The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
SPDR S&P 500 ETF TR | COM | 78462F103 | 28,194 | 91,260 | SH | DFND | 0 | 0 | 28,194 | ||
INVESCO QQQ TR | COM | 46090E103 | 22,206 | 89,683 | SH | DFND | 0 | 0 | 22,206 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042874 | 15,563 | 309,218 | SH | DFND | 0 | 0 | 15,563 | ||
PROLOGIS INC. | COM | 74340W103 | 14,709 | 157,607 | SH | DFND | 0 | 0 | 14,709 | ||
VANGUARD WORLD FDS | COM | 92204A207 | 14,116 | 94,376 | SH | DFND | 0 | 0 | 14,116 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V373 | 13,067 | 96,386 | SH | DFND | 0 | 0 | 13,067 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V332 | 12,667 | 56,999 | SH | DFND | 0 | 0 | 12,667 | ||
ISHARES TR | COM | 464288646 | 12,182 | 222,667 | SH | DFND | 0 | 0 | 12,182 | ||
ISHARES TR | COM | 464288638 | 9,699 | 160,630 | SH | DFND | 0 | 0 | 9,699 | ||
ISHARES INC | COM | 46434G822 | 7,046 | 128,793 | SH | DFND | 0 | 0 | 7,046 | ||
ISHARES TR | COM | 464287234 | 5,421 | 135,571 | SH | DFND | 0 | 0 | 5,421 | ||
SPDR SER TR | COM | 78468R663 | 4,064 | 44,400 | SH | DFND | 0 | 0 | 4,064 | ||
ISHARES TR | COM | 464288679 | 4,048 | 36,750 | SH | DFND | 0 | 0 | 4,048 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V274 | 3,890 | 42,770 | SH | DFND | 0 | 0 | 3,890 | ||
VANGUARD WORLD FDS | COM | 92204A504 | 3,630 | 18,844 | SH | DFND | 0 | 0 | 3,630 | ||
JPMORGAN CHASE & CO | COM | 46625H365 | 3,250 | 246,192 | SH | DFND | 0 | 0 | 3,250 | ||
ISHARES TR | COM | 464287861 | 3,106 | 76,883 | SH | DFND | 0 | 0 | 3,106 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 3,093 | 25,864 | SH | DFND | 0 | 0 | 3,093 | ||
VANGUARD INDEX FDS | COM | 922908553 | 3,065 | 39,016 | SH | DFND | 0 | 0 | 3,065 | ||
ISHARES TR | COM | 464287168 | 2,972 | 36,815 | SH | DFND | 0 | 0 | 2,972 | ||
ISHARES TR | COM | 464288588 | 2,880 | 26,016 | SH | DFND | 0 | 0 | 2,880 | ||
ISHARES TR | COM | 464287507 | 2,707 | 15,226 | SH | DFND | 0 | 0 | 2,707 | ||
ISHARES INC | COM | 464286665 | 2,664 | 66,996 | SH | DFND | 0 | 0 | 2,664 | ||
ISHARES TR | COM | 464288661 | 2,658 | 19,883 | SH | DFND | 0 | 0 | 2,658 | ||
AMAZON COM INC | COM | 023135106 | 2,524 | 915 | SH | DFND | 0 | 0 | 2,524 | ||
APPLE INC | COM | 037833100 | 2,370 | 6,546 | SH | DFND | 0 | 0 | 2,370 | ||
BERKSHIRE HATHAWAY INC DEL | COM | 084670702 | 2,244 | 12,569 | SH | DFND | 0 | 0 | 2,244 | ||
ISHARES TR | COM | 464287614 | 1,985 | 10,342 | SH | DFND | 0 | 0 | 1,985 | ||
VANGUARD INDEX FDS | COM | 922908363 | 1,980 | 6,985 | SH | DFND | 0 | 0 | 1,980 | ||
ISHARES INC | COM | 464286509 | 1,882 | 72,668 | SH | DFND | 0 | 0 | 1,882 | ||
VANGUARD SCOTTSDALE FDS | COM | 92206C870 | 1,627 | 17,106 | SH | DFND | 0 | 0 | 1,627 | ||
SELECT SECTOR SPDR TR | COM | 81369Y308 | 1,622 | 27,652 | SH | DFND | 0 | 0 | 1,622 | ||
SELECT SECTOR SPDR TR | COM | 81369Y209 | 1,529 | 15,272 | SH | DFND | 0 | 0 | 1,529 | ||
