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- 10-K Annual report
- 4.9 Description of the Registrant's Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
- 21 List of Subsidiaries
- 23.1 Consent of Independent Registered Public Accounting Firm
- 23.2 Consent of Baker Tilly Virchow Krause, LLP
- 31.1 Certification
- 31.2 Certification
- 32.1 Certification of Chief Executive Officer and Chief Financial Officer Pursuant to 18 U.s.c. SS1350, As Adopted Pursuant to Section 906 of the Sarbanes-oxley Act of 2002
- 99.1 Letter from Clearlife Limited, Dated February 24, 2020
- 99.2 Portfolio of Life Insurance Policies As of December 31, 2019
- 99.4 the Beneficient Company Group, L.P. and Subsidiaries
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Exhibit 32.1
CERTIFICATION PURSUANT TO
18 U.S.C. §1350,
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Annual Report of GWG Holdings, Inc. (the “Company”) on Form 10-K for the fiscal year ended December 31, 2019, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Murray T. Holland, Chief Executive Officer of the Company, and I, Timothy L. Evans, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to Section 906 of the Sarbanes- Oxley Act of 2002, that:
1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Act of 1934; and
2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
/s/ Murray T. Holland | |
Murray T. Holland | |
Chief Executive Officer | |
March 27, 2020 | |
/s/ Timothy L. Evans | |
Timothy L. Evans | |
Chief Financial Officer | |
March 27, 2020 |