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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22572
MULTI-STRATEGY GROWTH & INCOME FUND
(Exact name of registrant as specified in charter)
80 Arkay Drive Hauppauge, NY 11788
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, DE 19801
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: February 28th
Date of reporting period: July 1, 2017 - June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.
Registrant: Multi-Strategy Growth & Income Fund | Item 1, Exhibit 1 | |||||||||||
Investment Company Act file number: 811-22572 | ||||||||||||
Reporting Period: July 1, 2017 through June 30, 2018 | ||||||||||||
Company Name | Security ID | Primary Ticker Symbol | Meeting Date | Record Date | Meeting Type | Proposal Label | Proposal Short Text | Director Name | Management Recommended Vote | For/Against Recommended Vote | Vote | Sponsor |
HERCULES CAPITAL INC | 427096508 | HTGC | 13-Dec-2017 | 30-Oct-2017 | Annual | 1. | Election of Directors | ROBERT P. BADAVAS | For | For | For | Management |
HERCULES CAPITAL INC | 427096508 | HTGC | 13-Dec-2017 | 30-Oct-2017 | Annual | 1. | Election of Directors | JORGE TITINGER | For | For | For | Management |
HERCULES CAPITAL INC | 427096508 | HTGC | 13-Dec-2017 | 30-Oct-2017 | Annual | 2. | 14A Executive Compensation | For | For | For | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 13-Dec-2017 | 30-Oct-2017 | Annual | 3. | 14A Executive Compensation Vote Frequency | One year | For | One Year | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 13-Dec-2017 | 30-Oct-2017 | Annual | 4. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
NORTHSTAR REAL ESTATE INCOME TRUST, INC. | 66705J107 | NTHT | 18-Jan-2018 | 28-Nov-2017 | Special | 1. | Approve Merger Agreement | For | Against | Against | Management | |
NORTHSTAR REAL ESTATE INCOME TRUST, INC. | 66705J107 | NTHT | 18-Jan-2018 | 28-Nov-2017 | Special | 2. | Approve Charter Amendment | For | Against | Against | Management | |
NORTHSTAR REAL ESTATE INCOME TRUST, INC. | 66705J107 | NTHT | 18-Jan-2018 | 28-Nov-2017 | Special | 3. | Approve Charter Amendment | For | Against | Against | Management | |
NORTHSTAR REAL ESTATE INCOME TRUST, INC. | 66705J107 | NTHT | 18-Jan-2018 | 28-Nov-2017 | Special | 4. | Approve Motion to Adjourn Meeting | For | For | For | Management | |
NORTHSTAR REAL ESTATE INCOME II, INC. | 66705W108 | 18-Jan-2018 | 28-Nov-2017 | Special | 1. | Approve Merger Agreement | For | Against | Against | Management | ||
NORTHSTAR REAL ESTATE INCOME II, INC. | 66705W108 | 18-Jan-2018 | 28-Nov-2017 | Special | 2. | Approve Charter Amendment | For | Against | Against | Management | ||
NORTHSTAR REAL ESTATE INCOME II, INC. | 66705W108 | 18-Jan-2018 | 28-Nov-2017 | Special | 3. | Approve Motion to Adjourn Meeting | For | For | For | Management | ||
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1A. | Election of Directors (Majority Voting) | Dwight M. Barns | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1B. | Election of Directors (Majority Voting) | Gregory H. Boyce | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1C. | Election of Directors (Majority Voting) | David L. Chicoine, Ph.D. | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1D. | Election of Directors (Majority Voting) | Janice L. Fields | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1E. | Election of Directors (Majority Voting) | Hugh Grant | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1F. | Election of Directors (Majority Voting) | Laura K. Ipsen | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1G. | Election of Directors (Majority Voting) | Marcos M. Lutz | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1H. | Election of Directors (Majority Voting) | C. Steven McMillan | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1I. | Election of Directors (Majority Voting) | Jon R. Moeller | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1J. | Election of Directors (Majority Voting) | George H. Poste, Ph.D., D.V.M. | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1K. | Election of Directors (Majority Voting) | Robert J. Stevens | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 1L. | Election of Directors (Majority Voting) | Patricia Verduin, Ph.D. | For | For | For | Management |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 3. | 14A Executive Compensation | For | For | For | Management | |