INVESCO EXCHANGE TRADED FD T | COM | 46137V357 | 1,417 | 13,924 | SH | DFND | 0 | 0 | 1,417 | ||
ALPHABET INC | COM | 02079K305 | 1,358 | 958 | SH | DFND | 0 | 0 | 1,358 | ||
APOLLO GLOBAL MGMT INC | COM | 03768E105 | 1,189 | 23,824 | SH | DFND | 0 | 0 | 1,189 | ||
ANHEUSER BUSCH INBEV SA/NV | COM | 03524A108 | 1,163 | 23,598 | SH | DFND | 0 | 0 | 1,163 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 1,154 | 20,362 | SH | DFND | 0 | 0 | 1,154 | ||
INVESCO EXCHANGE-TRADED FD T | COM | 46138G508 | 1,104 | 54,520 | SH | DFND | 0 | 0 | 1,104 | ||
SELECT SECTOR SPDR TR | COM | 81369Y886 | 1,073 | 19,013 | SH | DFND | 0 | 0 | 1,073 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,068 | 11,359 | SH | DFND | 0 | 0 | 1,068 | ||
MICROSOFT CORP | COM | 594918104 | 1,001 | 4,919 | SH | DFND | 0 | 0 | 1,001 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042676 | 993 | 21,292 | SH | DFND | 0 | 0 | 993 | ||
CARLYLE GROUP INC | COM | 14316J108 | 986 | 35,323 | SH | DFND | 0 | 0 | 986 | ||
ARES MANAGEMENT CORPORATION | COM | 03990B101 | 961 | 24,219 | SH | DFND | 0 | 0 | 961 | ||
KKR & CO INC | COM | 48251W104 | 894 | 28,948 | SH | DFND | 0 | 0 | 894 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 786 | 51,783 | SH | DFND | 0 | 0 | 786 | ||
VANECK VECTORS ETF TR | COM | 92189F817 | 732 | 54,398 | SH | DFND | 0 | 0 | 732 | ||
ISHARES TR | COM | 46429B267 | 686 | 24,519 | SH | DFND | 0 | 0 | 686 | ||
DISNEY WALT CO | COM | 254687106 | 636 | 5,706 | SH | DFND | 0 | 0 | 636 | ||
ISHARES INC | COM | 464286624 | 634 | 8,972 | SH | DFND | 0 | 0 | 634 | ||
ISHARES TR | COM | 464287655 | 611 | 4,262 | SH | DFND | 0 | 0 | 611 | ||
TESLA INC | COM | 88160R101 | 592 | 548 | SH | DFND | 0 | 0 | 592 | ||
FACEBOOK INC | COM | 30303M102 | 544 | 2,396 | SH | DFND | 0 | 0 | 544 | ||
ISHARES INC | COM | 46434G103 | 544 | 11,722 | SH | DFND | 0 | 0 | 544 | ||
NVIDIA CORPORATION | COM | 67066G104 | 526 | 1,384 | SH | DFND | 0 | 0 | 526 | ||
BLACKROCK INC | COM | 09247X101 | 508 | 934 | SH | DFND | 0 | 0 | 508 | ||
HOME DEPOT INC | COM | 437076102 | 508 | 2,028 | SH | DFND | 0 | 0 | 508 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 500 | 2,870 | SH | DFND | 0 | 0 | 500 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 489 | 12,251 | SH | DFND | 0 | 0 | 489 | ||
TILRAY INC | COM | 88688T100 | 484 | 68,134 | SH | DFND | 0 | 0 | 484 | ||
IQVIA HLDGS INC | COM | 46266C105 | 477 | 3,365 | SH | DFND | 0 | 0 | 477 | ||
MERCK & CO. INC | COM | 58933Y105 | 477 | 6,166 | SH | DFND | 0 | 0 | 477 | ||
DELTA AIR LINES INC DEL | COM | 247361702 | 469 | 16,724 | SH | DFND | 0 | 0 | 469 | ||
ALPHABET INC | COM | 02079K107 | 468 | 331 | SH | DFND | 0 | 0 | 468 | ||
ISHARES TR | COM | 464287465 | 451 | 7,415 | SH | DFND | 0 | 0 | 451 | ||
VISA INC | COM | 92826C839 | 449 | 2,323 | SH | DFND | 0 | 0 | 449 | ||
BK OF AMERICA CORP | COM | 060505104 | 448 | 18,872 | SH | DFND | 0 | 0 | 448 | ||
