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SC 13D/A Filing
USA Compression Partners (USAC) SC 13D/AUSA Compression Partners, LP
Filed: 29 May 14, 12:00am
1 | NAMES OF REPORTING PERSON | ||||
Argonaut Private Equity, L.L.C. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Oklahoma | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 6,615,767 | ||||
8 | SHARED VOTING POWER | ||||
0 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
6,615,767 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,615,767 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
14.95% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO |
1 | NAMES OF REPORTING PERSON | ||||
Steven R. Mitchell. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 156,805 | ||||
8 | SHARED VOTING POWER | ||||
6,772,572 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
156,805 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
6,772,572 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,772,572 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
15.31% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
1 | NAMES OF REPORTING PERSON | ||||
Don P. Millican | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 74,253 | ||||
8 | SHARED VOTING POWER | ||||
6,690,020 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
74,253 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
6,690,020 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,690,020 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
15.12% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
1 | NAMES OF REPORTING PERSON | ||||
Frederic Dorwart | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7,425 | ||||
8 | SHARED VOTING POWER | ||||
6,623,192 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
7,425 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
6,623,192 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,623,192 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
14.97% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
1 | NAMES OF REPORTING PERSON | ||||
Ken Kinnear | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 2,970 | ||||
8 | SHARED VOTING POWER | ||||
6,618,737 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
2,970 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
6,618,737 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,618,737 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
14.96% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
1 | NAMES OF REPORTING PERSON | ||||
George B. Kaiser | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | ||||
(a) [ ] | |||||
(b) [X] | |||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
OO | |||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||
[ ] | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
7 | SOLE VOTING POWER | ||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7,425 | ||||
8 | SHARED VOTING POWER | ||||
6,623,192 | |||||
9 | SOLE DISPOSITIVE POWER | ||||
7,425 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
6,623,192 | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
6,623,192 | |||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
[ ] | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
14.97% | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
· | As of the date hereof, Argonaut owns 6,615,767 Common Units. Argonaut’s consideration for the Common Units was the sale of certain assets of S&R Compression, LLC (“S&R”) as described in Item 4. |
· | As of the date hereof, Mr. Mitchell owns 156,805 Common Units. Mr. Mitchell’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4. |
· | As of the date hereof, Mr. Millican owns 74,253 Common Units. Mr. Millican’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4. |
· | As of the date hereof, Mr. Dorwart owns 7,425 Common Units. Mr. Dorwart’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4. |
· | As of the date hereof, Mr. Kinnear owns 2,970 Common Units. Mr. Kinnear’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4. |
· | As of the date hereof, Mr. Kaiser owns 7,425 Common Units. Mr. Kaiser’s consideration for the Common Units was the sale of certain assets of S&R as described in Item 4. |
Date | Quantity | Price per Share | Transaction Effected | ||||||
05/19/2014 | 173,897 | $ | 24.696 | Resale in connection with Public Offering | |||||
05/27/2014 | 260,370 | $ | 24.696 | Resale in connection with Public Offering |
(d) | Not Applicable. |
(e) | Not Applicable. |
Exhibit 99.1 | Joint Filing Agreement filed with Initial 13D and incorporated herein by reference. |
Dated: May 29, 2014 | ||
ARGONAUT PRIVATE EQUITY, L.L.C. | ||
/s/ Frederic Dorwart | /s/ Frederic Dorwart | |
Frederic Dorwart | FREDERIC DORWART | |
Manager | ||
/s/ Steven R. Mitchell | /s/ Ken Kinnear | |
STEVEN R. MITCHELL | KEN KINNEAR | |
/s/ Don P. Millican | /s/ George B. Kaiser | |
DON P. MILLICAN | GEORGE B. KAISER |