MONSANTO COMPANY | 61166W101 | MON | 31-Jan-2018 | 15-Dec-2017 | Annual | 4. | S/H Proposal - Human Rights Related | Against | For | Against | Shareholder | |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | 41013T105 | PDT | 02-Feb-2018 | 14-Nov-2017 | Annual | 1. | Election of Directors | ANDREW G. ARNOTT | For | For | For | Management |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | 41013T105 | PDT | 02-Feb-2018 | 14-Nov-2017 | Annual | 1. | Election of Directors | CHARLES L. BARDELIS | For | For | For | Management |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | 41013T105 | PDT | 02-Feb-2018 | 14-Nov-2017 | Annual | 1. | Election of Directors | PETER S. BURGESS | For | For | For | Management |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | 41013T105 | PDT | 02-Feb-2018 | 14-Nov-2017 | Annual | 1. | Election of Directors | THERON S. HOFFMAN | For | For | For | Management |
JOHN HANCOCK PATRIOT PREM DIVIDEND FD II | 41013T105 | PDT | 02-Feb-2018 | 14-Nov-2017 | Annual | 1. | Election of Directors | WARREN A. THOMSON | For | For | For | Management |
GOLUB CAPITAL BDC, INC. | 38173M102 | GBDC | 06-Feb-2018 | 12-Dec-2017 | Annual | 1A) | Election of Directors (Majority Voting) | John T. Baily | For | For | For | Management |
GOLUB CAPITAL BDC, INC. | 38173M102 | GBDC | 06-Feb-2018 | 12-Dec-2017 | Annual | 1B) | Election of Directors (Majority Voting) | Kenneth F. Bernstein | For | For | For | Management |
GOLUB CAPITAL BDC, INC. | 38173M102 | GBDC | 06-Feb-2018 | 12-Dec-2017 | Annual | 2) | Ratify Appointment of Independent Auditors | For | For | For | Management | |
DOUBLELINE INCOME SOLUTIONS FUND | 258622109 | DSL | 23-Feb-2018 | 15-Dec-2017 | Annual | 1. | Election of Directors | Raymond B. Woolson | For | For | For | Management |
DOUBLELINE INCOME SOLUTIONS FUND | 258622109 | DSL | 23-Feb-2018 | 15-Dec-2017 | Annual | 1. | Election of Directors | Ronald R. Redell | For | For | For | Management |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 26-Mar-2018 | 18-Jan-2018 | Special | 1. | Approve Investment Advisory Agreement | For | For | For | Management | |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 26-Mar-2018 | 18-Jan-2018 | Special | 2. | Approve Investment Advisory Agreement | For | For | For | Management | |
NUVEEN PREFERED & CONVERTIBLE INCOME 2 | 67073D102 | JQC | 11-Apr-2018 | 29-Jan-2018 | Annual | 1B. | Election of Directors | Margo L. Cook | For | For | For | Management |
NUVEEN PREFERED & CONVERTIBLE INCOME 2 | 67073D102 | JQC | 11-Apr-2018 | 29-Jan-2018 | Annual | 1B. | Election of Directors | Jack B. Evans | For | For | For | Management |
NUVEEN PREFERED & CONVERTIBLE INCOME 2 | 67073D102 | JQC | 11-Apr-2018 | 29-Jan-2018 | Annual | 1B. | Election of Directors | Albin F. Moschner | For | For | For | Management |
NUVEEN PREFERED & CONVERTIBLE INCOME 2 | 67073D102 | JQC | 11-Apr-2018 | 29-Jan-2018 | Annual | 1B. | Election of Directors | William J. Schneider | For | For | For | Management |
FLAHERTY & CRUMRINE | 33848W106 | DFP | 18-Apr-2018 | 19-Jan-2018 | Annual | 1. | Election of Directors | David Gale | For | For | For | Management |
FIRST TRUST | 33738G104 | FEN | 23-Apr-2018 | 31-Jan-2018 | Annual | 1. | Election of Directors | Richard E. Erickson | For | For | For | Management |
FIRST TRUST | 33738G104 | FEN | 23-Apr-2018 | 31-Jan-2018 | Annual | 1. | Election of Directors | Thomas R. Kadlec | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | Clarence E. Anthony | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | Anne N. Foreman | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | Richard H. Glanton | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | Christopher C. Wheeler | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | Julie Myers Wood | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 1. | Election of Directors | George C. Zoley | For | For | For | Management |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 3. | 14A Executive Compensation | For | For | For | Management | |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 4. | Approve Stock Compensation Plan | For | For | For | Management | |
