The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | COM | 78462F103 | 26,891 | 83,873 | SH | DFND | 0 | 0 | 26,891 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042874 | 12,424 | 212,606 | SH | DFND | 0 | 0 | 12,424 | ||
ISHARES TR | COM | 464288646 | 9,665 | 180,207 | SH | DFND | 0 | 0 | 9,665 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V332 | 7,385 | 33,346 | SH | DFND | 0 | 0 | 7,385 | ||
ISHARES INC | COM | 46434G822 | 5,606 | 94,678 | SH | DFND | 0 | 0 | 5,606 | ||
ISHARES TR | COM | 464287234 | 4,714 | 105,060 | SH | DFND | 0 | 0 | 4,714 | ||
ISHARES TR | COM | 464287168 | 4,334 | 41,023 | SH | DFND | 0 | 0 | 4,334 | ||
JPMORGAN CHASE & CO | COM | 46625H365 | 4,334 | 198,720 | SH | DFND | 0 | 0 | 4,334 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V373 | 4,192 | 28,725 | SH | DFND | 0 | 0 | 4,192 | ||
ISHARES TR | COM | 464288638 | 4,111 | 70,912 | SH | DFND | 0 | 0 | 4,111 | ||
ISHARES TR | COM | 464288679 | 4,062 | 36,750 | SH | DFND | 0 | 0 | 4,062 | ||
ISHARES TR | COM | 464287861 | 3,899 | 83,023 | SH | DFND | 0 | 0 | 3,899 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 3,175 | 25,424 | SH | DFND | 0 | 0 | 3,175 | ||
ISHARES TR | COM | 464287507 | 3,031 | 14,725 | SH | DFND | 0 | 0 | 3,031 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G508 | 2,565 | 116,748 | SH | DFND | 0 | 0 | 2,565 | ||
ISHARES TR | COM | 464287176 | 2,556 | 22,032 | SH | DFND | 0 | 0 | 2,556 | ||
VANGUARD INDEX FDS | COM | 922908553 | 2,510 | 27,043 | SH | DFND | 0 | 0 | 2,510 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V274 | 2,077 | 19,543 | SH | DFND | 0 | 0 | 2,077 | ||
ISHARES INC | COM | 464286665 | 1,653 | 35,707 | SH | DFND | 0 | 0 | 1,653 | ||
VANGUARD INDEX FDS | COM | 922908363 | 1,625 | 5,495 | SH | DFND | 0 | 0 | 1,625 | ||
VANGUARD SCOTTSDALE FDS | COM | 92206C870 | 1,685 | 18,547 | SH | DFND | 0 | 0 | 1,557 | ||
ISHARES INC | COM | 464286509 | 1,550 | 51,914 | SH | DFND | 0 | 0 | 1,550 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,480 | 26,493 | SH | DFND | 0 | 0 | 1,480 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V357 | 1,268 | 10,960 | SH | DFND | 0 | 0 | 1,268 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042676 | 1,258 | 21,292 | SH | DFND | 0 | 0 | 1,258 | ||
APPLE INC | COM | 037833100 | 1,245 | 4,817 | SH | DFND | 0 | 0 | 1,245 | ||
TILRAY INC | COM | 88688T100 | 1,104 | 64,430 | SH | DFND | 0 | 0 | 1,104 | ||
ISHARES TR | COM | 464288513 | 862 | 11,707 | SH | DFND | 0 | 0 | 862 | ||
ISHARES TR | COM | 464287804 | 795 | 9,476 | SH | DFND | 0 | 0 | 795 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 780 | 36,833 | SH | DFND | 0 | 0 | 780 | ||
AMAZON COM INC | COM | 023135106 | 775 | 421 | SH | DFND | 0 | 0 | 775 | ||
ISHARES TR | COM | 464287655 | 642 | 3,877 | SH | DFND | 0 | 0 | 642 | ||
VANECK VECTORS ETF TRUST | COM | 92189F817 | 584 | 36,613 | SH | DFND | 0 | 0 | 584 | ||
APOLLO GLOBAL MGMT INC | COM | 03768E105 | 577 | 12,096 | SH | DFND | 0 | 0 | 577 | ||
CARLYLE GROUP L P | COM | 14309L102 | 576 | 17,956 | SH | DFND | 0 | 0 | 576 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138G870 | 543 | 21,031 | SH | DFND | 0 | 0 | 543 | ||
ISHARES TR | COM | 464287465 | 515 | 7,415 | SH | DFND | 0 | 0 | 515 | ||
ALPS ETF TR | COM | 00162Q866 | 469 | 55,150 | SH | DFND | 0 | 0 | 469 | ||
ARES MANAGEMENT CORPORATION | COM | 03990B101 | 469 | 13,131 | SH | DFND | 0 | 0 | 469 | ||
ALPHABET INC | COM | 02079K305 | 461 | 357 | SH | DFND | 0 | 0 | 461 | ||
ISHARES INC | COM | 46434G103 | 424 | 7,900 | SH | DFND | 0 | 0 | 424 | ||
KKR & CO INC | COM | 48251W104 | 415 | 14,229 | SH | DFND | 0 | 0 | 415 | ||
