EXHIBIT 25.2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORMT-1
STATEMENT OF ELIGIBILITY
UNDER THE TRUST INDENTURE ACT OF 1939
OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE
☐ | CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b) (2) |
REGIONS BANK
(Exact name of trustee as specified in its charter)
An Alabama Banking Corporation | 63-0371391 | |
(Jurisdiction of incorporation) | (I.R.S. Employer Identification No.) |
Regions Bank
Corporate Trust Department
1901 6th Avenue North, 28th Floor
Birmingham, Alabama 35203
(Address of principal executive offices)
Kristine Prall
Vice President
Regions Bank, Corporate Trust Services
1180 West Peachtree Street, Suite 1200
Atlanta, Georgia 30309 (404)581-3742
(Name, address and telephone number of agent for service)
Community Health Systems, Inc.
(Exact name of obligor as specified in its charter)
Delaware | 13-3893191 | |
(Jurisdiction of incorporation) | (I.R.S. Employer Identification No.) |
4000 Meridian Boulevard
Franklin, Tennessee 37067
(615)465-7000
(Address of principal executive offices)
Subordinated Debt Securities
(Title of the indenture securities)
Additional Obligors
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
CHS/Community Health Systems, Inc. | DE | 4000 Meridian Boulevard Franklin, Tennessee 37067 | 8062 | 76-0137985 | ||||
Abilene Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-0496920 | ||||
Franklin, Tennessee 37067 | ||||||||
Abilene Merger, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-0496918 | ||||
Franklin, Tennessee 37067 | ||||||||
Affinity Health Systems, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3391769 | ||||
Franklin, Tennessee 37067 | ||||||||
Affinity Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3391873 | ||||
Franklin, Tennessee 37067 | ||||||||
Berwick Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 23-2975836 | ||||
Franklin, Tennessee 37067 | ||||||||
Biloxi H.M.A., LLC | MS | 4000 Meridian Boulevard | 8062 | 59-2754033 | ||||
Franklin, Tennessee 37067 | ||||||||
Birmingham Holdings II, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-2784086 | ||||
Franklin, Tennessee 37067 | ||||||||
Birmingham Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3320362 | ||||
Franklin, Tennessee 37067 | ||||||||
Bluefield Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-2372042 | ||||
Franklin, Tennessee 37067 | ||||||||
Bluefield Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-2372291 | ||||
Franklin, Tennessee 37067 | ||||||||
Bluffton Health System LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1792272 | ||||
Franklin, Tennessee 37067 | �� | |||||||
Brandon HMA, LLC | MS | 4000 Meridian Boulevard | 8062 | 64-0885458 | ||||
Franklin, Tennessee 37067 | ||||||||
Brownwood Hospital, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1762521 | ||||
Franklin, Tennessee 37067 | ||||||||
Brownwood Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762523 | ||||
Franklin, Tennessee 37067 | ||||||||
Bullhead City Hospital Corporation | AZ | 4000 Meridian Boulevard | 8062 | 86-0982071 | ||||
Franklin, Tennessee 37067 | ||||||||
Bullhead City Hospital Investment Corporation | DE | 4000 Meridian Boulevard | 8062 | 20-1577204 | ||||
Franklin, Tennessee 37067 | ||||||||
Campbell County HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 45-2528273 | ||||
Franklin, Tennessee 37067 | ||||||||
Carlsbad Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762526 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Carolinas Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-2227855 | ||||
Franklin, Tennessee 37067 | ||||||||
Carolinas JV Holdings General, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-2227746 | ||||
Franklin, Tennessee 37067 | ||||||||
Carolinas JV Holdings II, LLC | DE | 4000 Meridian Boulevard | 8062 | 61-1744784 | ||||
Franklin, Tennessee 37067 | ||||||||
Carolinas JV Holdings, L.P. | DE | 4000 Meridian Boulevard | 8062 | 26-2227809 | ||||
Franklin, Tennessee 37067 | ||||||||
Central Florida HMA Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964329 | ||||
Franklin, Tennessee 37067 | ||||||||
Central States HMA Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964397 | ||||
Franklin, Tennessee 37067 | ||||||||
Chester HMA, LLC | SC | 4000 Meridian Boulevard | 8062 | 20-1231400 | ||||
Franklin, Tennessee 37067 | ||||||||
Chestnut Hill Health System, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-2295575 | ||||
Franklin, Tennessee 37067 | ||||||||
CHHS Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-2189938 | ||||
Franklin, Tennessee 37067 | ||||||||
CHHS Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-2295645 | ||||
Franklin, Tennessee 37067 | ||||||||
CHS Pennsylvania Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-1639170 | ||||
Franklin, Tennessee 37067 | ||||||||
CHS Receivables Funding, LLC | DE | 4000 Meridian Boulevard | 8062 | 80-0777467 | ||||
Franklin, Tennessee 37067 | ||||||||
CHS Tennessee Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 32-0465057 | ||||
Franklin, Tennessee 37067 | ||||||||
CHS Virginia Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-1639119 | ||||
Franklin, Tennessee 37067 | ||||||||
Citrus HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 20-0195256 | ||||
Franklin, Tennessee 37067 | ||||||||
Clarksville Holdings II, LLC | DE | 4000 Meridian Boulevard | 8062 | 45-5498575 | ||||
Franklin, Tennessee 37067 | ||||||||
Clarksville Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3320418 | ||||
Franklin, Tennessee 37067 | ||||||||
Cleveland Hospital Company, LLC | TN | 4000 Meridian Boulevard | 8062 | 62-1587878 | ||||
Franklin, Tennessee 37067 | ||||||||
Cleveland Tennessee Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1281627 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Clinton HMA, LLC | OK | 4000 Meridian Boulevard | 8062 | 37-1659366 | ||||
Franklin, Tennessee 37067 | ||||||||
Coatesville Hospital Corporation | PA | 4000 Meridian Boulevard | 8062 | 23-3069798 | ||||
Franklin, Tennessee 37067 | ||||||||
Cocke County HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 45-2528314 | ||||
Franklin, Tennessee 37067 | ||||||||
College Station Hospital, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1762360 | ||||
Franklin, Tennessee 37067 | ||||||||
College Station Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762359 | ||||
Franklin, Tennessee 37067 | ||||||||
College Station Merger, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1771861 | ||||
Franklin, Tennessee 37067 | ||||||||
Community Health Investment Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 76-0152801 | ||||
Franklin, Tennessee 37067 | ||||||||
CP Hospital GP, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3904557 | ||||
Franklin, Tennessee 37067 | ||||||||
CPLP, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3904614 | ||||
Franklin, Tennessee 37067 | ||||||||
Crestwood Healthcare, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1647983 | ||||
Franklin, Tennessee 37067 | ||||||||
Crestwood Hospital LP, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762369 | ||||
Franklin, Tennessee 37067 | ||||||||
Crestwood Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769644 | ||||
Franklin, Tennessee 37067 | ||||||||
CSMC, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762362 | ||||
Franklin, Tennessee 37067 | ||||||||
Deaconess Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 47-0890490 | ||||
Franklin, Tennessee 37067 | ||||||||
Deaconess Hospital Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-2401268 | ||||
Franklin, Tennessee 37067 | ||||||||
Desert Hospital Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-8111921 | ||||
Franklin, Tennessee 37067 | ||||||||
Detar Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1754943 | ||||
Franklin, Tennessee 37067 | ||||||||
DHFW Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-2817294 | ||||
Franklin, Tennessee 37067 | ||||||||
Dukes Health System, LLC | DE | 4000 Meridian Boulevard | 8062 | 52-2379885 | ||||
Franklin, Tennessee 37067 | ||||||||
Dyersburg Hospital Company, LLC | TN | 4000 Meridian Boulevard | 8062 | 42-1557536 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Emporia Hospital Corporation | VA | 4000 Meridian Boulevard | 8062 | 54-1924866 | ||||
Franklin, Tennessee 37067 | ||||||||
Florida HMA Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964255 | ||||
Franklin, Tennessee 37067 | ||||||||
Foley Hospital Corporation | AL | 4000 Meridian Boulevard | 8062 | 62-1811413 | ||||
Franklin, Tennessee 37067 | ||||||||
Fort Smith HMA, LLC | AR | 4000 Meridian Boulevard | 8062 | 27-1013889 | ||||
Franklin, Tennessee 37067 | ||||||||
Frankfort Health Partner, Inc. | IN | 4000 Meridian Boulevard | 8062 | 35-2009540 | ||||
Franklin, Tennessee 37067 | ||||||||
Franklin Hospital Corporation | VA | 4000 Meridian Boulevard | 8062 | 52-2200240 | ||||
Franklin, Tennessee 37067 | ||||||||
Gadsden Regional Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 63-1102774 | ||||
Franklin, Tennessee 37067 | ||||||||
Gaffney H.M.A., LLC | SC | 4000 Meridian Boulevard | 8062 | 57-0859724 | ||||
Franklin, Tennessee 37067 | ||||||||
Granbury Hospital Corporation | TX | 4000 Meridian Boulevard | 8062 | 75-2682017 | ||||
Franklin, Tennessee 37067 | ||||||||