THE GEO GROUP, INC. | 36162J106 | GEO | 24-Apr-2018 | 27-Feb-2018 | Annual | 5. | S/H Proposal - Shareholders be Given Access to Proxy | Against | For | Against | Shareholder | |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | 89677Y100 | TPVG | 25-Apr-2018 | 12-Mar-2018 | Annual | 1. | Election of Directors | Sajal K. Srivastava | For | For | For | Management |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | 89677Y100 | TPVG | 25-Apr-2018 | 12-Mar-2018 | Annual | 1. | Election of Directors | Stephen A. Cassani | For | For | For | Management |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | 89677Y100 | TPVG | 25-Apr-2018 | 12-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | 89677Y100 | TPVG | 25-Apr-2018 | 12-Mar-2018 | Annual | 3. | Approve Issuance of Warrants | For | For | For | Management | |
NEW MOUNTAIN FINANCE CORPORATION | 647551100 | NMFC | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | David Ogens | For | For | For | Management |
NEW MOUNTAIN FINANCE CORPORATION | 647551100 | NMFC | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | Adam B. Weinstein | For | For | For | Management |
NEW MOUNTAIN FINANCE CORPORATION | 647551100 | NMFC | 26-Apr-2018 | 01-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
COHEN & STEERS REIT & PFD INCOME FUND | 19247X100 | RNP | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | George Grossman | For | For | For | Management |
COHEN & STEERS REIT & PFD INCOME FUND | 19247X100 | RNP | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | Jane F. Magpiong | For | For | For | Management |
COHEN & STEERS REIT & PFD INCOME FUND | 19247X100 | RNP | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | Robert H. Steers | For | For | For | Management |
COHEN & STEERS REIT & PFD INCOME FUND | 19247X100 | RNP | 26-Apr-2018 | 01-Mar-2018 | Annual | 1. | Election of Directors | C. Edward Ward, Jr. | For | For | For | Management |
WESTERN ASSET EMERGING MKTS DEBT FD INC. | 95766A101 | EMD | 27-Apr-2018 | 20-Feb-2018 | Annual | 1. | Election of Directors | Carol L. Colman | For | For | For | Management |
WESTERN ASSET EMERGING MKTS DEBT FD INC. | 95766A101 | EMD | 27-Apr-2018 | 20-Feb-2018 | Annual | 1. | Election of Directors | Daniel P. Cronin | For | For | For | Management |
WESTERN ASSET EMERGING MKTS DEBT FD INC. | 95766A101 | EMD | 27-Apr-2018 | 20-Feb-2018 | Annual | 1. | Election of Directors | Paolo M. Cucchi | For | For | For | Management |
GARRISON CAPITAL INC. | 366554103 | GARS | 02-May-2018 | 07-Mar-2018 | Annual | 1A. | Election of Directors (Majority Voting) | Brian Chase | For | For | For | Management |
GARRISON CAPITAL INC. | 366554103 | GARS | 02-May-2018 | 07-Mar-2018 | Annual | 1B. | Election of Directors (Majority Voting) | Joseph Morea | For | For | For | Management |
GARRISON CAPITAL INC. | 366554103 | GARS | 02-May-2018 | 07-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
BLACKROCK CAPITAL INVESTMENT CORPORATION | 092533108 | BKCC | 04-May-2018 | 05-Mar-2018 | Special | 1. | Stock Issuance | For | For | For | Management | |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1a. | Election of Directors (Majority Voting) | Damont T. Hininger | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1b. | Election of Directors (Majority Voting) | Donna M. Alvarado | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1c. | Election of Directors (Majority Voting) | Robert J. Dennis | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1d. | Election of Directors (Majority Voting) | Mark A. Emkes | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1e. | Election of Directors (Majority Voting) | Stacia A. Hylton | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1f. | Election of Directors (Majority Voting) | Harley G. Lappin | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1g. | Election of Directors (Majority Voting) | Anne L. Mariucci | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1h. | Election of Directors (Majority Voting) | Thurgood Marshall, Jr. | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1i. | Election of Directors (Majority Voting) | Charles L. Overby | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 1j. | Election of Directors (Majority Voting) | John R. Prann, Jr. | For | For | For | Management |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
