Alkermes (ALKS) Form 4 Alkermes / Craig C. Hopkinson ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Hopkinson Craig C.

(Last) (First) (Middle)

852 WINTER ST.

(Street)

WALTHAM MA 02451

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alkermes plc. [ ALKS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP R&D, Chief Medical Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/18/2022

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Ordinary Shares	02/18/2022		S(1)		2,306	D	$25.17	9,496	D
Ordinary Shares	02/20/2022		M		10,096	A	(2)	19,592	D
Ordinary Shares	02/20/2022		F		2,966	D	$25.08	16,626	D
Ordinary Shares	02/21/2022		M		6,875	A	(2)	23,501	D
Ordinary Shares	02/21/2022		F		2,022	D	$25.08	21,479	D
Ordinary Shares	02/22/2022		M		12,037	A	(2)	33,516	D
Ordinary Shares	02/22/2022		F		3,539	D	$25.01	29,977	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$25.08	02/18/2022		A		139,554		(3)	02/18/2032	Ordinary Shares	139,554	$0	139,554	D
Restricted Stock Unit Award	$0	02/18/2022		A		34,889		(4)	(4)	Ordinary Shares	34,889	$0	34,889	D
Restricted Stock Unit Award	$0	02/20/2022		M			10,096	(5)	(5)	Ordinary Shares	10,096	(2)	20,191	D
Restricted Stock Unit Award	$0	02/21/2022		M			6,875	(6)	(6)	Ordinary Shares	6,875	(2)	6,875	D
Restricted Stock Unit Award	$0	02/22/2022		M			12,037	(7)	(7)	Ordinary Shares	12,037	(2)	36,114	D

Explanation of Responses:

1. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

2. Restricted stock units convert into ordinary shares on a one-for-one basis.

3. Shares underlying the stock option vest and become exercisable in four equal annual installments commencing on 2/18/2023.

4. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/18/2023.

5. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/20/2021.

6. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/21/2020.

7. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing on 2/22/2022.

	/s/ Stephanie Roche, attorney-in-fact for Craig C. Hopkinson	02/23/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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