ISHARES INC | COM | 464286624 | 408 | 4,652 | SH | DFND | 0 | 0 | 408 | ||
ISHARES TR | COM | 464287614 | 401 | 2,282 | SH | DFND | 0 | 0 | 401 | ||
ISHARES TR | COM | 46429B598 | 373 | 10,611 | SH | DFND | 0 | 0 | 373 | ||
ARES CAP CORP | COM | 04010L103 | 353 | 18,938 | SH | DFND | 0 | 0 | 353 | ||
ISHARES TR | COM | 46432F842 | 348 | 5,325 | SH | DFND | 0 | 0 | 348 | ||
ISHARES TR | COM | 46429B267 | 309 | 11,928 | SH | DFND | 0 | 0 | 309 | ||
ALPHABET INC | COM | 02079K107 | 300 | 229 | SH | DFND | 0 | 0 | 300 | ||
WISDOMTREE TR | COM | 97717W851 | 297 | 5,530 | SH | DFND | 0 | 0 | 297 | ||
SPDR SERIES TRUST | COM | 78464A359 | 278 | 5,000 | SH | DFND | 0 | 0 | 278 | ||
SELECT SECTOR SPDR TR | COM | 81369Y605 | 261 | 8,492 | SH | DFND | 0 | 0 | 261 | ||
SELECT SECTOR SPDR TR | COM | 81369Y886 | 244 | 3,774 | SH | DFND | 0 | 0 | 244 | ||
INVESCO EXCHNG TRADED FD TR | COM | 46138E354 | 238 | 4,085 | SH | DFND | 0 | 0 | 238 | ||
HOME DEPOT INC | COM | 437076102 | 236 | 1,082 | SH | DFND | 0 | 0 | 236 | ||
FACEBOOK INC | COM | 30303M102 | 236 | 1,150 | SH | DFND | 0 | 0 | 236 | ||
SELECT SECTOR SPDR TR | COM | 81369Y209 | 235 | 2,305 | SH | DFND | 0 | 0 | 235 | ||
SELECT SECTOR SPDR TR | COM | 81369Y308 | 231 | 3,668 | SH | DFND | 0 | 0 | 231 | ||
VANECK VECTORS ETF TRUST | COM | 92189F403 | 224 | 8,962 | SH | DFND | 0 | 0 | 224 | ||
ISHARES TR | COM | 46429B309 | 218 | 8,477 | SH | DFND | 0 | 0 | 218 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 214 | 23,533 | SH | DFND | 0 | 0 | 214 | ||
WEYERHAEUSER CO | COM | 962166104 | 209 | 6,928 | SH | DFND | 0 | 0 | 209 | ||
ISHARES TR | COM | 46434V407 | 204 | 4,386 | SH | DFND | 0 | 0 | 204 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 198 | 1,076 | SH | DFND | 0 | 0 | 198 | ||
ISHARES TR | COM | 464288661 | 187 | 1,486 | SH | DFND | 0 | 0 | 187 | ||
NIKE INC | COM | 654106103 | 183 | 1,809 | SH | DFND | 0 | 0 | 183 | ||
MICROSOFT CORP | COM | 594918104 | 181 | 1,147 | SH | DFND | 0 | 0 | 181 | ||
CHESAPEAKE ENERGY CORP | COM | 165167107 | 165 | 200,000 | SH | DFND | 0 | 0 | 165 | ||
APOLLO INVT CORP | COM | 03761U502 | 159 | 9,113 | SH | DFND | 0 | 0 | 159 | ||
RAYONIER INC | COM | 754907103 | 155 | 4,727 | SH | DFND | 0 | 0 | 155 | ||
POTLATCHDELTIC CORPORATION | COM | 737630103 | 154 | 3,561 | SH | DFND | 0 | 0 | 154 | ||
TPG SPECIALTY LENDING INC | COM | 87265K102 | 147 | 6,826 | SH | DFND | 0 | 0 | 147 | ||
HERCULES CAPITAL INC | COM | 427096508 | 146 | 10,436 | SH | DFND | 0 | 0 | 146 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 145 | 3,370 | SH | DFND | 0 | 0 | 145 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 140 | 500 | SH | DFND | 0 | 0 | 140 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 131 | 445 | SH | DFND | 0 | 0 | 131 | ||
GILEAD SCIENCES INC | COM | 375558103 | 130 | 2,001 | SH | DFND | 0 | 0 | 130 | ||
BLACKROCK TCP CAP CORP | COM | 09259E108 | 129 | 9,149 | SH | DFND | 0 | 0 | 129 | ||
TESLA INC | COM | 88160R101 | 125 | 300 | SH | DFND | 0 | 0 | 125 | ||
CHEVRON CORP NEW | COM | 166764100 | 124 | 1,030 | SH | DFND | 0 | 0 | 124 | ||
SELECT SECTOR SPDR TR | COM | 81369Y803 | 122 | 1,335 | SH | DFND | 0 | 0 | 122 | ||
ISHARES TR | COM | 464288588 | 119 | 1,100 | SH | DFND | 0 | 0 | 119 | ||
JOHNSON & JOHNSON | COM | 478160104 | 116 | 792 | SH | DFND | 0 | 0 | 116 | ||
COMCAST CORP NEW | COM | 20030N101 | 114 | 2,537 | SH | DFND | 0 | 0 | 114 | ||
BLACKROCK CAPITAL INVESTMENT CORP | COM | 092533108 | 112 | 22,621 | SH | DFND | 0 | 0 | 112 | ||
TEXAS INSTRS INC | COM | 882508104 | 109 | 846 | SH | DFND | 0 | 0 | 109 | ||
GLADSTONE INVT CORP | COM | 376546107 | 101 | 7,643 | SH | DFND | 0 | 0 | 101 |