CORECIVIC, INC. | 21871N101 | CXW | 10-May-2018 | 12-Mar-2018 | Annual | 3. | 14A Executive Compensation | For | For | For | Management | |
BLACKROCK CAPITAL INVESTMENT CORPORATION | 092533108 | BKCC | 11-May-2018 | 05-Mar-2018 | Annual | 1. | Election of Directors | Michael J. Zugay | For | For | For | Management |
BLACKROCK CAPITAL INVESTMENT CORPORATION | 092533108 | BKCC | 11-May-2018 | 05-Mar-2018 | Annual | 1. | Election of Directors | Meridee A. Moore | For | For | For | Management |
BLACKROCK CAPITAL INVESTMENT CORPORATION | 092533108 | BKCC | 11-May-2018 | 05-Mar-2018 | Annual | 1. | Election of Directors | William E. Mayer | For | For | For | Management |
BLACKROCK CAPITAL INVESTMENT CORPORATION | 092533108 | BKCC | 11-May-2018 | 05-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
ARES CAPITAL CORPORATION | 04010L103 | ARCC | 14-May-2018 | 16-Mar-2018 | Annual | 1a. | Election of Directors (Majority Voting) | Steve Bartlett | For | For | For | Management |
ARES CAPITAL CORPORATION | 04010L103 | ARCC | 14-May-2018 | 16-Mar-2018 | Annual | 1b. | Election of Directors (Majority Voting) | Robert L. Rosen | For | For | For | Management |
ARES CAPITAL CORPORATION | 04010L103 | ARCC | 14-May-2018 | 16-Mar-2018 | Annual | 1c. | Election of Directors (Majority Voting) | Bennett Rosenthal | For | For | For | Management |
ARES CAPITAL CORPORATION | 04010L103 | ARCC | 14-May-2018 | 16-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
ARES CAPITAL CORPORATION | 04010L103 | ARCC | 14-May-2018 | 16-Mar-2018 | Special | 1 | Authorize Sale of Assets | For | For | For | Management | |
BROOKFIELD REAL ASSETS INCOME FUND | 112830104 | RA | 17-May-2018 | 16-Apr-2018 | Annual | 1. | Election of Directors (Majority Voting) | Heather S. Goldman | For | For | For | Management |
TPG SPECIALTY LENDING, INC. | 87265K102 | TSLX | 17-May-2018 | 19-Mar-2018 | Special | 1. | Authorize Sale of Assets | For | For | For | Management | |
TPG SPECIALTY LENDING, INC. | 87265K102 | TSLX | 17-May-2018 | 19-Mar-2018 | Annual | 1. | Election of Directors | Richard Higginbotham | For | For | For | Management |
TPG SPECIALTY LENDING, INC. | 87265K102 | TSLX | 17-May-2018 | 19-Mar-2018 | Annual | 1. | Election of Directors | Ronald Tanemura | For | For | For | Management |
TPG SPECIALTY LENDING, INC. | 87265K102 | TSLX | 17-May-2018 | 19-Mar-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
APOLLO SENIOR FLOATING RATE, INC. | 037638103 | AIF | 22-May-2018 | 16-Mar-2018 | Annual | 1. | Election of Directors | Barry Cohen | For | For | For | Management |
APOLLO SENIOR FLOATING RATE, INC. | 037638103 | AIF | 22-May-2018 | 16-Mar-2018 | Annual | 1. | Election of Directors | Elliot Stein, Jr. | For | For | For | Management |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Pieter Bakker | For | For | For | Management |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Barbara M. Baumann | For | For | For | Management |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Mark C. McKinley | For | For | For | Management |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 2. | Amend Articles-Board Related | For | Against | Against | Management | |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 3. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
BUCKEYE PARTNERS, L.P. | 118230101 | BPL | 05-Jun-2018 | 09-Apr-2018 | Annual | 4. | 14A Executive Compensation | For | Against | Against | Management | |
CEDAR FAIR, L.P. | 150185106 | FUN | 07-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Daniel J. Hanrahan | For | For | For | Management |
CEDAR FAIR, L.P. | 150185106 | FUN | 07-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Lauri M. Shanahan | For | For | For | Management |
