Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. §. 3507.
| Registrant: ARROW INVESTMENTS TRUST -- Arrow DWA Balanced Fund | | Item 1, Exhibit 2 | |
| | | | |
| | Vote Summary | |
| | | REYNOLDS AMERICAN INC. | | |
| | | Security | 761713106 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | RAI | | | | | | Meeting Date | 19-Jul-2017 | |
| | | ISIN | US7617131062 | | | | | | Agenda | 934651414 - Management | |
| | | Record Date | 12-Jun-2017 | | | | | | Holding Recon Date | 12-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Jul-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | APPROVAL OF THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JANUARY 16, 2017, AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
WERE AMENDED AS OF JUNE 8, 2017, AND AS IT
AND THE PLAN OF MERGER CONTAINED THEREIN
MAY BE FURTHER AMENDED FROM TIME TO TIME,
REFERRED TO AS THE MERGER AGREEMENT, BY
AND AMONG REYNOLDS AMERICAN INC.,
REFERRED TO AS RAI, BRITISH AMERICAN
TOBACCO P.L.C., A PUBLIC LIMITED COMPANY
INCORPORATED UNDER THE LAWS OF ENGLAND
AND WALES, REFERRED TO AS BAT, ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL). | Management | | For | | For | | |
| | | 2. | APPROVAL ON A NON-BINDING, ADVISORY BASIS,
OF THE COMPENSATION PAYMENTS THAT WILL OR
MAY BE PAID BY RAI OR BAT TO RAI'S NAMED
EXECUTIVE OFFICERS AND THAT ARE BASED ON
OR OTHERWISE RELATE TO THE MERGER AND THE
AGREEMENTS AND UNDERSTANDINGS PURSUANT
TO WHICH SUCH COMPENSATION MAY BE PAID OR
BECOME PAYABLE. | Management | | Against | | Against | | |
| | | 3. | APPROVAL OF THE ADJOURNMENT OF THE
SPECIAL MEETING OF RAI SHAREHOLDERS, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT
SUFFICIENT VOTES TO APPROVE THE MERGER
AGREEMENT. | Management | | For | | For | | |
| | | ELECTRONIC ARTS INC. | | |
| | | Security | 285512109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | EA | | | | | | Meeting Date | 03-Aug-2017 | |
| | | ISIN | US2855121099 | | | | | | Agenda | 934649851 - Management | |
| | | Record Date | 09-Jun-2017 | | | | | | Holding Recon Date | 09-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: LEONARD S. COLEMAN | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: JAY C. HOAG | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: JEFFREY T. HUBER | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: VIVEK PAUL | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: LAWRENCE F. PROBST | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: TALBOTT ROCHE | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: RICHARD A. SIMONSON | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: LUIS A. UBINAS | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: DENISE F. WARREN | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: ANDREW WILSON | Management | | For | | For | | |
| | | 2. | ADVISORY VOTE ON THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE WITH RESPECT TO THE
FREQUENCY OF ADVISORY VOTES ON THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | | 1 Year | | | | |
| | | 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT PUBLIC REGISTERED
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2018. | Management | | For | | For | | |
| | | QORVO, INC. | | |
| | | Security | 74736K101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | QRVO | | | | | | Meeting Date | 08-Aug-2017 | |
| | | ISIN | US74736K1016 | | | | | | Agenda | 934652416 - Management | |
| | | Record Date | 15-Jun-2017 | | | | | | Holding Recon Date | 15-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | RALPH G. QUINSEY | | | | For | | For | | |
| | | | | 2 | ROBERT A. BRUGGEWORTH | | | | For | | For | | |
| | | | | 3 | DANIEL A. DILEO | | | | For | | For | | |
| | | | | 4 | JEFFERY R. GARDNER | | | | For | | For | | |
| | | | | 5 | CHARLES SCOTT GIBSON | | | | For | | For | | |
| | | | | 6 | JOHN R. HARDING | | | | For | | For | | |
| | | | | 7 | DAVID H. Y. HO | | | | For | | For | | |
| | | | | 8 | RODERICK D. NELSON | | | | For | | For | | |
| | | | | 9 | DR. WALDEN C. RHINES | | | | For | | For | | |
| | | | | 10 | SUSAN L. SPRADLEY | | | | For | | For | | |
| | | | | 11 | WALTER H. WILKINSON, JR | | | | For | | For | | |
| | | 2. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS (AS DEFINED IN THE PROXY
STATEMENT). | Management | | Against | | Against | | |
| | | 3. | TO REAPPROVE THE QORVO, INC. 2012 STOCK
INCENTIVE PLAN, FOR PURPOSES OF SECTION
162(M) OF THE INTERNAL REVENUE CODE. | Management | | For | | For | | |
| | | 4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2018. | Management | | For | | For | | |
| | | CA, INC. | | |
| | | Security | 12673P105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CA | | | | | | Meeting Date | 09-Aug-2017 | |
| | | ISIN | US12673P1057 | | | | | | Agenda | 934653052 - Management | |
| | | Record Date | 12-Jun-2017 | | | | | | Holding Recon Date | 12-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: CHRISTOPHER B.