GRMC Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-8112090 | ||||
Franklin, Tennessee 37067 | ||||||||
Hallmark Healthcare Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 63-0817574 | ||||
Franklin, Tennessee 37067 | ||||||||
Health Management Associates, LLC | DE | 4000 Meridian Boulevard | 8062 | 61-0963645 | ||||
Franklin, Tennessee 37067 | ||||||||
Health Management Associates, LP | DE | 4000 Meridian Boulevard | 8062 | 27-1601497 | ||||
Franklin, Tennessee 37067 | ||||||||
Health Management General Partner I, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-1721316 | ||||
Franklin, Tennessee 37067 | ||||||||
Health Management General Partner, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-1690736 | ||||
Franklin, Tennessee 37067 | ||||||||
HMA Fentress County General Hospital, LLC | TN | 4000 Meridian Boulevard | 8062 | 95-3974754 | ||||
Franklin, Tennessee 37067 | ||||||||
HMA Hospitals Holdings, LP | DE | 4000 Meridian Boulevard | 8062 | 26-3964154 | ||||
Franklin, Tennessee 37067 | ||||||||
HMA Santa Rosa Medical Center, LLC | FL | 4000 Meridian Boulevard | 8062 | 68-0045270 | ||||
Franklin, Tennessee 37067 | ||||||||
HMA Services GP, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-1707507 | ||||
Franklin, Tennessee 37067 | ||||||||
HMA-TRI Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 47-5203380 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Hobbs Medco, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769641 | ||||
Franklin, Tennessee 37067 | ||||||||
Hospital Management Associates, LLC | FL | 4000 Meridian Boulevard | 8062 | 35-1410796 | ||||
Franklin, Tennessee 37067 | ||||||||
Hospital Management Services of Florida, LP | FL | 4000 Meridian Boulevard | 8062 | 20-5917647 | ||||
Franklin, Tennessee 37067 | ||||||||
Hospital of Morristown, LLC | TN | 4000 Meridian Boulevard | 8062 | 62-1528689 | ||||
Franklin, Tennessee 37067 | ||||||||
Jackson HMA, LLC | MS | 4000 Meridian Boulevard | 8062 | 64-0907122 | ||||
Franklin, Tennessee 37067 | ||||||||
Jackson Hospital Corporation | TN | 4000 Meridian Boulevard | 8062 | 42-1557525 | ||||
Franklin, Tennessee 37067 | ||||||||
Jefferson County HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 45-2528414 | ||||
Franklin, Tennessee 37067 | ||||||||
Kay County Hospital Corporation | OK | 4000 Meridian Boulevard | 8062 | 20-4052833 | ||||
Franklin, Tennessee 37067 | ||||||||
Kay County Oklahoma Hospital Company, LLC | OK | 4000 Meridian Boulevard | 8062 | 20-4052936 | ||||
Franklin, Tennessee 37067 | ||||||||
Kennett HMA, LLC | MO | 4000 Meridian Boulevard | 8062 | 20-0248087 | ||||
Franklin, Tennessee 37067 | ||||||||
Key West HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 65-0905661 | ||||
Franklin, Tennessee 37067 | ||||||||
Kirksville Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 36-4373298 | ||||
Franklin, Tennessee 37067 | ||||||||
Knox Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 81-0733895 | ||||
Franklin, Tennessee 37067 | ||||||||
Knoxville HMA Holdings, LLC | TN | 4000 Meridian Boulevard | 8062 | 45-2528116 | ||||
Franklin, Tennessee 37067 | ||||||||
La Porte Health System, LLC | DE | 4000 Meridian Boulevard | 8062 | 81-0713794 | ||||
Franklin, Tennessee 37067 | ||||||||
La Porte Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 81-0722737 | ||||
Franklin, Tennessee 37067 | ||||||||
Lakeway Hospital Company, LLC | TN | 4000 Meridian Boulevard | 8062 | 62-1564360 | ||||
Franklin, Tennessee 37067 | ||||||||
Lancaster Hospital Corporation | DE | 4000 Meridian Boulevard | 8062 | 57-1010381 | ||||
Franklin, Tennessee 37067 | ||||||||
Laredo Texas Hospital Company, L.P. | TX | 4000 Meridian Boulevard | 8062 | 20-0175530 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Las Cruces Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 75-2905434 | ||||
Franklin, Tennessee 37067 | ||||||||
Lea Regional Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1760149 | ||||
Franklin, Tennessee 37067 | ||||||||
Lebanon HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 20-0248060 | ||||
Franklin, Tennessee 37067 | ||||||||
Longview Clinic Operations Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 75-1470252 | ||||
Franklin, Tennessee 37067 | ||||||||
Longview Medical Center, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1762420 | ||||
Franklin, Tennessee 37067 | ||||||||
Longview Merger, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769639 | ||||
Franklin, Tennessee 37067 | ||||||||
LRH, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762421 | ||||
Franklin, Tennessee 37067 | ||||||||
Lutheran Health Network of Indiana, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762363 | ||||
Franklin, Tennessee 37067 | ||||||||
Madison HMA, LLC | MS | 4000 Meridian Boulevard | 8062 | 03-0400182 | ||||
Franklin, Tennessee 37067 | ||||||||
Marshall County HMA, LLC | OK | 4000 Meridian Boulevard | 8062 | 38-3862800 | ||||
Franklin, Tennessee 37067 | ||||||||
Martin Hospital Company, LLC | TN | 4000 Meridian Boulevard | 8062 | 42-1557527 | ||||
Franklin, Tennessee 37067 | ||||||||
Mary Black Health System LLC | DE | 4000 Meridian Boulevard | 8062 | 57-1047528 | ||||
Franklin, Tennessee 37067 | ||||||||
MCSA, L.L.C. | AR | 4000 Meridian Boulevard | 8062 | 71-0785071 | ||||
Franklin, Tennessee 37067 | ||||||||
Medical Center of Brownwood, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762425 | ||||
Franklin, Tennessee 37067 | ||||||||
Metro Knoxville HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 45-2535623 | ||||
Franklin, Tennessee 37067 | ||||||||
Mississippi HMA Holdings I, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964464 | ||||
Franklin, Tennessee 37067 | ||||||||
Mississippi HMA Holdings II, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964541 | ||||
Franklin, Tennessee 37067 | ||||||||
Moberly Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 43-1651906 | ||||
Franklin, Tennessee 37067 | ||||||||
Naples HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 20-4401957 | ||||
Franklin, Tennessee 37067 | ||||||||
Natchez Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 37-1756496 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
National Healthcare of Leesville, Inc. | DE | 4000 Meridian Boulevard | 8062 | 95-4066162 | ||||
Franklin, Tennessee 37067 | ||||||||
Navarro Hospital, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1762428 | ||||
Franklin, Tennessee 37067 | ||||||||
Navarro Regional, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762429 | ||||
Franklin, Tennessee 37067 | ||||||||
NC-DSH, LLC | DE | 4000 Meridian Boulevard | 8062 | 88-0305790 | ||||
Franklin, Tennessee 37067 | ||||||||
Northwest Arkansas Hospitals, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-5896848 | ||||
Franklin, Tennessee 37067 | ||||||||
Northwest Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762430 | ||||
Franklin, Tennessee 37067 | ||||||||
NOV Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-8112009 | ||||
Franklin, Tennessee 37067 | ||||||||
NRH, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762431 | ||||
Franklin, Tennessee 37067 | ||||||||
Oak Hill Hospital Corporation | WV | 4000 Meridian Boulevard | 8062 | 27-0003893 | ||||
Franklin, Tennessee 37067 | ||||||||
Oro Valley Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 52-2379881 | ||||
Franklin, Tennessee 37067 | ||||||||
Palmer-Wasilla Health System, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762371 | ||||
Franklin, Tennessee 37067 | ||||||||
Pasco Regional Medical Center, LLC | FL | 4000 Meridian Boulevard | 8062 | 20-2832978 | ||||
Franklin, Tennessee 37067 | ||||||||
Pennsylvania Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 06-1694707 | ||||
Franklin, Tennessee 37067 | ||||||||
Phoenixville Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-1055060 | ||||
Franklin, Tennessee 37067 | ||||||||
Poplar Bluff Regional Medical Center, LLC | MO | 4000 Meridian Boulevard | 8062 | 43-1238701 | ||||
Franklin, Tennessee 37067 | ||||||||
Port Charlotte HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 20-1852902 | ||||
Franklin, Tennessee 37067 | ||||||||
Pottstown Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 06-1694708 | ||||
Franklin, Tennessee 37067 | ||||||||
Punta Gorda HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 65-0526360 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG Georgia Holdings II, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-1344786 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
QHG Georgia Holdings, Inc. | DE | 4000 Meridian Boulevard | 8062 | 58-2386459 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG Georgia, LP | GA | 4000 Meridian Boulevard | 8062 | 58-2387537 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Bluffton Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1792274 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Clinton County, Inc. | IN | 4000 Meridian Boulevard | 8062 | 35-2006952 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Enterprise, Inc. | AL | 4000 Meridian Boulevard | 8062 | 63-1159023 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Forrest County, Inc. | MS | 4000 Meridian Boulevard | 8062 | 62-1704095 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Fort Wayne Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 35-1946949 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Hattiesburg, Inc. | MS | 4000 Meridian Boulevard | 8062 | 62-1704097 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of South Carolina, Inc. | SC | 4000 Meridian Boulevard | 8062 | 62-1587267 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Spartanburg, Inc. | SC | 4000 Meridian Boulevard | 8062 | 57-1040117 | ||||
