The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 15,933,758 | 17,235,000 | PRN | SOLE | 17,235,000 | 0 | 0 | ||
ALLEGO N V | *W EXP 03/16/202 | N0796A118 | 7,500 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 4,230 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.500% 4/0 | 05988JAD5 | 33,293,050 | 53,500,000 | PRN | SOLE | 53,500,000 | 0 | 0 | ||
BLACKBAUD INC | COM | 09227Q100 | 31,626,537 | 537,318 | SH | SOLE | 537,318 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 41,460,239 | 3,963,694 | SH | SOLE | 3,963,694 | 0 | 0 | ||
BLEND LABS INC | CL A | 09352U108 | 2,901,940 | 2,015,236 | SH | SOLE | 2,015,236 | 0 | 0 | ||
CATALYST PARTNRS ACQUISITN C | *W EXP 05/12/202 | G19550121 | 170 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CAZOO GROUP LTD | *W EXP 08/26/202 | G2007L113 | 6,075 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
DAVE INC | *W EXP 01/05/202 | 23834J110 | 4,125 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
EVERBRIDGE INC | COM | 29978A104 | 20,424,605 | 690,487 | SH | SOLE | 690,487 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 0.125%12/1 | 29978AAC8 | 9,031,000 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
EVERBRIDGE INC | NOTE 3/1 | 29978AAE4 | 10,670,000 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 20,151,905 | 538,821 | SH | SOLE | 538,821 | 0 | 0 | ||
HIRERIGHT HOLDINGS CORPORATI | COM | 433537107 | 27,892,336 | 2,351,799 | SH | SOLE | 2,351,799 | 0 | 0 | ||
HOLLEY INC | *W EXP 11/30/202 | 43538H111 | 180,673 | 669,159 | SH | SOLE | 669,159 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 | 732 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
INSTRUCTURE HLDGS INC | COM | 457790103 | 5,651,454 | 241,103 | SH | SOLE | 241,103 | 0 | 0 | ||
INTEGRAL AD SCIENCE HLDNG CO | COM | 45828L108 | 20,971,534 | 2,385,840 | SH | SOLE | 2,385,840 | 0 | 0 | ||
MARKFORGED HOLDING CORPORATI | *W EXP 07/14/202 | 57064N110 | 5,250 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | COM | 60878Y108 | 25,844,581 | 3,692,083 | SH | SOLE | 3,692,083 | 0 | 0 | ||
OFFERPAD SOLUTIONS INC | *W EXP 09/01/202 | 67623L117 | 6,000 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||
ON24 INC | COM | 68339B104 | 36,593,409 | 4,240,256 | SH | SOLE | 4,240,256 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 | 28,811 | 125,265 | SH | SOLE | 125,265 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 167 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
RIGETTI COMPUTING INC | *W EXP 99/99/999 | 76655K111 | 5,063 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
SNAP ONE HOLDINGS CORP | COM | 83303Y105 | 23,039,772 | 3,109,281 | SH | SOLE | 3,109,281 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 22,305,489 | 259,095 | SH | SOLE | 259,095 | 0 | 0 | ||
SPRINKLR INC | CL A | 85208T107 | 25,920,730 | 3,172,672 | SH | SOLE | 3,172,672 | 0 | 0 | ||
STAGWELL INC | COM CL A | 85256A109 | 1,729,746 | 278,542 | SH | SOLE | 278,542 | 0 | 0 | ||
STANDARD BIOTOOLS INC | COM | 34385P108 | 8,712,088 | 7,446,229 | SH | SOLE | 7,446,229 | 0 | 0 | ||
STANDARD BIOTOOLS INC | NOTE 5.250%12/0 | 34385PAF5 | 29,090,048 | 32,748,000 | PRN | SOLE | 32,748,000 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 32,281,811 | 6,521,578 | SH | SOLE | 6,521,578 | 0 | 0 | ||
TABULA RASA HEALTHCARE INC | NOTE 1.750% 2/1 | 873379AA9 | 71,136,358 | 89,728,000 | PRN | SOLE | 89,728,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 | 1,525 | 125,000 | SH | SOLE | 125,000 | 0 | 0 |