LOFGREN | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | | For | | For | | |
| | | 1K. | ELECTION OF DIRECTOR: RENATO (RON)
ZAMBONINI | Management | | For | | For | | |
| | | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2018. | Management | | For | | For | | |
| | | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | | For | | For | | |
| | | 4. | TO VOTE, ON AN ADVISORY BASIS, ON THE
FREQUENCY OF FUTURE VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | | 1 Year | | For | | |
| | | 5. | TO APPROVE AN AMENDMENT TO INCREASE THE
NUMBER OF AUTHORIZED SHARES ISSUABLE
UNDER THE CA, INC. 2012 COMPENSATION PLAN
FOR NON-EMPLOYEE DIRECTORS. | Management | | For | | For | | |
| | | XILINX, INC. | | |
| | | Security | 983919101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | XLNX | | | | | | Meeting Date | 09-Aug-2017 | |
| | | ISIN | US9839191015 | | | | | | Agenda | 934654636 - Management | |
| | | Record Date | 12-Jun-2017 | | | | | | Holding Recon Date | 12-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | ELECTION OF DIRECTOR: DENNIS SEGERS | Management | | For | | For | | |
| | | 1.2 | ELECTION OF DIRECTOR: MOSHE N. GAVRIELOV | Management | | For | | For | | |
| | | 1.3 | ELECTION OF DIRECTOR: SAAR GILLAI | Management | | For | | For | | |
| | | 1.4 | ELECTION OF DIRECTOR: RONALD S. JANKOV | Management | | For | | For | | |
| | | 1.5 | ELECTION OF DIRECTOR: THOMAS H. LEE | Management | | For | | For | | |
| | | 1.6 | ELECTION OF DIRECTOR: J. MICHAEL PATTERSON | Management | | For | | For | | |
| | | 1.7 | ELECTION OF DIRECTOR: ALBERT A. PIMENTEL | Management | | For | | For | | |
| | | 1.8 | ELECTION OF DIRECTOR: MARSHALL C. TURNER | Management | | For | | For | | |
| | | 1.9 | ELECTION OF DIRECTOR: ELIZABETH W.
