| FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/29/2018 | 3. Issuer Name and Ticker or Trading Symbol C&J Energy Services, Inc. [ CJ ] | |||||||||||||
| 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 5,851 | D | |
| Common Stock(1) | 17,037 | D | |
| Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Warrants to Purchase Common Stock(2) | 01/06/2017 | 01/06/2024 | Common Stock | 296 | 27.95 | D | |
| Explanation of Responses: |
| 1. These shares of restricted stock, granted under the C&J Energy Services, Inc. 2017 Management Incentive Plan, are not yet vested and remain subject to a time-based vesting schedule that is contingent upon continued employment. |
| 2. On December 16, 2016, an order confirming the plan of reorganization (the "Plan") of C&J Energy Services Ltd. ("Old C&J") and certain of its subsidiaries was entered by the United States Bankruptcy Court for the Southern District of Texas, Houston Division. On January 6, 2017 (the "Effective Date"), the Plan became effective pursuant to its terms. Pursuant to the Plan, warrants to purchase Common Stock of the issuer (the "Warrants") were issued to all of Old C&J's stockholders (including the Reporting Person) in exchange for Old C&J's common stock (the "Old Common Stock") held by such persons on the Effective Date under the Plan. The receipt of the Warrants in exchange for the Old Common Stock was involuntary and in accordance with the Plan. |
| Remarks: |
| Exhibit List: Exhibit 24 - Power of Attorney |
| /s/Danielle Hunter, as attorney in fact | 06/08/2018 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