EXPEDIA GROUP INC | COM | 30212P303 | 431 | 5,239 | SH | DFND | 0 | 0 | 431 | ||
NETFLIX INC | COM | 64110L106 | 412 | 906 | SH | DFND | 0 | 0 | 412 | ||
SALESFORCE COM INC | COM | 79466L302 | 399 | 2,128 | SH | DFND | 0 | 0 | 399 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 398 | 7,729 | SH | DFND | 0 | 0 | 398 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 388 | 1,281 | SH | DFND | 0 | 0 | 388 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 386 | 5,648 | SH | DFND | 0 | 0 | 386 | ||
LOWES COS INC | COM | 548661107 | 385 | 2,847 | SH | DFND | 0 | 0 | 385 | ||
HONEYWELL INTL INC | COM | 438516106 | 379 | 2,620 | SH | DFND | 0 | 0 | 379 | ||
CHEVRON CORP NEW | COM | 166764100 | 376 | 4,209 | SH | DFND | 0 | 0 | 376 | ||
ISHARES TR | COM | 46429B598 | 372 | 12,835 | SH | DFND | 0 | 0 | 372 | ||
WORLD WRESTLING ENTMT INC | COM | 98156Q108 | 362 | 8,333 | SH | DFND | 0 | 0 | 362 | ||
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 357 | 8,057 | SH | DFND | 0 | 0 | 357 | ||
FLOOR & DECOR HLDGS INC | COM | 339750101 | 351 | 6,096 | SH | DFND | 0 | 0 | 351 | ||
NIKE INC | COM | 654106103 | 342 | 3,485 | SH | DFND | 0 | 0 | 342 | ||
VANGUARD INTL EQUITY INDEX F | COM | 922042858 | 341 | 8,618 | SH | DFND | 0 | 0 | 341 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 338 | 10,010 | SH | DFND | 0 | 0 | 338 | ||
ARES CAPITAL CORP | COM | 04010L103 | 332 | 22,948 | SH | DFND | 0 | 0 | 332 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 328 | 899 | SH | DFND | 0 | 0 | 328 | ||
REDWOOD TR INC | COM | 758075402 | 315 | 44,988 | SH | DFND | 0 | 0 | 315 | ||
LYFT INC | COM | 55087P104 | 299 | 9,047 | SH | DFND | 0 | 0 | 299 | ||
INVESCO EXCHANGE-TRADED FD T | COM | 46138G870 | 295 | 12,585 | SH | DFND | 0 | 0 | 295 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 293 | 4,983 | SH | DFND | 0 | 0 | 293 | ||
ISHARES TR | COM | 46429B655 | 278 | 5,500 | SH | DFND | 0 | 0 | 278 | ||
ISHARES TR | COM | 464287176 | 276 | 3,443 | SH | DFND | 0 | 0 | 276 | ||
SPDR GOLD TR | COM | 78463V107 | 272 | 1,625 | SH | DFND | 0 | 0 | 272 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 260 | 883 | SH | DFND | 0 | 0 | 260 | ||
WISDOMTREE TR | COM | 97717W851 | 260 | 5,530 | SH | DFND | 0 | 0 | 260 | ||
FRONTDOOR INC | COM | 35905A109 | 259 | 5,843 | SH | DFND | 0 | 0 | 259 | ||
JOHNSON & JOHNSON | COM | 478160104 | 252 | 1,793 | SH | DFND | 0 | 0 | 252 | ||
MARATHON OIL CORP | COM | 565849106 | 242 | 39,572 | SH | DFND | 0 | 0 | 242 | ||
VANGUARD INDEX FDS | COM | 922908595 | 239 | 1,198 | SH | DFND | 0 | 0 | 239 | ||
VANECK VECTORS ETF TR | COM | 92189F403 | 234 | 11,271 | SH | DFND | 0 | 0 | 234 | ||
VANGUARD INDEX FDS | COM | 922908538 | 232 | 1,406 | SH | DFND | 0 | 0 | 232 | ||
ALPS ETF TR | COM | 00162Q452 | 230 | 9,313 | SH | DFND | 0 | 0 | 230 | ||
ISHARES INC | COM | 46434G814 | 228 | 9,079 | SH | DFND | 0 | 0 | 228 | ||
ISHARES TR | COM | 46435U382 | 224 | 6,870 | SH | DFND | 0 | 0 | 224 | ||