VANDERSLICE | Management | | For | | For | | |
| | | 2. | PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S 1990 EMPLOYEE ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL) | Management | | For | | For | | |
| | | 3. | PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S 2007 EQUITY ...(DUE TO SPACE LIMITS,
SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | | For | | For | | |
| | | 4. | PROPOSAL TO RECOMMEND, ON AN ADVISORY
BASIS, THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | | |
| | | 5. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS,
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | | 6. | PROPOSAL TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
EXTERNAL AUDITORS FOR FISCAL YEAR 2018. | Management | | For | | For | | |
| | | RED HAT, INC. | | |
| | | Security | 756577102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | RHT | | | | | | Meeting Date | 10-Aug-2017 | |
| | | ISIN | US7565771026 | | | | | | Agenda | 934652517 - Management | |
| | | Record Date | 15-Jun-2017 | | | | | | Holding Recon Date | 15-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | ELECTION OF DIRECTOR: SOHAIB ABBASI | Management | | For | | For | | |
| | | 1.2 | ELECTION OF DIRECTOR: W. STEVE ALBRECHT | Management | | For | | For | | |
| | | 1.3 | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | | For | | For | | |
| | | 1.4 | ELECTION OF DIRECTOR: NARENDRA K. GUPTA | Management | | For | | For | | |
| | | 1.5 | ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS | Management | | For | | For | | |
| | | 1.6 | ELECTION OF DIRECTOR: WILLIAM S. KAISER | Management | | For | | For | | |
| | | 1.7 | ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE | Management | | For | | For | | |
| | | 1.8 | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | | For | | For | | |
| | | 2. | TO APPROVE, ON AN ADVISORY BASIS, A
RESOLUTION RELATING TO RED HAT'S EXECUTIVE
COMPENSATION | Management | | For | | For | | |
| | | 3. | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY
OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION | Management | | 1 Year | | For | | |
| | | 4. | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS RED HAT'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28,
2018 | Management | | For | | For | | |
| | | MICROCHIP TECHNOLOGY INCORPORATED | | |
| | | Security | 595017104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MCHP | | | | | | Meeting Date | 22-Aug-2017 | |
| | | ISIN | US5950171042 | | | | | | Agenda | 934658949 - Management | |
| | | Record Date | 28-Jun-2017 | | | | | | Holding Recon Date | 28-Jun-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-Aug-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: STEVE SANGHI | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: MATTHEW W. CHAPMAN | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: L.B. DAY | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: ESTHER L. JOHNSON | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: WADE F. MEYERCORD | Management | | For | | For | | |
| | | 2. | PROPOSAL TO APPROVE THE AMENDMENT AND
RESTATEMENT OF MICROCHIP'S 2004 EQUITY
INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF
SHARES OF COMMON STOCK AUTHORIZED FOR
ISSUANCE THEREUNDER BY 6,000,000, (II) RE-
APPROVE THE 2004 EQUITY INCENTIVE PLAN FOR
PURPOSES OF SECTION 162(M) OF THE INTERNAL
REVENUE CODE, AND (III) MAKE CERTAIN OTHER
CHANGES AS SET FORTH IN THE AMENDED AND
RESTATED 2004 EQUITY INCENTIVE PLAN. | Management | | For | | For | | |
| | | 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
MICROCHIP FOR THE FISCAL YEAR ENDING MARCH
31, 2018. | Management | | For | | For | | |
| | | 4. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, THE COMPENSATION OF OUR
NAMED EXECUTIVES. | Management | | For | | For | | |
| | | 5. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON-
BINDING) BASIS, THE FREQUENCY OF HOLDING AN
ADVISORY VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVES. | Management | | 1 Year | | For | | |
| | | H&R BLOCK, INC. | | |
| | | Security | 093671105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HRB | | | | | | Meeting Date | 14-Sep-2017 | |
| | | ISIN | US0936711052 | | | | | | Agenda | 934663332 - Management | |
| | | Record Date | 14-Jul-2017 | | | | | | Holding Recon Date | 14-Jul-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Sep-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: ANGELA N. ARCHON | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 30, 2018. | Management | | For | | For | | |
| | | 3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | | |
| | | 4. | ADVISORY APPROVAL OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | | 1 Year | | For | | |
| | | 5. | APPROVAL OF THE H&R BLOCK, INC. 2018 LONG
TERM INCENTIVE PLAN. | Management | | For | | For | | |
| | | 6. | SHAREHOLDER PROPOSAL ASKING THE BOARD OF
DIRECTORS TO ADOPT AMENDMENTS TO THE