CEDAR FAIR, L.P. | 150185106 | FUN | 07-Jun-2018 | 09-Apr-2018 | Annual | 1. | Election of Directors | Debra Smithart-Oglesby | For | For | For | Management |
CEDAR FAIR, L.P. | 150185106 | FUN | 07-Jun-2018 | 09-Apr-2018 | Annual | 2. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
CEDAR FAIR, L.P. | 150185106 | FUN | 07-Jun-2018 | 09-Apr-2018 | Annual | 3. | 14A Executive Compensation | For | For | For | Management | |
NEW MOUNTAIN FINANCE CORPORATION | 647551100 | NMFC | 08-Jun-2018 | 16-Apr-2018 | Special | 1. | Miscellaneous Corporate Actions | For | For | For | Management | |
TRIPLEPOINT VENTURE GROWTH BDC CORP. | 89677Y100 | TPVG | 21-Jun-2018 | 18-May-2018 | Special | 1. | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 2-C | Receive Consolidated Financial Statements | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 2-D | Approve Financial Statements, Allocation of Income, and Discharge Directors | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-A | Election of Directors (Full Slate) | Richard L. Clemmer | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-B | Election of Directors (Full Slate) | Sir Peter Bonfield | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-C | Election of Directors (Full Slate) | Johannes P. Huth | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-D | Election of Directors (Full Slate) | Kenneth A. Goldman | For | Against | Against | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-E | Election of Directors (Full Slate) | Josef Kaeser | For | Against | Against | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-F | Election of Directors (Full Slate) | Eric Meurice | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-G | Election of Directors (Full Slate) | Peter Smitham | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-H | Election of Directors (Full Slate) | Julie Southern | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 3-I | Election of Directors (Full Slate) | Gregory Summe | For | For | For | Management |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-A | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-B | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-C | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-D | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-E | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 4-F | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 5-A | Miscellaneous Corporate Actions | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 5-B | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 6. | Authorize Directors to Repurchase Shares | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 7. | Amend Articles/Charter to Reflect Changes in Capital | For | For | For | Management | |
NXP SEMICONDUCTORS NV. | N6596X109 | NXPI | 22-Jun-2018 | 25-May-2018 | Annual | 8. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 1. | Election of Directors | Thomas J. Fallon | For | For | For | Management |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 1. | Election of Directors | Brad Koenig | For | For | For | Management |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 2. | 14A Executive Compensation | For | For | For | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 3. | Amend Stock Compensation Plan | For | For | For | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 4. | Adopt Non-Employee Director Plan | For | For | For | Management | |
HERCULES CAPITAL INC | 427096508 | HTGC | 28-Jun-2018 | 21-May-2018 | Annual | 5. | Ratify Appointment of Independent Auditors | For | For | For | Management | |
BLACKROCK DEBT STRATEGIES FD, INC. | 09255R202 | DSU | 25-Jul-2017 | 30-May-2017 | Annual | 1.1 | Election of Directors | Michael J. Castellano | For | For | For | Management |
BLACKROCK DEBT STRATEGIES FD, INC. | 09255R202 | DSU | 25-Jul-2017 | 30-May-2017 | Annual | 1.2 | Election of Directors | Cynthia L. Egan | For | Against | Withhold | Management |
BLACKROCK DEBT STRATEGIES FD, INC. | 09255R202 | DSU | 25-Jul-2017 | 30-May-2017 | Annual | 1.3 | Election of Directors | Catherine A. Lynch | For | Against | Withhold | Management |