Franklin, Tennessee 37067 | ||||||||
QHG of Springdale, Inc. | AR | 4000 Meridian Boulevard | 8062 | 62-1755664 | ||||
Franklin, Tennessee 37067 | ||||||||
Regional Hospital of Longview, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762464 | ||||
Franklin, Tennessee 37067 | ||||||||
River Oaks Hospital, LLC | MS | 4000 Meridian Boulevard | 8062 | 64-0626874 | ||||
Franklin, Tennessee 37067 | ||||||||
River Region Medical Corporation | MS | 4000 Meridian Boulevard | 8062 | 62-1576702 | ||||
Franklin, Tennessee 37067 | ||||||||
ROH, LLC | MS | 4000 Meridian Boulevard | 8062 | 64-0780035 | ||||
Franklin, Tennessee 37067 | ||||||||
Roswell Hospital Corporation | NM | 4000 Meridian Boulevard | 8062 | 74-2870118 | ||||
Franklin, Tennessee 37067 | ||||||||
Ruston Hospital Corporation | DE | 4000 Meridian Boulevard | 8062 | 20-8066937 | ||||
Franklin, Tennessee 37067 | ||||||||
Ruston Louisiana Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-8066999 | ||||
Franklin, Tennessee 37067 | ||||||||
SACMC, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762472 | ||||
Franklin, Tennessee 37067 | ||||||||
Salem Hospital Corporation | NJ | 4000 Meridian Boulevard | 8062 | 22-3838322 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
San Angelo Community Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762473 | ||||
Franklin, Tennessee 37067 | ||||||||
San Angelo Medical, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769697 | ||||
Franklin, Tennessee 37067 | ||||||||
Scranton Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-4577223 | ||||
Franklin, Tennessee 37067 | ||||||||
Scranton Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-4564798 | ||||
Franklin, Tennessee 37067 | ||||||||
Scranton Quincy Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 45-2671991 | ||||
Franklin, Tennessee 37067 | ||||||||
Scranton Quincy Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 45-2672023 | ||||
Franklin, Tennessee 37067 | ||||||||
Seminole HMA, LLC | OK | 4000 Meridian Boulevard | 8062 | 45-4164241 | ||||
Franklin, Tennessee 37067 | ||||||||
Shelbyville Hospital Company, LLC | TN | 4000 Meridian Boulevard | 8062 | 20-2909388 | ||||
Franklin, Tennessee 37067 | ||||||||
Siloam Springs Arkansas Hospital Company, | DE | 4000 Meridian Boulevard | 8062 | 26-3635210 | ||||
LLC | Franklin, Tennessee 37067 | |||||||
Siloam Springs Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3635188 | ||||
Franklin, Tennessee 37067 | ||||||||
Southeast HMA Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964613 | ||||
Franklin, Tennessee 37067 | ||||||||
Southern Texas Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769737 | ||||
Franklin, Tennessee 37067 | ||||||||
Southwest Florida HMA Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3964696 | ||||
Franklin, Tennessee 37067 | ||||||||
Statesville HMA, LLC | NC | 4000 Meridian Boulevard | 8062 | 56-2206788 | ||||
Franklin, Tennessee 37067 | ||||||||
Tennessee HMA Holdings, LP | DE | 4000 Meridian Boulevard | 8062 | 46-1750499 | ||||
Franklin, Tennessee 37067 | ||||||||
Tennyson Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-3943816 | ||||
Franklin, Tennessee 37067 | ||||||||
Tomball Texas Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 45-2784214 | ||||
Franklin, Tennessee 37067 | ||||||||
Tomball Texas Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 45-2856063 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad Healthcare, LLC | DE | 4000 Meridian Boulevard | 8062 | 75-2816101 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad Holdings III, LLC | DE | 4000 Meridian Boulevard | 8062 | 75-2821745 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Triad Holdings IV, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1766957 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad Holdings V, LLC | DE | 4000 Meridian Boulevard | 8062 | 51-0327978 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad Nevada Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-1639289 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad of Alabama, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762412 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad-ARMC, LLC | DE | 4000 Meridian Boulevard | 8062 | 46-0496926 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad-El Dorado, Inc. | AR | 4000 Meridian Boulevard | 8062 | 62-1628508 | ||||
Franklin, Tennessee 37067 | ||||||||
Triad-Navarro Regional Hospital Subsidiary, | DE | 4000 Meridian Boulevard | 8062 | 62-1681610 | ||||
LLC | Franklin, Tennessee 37067 | |||||||
Tullahoma HMA, LLC | TN | 4000 Meridian Boulevard | 8062 | 20-0248018 | ||||
Franklin, Tennessee 37067 | ||||||||
Tunkhannock Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 27-4566015 | ||||
Franklin, Tennessee 37067 | ||||||||
Van Buren H.M.A., LLC | AR | 4000 Meridian Boulevard | 8062 | 58-1725652 | ||||
Franklin, Tennessee 37067 | ||||||||
Venice HMA, LLC | FL | 4000 Meridian Boulevard | 8062 | 20-1852812 | ||||
Franklin, Tennessee 37067 | ||||||||
VHC Medical, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1769671 | ||||
Franklin, Tennessee 37067 | ||||||||
Vicksburg Healthcare, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1752111 | ||||
Franklin, Tennessee 37067 | ||||||||
Victoria Hospital, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1760818 | ||||
Franklin, Tennessee 37067 | ||||||||
Victoria of Texas, L.P. | DE | 4000 Meridian Boulevard | 8062 | 62-1754940 | ||||
Franklin, Tennessee 37067 | ||||||||
Virginia Hospital Company, LLC | VA | 4000 Meridian Boulevard | 8062 | 02-0691406 | ||||
Franklin, Tennessee 37067 | ||||||||
Weatherford Hospital Corporation | TX | 4000 Meridian Boulevard | 8062 | 20-5694260 | ||||
Franklin, Tennessee 37067 | ||||||||
Weatherford Texas Hospital Company, LLC | TX | 4000 Meridian Boulevard | 8062 | 20-5694301 | ||||
Franklin, Tennessee 37067 | ||||||||
Webb Hospital Corporation | DE | 4000 Meridian Boulevard | 8062 | 20-0167530 | ||||
Franklin, Tennessee 37067 |
Exact Name of Additional Obligors | Jurisdiction of Incorporation or Formation | Principal Executive Offices | Primary Standard Industrial Classification Code Number | I.R.S. Employer Identification No. | ||||
Webb Hospital Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 20-0167590 | ||||
Franklin, Tennessee 37067 | ||||||||
Wesley Health System LLC | DE | 4000 Meridian Boulevard | 8062 | 52-2050792 | ||||
Franklin, Tennessee 37067 | ||||||||
WHMC, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762551 | ||||
Franklin, Tennessee 37067 | ||||||||
Wilkes-Barre Behavioral Hospital Company, | DE | 4000 Meridian Boulevard | 8062 | 26-3632720 | ||||
LLC | Franklin, Tennessee 37067 | |||||||
Wilkes-Barre Holdings, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3632542 | ||||
Franklin, Tennessee 37067 | ||||||||
Wilkes-Barre Hospital Company, LLC | DE | 4000 Meridian Boulevard | 8062 | 26-3632648 | ||||
Franklin, Tennessee 37067 | ||||||||
Woodland Heights Medical Center, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762558 | ||||
Franklin, Tennessee 37067 | ||||||||
Woodward Health System, LLC | DE | 4000 Meridian Boulevard | 8062 | 62-1762418 | ||||
Franklin, Tennessee 37067 |
Item 1. | General Information. Furnish the following information as to the trustee: |
(a) | Name and address of each examining or supervising authority to which it is subject. |
Federal Reserve Bank of Atlanta, 1000 Peachtree Street NE, Atlanta, Georgia 30309-4470 Alabama State Banking Department, P.O. Box 4600, Montgomery, Alabama 36103-4600 |
(b) | Whether it is authorized to exercise corporate trust powers. |
The Trustee is authorized to exercise corporate trust powers. |
Item 2. | Affiliations with Obligor. If the obligor is an affiliate of the trustee, describe each such affiliation. |
None.
No responses are included for Items3-15 of this FormT-1 because to the best of the Trustee’s knowledge, the obligor is not in default as provided under Item 13.
Item 16. | List of Exhibits. |
Exhibit 1. | Articles of Incorporation of the Trustee, attached as Exhibit 1. |
Exhibit 2. | Not applicable. |
Exhibit 3. | Authorization of the Trustee to exercise corporate trust powers, attached as Exhibit 3. |
Exhibit 4. | Bylaws of the Trustee, attached as Exhibit 4Exhibit 5.Not applicable. |
Exhibit 6. | The consent of the Trustee required by Section 321(b) of the Act, attached as Exhibit 6. |
Exhibit 7. | A copy of the latest report of condition of the Trustee published pursuant to law or the requirements of itssupervising or examining authority, attached as Exhibit 7. |
Exhibit 8. | Not applicable. |
Exhibit 9. | Not applicable. |
SIGNATURE
Pursuant to the requirements of the Trust Indenture Act of 1939, as amended, the trustee, Regions Bank, an Alabama banking corporation, has duly caused this statement of eligibility to be signed on its behalf by the undersigned, thereunto duly authorized, all in the City of Atlanta and State of Georgia on the 12th day of March, 2019.
