The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERATE DIAGNOSTICS INC | NOTE 2.500% 3/1 | 00430HAB8 | 7,409 | 11,000,000 | PRN | SOLE | 11,000,000 | 0 | 0 | ||
AJAX I | *W EXP 10/27/202 | G0190X126 | 1,403 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 6,663 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION II | CLASS A ORD SHS | G0R21B104 | 5,145 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
ARCLIGHT CLEAN TRANSITION II | *W EXP 03/16/202 | G0R21B112 | 176 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 | 1,946 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 100 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 17,173 | 466,160 | SH | SOLE | 466,160 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 46,630 | 3,307,081 | SH | SOLE | 3,307,081 | 0 | 0 | ||
BENEFITFOCUS INC | NOTE 1.250%12/1 | 08180DAB2 | 47,453 | 50,681,000 | PRN | SOLE | 50,681,000 | 0 | 0 | ||
CATALYST PARTNRS ACQUISITN C | UNIT 99/99/9999 | G19550113 | 5,050 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
CLASS ACCELERATION CORP | *W EXP 03/31/202 | 18274B114 | 346 | 438,200 | SH | SOLE | 438,200 | 0 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 59,013 | 1,144,097 | SH | SOLE | 1,144,097 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | COM CL A | 22877P108 | 9,700 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
CRUCIBLE ACQUISITION CORP | *W EXP 12/26/202 | 22877P116 | 349 | 329,623 | SH | SOLE | 329,623 | 0 | 0 | ||
DATTO HLDG CORP | COM | 23821D100 | 17,357 | 623,462 | SH | SOLE | 623,462 | 0 | 0 | ||
DRAGONEER GROWTH OPPORTUN CO | COM CL A | G28302100 | 19,920 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
DRAGONEER GROWTH OPPORTUN CO | *W EXP 08/18/202 | G28302118 | 1,206 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
DRAGONEER GROWTH OPPTY CORP | SHS CL A | G28314105 | 10,100 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
DRAGONEER GROWTH OPT CORP II | CL A SHS | G28315102 | 10,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 43,612 | 1,438,852 | SH | SOLE | 1,438,852 | 0 | 0 | ||
EMPOWER LTD | CL A COM | G3R39W102 | 20,521 | 2,050,000 | SH | SOLE | 2,050,000 | 0 | 0 | ||
EMPOWER LTD | *W EXP 11/30/202 | G3R39W110 | 1,258 | 669,159 | SH | SOLE | 669,159 | 0 | 0 | ||
EVENTBRITE INC | NOTE 5.000%12/0 | 29975EAB5 | 29,844 | 17,000,000 | PRN | SOLE | 17,000,000 | 0 | 0 | ||
FIFTH WALL ACQUISITION CORP | COM CL A | 316790104 | 15,394 | 1,250,000 | SH | SOLE | 1,250,000 | 0 | 0 | ||
FIFTH WALL ACQUISITN CORP II | CLASS A ORD SHS | G34142102 | 4,975 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
FIGURE ACQUISITION CORP I | COM CL A | 302438106 | 4,500 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
FIGURE ACQUISITION CORP I | *W EXP 03/31/202 | 302438114 | 155 | 112,500 | SH | SOLE | 112,500 | 0 | 0 | ||
FLUIDIGM CORP DEL | COM | 34385P108 | 45,869 | 7,446,229 | SH | SOLE | 7,446,229 | 0 | 0 | ||
FLUIDIGM CORP DEL | NOTE 5.250%12/0 | 34385PAF5 | 64,757 | 28,133,000 | PRN | SOLE | 28,133,000 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 32,453 | 724,391 | SH | SOLE | 724,391 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | CLASS A ORD SHS | G4761A101 | 5,940 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
INDEPENDENCE HOLDINGS CORP | *W EXP 03/31/202 | G4761A127 | 133 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
INTEGRAL AD SCIENCE HLDNG CO | COM | 45828L108 | 28,051 | 1,363,016 | SH | SOLE | 1,363,016 | 0 | 0 | ||
IRONSOURCE LTD | CL A ORD SHS | M5R75Y101 | 88,439 | 8,422,763 | SH | SOLE | 8,422,763 | 0 | 0 | ||
MDC PARTNERS INC. | CL A SUB VTG | 552697104 | 54,858 | 9,377,399 | SH | SOLE | 9,377,399 | 0 | 0 | ||
ONE | *W EXP 08/17/202 | G7000X121 | 58 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
OWL ROCK CAPITAL CORPORATION | COM | 69121K104 | 43,901 | 3,076,465 | SH | SOLE | 3,076,465 | 0 | 0 | ||
PATHFINDER ACQUISITION CORP | *W EXP 02/19/202 | G04119122 | 130 | 125,265 | SH | SOLE | 125,265 | 0 | 0 | ||
PIONEER MERGER CORP | CL A SHS | G7S24C103 | 5,946 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
PIONEER MERGER CORP | *W EXP 01/07/202 | G7S24C111 | 537 | 333,334 | SH | SOLE | 333,334 | 0 | 0 | ||
QUALYS INC | COM | 74758T303 | 36,261 | 360,127 | SH | SOLE | 360,127 | 0 | 0 | ||
RETAIL VALUE INC | COM | 76133Q102 | 32,927 | 1,513,886 | SH | SOLE | 1,513,886 | 0 | 0 | ||
SOARING EAGLE ACQUISITION CO | CL A SHS | G8354H126 | 4,980 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
SOARING EAGLE ACQUISITION CO | *W EXP 02/23/202 | G8354H118 | 330 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
SPARTAN ACQUISITION CORP III | *W EXP 02/04/202 | 84677R114 | 89 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPLUNK INC | NOTE 0.500% 9/1 | 848637AC8 | 23,328 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
SPLUNK INC | NOTE 1.125% 9/1 | 848637AD6 | 22,041 | 18,000,000 | PRN | SOLE | 18,000,000 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISITI | *W EXP 10/16/202 | 86846V116 | 411 | 266,667 | SH | SOLE | 266,667 | 0 | 0 | ||
SUPERNOVA PARTNERS ACQUISTN | *W EXP 99/99/999 | G8T86C121 | 75 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
VONAGE HLDGS CORP | NOTE 1.750% 6/0 | 92886TAJ1 | 33,760 | 30,175,000 | PRN | SOLE | 30,175,000 | 0 | 0 | ||
VPC IMPACT ACQU HOLDI III IN | COM CL A | 91835J108 | 4,945 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VPC IMPACT ACQU HOLDI III IN | *W EXP 09/03/202 | 91835J116 | 198 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | CLASS A ORD | G9460L126 | 4,865 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
VPC IMPACT ACQUISITION HLDG | *W EXP 03/05/202 | G9460L118 | 144 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | SHS CL A | G9461D107 | 2,940 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9461D115 | 135 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WARBURG PINCUS CAPTAL CORP I | *W EXP 99/99/999 | G9460M124 | 130 | 100,000 | SH | SOLE | 100,000 | 0 | 0 |