BLACKROCK MULTI-SECTOR INCOME TRUST | 09258A107 | BIT | 25-Jul-2017 | 30-May-2017 | Annual | 1.1 | Election of Directors | Michael J. Castellano | For | For | For | Management |
BLACKROCK MULTI-SECTOR INCOME TRUST | 09258A107 | BIT | 25-Jul-2017 | 30-May-2017 | Annual | 1.2 | Election of Directors | W. Glenn Hubbard | For | Against | Withhold | Management |
BLACKROCK MULTI-SECTOR INCOME TRUST | 09258A107 | BIT | 25-Jul-2017 | 30-May-2017 | Annual | 1.3 | Election of Directors | W. Carl Kester | For | Against | Withhold | Management |
BLACKROCK MULTI-SECTOR INCOME TRUST | 09258A107 | BIT | 25-Jul-2017 | 30-May-2017 | Annual | 1.4 | Election of Directors | John M. Perlowski | For | For | For | Management |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1a | Election of Directors | Richard J. Byrne | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1b | Election of Directors | Lee S. Hillman | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1c | Election of Directors | Ronald J. Kramer | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1d | Election of Directors | Leslie D. Michelson | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1e | Election of Directors | Randolph C. Read | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1f | Election of Directors | Edward G. Rendell | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 1g | Election of Directors | Dennis M. Schaney | For | Against | Abstain | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 3 | Classify the Board of Directors | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 4 | Approve Deletion of Certain Provisions | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 5 | Provide Directors May Only Be Removed for Cause | For | Against | Against | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 6 | Amend Charter to Provide that the Company May Limit Stockholder's Right to Inspect Books and Records | For | Against | Against | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 7 | Amend Charter Provisions Regarding Exculpation and Indemnification | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 8 | Amend Charter Provision Regarding Stockholders' Consent in Lieu of Meeting | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 9 | Amend Charter Conflicts Between NASAA Guidelines and Maryland Law | For | Against | Abstain | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 5-Jul-2017 | 15-Mar-2017 | Annual | 10 | Provisions Regarding Amendments to Certain Provisions of the Charter | For | Against | Against | Management | ||
CARE CAPITAL PROPERTIES, INC. | 141624106 | CCP | 15-Aug-2017 | 29-Jul-2017 | Special | 1 | Approve Merger Agreement | For | For | For | Management | |
CARE CAPITAL PROPERTIES, INC. | 141624106 | CCP | 15-Aug-2017 | 29-Jul-2017 | Special | 2 | Advisory Vote on Golden Parachutes | For | Against | Against | Management | |
CARE CAPITAL PROPERTIES, INC. | 141624106 | CCP | 15-Aug-2017 | 29-Jul-2017 | Special | 3 | Adjourn Meeting | For | For | For | Management | |
CARTER VALIDUS MISSION CRITICAL REIT, INC. | 146282108 | 18-Aug-2017 | 24-Apr-2017 | Annual | 1.1 | Election of Directors | John E. Carter | For | For | For | Management | |
CARTER VALIDUS MISSION CRITICAL REIT, INC. | 146282108 | 18-Aug-2017 | 24-Apr-2017 | Annual | 1.2 | Election of Directors | Mario Garcia, Jr. | For | For | For | Management | |
CARTER VALIDUS MISSION CRITICAL REIT, INC. | 146282108 | 18-Aug-2017 | 24-Apr-2017 | Annual | 1.3 | Election of Directors | Jonathan Kuchin | For | For | For | Management | |
CARTER VALIDUS MISSION CRITICAL REIT, INC. | 146282108 | 18-Aug-2017 | 24-Apr-2017 | Annual | 1.4 | Election of Directors | Randall Greene | For | For | For | Management | |
CARTER VALIDUS MISSION CRITICAL REIT, INC. | 146282108 | 18-Aug-2017 | 24-Apr-2017 | Annual | 1.5 | Election of Directors | Ronald Rayevich | For | For | For | Management | |
DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 13-Sep-2017 | 14-Aug-2017 | Special | 1 | Issue Shares in Connection with Acquistion | For | For | For | Management | |
