The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ISHARES TR | MSCI INDIA ETF | 46429B598 | 768 | 31,835 | SH | DFND | 31,835 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 17,200 | 862,611 | SH | DFND | 862,611 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 30,768 | 158,206 | SH | DFND | 158,206 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 2,479 | 24,599 | SH | DFND | 24,599 | 0 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 2,681 | 66,195 | SH | DFND | 66,195 | 0 | 0 | ||
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 1,658 | 15,321 | SH | DFND | 15,321 | 0 | 0 | ||
TAL EDUCATION GROUP | SPONSORED ADS | 874080104 | 1,718 | 32,262 | SH | DFND | 32,262 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 618 | 17,152 | SH | DFND | 17,152 | 0 | 0 | ||
DOUYU INTERNATIONAL HLDNGS L | SPONSORED ADS | 25985W105 | 417 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
AUTOHOME INC | SP ADR RP CL A | 05278C107 | 381 | 5,361 | SH | DFND | 5,361 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADS | 36165L108 | 315 | 5,437 | SH | DFND | 5,437 | 0 | 0 | ||
HUTCHISON CHINA MEDITECH LTD | SPONSORED ADR | 44842L103 | 86 | 4,800 | SH | DFND | 4,800 | 0 | 0 | ||
HUAZHU GROUP LTD | SPONSORED ADS | 44332N106 | 342 | 11,900 | SH | DFND | 11,900 | 0 | 0 | ||
IQIYI INC | SPONSORED ADS | 46267X108 | 200 | 11,255 | SH | DFND | 11,255 | 0 | 0 | ||
51JOB INC | SPONSORED ADS | 316827104 | 141 | 2,300 | SH | DFND | 2,300 | 0 | 0 | ||
MOMO INC | ADR | 60879B107 | 285 | 13,128 | SH | DFND | 13,128 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 164 | 59,044 | SH | DFND | 59,044 | 0 | 0 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487X102 | 67 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
NETEASE INC | SPONSORED ADS | 64110W102 | 2,032 | 6,332 | SH | DFND | 6,332 | 0 | 0 | ||
SINA CORP | ORD | G81477104 | 186 | 5,845 | SH | DFND | 5,845 | 0 | 0 | ||
TRIP COM GROUP LTD | ADS | 89677Q107 | 871 | 37,140 | SH | DFND | 37,140 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADS A | 92763W103 | 612 | 39,293 | SH | DFND | 39,293 | 0 | 0 | ||
WEIBO CORP | SPONSORED ADR | 948596101 | 164 | 4,957 | SH | DFND | 4,957 | 0 | 0 | ||
58 COM INC | SPON ADR REP A | 31680Q104 | 411 | 8,446 | SH | DFND | 8,446 | 0 | 0 | ||
YUM CHINA HLDGS INC | COM | 98850P109 | 1,409 | 33,051 | SH | DFND | 33,051 | 0 | 0 | ||
JOYY INC | ADS REPSTG COM A | 46591M109 | 392 | 7,368 | SH | DFND | 7,368 | 0 | 0 | ||
ZTO EXPRESS CAYMAN INC | SPONSORED ADS A | 98980A105 | 759 | 28,666 | SH | DFND | 28,666 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 131 | 13,000 | SH | DFND | 13,000 | 0 | 0 |