The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 6,347 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
| AJAX I | COM | G0190X100 | 35,400 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 | ||
| AJAX I | *W EXP 10/27/202 | G0190X126 | 2,460 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| ALTIMETER GROWTH CORP | CL A | G0370L108 | 25,720 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
| ALTIMETER GROWTH CORP | *W EXP 09/30/202 | G0370L116 | 2,190 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| AT HOME GROUP INC | COM | 04650Y100 | 50,461 | 3,263,986 | SH | SOLE | 3,263,986 | 0 | 0 | ||
| BENEFITFOCUS INC | COM | 08180D106 | 39,885 | 2,754,494 | SH | SOLE | 2,754,494 | 0 | 0 | ||
| BENEFITFOCUS INC | NOTE 1.250%12/1 | 08180DAB2 | 44,726 | 50,681,000 | PRN | SOLE | 50,681,000 | 0 | 0 | ||
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 29,937 | 679,765 | SH | SOLE | 679,765 | 0 | 0 | ||
| DRAGONEER GROWTH OPPORTUN CO | COM CL A | G28302100 | 38,045 | 2,866,971 | SH | SOLE | 2,866,971 | 0 | 0 | ||
| DRAGONEER GROWTH OPPORTUN CO | *W EXP 08/18/202 | G28302118 | 2,568 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| DRAGONEER GROWTH OPPTY CORP | SHS CL A | G28314105 | 13,704 | 1,200,000 | SH | SOLE | 1,200,000 | 0 | 0 | ||
| DROPBOX INC | CL A | 26210C104 | 27,753 | 1,250,700 | SH | SOLE | 1,250,700 | 0 | 0 | ||
| EVERI HLDGS INC | COM | 30034T103 | 30,709 | 2,223,711 | SH | SOLE | 2,223,711 | 0 | 0 | ||
| FLUIDIGM CORP DEL | COM | 34385P108 | 33,184 | 5,530,600 | SH | SOLE | 5,530,600 | 0 | 0 | ||
| FLUIDIGM CORP DEL | NOTE 5.250%12/0 | 34385PAF5 | 61,423 | 28,133,000 | PRN | SOLE | 28,133,000 | 0 | 0 | ||
| GOLDEN ENTMT INC | COM | 381013101 | 18,738 | 942,099 | SH | SOLE | 942,099 | 0 | 0 | ||
| MCAFEE CORP | COM CL A | 579063108 | 7,844 | 470,000 | SH | SOLE | 470,000 | 0 | 0 | ||
| MDC PARTNERS INC. | CL A SUB VTG | 552697104 | 23,537 | 9,377,399 | SH | SOLE | 9,377,399 | 0 | 0 | ||
| ONE | COM CL A | G7000X105 | 7,001 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
| ONE | *W EXP 08/17/202 | G7000X121 | 53 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 34,668 | 2,738,416 | SH | SOLE | 2,738,416 | 0 | 0 | ||
| RETAIL VALUE INC | COM | 76133Q102 | 21,130 | 1,421,010 | SH | SOLE | 1,421,010 | 0 | 0 | ||
| SUPERNOVA PARTNERS ACQUISITI | COM CL A | 86846V108 | 8,800 | 800,001 | SH | SOLE | 800,001 | 0 | 0 | ||
| SUPERNOVA PARTNERS ACQUISITI | *W EXP 10/16/202 | 86846V116 | 547 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||