REGIONS BANK | ||
By: | /s/ Sean Julien | |
Name: Sean Julien | ||
Title: Vice President |
Exhibit 1 to Form T-1 ARTICLES OF INCORPORATION OF THE TRUSTEE
Jim Bennett P.O. Box 5616 j Secretary of State Montgomery, AL 36103-5616 State of Alabama I, Jim Bennett, Secretary of State of Alabama, having custody of the Great and Principal Seal of said State, do hereby certify that as appears on file and of record in this office, the pages hereto attached, contain a | true, accurate, and literal copy of the Related Articles filed on behalf of Regions Bank, as received and filed in the Office of the Secretary of State on 11/03/2014. In Testimony Whereof, I have hereunto set my hand and affixed the Great Seal of the State, at the Capitol, in the city of Montgomery, on this day. 1/17/2014 Date 20141117000007330 Bennett Secretary of State
This instrument prepared by: 20141028000987210 1/7 Bk: LR201417 Pg: 22836 Legal Department Bk: LR201417 Pg:22836 Jefferson County, Alabama Regions Bank I certify this instrument filed on: 10/28/2014 02:58:14 PM PREST 1900 Fifth Avenue North, 22nd Floor Judge f Probate- Alan L. King Birmingham, Alabama 35203 ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF REGIONS BANK REGIONS BANK, a corporation organized and existing under the laws of the State of Alabama, hereby certifies as follows: ) The name of the corporation is Regions Bank. ) This restatement of the Articles of Incorporation restates and integrates the amendments to the Articles of Incorporation as previously filed and further amends the Articles of Incorporation by amending Article 9 of the Articles of Incorporation as previously filed. ) The text of the Restated Articles of Incorporation reads as herein set forth in full Alabana Sec. of State Entity Change 006-854 Date 11/03/2014 Time 17:00 141107 7 pg File $100.00 Ackn $.00 Exp $.00 Total $100.00 02/053 Page 1 of 6
RESTATED ARTICLES OF AMENDMENT TO ARTICLES OF INCORPORATION OF REGIONS BANK Alabana Sec. of State Entity Change 006-854 Date 11/03/2014 Time 17:00 141107 7 pg File $100.00 Ackn $.00 Exp $.00 Total $100.00 02/053 1. The name of this corporation shall be Regions Bank. 2. The principal place of business shall be 1900 Fifth Avenue North, Birmingham, Alabama. The general business of Regions Bank (the “Bank”) shall be conducted at its main office and its branches and other facilities. 3. The Bank shall have the following objects, purposes and powers: a. To sue and be sued, complain and defend, in its corporate name. b. To have a corporate seal which may be altered at pleasure, and to use the same by causing it, or a facsimile thereof, to be impressed or affixed or in any other manner reproduced. c. To purchase, take, receive, lease, or otherwise acquire, own, hold, improve, use and otherwise deal in and with, real or personal property, or any interest therein, wherever situated. D. To sell, convey, mortgage, pledge, lease, exchange, transfer and otherwise dispose of all or any part of its property and assets, subject to the limitations hereinafter prescribed. E.To lend money and use its credit to assist its employees. F. To purchase, take, receive, subscribe for, or otherwise acquire, own, hold, vote, use, employ, sell, mortgage, lend, pledge, or otherwise dispose of, and otherwise use and deal in and with, shares or other interests in, or obligations of, other domestic or foreign corporations, associations, partnerships or individuals, or direct or indirect obligations of the United States or of any other government, state, territory, governmental district, or municipality or of any instrumentality thereof as may be permitted by law or appropriate regulations. G. To make contracts, guarantees, and indemnity agreements and incur liabilities, borrow money at such rates of interest as the corporation may determine, issue its notes, bonds, and other obligations, and secure any of its obligations by mortgage, pledge of, or creation of security interests in, all or any of its property, franchises, or income, or any interest therein, not inconsistent with the provisions of the Constitution of Alabama as the same may be amended from time to time. H. To lend money for its corporate purposes, invest and reinvest its funds, and take and hold real and personal property as security for the payment of funds so loaned or invested. Page 2 of 6
i. To conduct its business, carry on its operations and have offices and exercise the powers granted by this Article, within or without the State of Alabama. j. To elect or appoint and remove officers and agents of the Bank, and define their duties and fix their compensation. k. To make and alter by its board of directors bylaws not inconsistent with its articles of incorporation or with the laws of this state for the administration and regulation of the affairs of the Bank. 1. To make donations for the public welfare or for charitable, scientific, or educational purposes. m. To transact any lawful business which the board of directors shall find will be in aid of governmental policy. n. To pay pensions and establish pension plans, pension trusts, profit sharing plans, stock bonus plans, stock option plans and other incentive plans for any or all of its directors, officers and employees. o. To be a promoter, incorporator, partner, member, trustee, associate, or manager of any domestic or foreign corporation, partnership, joint venture, trust, or other enterprise. p. To consolidate or merge, before or after the completion of its works or plants, in the manner herein provided, with any other foreign or domestic corporation or corporations engaged in the business of banking or trust companies doing a banking business subject to the limitations hereinafter prescribed. q. To have and exercise all powers permitted by the laws of Alabama necessary or convenient to effect its purposes. r. To discount bills, notes or other evidences of debt s. To receive and pay out deposits, with or without interest, pay checks, and impose charges for any services. t. To receive on special deposit money, bullion or foreign coins or bonds or other securities. u. To buy and sell foreign and domestic exchanges, gold and silver bullion or foreign coins, bonds, bills of exchange, notes and other negotiable paper. v. To lend money on personal security or upon pledges of bonds, stocks or other negotiable securities. Page 3 of 6
w. To take and receive security by mortgage, security or otherwise on property, real and personal. x. To become trustee for any purpose and be appointed and act as executor, administrator, guardian, receiver, or fiduciary. y. To lease real and personal property upon specific request of a customer, provided it complies with any applicable Alabama laws regulating leasing real property or improvements thereon to others. z. To perform computer, management and travel agency services for others. aa. To subscribe to the capital stock and become a member of the federal reserve system and comply with rales and regulations thereof. bb. To do business and exercise directly or through operating subsidiaries any powers incident to the business of banks. 4. The duration of the corporation shall be perpetual. 5. The Board of Directors is expressly authorized from time to time to fix the number of Directors which shall constitute the entire Board, subject to the following: a. The number of Directors constituting the entire Board shall be fixed from time to time by vote of a majority of the entire Board, provided, however, that the number of Directors shall not be reduced so as to shorten the term of any Director at the time in office, and provided further, shall not be less than three nor more than twenty-five (25). Each Director shall be the record owner of the requisite number of shares of common stock of the Bank’s parent bank holding company fixed by the appropriate regulatory authorities. b. Notwithstanding any other provisions of the Articles of Incorporation or the bylaws of the Bank (and notwithstanding the feet that some lesser percentage may be specified by law, these Restated Articles of Incorporation or the bylaws of the Bank), any Director or the entire Board of Directors of the Bank may be removed at any time, with or without cause by the affirmative vote of the holders of ninety percent (90%) or more of the outstanding shares of capital stock of the Bank entitled to vote generally in the election of directors (considered for this purpose as one class) cast at a meeting of the stockholders called for that purpose. 6. The aggregate number of shares of capital stock which the Bank shall have authority to issue is thirty thousand five hundred forty six (30,546) shares, which shall be common stock, par value five dollars ($5.00) per share (the “Common Stock”). The Bank shall not issue fractional shares of stock, but shall pay in cash the fair value of fractions of a share as of the time when those otherwise entitled to receive such fractions are determined. Page 4 of 6
a. Shareholders shall not have pre-emptive rights to purchase shares of any class of capital stock of the Bank. The Bank, at any time and from time to time, may authorize and issue debt obligations, whether or not subordinated, without the approval of the shareholders. b. Authority is hereby expressly granted to the Board of Directors from time to time to issue any authorized but unissued shares of Common Stock for such consideration and on such terms as it may determine. Every share of Common Stock of the Bank shall have one vote at any meeting of the shareholders and may be voted by the shareholders of record either in person or by proxy. c. In the event of any liquidation, dissolution, or winding up of the Bank or upon the distribution of the assets of the Bank, the assets of the Bank remaining after satisfaction of all obligations and liabilities shall be divided and distributed among the holders of the Common Stock ratably. Neither the merger or consolidation of the Bank with another corporation nor the sale or lease of all or substantially all of the assets of the Bank shall be deemed to be a liquidation, dissolution, or winding up of the Bank or a distribution of its assets. d. The holders of Common Stock shall have the exclusive power to vote and shall have one vote in respect of each share of such stock held by them. 7. The Chief Executive Officer, Secretary, Board of Directors, or holder(s) of at least 90% of the issued and outstanding voting stock of the Bank may call a special meeting of shareholders at any time. Unless otherwise provided by the laws of Alabama, notice of the time, place, and purpose of every annual and special meeting of the shareholders shall be given by first-class mail, postage prepaid, mailed at least ten days prior to the date of such meeting to each shareholder of record at his address as shown upon the stock transfer book of this Bank. 8. The Bank reserves the right to amend, alter, change or repeal any provision contained in these Restated Articles of Incorporation, in the manner now or hereafter provided by law, at any regular or special meeting of the shareholders, and all rights conferred upon officers, directors and shareholders of the Bank hereby are granted subject to this reservation. 9. The Bank shall indemnify its officers, directors, employees, and agents in accordance with the indemnification provisions set forth in the By-Laws, as may be amended from time to time, and in all cases in accordance with applicable laws and regulations. Alabana Sec. of State Entity Change 006-854 Date 11/03/2014 Time 17:00 141107 7 pg File $100.00 Ackn $.00 Exp $.00 Total $100.00 02/053 Page 5 of 6
4.) Tins amendment to and restatement of the Articles of Incorporation was duly adopted by vote of the directors of the Bank pursuant to Section 10A-2-10.03 of the Alabama Business Corporation Law and was approved by the sole shareholder in accordance with Section 10A-2-10.03, by unanimous consent of the holder of 21,546 shares of common stock, constituting all of the shares of capital stock of the Bank outstanding, indisputably represented, and entitled to vote on the amendment The date of adoption of the Restated Articles of Incorporation was October 16, 2014. IN WITNESS WHEREOF, said Regions Bank has caused this certificate to be signed by Fournier J. Gale, III, its Senior Executive Vice President, General Counsel and Corporate Secretary, this 16th day of October, 2014. REGIONS BANK By: Fournier J Gale, III Senior Executive Vice President, General Counsel and Corporate Secretary Page 6 of 6