DIGITAL REALTY TRUST, INC. | 253868103 | DLR | 13-Sep-2017 | 14-Aug-2017 | Special | 2 | Adjourn Meeting | For | For | For | Management | |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 27-Jul-2017 | 20-Apr-2017 | Annual | 1.1 | Election of Directors | Michael J. Hagan | For | Against | Withhold | Management |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 27-Jul-2017 | 20-Apr-2017 | Annual | 1.2 | Election of Directors | Jeffrey K. Harrow | For | Against | Withhold | Management |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 27-Jul-2017 | 20-Apr-2017 | Annual | 1.3 | Election of Directors | Pedro Ramos | For | Against | Withhold | Management |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 27-Jul-2017 | 20-Apr-2017 | Annual | 1.4 | Election of Directors | Joseph. P. Ujobai | For | For | For | Management |
FS INVESTMENT CORPORATION | 302635107 | FSIC | 27-Jul-2017 | 20-Apr-2017 | Annual | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.1 | Election of Directors | Jeffrey C. Hines | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.2 | Election of Directors | Colin P. Shepherd | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.3 | Election of Directors | Charles M. Baughn | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.4 | Election of Directors | Jack L. Farley | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.5 | Election of Directors | Thomas L. Mitchell | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.6 | Election of Directors | John S. Moody | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 1.7 | Election of Directors | Peter Shaper | For | For | For | Management | |
HINES GLOBAL REIT, INC. | 433240108 | 5-Sep-2017 | 9-Jun-2017 | Annual | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | For | Management | ||
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1a | Election of Directors | John T. Standley | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1b | Election of Directors | Joseph B. Anderson, Jr. | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1c | Election of Directors | Bruce G. Bodaken | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1d | Election of Directors | David R. Jessick | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1e | Election of Directors | Kevin E. Lofton | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1f | Election of Directors | Myrtle S. Potter | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1g | Election of Directors | Michael N. Regan | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1h | Election of Directors | Frank A. Savage | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 1i | Election of Directors | Marcy Syms | For | For | For | Management |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | For | Management | |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For | For | Management | |
RITE AID CORPORATION | 767754104 | RAD | 17-Jul-2017 | 31-May-2017 | Annual | 4 | Advisory Vote on Say on Pay Frequency | One Year | For | One Year | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1 | Election of Directors | Elect Directors Rodney F. Emery, Ella S. Neyland, Scot B. Barker, Ned W. Brines, and Don B. Saulic | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1.1 | Election of Directors | Rodney F. Emery | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1.2 | Election of Directors | Ella S. Neyland | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1.3 | Election of Directors | Scot B. Barker | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1.4 | Election of Directors | Ned W. Brines | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 1.5 | Election of Directors | Don B. Saulic | For | For | For | Management | |
STEADFAST INCOME REIT, INC. | 857STDFI9 | 8-Aug-2017 | 15-May-2017 | Annual | 2 | Ratify Ernst & Young LLP as Auditors | For | For | For | Management | ||
WESTERN GAS PARTNERS, LP | 958254104 | WES | 17-Oct-2017 | 5-Sep-2017 | Special | 1 | Approve Omnibus Stock Plan | For | Against | Against | Management | |
WESTERN GAS PARTNERS, LP | 958254104 | WES | 17-Oct-2017 | 5-Sep-2017 | Special | 2 | Adjourn Meeting | For | Against | Against | Management | |