ISHARES TR | COM | 46432F842 | 223 | 3,906 | SH | DFND | 0 | 0 | 223 | ||
LIBERTY MEDIA CORP DEL | COM | 531229854 | 213 | 6,720 | SH | DFND | 0 | 0 | 213 | ||
VANGUARD WORLD FDS | COM | 92204A876 | 209 | 1,687 | SH | DFND | 0 | 0 | 209 | ||
WEYERHAEUSER CO MTN BE | COM | 962166104 | 203 | 9,051 | SH | DFND | 0 | 0 | 203 | ||
WELLTOWER INC | COM | 95040Q104 | 203 | 3,928 | SH | DFND | 0 | 0 | 203 | ||
SELECT SECTOR SPDR TR | COM | 81369Y605 | 201 | 8,666 | SH | DFND | 0 | 0 | 201 | ||
ISHARES TR | COM | 46429B309 | 197 | 10,955 | SH | DFND | 0 | 0 | 197 | ||
ISHARES TR | COM | 46434V407 | 188 | 4,386 | SH | DFND | 0 | 0 | 188 | ||
EATON VANCE TAX-MANAGED GLOB | COM | 27829F108 | 188 | 23,533 | SH | DFND | 0 | 0 | 188 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 184 | 3,137 | SH | DFND | 0 | 0 | 184 | ||
VANGUARD SCOTTSDALE FDS | COM | 92206C409 | 181 | 2,187 | SH | DFND | 0 | 0 | 181 | ||
ISHARES TR | COM | 464288513 | 176 | 2,152 | SH | DFND | 0 | 0 | 176 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 173 | 630 | SH | DFND | 0 | 0 | 173 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 172 | 298 | SH | DFND | 0 | 0 | 172 | ||
POTLATCHDELTIC CORPORATION | COM | 737630103 | 167 | 4,383 | SH | DFND | 0 | 0 | 167 | ||
ISHARES INC | COM | 46434G772 | 152 | 3,778 | SH | DFND | 0 | 0 | 152 | ||
RAYONIER INC | COM | 754907103 | 148 | 5,979 | SH | DFND | 0 | 0 | 148 | ||
ISHARES TR | COM | 464287804 | 147 | 2,156 | SH | DFND | 0 | 0 | 147 | ||
ISHARES INC | COM | 464286772 | 144 | 2,520 | SH | DFND | 0 | 0 | 144 | ||
SELECT SECTOR SPDR TR | COM | 81369Y803 | 139 | 1,335 | SH | DFND | 0 | 0 | 139 | ||
HERCULES CAPITAL INC | COM | 427096508 | 139 | 13,295 | SH | DFND | 0 | 0 | 139 | ||
EPR PPTYS | COM | 26884U109 | 139 | 4,184 | SH | DFND | 0 | 0 | 139 | ||
TEXAS INSTRS INC | COM | 882508104 | 131 | 1,032 | SH | DFND | 0 | 0 | 131 | ||
DANAHER CORPORATION | COM | 235851102 | 127 | 719 | SH | DFND | 0 | 0 | 127 | ||
PEPSICO INC | COM | 713448108 | 126 | 951 | SH | DFND | 0 | 0 | 126 | ||
SIXTH STREET SPECIALTY LENDN | COM | 83012A109 | 120 | 7,249 | SH | DFND | 0 | 0 | 120 | ||
SPDR DOW JONES INDL AVERAGE | COM | 78467X109 | 116 | 451 | SH | DFND | 0 | 0 | 116 | ||
VANGUARD ADMIRAL FDS INC | COM | 921932505 | 114 | 611 | SH | DFND | 0 | 0 | 114 | ||
GLADSTONE INVT CORP | COM | 376546107 | 114 | 11,125 | SH | DFND | 0 | 0 | 114 | ||
APOLLO INVT CORP | COM | 03761U502 | 113 | 11,805 | SH | DFND | 0 | 0 | 113 | ||
ISHARES TR | COM | 46429B408 | 113 | 4,199 | SH | DFND | 0 | 0 | 113 | ||
MAIN STR CAP CORP | COM | 56035L104 | 107 | 3,426 | SH | DFND | 0 | 0 | 107 | ||
ISHARES TR | COM | 464287309 | 104 | 503 | SH | DFND | 0 | 0 | 104 | ||
CISCO SYS INC | COM | 17275R102 | 104 | 2,228 | SH | DFND | 0 | 0 | 104 | ||
BLACKROCK TCP CAPITAL CORP | COM | 09259E108 | 103 | 11,241 | SH | DFND | 0 | 0 | 103 | ||
ISHARES TR | COM | 464287598 | 100 | 888 | SH | DFND | 0 | 0 | 100 |