STATE OF ALABAMA MONTGOMERY COUNTY I, John D, Harrison, as Superintendent of Banks for the State of Alabama, do hereby certify that I have fully and duly examined the foregoing Articles of Amendment whereby the shareholders of Regions Bank, a banking corporation located at Birmingham, Alabama, proposes to Amend and Restate the Articles of Incorporation and also the Amendment to Article 9 of Regions Bank. See attached Articles of Amendment to the Articles of Incorporation of Regions Bank. Also see attached Amendment to Article 9 of Regions Bank. I do hereby certify that said Amendment of the Articles of Incorporation appears to be in substantial conformity with the requirements of law and they are hereby approved. Upon the filing of the same, together with this Certificate of Approval, with the proper agency as required by law, the Restated Articles of Incorporation of said bank shall be effective. Given under my hand and seal of office this this 21st day of October, 2014. John D. Harrison Superintendent of Banks 20141028000987210 7/7 record in this office in vol 20417 page 22836 Bk: LR201417 Pg:22836 r 28 Jefferson County, Alabama under my Hand and official seal, this the 28 10/28/2014 02:58:14 PM PREST Given under my hand end official seal Total of Fees and Taxes-$63.00
Exhibit 3 to Form T-l CERTIFICATE OF TRUST POWERS
STATE OF ALABAMA STATE BANKING DEPARTMENT. Bob Rlley John D. Harrison Governor Superintendent of Banks TO WHOMIT MAY CONCERN: I hereby certify, as Superintendent of Banks of the State of Alabama, that Regions Bank, Birmingham, Alabama is a bank chartered by the State of Alabama and is duly authorized to exercise full trust powers. Regions Bank was authorized to exercise full service trust powers by the Alabama State Banking Department on September 1, 1958. At the time, Regions Bank was named Exchange-Security Bank. They have held full service trust powers ever since. Witness my hand this the 25th day of March, 2008, John D. Harrison Superintendent of Banks CENTER FOR COMMERCE 401 ADAMS AVENUE P.O. BOX 4800 MONTGOMERY, AL 36103-4600 TELEPHONE (334) 242-9452 FAX (334) 242-3600 OR BUREAU OF LOANS (934) 353-5961
Exhibit 4 to Form T-l BY-LAWS OF THE TRUSTEE
BY-LAWS OF REGIONS BANK (As amended July 16, 2015) ARTICLE I. OFFICES Section 1. Registered Office. The registered office of Regions Bank (the “Bank”) shall be maintained at the office of the CSC Lawyers Incorporating Service, Inc., in the City of Montgomery, in the County of Montgomery, in the State of Alabama, or such other location as may be designated by the Board of Directors. CSC Lawyers Incorporating Service, Inc. shall be the registered agent of the Bank unless and until a successor registered agent is appointed by the Board of Directors. Section 2. Other Offices. The Bank may have other offices at such places as the Board of Directors may from time to time appoint or the business of the Bank may require. Section 3. Principal Place of Business. The principal place of business of the Bank shall be in Birmingham, Alabama. ARTICLE II. MEETINGS OF STOCKHOLDERS Section 1. Annual Meeting. Annual meetings of stockholders for the election of members of the Board of Directors (“Directors”) and for such other business as may be stated in the notice of the meeting, shall be held at such place, time and date as the Board of Directors, by resolution, shall determine. Section 2. Special Meetings. Special meetings of the stockholders for any purpose, other than the election of Directors, may be called at any time by the Chairman of the Board of Directors, the Chief Executive Officer, the President, the Secretary or by resolution of the Directors. Special meetings of stockholders may be held at such time and place as shall be stated in the notice of the meeting. Section 3. Voting. The vote of a majority of the votes cast by the shares entitled to vote on any matter at a meeting of stockholders at which a quorum is present shall be the act of the stockholders on that matter, except as otherwise required by law or by the Articles of Incorporation of the Bank. Section 4. Quorum. At each meeting of stockholders, except where otherwise provided by applicable law, the Articles of Incorporation or these By-Laws, the holders of a majority of the outstanding shares of the Bank entitled to vote on a matter at the meeting, represented in person or by proxy, shall constitute a quorum. If less than Page 1 of 11
a majority of the outstanding shares are represented, a majority of the shares so represented may adjourn the meeting from time to time without further notice, but until a quorum is secured no other business may be transacted. The stockholders present at a duly organized meeting may continue to transact business until an adjournment notwithstanding the withdrawal of enough stockholders to leave less than a quorum. ARTICLE III. DIRECTORS Section 1. Number and Term. The number of Directors which shall constitute the whole Board of Directors shall be fixed, from time to time, by resolutions adopted by the Board of Directors, but shall not be less than three persons. The number of Directors shall not be reduced so as to shorten the term of any Director in office at the time. Directors elected at each annual or special meeting shall hold office until the next annual meeting and until his or her successor shall have been elected and qualified, or until his or her earlier retirement, death, resignation or removal. Directors need not be residents of Alabama. Section 2. Chairman of the Board and Lead Independent Director. The Board of Directors shall by majority vote designate from time to time from among its members a Chairman of the Board of Directors. The Chairman of the Board of Directors shall preside at all meetings of the stockholders and of the Board of Directors. He or she shall have and perform such duties as prescribed by the By-Laws and by the Board of Directors. The position of Chairman of the Board of Directors is a Board position, provided however, the position of Chairman of the Board of Directors may be held by a person who is also an officer of the Bank. In the absence of the Chairman of the Board of Directors or in the case he or she is unable to preside, the Lead Independent Director, if at the time a Director of the Bank has been designated by the Board of Directors as such, shall have and exercise all powers and duties of the Chairman of the Board of Directors and shall preside at all meetings of the Board of Directors. If at any Board of Directors meeting none of such persons is present or able to act, the Board of Directors shall select one of its members as acting chair of the meeting or any portion thereof. Section 3. Resignations. Any Director may resign at any time. All resignations shall be made in writing, and shall take effect at the time of receipt by the Chairman of the Board of Directors, Chief Executive Officer, the President or the Secretary or at such other time as may be specified therein. The acceptance of a resignation shall not be necessary to make it effective. Section 4. Vacancies. If the office of any Director becomes vacant, including by reason of resignation or removal, or the size of the Board of Directors is increased, the remaining Directors in office, even if less than a quorum, by a majority vote, may appoint any qualified person to fill such vacancy or new position, and such person shall hold office for the unexpired term and until his successor shall be duly chosen. Section 5. Removal. Any Director may be removed at any time, with or without cause, by the affirmative vote of the holders of a majority of the outstanding shares of capital stock of the Bank entitled to vote generally in the election of Directors considered as one class for this purpose, at any meeting of the stockholders called for that purpose. Page 2 of 11
Section 6. Powers. The business and affairs of the Bank shall be managed by or under the direction of the Board of Directors, except as may be otherwise provided by applicable law, the Articles of Incorporation of the Bank or pursuant to these By-Laws. Section 1. Meetings. Regular meetings of the Board of Directors may be held without notice at such places and times as shall be determined from time to time by the Board of Directors. Special meetings of the Board of Directors may be called by the Chairman of the Board of Directors, the Lead Independent Director, the Chief Executive Officer, the President or the Secretary on the written request of a majority of the Board of Directors on at least two days’ notice to each Director and shall be held at such place or places as may be determined by the Board of Directors, or as shall be stated in the notice of such meeting. Unless otherwise restricted by the Articles of Incorporation or these By-Laws, members of the Board of Directors, or any committee designated by the Board of Directors, may participate in a meeting of the Board of Directors, or any committee, by means of conference telephone, video, or similar communications equipment by means of which all persons participating in the meeting can hear each other, and such participation in a meeting shall constitute presence in person at the meeting. Notice of any special meeting of the Board of Directors need not be given personally, and may be given by United States mail, postage prepaid or by any form of electronic communication, and shall be deemed to have been given on the date such notice is transmitted by the Bank (which, if notice is mailed, shall be the date when such notice is deposited in the United States mail, postage prepaid, directed to the applicable Director at such Director’s address as it appears on the records of the Bank). Section 8. Quorum: Vote Required for Action. A majority of the Directors shall constitute a quorum for the transaction of business. If at any meeting of the Board of Directors there shall be less than a quorum present, a majority of those present may adjourn the meeting from time to time until a quorum is obtained, and no further notice thereof need be given other than by announcement at the meeting which shall be so adjourned. The vote of a majority of the Directors present at a meeting at which a quorum is present shall be the act of the Board of Directors unless the Articles of Incorporation or these By-Laws shall require a vote of a greater number. Section 9. Compensation. Unless otherwise restricted by the Articles of Incorporation or these By-Laws, the Board of Directors shall have the authority to fix the compensation of Directors. Nothing herein contained shall be construed to preclude any Director from serving the Bank in any other capacity as an officer, agent or otherwise, and receiving compensation therefore. Section 10. Action Without Meeting. Any action required or permitted to be taken at any meeting of the Board of Directors or of any committee thereof, may be taken without a meeting, if prior to such action a written consent thereto is signed by all members of the Board of Directors, or of such committee as the case may be, and such written consent is filed with the minutes of proceedings of the Board of Directors or committee. Page 3 of 11
Section 11. Committees. A majority of the Board of Directors shall have the authority to designate one or more committees, each committee to consist of one or more of the Directors of the Bank. The Board of Directors may designate one or more Directors as alternate members of any committee, who may replace any absent or disqualified member at any meeting of the committee. Any committee of the Board of Directors, to the extent provided in the resolutions of the Board of Directors or in these By-Laws, shall have and may exercise the powers of the Board of Directors in the management of the business and affairs of the Bank and may authorize the seal of the Bank to be affixed to all papers which may require it, in each case to the fullest extent permitted by applicable law. In the absence or disqualification of any member of a committee from voting at any meeting of such committee, the remaining member or members thereof present at such meeting and not disqualified from voting, whether or not the remaining member or members constitute a quorum, may unanimously appoint another member of the Board of Directors to act at such meeting in the place of any such absent or disqualified member. Section 12. Eligibility. No person shall be eligible to serve as Director of the Bank unless such person shall be the owner of shares of stock of the parent holding company of the number and held in the manner sufficient to meet the requirements of any applicable law or regulation in effect requiring the ownership of Directors’ qualifying shares. Section 13. Directors Protected. Each Director shall in the performance of his or her duties be fully protected in relying in good faith upon reports made to the Directors by the officers of the Bank or by state or federal bank examiners or by any independent accountant or by any appraiser selected with reasonable care, or by counsel, or by a committee of the Board of Directors, or in relying in good faith upon other records or books of account of the Bank. ARTICLE IV. OFFICERS Section 1. Officers, Elections, Terms. The officers of the Bank shall be a Chief Executive Officer; a President; one or more Regional or Local Presidents if the Board so determines; one or more vice presidents or directors, who may be designated Senior Executive Vice Presidents, Executive Vice Presidents, Executive Managing Directors, Senior Vice Presidents, Managing Directors, Vice Presidents, Directors, and Assistant Vice Presidents; a Secretary; one or more Assistant Secretaries; a Chief Financial Officer; a Controller; an Auditor; and such other officers as may be deemed appropriate. All of such officers shall be appointed annually by the Board of Directors to serve for a term of one year and until their respective successors are appointed and qualified or until such officer’s earlier death, resignation, retirement, or removal, except that the Board of Directors may delegate the authority to appoint officers holding the position of Senior Executive Vice President and below in accordance with procedures established or modified by the Board from time to time. Those Officers who serve in the Trust Department shall be so designated by the word “Trust” in their title. None of the officers of the Bank need be Directors. More than one office may be held by the same person. Page 4 of 11
