The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 7,401 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
AJAX I | *W EXP 10/27/202 | G0190X126 | 1,268 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP | CL A | G0370L108 | 4,037 | 345,000 | SH | SOLE | 345,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP | *W EXP 09/30/202 | G0370L116 | 1,244 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 3,114 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION II | UNIT 03/16/2028 | G0R21B120 | 3,850 | 385,000 | SH | SOLE | 385,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | UNIT 99/99/9999 | G0477L118 | 3,996 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 23,534 | 820,000 | SH | SOLE | 820,000 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 42,781 | 3,097,800 | SH | SOLE | 3,097,800 | 0 | 0 | ||
BENEFITFOCUS INC | NOTE 1.250%12/1 | 08180DAB2 | 46,926 | 50,681,000 | PRN | SOLE | 50,681,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 11,040 | 480,825 | SH | SOLE | 480,825 | 0 | 0 | ||
CLASS ACCELERATION CORP | COM | 18274B106 | 4,830 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CLASS ACCELERATION CORP | *W EXP 03/31/202 | 18274B114 | 272 | 438,200 | SH | SOLE | 438,200 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 39,878 | 915,050 | SH | SOLE | 915,050 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | COM CL A | 22877P108 | 10,060 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | *W EXP 12/26/202 | 22877P116 | 458 | 329,623 | SH | SOLE | 329,623 | 0 | 0 | ||
DATTO HLDG CORP | COM | 23821D100 | 14,284 | 623,462 | SH | SOLE | 623,462 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 30,051 | 814,611 | SH | SOLE | 814,611 | 0 | 0 | ||
DRAGONEER GROWTH OPPORTUN CO | COM CL A | G28302100 | 20,300 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
DRAGONEER GROWTH OPPORTUN CO | *W EXP 08/18/202 | G28302118 | 954 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
DRAGONEER GROWTH OPPTY CORP | SHS CL A | G28314105 | 10,280 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | 10,110 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 42,359 | 1,588,852 | SH | SOLE | 1,588,852 | 0 | 0 | ||
EMPOWER LTD | CL A COM | G3R39W102 | 12,475 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
EMPOWER LTD | *W EXP 11/30/202 | G3R39W110 | 731 | 619,488 | SH | SOLE | 619,488 | 0 | 0 | ||
EVERI HLDGS INC | COM | 30034T103 | 30,186 | 2,139,347 | SH | SOLE | 2,139,347 | 0 | 0 | ||
FIFTH WALL ACQUISITION CORP | COM CL A | 316790104 | 12,500 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
FIGURE ACQUISITION CORP I | UNIT 99/99/9999 | 302438205 | 4,554 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 33,657 | 7,446,229 | SH | SOLE | 7,446,229 | 0 | 0 | ||
FLUIDIGM CORP DEL | NOTE 5.250%12/0 | 34385PAF5 | 49,185 | 28,133,000 | PRN | SOLE | 28,133,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 29,791 | 1,179,391 | SH | SOLE | 1,179,391 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | UNIT 03/02/2026 | G4761A119 | 6,000 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
MCAFEE CORP | COM CL A | 579063108 | 20,276 | 891,634 | SH | SOLE | 891,634 | 0 | 0 | ||
MDC PARTNERS INC. | CL A SUB VTG | 552697104 | 29,257 | 9,377,399 | SH | SOLE | 9,377,399 | 0 | 0 | ||
ONE | *W EXP 08/17/202 | G7000X121 | 67 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 42,363 | 3,076,465 | SH | SOLE | 3,076,465 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | UNIT 02/17/2026 | G04119114 | 6,201 | 626,323 | SH | SOLE | 626,323 | 0 | 0 | ||
PIONEER MERGER CORP | CL A SHS | G7S24C103 | 5,832 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 311 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
QUALYS INC | COM | 74758T303 | 37,734 | 360,127 | SH | SOLE | 360,127 | 0 | 0 | ||
RETAIL VALUE INC | COM | 76133Q102 | 28,325 | 1,513,886 | SH | SOLE | 1,513,886 | 0 | 0 | ||
SOARING EAGLE ACQUISITION CO | UNIT 02/23/2026 | G8354H100 | 5,060 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | UNIT 99/99/9999 | 84677R205 | 3,009 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 14,881 | 13,000,000 | PRN | SOLE | 13,000,000 | 0 | 0 | ||
SUPERNOVA PARTN ACQ CO III L | UNIT 99/99/9999 | G8T90F110 | 2,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISITI | COM CL A | 86846V108 | 8,088 | 800,001 | SH | SOLE | 800,001 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISITI | *W EXP 10/16/202 | 86846V116 | 493 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | UNIT 99/99/9999 | G8T86C113 | 2,510 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
THOMA BRAVO ADVANTAGE | COM CL A | G88272102 | 14,108 | 1,350,000 | SH | SOLE | 1,350,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 10,759 | 8,000,000 | PRN | SOLE | 8,000,000 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 31,702 | 30,175,000 | PRN | SOLE | 30,175,000 | 0 | 0 | ||
VPC IMPACT ACQU HOLDI III IN | UNIT 99/99/9999 | 91835J207 | 4,935 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | UNIT 03/05/2026 | G9460L100 | 4,930 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | G9460M116 | 4,990 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | UNIT 99/99/9999 | G9461D123 | 5,040 | 500,000 | SH | SOLE | 500,000 | 0 | 0 |