WHITEHORSE FINANCE, INC. | 96524V106 | WHF | 3-Aug-2017 | 5-Jun-2017 | Annual | 1a | Election of Directors | Rick P. Frier | For | Against | Against | Management |
WHITEHORSE FINANCE, INC. | 96524V106 | WHF | 3-Aug-2017 | 5-Jun-2017 | Annual | 1b | Election of Directors | Stuart Aronson | For | Against | Abstain | Management |
WHITEHORSE FINANCE, INC. | 96524V106 | WHF | 3-Aug-2017 | 5-Jun-2017 | Annual | 1c | Election of Directors | Jay Carvell | For | Against | Against | Management |
WHITEHORSE FINANCE, INC. | 96524V106 | WHF | 3-Aug-2017 | 5-Jun-2017 | Annual | 2 | Ratify Crowe Horwath LLP as Auditors | For | For | For | Management | |
OWL ROCK CAPITAL CORPORATION | OWLROCA99 | 8-May-2018 | 4-Apr-2018 | Annual | 1a | Election of Directors | Christopher M. Temple | For | For | For | Management | |
OWL ROCK CAPITAL CORPORATION | OWLROCA99 | 8-May-2018 | 4-Apr-2018 | Annual | 1b | Election of Directors | Douglas I. Ostrover | For | For | For | Management | |
OWL ROCK CAPITAL CORPORATION | OWLROCA99 | 8-May-2018 | 4-Apr-2018 | Annual | 2 | Ratify KPMG LLP as Auditors | For | For | For | Management | ||
OWL ROCK CAPITAL CORPORATION | OWLROCA99 | 8-May-2018 | 4-Apr-2018 | Annual | 3 | Transact Business for Annual Meeting | For | For | For | Management | ||
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 30-May-2018 | 2-Apr-2018 | Annual | 1a | Election of Directors | Richard J. Byrne | For | For | For | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 30-May-2018 | 2-Apr-2018 | Annual | 1b | Election of Directors | Lee S. Hillman | For | For | For | Management | |
BUSINESS DEVELOPMENT CORPORATION OF AMERICA | 12325J101 | 30-May-2018 | 2-Apr-2018 | Annual | 2 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | Against | Against | Management | ||
SIERRA INCOME CORPORATION | 82632TB99 | 10-May-2018 | 8-Mar-2018 | Annual | 1a | Election of Directors | Seth Taube | For | Against | Abstain | Management | |
SIERRA INCOME CORPORATION | 82632TB99 | 10-May-2018 | 8-Mar-2018 | Annual | 1b | Election of Directors | Valerie Lancaster-Beal | For | Against | Abstain | Management | |
SIERRA INCOME CORPORATION | 82632TB99 | 10-May-2018 | 8-Mar-2018 | Annual | 2 | Ratify Ernst & Young LLP as Auditors | For | Against | Abstain | Management | ||
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 1a | Election of Directors | Edward A. Glickman | For | For | For | Management | |
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 1b | Election of Directors | Stephen P. Joyce | For | For | For | Management | |
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 1c | Election of Directors | Jonathan P Mehlman | For | For | For | Management | |
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 1d | Election of Directors | Stanley R. Perla | For | Against | Against | Management | |
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 1e | Election of Directors | Abby M. Wenzel | For | Against | Against | Management | |
HOSPITALITY INVESTORS TRUST | 02918S103 | 26-Jun-2018 | 6-Apr-2018 | Annual | 2 | Ratify KPMG LLP as Auditors | For | For | For | Management | ||
AMERICAN FINANCE TRUST, INC | 02607T109 | 31-May-2018 | 2-Apr-2018 | Annual | 1a | Election of Directors | Stanley R. Perla | For | Against | Against | Management | |
AMERICAN FINANCE TRUST, INC | 02607T109 | 31-May-2018 | 2-Apr-2018 | Annual | 1b | Election of Directors | Edward G. Rendell | For | Against | Against | Management | |
AMERICAN FINANCE TRUST, INC | 02607T109 | 31-May-2018 | 2-Apr-2018 | Annual | 2 | Ratify KPMG LLP as Auditors | For | For | For | Management | ||
HEALTHCARE TRUST, INC | A039324 | 31-May-2018 | 19-Mar-2018 | Annual | 1a | Election of Directors | Lee M. Elman | For | Against | Against | Management | |
HEALTHCARE TRUST, INC | A039324 | 31-May-2018 | 19-Mar-2018 | Annual | 2 | Ratify KPMG LLP as Auditors | For | For | For | Management |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) MULTI-STRATEGY GROWTH & INCOME FUND
By (Signature and Title)* /s/Raymond J. Lucia, Jr.
Raymond J. Lucia, Jr., President
Date: August 29, 2018
* Print the name and title of each signing officer under his or her signature.