Section 2. Chief Executive Officer. The Board of Directors shall appoint a Chief Executive Officer of the Bank. The Chief Executive Officer is the most senior executive officer of the Bank, and shall be vested with authority to act for the Bank in all matters and shall have general supervision of the Bank and of its business affairs, including authority over the detailed operations of the Bank and over its personnel, with full power and authority during intervals between sessions of the Board of Directors to do and perform in the name of the Bank all acts and deeds necessary or proper, in his or her opinion, to be done and performed and to execute for and in the name of the Bank all instruments, agreements, and deeds which may be authorized to be executed in behalf of the Bank or which may be required by law. The Chief Executive Officer may, but need not, also hold the office of President. Section 3. President. The President shall, subject to the control of the Board of Directors and of any committee of the Board of Directors having authority in the premises, have, and may exercise the authority to act for the Bank in all ordinary matters and perform other such duties as directed by the By-Laws, the Board of Directors, or the Chief Executive Officer. Among the officers of the Bank, the President is subordinate to only the Chief Executive Officer and is senior to the other officers of the Bank. The authority of the President shall include authority over the detailed operations of the Bank and over its personnel with full power and authority during intervals between sessions of the Board of Directors to do and perform in the name of the Bank all acts and deeds necessary or proper, in his or her opinion, to be done and performed and to execute for and in the name of the Bank all instruments, agreements, and deeds which may be authorized to be executed in behalf of the Bank or which may be required by law. Section 4. Vice Presidents. The vice presidents or directors, who may be designated as Senior Executive Vice Presidents, Executive Vice Presidents, Executive Managing Directors, Senior Vice Presidents, Managing Directors, Vice Presidents, Directors, and Assistant Vice Presidents, shall, subject to the control of the Board of Directors, the Chief Executive Officer or the President, have and may exercise the authority vested in them in all proper matters, including authority over the detailed operations of the Bank and over its personnel. Section 5. Chief Financial Officer. The Chief Financial Officer or his or her designee shall have and perform such duties as are incident to the office of Chief Financial Officer and such other duties as may from time to time be assigned to him by the Board of Directors, the Chief Executive Officer, or the President. Section 6. Secretary and Assistant Secretary. Body Text;The Secretary shall keep minutes of all meetings of the stockholders and the Board of Directors unless otherwise directed by either of those bodies. The Secretary, or in his absence, any Assistant Secretary, shall attend to the giving and serving of all notices of the Bank. The Secretary shall perform all the duties incident to the office of Secretary, subject to the control of the Board of Directors, and shall do and perform such other duties as may from time to time be assigned by the Board of Directors, the Chairman of the Board of Directors, the Chief Executive Officer, or the President. Page 5 of 11
Section 7. Controller. The Controller shall, under the direction of the Chief Executive Officer, the President, the Chief Financial Officer, or a more senior officer, have general supervision and authority over all reports required of the Bank by law or by any public body or officer or regulatory authority pertaining to the condition of the Bank and its assets and liabilities. The Controller shall have general supervision of the books and accounts of the Bank and its methods and systems of recording and keeping accounts of its business transactions and of its assets and liabilities. The Controller shall be responsible for preparing statements showing the financial condition of the Bank and shall furnish such reports and financial records as may be required of him or her by the Board of Directors or by the Chief Executive Officer, the President, the Chief Financial Officer, or other more senior officer. Section 8. Auditor. The Auditor’s office may be filled by an employee of the Bank or his or her duties may be performed by an employee or committee of the parent company of the Bank. The Auditor shall have general supervision of the auditing of the books and accounts of the Bank, and shall continuously and from time to time check and verify the Bank’s transactions, its assets and liabilities, and the accounts and doings of the officers, agents and employees of the Bank with respect thereto. The Auditor whether an employee of the Bank or of its parent shall be directly accountable to and under the jurisdiction of the Board of Directors and, if applicable, its designated committee, acting independently of all officers, agents and employees of the bank. The Auditor shall render reports covering matters in his or her charge regularly and upon request to the Board and, if applicable, its designated committee. Section 9. Other Officers and Agents. The Board of Directors may appoint such other officers and agents as it may deem advisable, such as General Counsel, who shall exercise such powers and perform such duties as shall be determined from time to time by the Board of Directors. The functions of a cashier of the Bank may be performed by the Controller or any other officer of the Bank whose area of responsibility includes the function to be performed. Section 10. Officer in Charge of Wealth Management. The officer in charge of Wealth Management shall be designated as such by the Board of Directors and shall exercise general supervision and management over the affairs of Private Wealth Management, Institutional Services, and Wealth Management Operations and Support, which groups are responsible for exercise of the Bank’s trust powers. That officer is hereby empowered to appoint all necessary agents or attorneys; also to make, execute and acknowledge all checks, bonds, certificates, deeds, mortgages, notes, releases, leases, agreements, contracts, bills of sale, assignments, transfers, powers of attorney or of substitution, proxies to vote stock, or any other instrument in writing that may be necessary in the purchase, sale, mortgage, lease, assignment, transfer, management or handling, in any way of any property of any description held or controlled by the Bank in any fiduciary capacity. Said officer shall have such other duties and powers as shall be designated by the Board of Directors. Section 11. Other Officers in Private Wealth Management Institutional Services, and Wealth Management Operations and Support. The officer in charge of Wealth Management shall appoint officers responsible for the activities of Private Wealth Management, Institutional Services, and Wealth Management Operations and Support. Various other officers as designated by the officers responsible for the activities of Private Wealth Page 6 of 11
Management, Institutional Services, and Wealth Management Operations and Support are empowered and authorized to make, execute, and acknowledge all checks, bonds, certificates, deeds, mortgages, notes, releases, leases, agreements, contracts, bills of sale, assignments, transfers, powers of attorney or substitution, proxies to vote stock or any other instrument in writing that may be necessary to the purchase, sale, mortgage, lease, assignments, transfer, management or handling in any way, of any property of any description held or controlled by the Bank in any fiduciary capacity. Section 12. Removal and Retirement of Officers. At its pleasure, the Board of Directors may remove any officer from office at any time by a majority vote of the Board of Directors, provided however that the terms of any employment or compensation contract shall be honored according to its terms. An individual’s status as an officer will terminate without the necessity of any other action or ratification immediately upon termination for any reason of the individual’s employment by the Bank. ARTICLE V. MISCELLANEOUS Section 1. Certificates of Stock. Certificates of stock of the Bank shall be signed by the President and the Secretary of the Bank, which signatures may be represented by a facsimile signature. The certificate may be sealed with the seal of the Bank or an engraved or printed facsimile thereof. The certificate represents the number of shares of stock registered in certificate form owned by such holder. Section 2. Lost Certificates. In case of the loss or destruction of any certificate of stock, the holder or owner of same shall give notice thereof to the Chief Executive Officer, the President, any Senior Executive Vice President, or the Secretary of the Bank and, if such holder or owner shall desire the issue of a new certificate in the place of the one lost or destroyed, he or she shall make affidavit of such loss or destruction and deliver the same to any one of said officers and accompany the same with a bond with surety satisfactory to the Bank to indemnify the Bank and save it harmless against any loss, cost or damage in case such certificate should thereafter be presented to the Bank, which affidavit and bond shall be, at the discretion of the deciding party listed in this Section 2, unless so ordered by a court having jurisdiction over the matter, approved or rejected by the Board of Directors or by the Chief Executive Officer or by the President or a Senior Executive Vice President before the issue of any new certificate. Section 3. Transfer of Shares. Title to a certificate and to the shares represented thereby can be transferred only by delivery of the certificate endorsed either in blank or to a specified person by the person appearing by the certificate to be the owner of the shares represented thereby, or by delivery of the certificate and a separate document containing a written assignment of the certificate or a power of attorney to sell, assign, or transfer the same or the shares represented thereby, signed by the person appearing by the certificate to be the owner of the shares represented thereby. Such assignment or power of attorney may be either in blank or to a specified person. Section 4. Fractional Shares. No fractional part of a share of stock shall be issued by the Bank. Page 7 of 11
