 | 4,889 | SH | DFND | 0 | 0 | 252 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G870 | 241 | 9,481 | SH | DFND | 0 | 0 | 241 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138E354 | 237 | 4,085 | SH | DFND | 0 | 0 | 237 | ||
NIKE INC | COM | 654106103 | 236 | 2,508 | SH | DFND | 0 | 0 | 236 | ||
OAKTREE CAP GROUP LLC | COM | 674001201 | 215 | 4,175 | SH | DFND | 0 | 0 | 215 | ||
ISHARES TR | COM | 46429B309 | 207 | 8,477 | SH | DFND | 0 | 0 | 207 | ||
VANECK VECTORS ETF TR | COM | 92189F403 | 204 | 8,962 | SH | DFND | 0 | 0 | 204 | ||
ISHARES TR | COM | 46434V407 | 204 | 4,386 | SH | DFND | 0 | 0 | 204 | ||
SELECT SECTOR SPDR TR | COM | 81369Y308 | 203 | 3,300 | SH | DFND | 0 | 0 | 203 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 201 | 23,533 | SH | DFND | 0 | 0 | 201 | ||
SELECT SECTOR SPDR TR | COM | 81369Y605 | 189 | 6,755 | SH | DFND | 0 | 0 | 189 | ||
ALPHABET INC | COM | 02079K107 | 189 | 185 | SH | DFND | 0 | 0 | 189 | ||
SALESFORCE COM INC | COM | 79466L302 | 184 | 1,241 | SH | DFND | 0 | 0 | 184 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 183 | 1,078 | SH | DFND | 0 | 0 | 183 | ||
BROWN FORMAN CORP | COM | 115637209 | 176 | 2,800 | SH | DFND | 0 | 0 | 176 | ||
VEEVA SYS INC | COM | 922475108 | 176 | 1,151 | SH | DFND | 0 | 0 | 176 | ||
SELECT SECTOR SPDR TR | COM | 81369Y209 | 173 | 1,925 | SH | DFND | 0 | 0 | 173 | ||
S&P GLOBAL INC | COM | 78409V104 | 173 | 706 | SH | DFND | 0 | 0 | 173 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 169 | 1,233 | SH | DFND | 0 | 0 | 169 | ||
VMWARE INC | COM | 928563402 | 167 | 1,111 | SH | DFND | 0 | 0 | 167 | ||
ADOBE INC | COM | 00724F101 | 167 | 603 | SH | DFND | 0 | 0 | 167 | ||
DANAHER CORPORATION | COM | 235851102 | 166 | 1,150 | SH | DFND | 0 | 0 | 166 | ||
EXXON MOBIL CORP | COM | 30231G102 | 158 | 2,230 | SH | DFND | 0 | 0 | 158 | ||
ALIBABA GROUP HLDG LTD | COM | 01609W102 | 157 | 937 | SH | DFND | 0 | 0 | 157 | ||
DISNEY WALT CO | COM | 254687106 | 157 | 1,200 | SH | DFND | 0 | 0 | 157 | ||
WEYERHAEUSER CO | COM | 962166104 | 156 | 5,627 | SH | DFND | 0 | 0 | 156 | ||
FIRST TR EXCHANGE TRADED FD | COM | 33734X192 | 148 | 2,620 | SH | DFND | 0 | 0 | 148 | ||
ETF MANAGERS TR | COM | 26924G409 | 146 | 3,135 | SH | DFND | 0 | 0 | 146 | ||
APOLLO INVT CORP | COM | 03761U502 | 146 | 9,078 | SH | DFND | 0 | 0 | 146 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 145 | 3,356 | SH | DFND | 0 | 0 | 145 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 143 | 6,826 | SH | DFND | 0 | 0 | 143 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 142 | 645 | SH | DFND | 0 | 0 | 142 | ||
SELECT SECTOR SPDR TR | COM | 81369Y886 | 141 | 2,174 | SH | DFND | 0 | 0 | 141 | ||
HERCULES CAPITAL INC | COM | 427096508 | 140 | 10,436 | SH | DFND | 0 | 0 | 140 | ||
PFIZER INC | COM | 717081103 | 136 | 3,773 | SH | DFND | 0 | 0 | 136 | ||
BOEING CO | COM | 097023105 | 135 | 356 | SH | DFND | 0 | 0 | 135 | ||
CISCO SYS INC | COM | 17275R102 | 128 | 2,583 | SH | DFND | 0 | 0 | 128 | ||
GILEAD SCIENCES INC | COM | 375558103 | 127 | 2,001 | SH | DFND | 0 | 0 | 127 | ||
CME GROUP INC | COM | 12572Q105 | 125 | 589 | SH | DFND | 0 | 0 | 125 | ||
BLACKROCK TCP CAP CORP | COM | 09259E108 | 124 | 9,149 | SH | DFND | 0 | 0 | 124 | ||
TEXAS INSTRS INC | COM | 882508104 | 123 | 954 | SH | DFND | 0 | 0 | 123 | ||
CHEVRON CORP NEW | COM | 166764100 | 121 | 1,024 | SH | DFND | 0 | 0 | 121 | ||
VANGUARD INDEX FDS | COM | 922908629 | 117 | 700 | SH | DFND | 0 | 0 | 117 | ||
VANGUARD TAX MANAGED INTL FD | COM | 921943858 | 114 | 2,778 | SH | DFND | 0 | 0 | 114 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 113 | 22,621 | SH | DFND | 0 | 0 | 113 | ||
ISHARES TR | COM | 46429B267 | 111 | 4,228 | SH | DFND | 0 | 0 | 111 | ||
3M CO | COM | 88579Y101 | 109 | 664 | SH | DFND | 0 | 0 | 109 | ||
SELECT SECTOR SPDR TR | COM | 81369Y803 | 107 | 1,335 | SH | DFND | 0 | 0 | 107 | ||
RAYONIER INC | COM | 754907103 | 102 | 3,629 | SH | DFND | 0 | 0 | 102 | ||
HENRY JACK & ASSOC INC | COM | 426281101 | 102 | 700 | SH | DFND | 0 | 0 | 102 | ||
TJX COS INC NEW | COM | 872540109 | 100 | 1,795 | SH | DFND | 0 | 0 | 100 |