Section 5. Stockholders Record Date. In order that the Bank may determine the stockholders entitled to notice of or to vote at any meeting of stockholders or any adjournment thereof, or entitled to receive any rights in respect of any change, conversion or exchange of stock or for the purpose of any other lawful action, the Board of Directors may fix, in advance, a record date, which shall not be more than 60 nor less than 10 days before the date of such meeting, nor more than 60 days prior to any other action. A determination of stockholders of record entitled to notice of or to vote at a meeting of stockholders shall apply to adjournment of the meeting; provided, however, that the Board of Directors may fix a new record date for the adjourned meeting. Section 6. Dividends. Subject to the provisions of the Articles of Incorporation, the Board of Directors may, out of funds legally available therefor at any regular or special meeting, declare dividends upon the capital stock of the Bank as and when they deem expedient. Before declaring any dividend there may be set apart out of any fund of the Bank available for dividends, such sum or sums as the Directors from time to time in their discretion deem proper for working capital or as a reserve fund to meet contingencies or for equalizing dividends or for such other purposes as the Directors shall deem conducive to the interests of the Bank. No dividends shall be declared which exceed the amounts authorized by applicable laws and regulations or are otherwise contrary to law. Section 7. Seal. The Bank may have a corporate seal, which shall have the name of the Bank inscribed thereon and shall be in such form as proscribed by the Board of Directors from time to time. The seal may also include appropriate descriptors, such as the words: “An Alabama Banking Corporation”. The Secretary of the Bank shall have custody of the seal and is authorized to affix the same to instruments, documents, and papers as required by law or as customary or appropriate in the Secretary’s judgment and discretion. Without limiting the general authority of the Board of Directors of the Bank to name, appoint, remove, and define the duties of officers of the Bank, the Secretary is further authorized to cause reproductions of the seal to be made, distributed to, and used by officers and employees of the Bank whose duties and responsibilities involve the execution and delivery of instruments, documents, and papers bearing the seal of the Bank. In this regard, the Secretary is further authorized to establish, implement, interpret, and enforce policies and procedures governing the use of the seal and the authorization by the Secretary of officers and employees of the Bank to have custody of and to use the seal. Such policies and procedures may include (i) the right of the Secretary to appoint any Bank employee as an Assistant Secretary of the Bank, if such appointment would, in the Secretary’s judgment, be convenient with respect to such employee’s custody and use of a seal and/or (ii) the right of the Secretary to authorize Bank employees to have and use seals as delegates of the Secretary without appointing such employees as Assistant Secretaries of the Bank. Section 8. Fiscal Year. The fiscal year of the Bank shall be the calendar year. Section 9. Checks. Drafts, Transfers, etc. The Chief Executive Officer, the President, any Regional or Local President, any vice president or director, any Assistant Vice President, any Branch Manager or any other employee designated by the Board of Directors, is authorized and empowered on behalf of the Bank and in its name to sign and endorse checks and warrants, to draw drafts, to issue and sign cashier’s checks, to guarantee signatures, to give receipts for money due and payable to the Bank, to sell, assign and transfer shares of capital stock, bonds, or other Page 8 of 11
personal property or securities standing in the name of or held by the Bank, whether in its own right or in any fiduciary capacity, and to make or join in such consents, requests or commitments with respect to the same as may be appropriate or authorized as to the holder thereof, and to sign such other papers and do such other acts as are necessary in the performance of his or her duties. The authority conveyed to any employee designated by the Board of Directors may be limited by general or specific resolution of the Board of Directors. Section 10. Notice and Waiver of Notice. Whenever any notice whatever is required to be given under the provisions of any law or under the provisions of the Articles of Incorporation of the Bank or these By-Laws, a waiver thereof in writing, signed by the person or persons entitled to notice, whether before or after the time stated therein, shall be deemed equivalent thereto. Attendance of a person at a meeting shall constitute a waiver of notice of such meeting, except when the person attends a meeting for the express purpose of objecting, at the beginning of the meeting, to the transaction of business at the meeting because the meeting is not lawfully called or convened. Section 11. Right of Indemnity. To the full extent provided for and in accordance with the Alabama Business Corporation Law, and specifically Section 10A-2-8.50 et seq. of the Code of Alabama (1975), or any statute amendatory or supplemental thereof (the “Corporation Law”), the Bank shall indemnify and hold harmless each Director or officer now or hereafter serving the Bank against any loss and reasonable expenses actually and necessarily incurred by him or her in connection with the defense of any claim, or any action, suit or proceeding against him or her or in which he or she is made a party, by reason of his or her being or having been a Director or officer of the Bank, or who, while a Director or officer of the Bank, is or was serving as at the Bank’s request as a director, officer, partner, trustee, employee, or agent of another foreign or domestic corporation, partnership, joint venture, trust, employee benefit plan, or other enterprise. Such right of indemnity shall not be deemed exclusive of any other rights to which such Director or officer may be entitled under any statute, article of incorporation, rule of law, other bylaw, agreement, vote of stockholders or directors, or otherwise. “Nor shall anything herein contained restrict the right of the Bank to indemnify or reimburse any officer or Director in any proper case even though not specifically provided for herein. Notwithstanding anything to the contrary, the Bank shall not make or agree to make any indemnification payment to a Director or officer or any other institution affiliated party (as such term is defined in 12 CFR §359.1) with respect to (i) any civil money penalty or judgment resulting from any administrative or civil action instituted by any federal banking agency, except in full compliance with 12 CFR Part 359, (ii) any assessment, order of restitution, penalty, or similar liability imposed under authority of the Alabama Banking Code, or (iii) any liability for violation of Section 10A-2-8.33 of the Corporation Law. In advance of final disposition, the Bank may, but is not required to, pay for or reimburse the reasonable expenses incurred by a person who may become eligible for indemnification under this Article V, provided the conditions set forth in Section 10A-2-8.53 of the Corporation Law (and, if applicable, 12 CFR § 359.5) shall have been satisfied. The Bank may purchase and maintain insurance on behalf of said Directors or officers against liability asserted against or incurred by a Director or officer acting in such capacity as described in these By-Laws. Such insurance coverage shall not be used to pay or reimburse a person for the cost of (i) any judgment or civil money penalty assessed against such person in an administrative proceeding or civil action commenced by any federal banking agency or (ii) any assessment or penalty imposed under authority of Page 9 of 11
the Alabama Banking Code. Such insurance coverage may be used to pay any legal or professional expenses incurred in connection with such proceeding or action or the amount of any restitution to the Bank. Any insurance coverage of legal or professional expenses will be coordinated with the Bank’s determination whether to advance expenses in advance of final disposition, taking into account the terms and conditions of the coverage and the requirements of Section 10A-2-8.53 of the Corporation Law. Section 12. Execution of Instruments and Documents. The Chief Executive Officer; the President; any Regional or Local President; any Senior Executive Vice President, Executive Vice President, Senior Vice President, or Vice President; or any officer holding the title of Executive Managing Director, Managing Director, or Director is authorized, in his or her discretion, to do and perform any and all corporate and official acts in carrying on the business of the Bank, including, but not limited to, the authority to make, execute, acknowledge, accept and deliver any and all deeds, mortgages, releases, bills of sale, assignments, transfers, leases (as lessor or lessee), powers of attorney or of substitution, servicing or sub-servicing agreements, vendor agreements, proxies to vote stock or any other instrument in writing that may be necessary in the purchase, sale, lease, assignment, transfer, discount, management or handling in any way of any property of any description held, controlled or used by Bank or to be held, controlled or used by Bank, either in its own or in its fiduciary capacity and including the authority from time to time to open bank accounts with the Bank or any other institution, to borrow money in such amounts for such lengths of time, at such rates of interest and upon such terms and conditions as any said officer may deem proper and to evidence the indebtedness thereby created by executing and delivering in the name of the Bank promissory notes or other appropriate evidences of indebtedness, and to guarantee the obligations of any subsidiary or affiliate of the Bank. The enumeration herein of particular powers shall not restrict in any way the general powers and authority of said officers. By way of example and not limitation, such officers of the Bank are authorized to execute, accept, deliver and issue, on behalf of the Bank and as binding obligations of the Bank, such agreements and instruments as may be within the officer’s area of responsibility, including, as applicable, agreements and related documents (such as schedules, confirmations, transfers, assignments, acknowledgments, and other documents) relating to derivative transactions, loan or letter of credit transactions, syndications, participations, trades, purchase and sale or discount transactions, transfers and assignments, servicing and sub-servicing agreements, vendor agreements, securitizations, and transactions of whatever kind or description arising in the conduct of the Bank’s business. The authority to execute and deliver documents, instruments and agreements may be limited by resolution of the Board of Directors, by a committee of the Board of Directors, by the Chief Executive Officer, or by the President, by reference to subject matter, category, amount, geographical location, or any other criteria, and may be made subject to such policies, procedures and levels of approval as may be adopted or amended from time to time. Section 13. Voting Bank’s Securities. Unless otherwise ordered by the Board of Directors, the Chief Executive Officer, the President, any Executive Vice President or Executive Managing Director or above, the Controller, the Bank’s General Counsel, and any other officer as may be designated by the Board of Directors shall have full power and authority on behalf of the Bank to attend, and to act and to vote, and to execute a proxy or proxies empowering others to attend, and to act and to vote, at any meetings of security holders of any of the corporations in which the Bank may hold securities and, at such meetings, such officer shall possess and may exercise any and all rights and powers incident to the ownership of such securities which, as the owner thereof, the Bank might have possessed and exercised, if present. Page 10 of 11
The Board of Directors shall from time to time designate the officers and employees who shall be required to give bond and fix the amounts thereof. Section 15. Satisfaction of Loans. On payment of sums lent, for which security shall have been taken either by way of mortgage or other lien on real or personal property or by the pledge of collateral, whether said loans have been made from funds of the Bank or from funds held in fiduciary capacity, any officer of the Bank shall have the power and authority to enter the fact of payment or satisfaction on the margin of the record of any such security or in any other legal manner to cancel such indebtedness and to release said security, and the Chief Executive Officer or the President or any Regional or Local President or any vice president or director of the Bank shall have power and authority to execute a power of attorney authorizing the cancellation, release or satisfaction of any mortgage or other security given to the Bank in its corporate or fiduciary capacity, by such person as he or she may in his or her discretion appoint. Section 16. Emergencies. In the event of an emergency declared by the President of the United States or the person performing his or her functions, the officers and employees of this Bank will continue to conduct the affairs of the Bank under such guidance from the Directors as may be available except as to matters which by statute require specific approval of the Board of Directors and subject to conformance with any governmental directives or directives of the Federal Deposit Insurance Corporation during the emergency. ARTICLE VI. AMENDMENTS Except as otherwise provided herein or in the Articles of Incorporation of the Bank, these By-Laws may be amended or repealed by the affirmative vote of a majority of the Directors then holding office at any regular or special meeting of the Board of Directors, and the stockholders may make, alter or repeal any By-Laws, whether or not adopted by them. Page 11 of 11
Exhibit 6 to FormT-1
CONSENT
In accordance with Section 321(b) of the Trust Indenture Act of 1939, Regions Bank hereby consents that reports of examination of Regions Bank by Federal, State, Territorial or District regulatory authorities may be furnished by such regulatory authorities to the Securities and Exchange Commission upon request therefor.
Dated: March 12, 2019
REGIONS BANK | ||
By: | /s/ Sean Julien | |
Sean Julien | ||
Title: | Vice President |
Exhibit 7 to Form T-l [REPORT OF CONDITION FOR PERIOD ENDING December 31, 2018]
Regions Bank FFIEC 031 Legal Title of Bank Page 16 of 88 Birmingham RC-1 City AL 35203 State Zip Code FDIC Certificate Number: 12368 Printed on 2/20/2019 at 8:52 AM — Submitted to CDR on 1/30/2019 at 3:30 PM Consolidated Report of Condition for Insured Banks and Savings Associations for December 31, 2018 All schedules are to be reported in thousands of dollars. Unless otherwise indicated, report the amount outstanding as of the last business day of the quarter. Schedule RC—Balance Sheet Dollar Amounts in Thousands RCFD Amount Assets 1. Cash and balances due from depository institutions (from Schedule RC-A): a. Noninterest-bearing balances and currency and coin (1) 0081 2,073,009 1.a b. Interest-bearing balances (2) 0071 1,394,017 1.b 2. Securities: a.Held-to-maturity securities (from ScheduleRC-B, column A) 1754 1,481,533 2.a b.Available-for-sale securities (from ScheduleRC-B, column D) 1773 22,709,077 2.b c. Equity securities with readily determinable fair values not held for trading (3) JA22 428,469 2.c 3. Federal funds sold and securities purchased under agreements to resell: RCON a. Federal funds sold in domestic offices B987 0 3.a RCFD b. Securities purchased under agreements to resell (4) B989 0 3.b 4. Loans and lease financing receivables (from Schedule RC-C): a. Loans and leases held for sale 5369 304,155 4.a b. Loans and leases held for investment B528 83,151,781 4.b c. LESS: Allowance for loan and lease losses 3123 839,594 4.c d. Loans and leases held for investment, net of allowance (item 4.b minus 4.c) B529 82,312,187 4.d 5. Trading assets (from Schedule RC-D) 3545 53,840 5 6. Premises and fixed assets (including capitalized leases) 2145 1,996,656 6 7. Other real estate owned (from Schedule RC-M) 2150 62,748 7 8. Investments in unconsolidated subsidiaries and associated companies 2130 58,789 8 9. Direct and indirect investments in real estate ventures 3656 0 9 10. Intangible assets (from Schedule RC-M) 2143 4,849,497 10 11. Other assets (from Schedule RC-F) 2160 6,992,611 11 12. Total assets (sum of items 1 through 11) 2170 124,716,588 12 (1) Includes cash items in process of collection and unposted debits. (2) Includes time certificates of deposit not held for trading. (3) Item 2.c is to be completed only by institutions that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01. (4) Includes all securities resale agreements, regardless of maturity.
Regions Bank FFIEC 031 Legal Title of Bank Page 16a of 88 FDIC Certificate Number: 12368 RC-1a Printed on 2/20/2019 at 8:52 AM — Submitted to CDR on 1/30/2019 at 3:30 PM Schedule RC—Continued Dollar Amounts in Thousands RCON Amount Liabilities 13. Deposits: a. In domestic offices (sum of totals of columns A and C from Schedule RC-E, part I) 2200 96,461,044 13.a (1) Noninterest-bearing (5) 6631 36,998,538 13.a.1 (2) Interest-bearing 6636 59,462,506 13.a.2 b. In foreign offices, Edge and Agreement subsidiaries, and IBFs RCFN (from Schedule RC-E, part II) 2200 0 13.b (1) Noninterest-bearing 6631 0 13.b.1 (2) Interest-bearing 6636 0 13.b.2 14. Federal funds purchased and securities sold under agreements to repurchase: RCON a. Federal funds purchased in domestic offices (6) B993 0 14.a RCFD b. Securities sold under agreements to repurchase (7) B995 0 14.b 15. Trading liabilities (from Schedule RC-D) 3548 151,434 15 16. Other borrowed money (includes mortgage indebtedness and obligations under capitalized leases) (from Schedule RC-M) 3190 10,472,765 16 17. and 18. Not applicable (5) Includes noninterest-bearing demand, time, and savings deposits. (6) Report overnight Federal Home Loan Bank advances in Schedule RC, item 16, “Other borrowed money.” (7) Includes all securities repurchase agreements, regardless of maturity.
Regions Bank FFIEC 031 Legal Title of Bank Page 17 of 88 FDIC Certificate Number: 12368 RC-2 Printed on 2/20/2019 at 8:52 AM — Submitted to CDR on 1/30/2019 at 3:30 PM Schedule RC—Continued Dollar Amounts in Thousands RCFD Amount Liabilities—Continued 19. Subordinated notes and debentures (1) 3200 495,140 19 20. Other liabilities (from Schedule RC-G) 2930 1,701,329 20 21. Total liabilities (sum of items 13 through 20) 2948 109,281,712 21 22. Not applicable Equity Capital Bank Equity Capital 23. Perpetual preferred stock and related surplus 3838 0 23 24. Common stock 3230 103 24 25. Surplus (excludes all surplus related to preferred stock) 3839 16,398,901 25 26. a. Retained earnings 3632 0 26.a b. Accumulated other comprehensive income (2) B530 -964,128 26.b c. Other equity capital components (3) A130 0 26.c 27. a. Total bank equity capital (sum of items 23 through 26.c) 3210 15,434,876 27.a b. Noncontrolling (minority) interests in consolidated subsidiaries 3000 0 27.b 28. Total equity capital (sum of items 27.a and 27.b) G105 15,434,876 28 29. Total liabilities and equity capital (sum of items 21 and 28) 3300 124,716,588 29 Memoranda To be reported with the March Report of Condition. 1. Indicate in the box at the right the number of the statement below that best describes the most comprehensive level of auditing work performed for the bank by independent external RCFD Number auditors as of any date during 2017 6724 N/A M.1 1a = An integrated audit of the reporting institution’s financial 2b = An audit of the reporting institution’s parent holding company’s statements and its internal control over financial reporting consolidated financial statements only conducted in accordance conducted in accordance with the standards of the American with the auditing standards of the AICPA or the PCAOB by an Institute of Certified Public Accountants (AICPA) or the Public independent public accountant that submits a report on the Company Accounting Oversight Board (PCAOB) by an consolidated holding company (but not on the institution independent public accountant that submits a report on separately) the institution 3 = This number is not to be used. 1b = An audit of the reporting institution’s financial statements only 4 = Directors’ examination of the bank conducted in accordance with conducted in accordance with the auditing standards of the generally accepted auditing standards by a certified public AICPA or the PCAOB by an independent public accountant that accounting firm (may be required by state chartering authority) submits a report on the institution. 5 = Directors’ examination of the bank performed by other external 2a = An integrated audit of the reporting institution’s parent holding auditors (may be required by state chartering authority) company’s consolidated financial statements and its internal 6 = Review of the bank’s financial statements by external auditors control over financial reporting conducted in accordance with the 7 = Compilation of the bank’s financial statements by external standards of the AICPA or the PCAOB by an independent public auditors accountant that submits a report on the consolidated holding 8 = Other audit procedures (excluding tax preparation work) company (but not on the institution separately). 9 = No external audit work To be reported with the March Report of Condition. RCON MMDD 2. Bank’s fiscal year-end date(report the date in MMDD format) 8678 N/A M.2 (1) Includes limited-life preferred stock and related surplus. (2) Includes, but is not limited to, net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, cumulative foreign currency translation adjustments, and accumulated defined benefit pension and other postretirement plan adjustments. (3) Includes treasury stock and unearned Employee Stock Ownership Plan shares.