COMPANY'S PROXY ACCESS BYLAW, IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | Against | | For | | |
| | | NETAPP, INC | | |
| | | Security | 64110D104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | NTAP | | | | | | Meeting Date | 14-Sep-2017 | |
| | | ISIN | US64110D1046 | | | | | | Agenda | 934664372 - Management | |
| | | Record Date | 17-Jul-2017 | | | | | | Holding Recon Date | 17-Jul-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Sep-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: T. MICHAEL NEVENS | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: ALAN L. EARHART | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: GERALD HELD | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: KATHRYN M. HILL | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: GEORGE KURIAN | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: GEORGE T. SHAHEEN | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: STEPHEN M. SMITH | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: RICHARD P. WALLACE | Management | | For | | For | | |
| | | 2. | TO APPROVE AN AMENDMENT TO NETAPP'S
AMENDED AND RESTATED 1999 STOCK OPTION
PLAN TO INCREASE THE SHARE RESERVE BY AN
ADDITIONAL 8,500,000 SHARES OF COMMON
STOCK. | Management | | For | | For | | |
| | | 3. | TO APPROVE AN AMENDMENT TO NETAPP'S
EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE SHARE RESERVE BY AN ADDITIONAL 2,500,000
SHARES OF COMMON STOCK. | Management | | For | | For | | |
| | | 4. | TO HOLD AN ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | | |
| | | 5. | TO HOLD AN ADVISORY VOTE TO APPROVE THE
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | | |
| | | 6. | TO RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS NETAPP'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 27, 2018. | Management | | For | | For | | |
| | | 7. | TO APPROVE A STOCKHOLDER PROPOSAL
REQUESTING THE PREPARATION OF AN ANNUAL
DIVERSITY REPORT. | Shareholder | | Against | | For | | |
| | | 8. | TO APPROVE A STOCKHOLDER PROPOSAL
REQUESTING THE ADOPTION OF PROXY ACCESS. | Shareholder | | For | | | | |
| | | SYMANTEC CORPORATION | | |
| | | Security | 871503108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | SYMC | | | | | | Meeting Date | 05-Oct-2017 | |
| | | ISIN | US8715031089 | | | | | | Agenda | 934668457 - Management | |
| | | Record Date | 07-Aug-2017 | | | | | | Holding Recon Date | 07-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Oct-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: GREGORY S. CLARK | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: FRANK E. DANGEARD | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: KENNETH Y. HAO | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: DAVID W. HUMPHREY | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: GERALDINE B.
LAYBOURNE | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: DAVID L. MAHONEY | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: ANITA M. SANDS | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: V. PAUL UNRUH | Management | | For | | For | | |
| | | 1K. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | | For | | For | | |
| | | 3. | AMENDMENTS TO OUR 2013 EQUITY INCENTIVE
PLAN, AS AMENDED. | Management | | For | | For | | |
| | | 4. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | | Against | | Against | | |
| | | 5. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | | |
| | | 6. | STOCKHOLDER PROPOSAL REGARDING
EXECUTIVE PAY CONFIDENTIAL VOTING, IF
PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | | For | | |
| | | 7. | STOCKHOLDER PROPOSAL REGARDING
EXECUTIVES TO RETAIN SIGNIFICANT STOCK, IF
PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | | For | | |
| | | PAYCHEX, INC. | | |
| | | Security | 704326107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | PAYX | | | | | | Meeting Date | 11-Oct-2017 | |
| | | ISIN | US7043261079 | | | | | | Agenda | 934675969 - Management | |
| | | Record Date | 14-Aug-2017 | | | | | | Holding Recon Date | 14-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Oct-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: THOMAS F. BONADIO | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: JOSEPH G. DOODY | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: DAVID J.S. FLASCHEN | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: PHILLIP HORSLEY | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: MARTIN MUCCI | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: KARA WILSON | Management | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | | 1 Year | | For | | |
| | | 4. | RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | | For | | For | | |
| | | CINTAS CORPORATION | | |
| | | Security | 172908105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CTAS | | | | | | Meeting Date | 17-Oct-2017 | |
| | | ISIN | US1729081059 | | | | | | Agenda | 934674359 - Management | |
| | | Record Date | 18-Aug-2017 | | | | | | Holding Recon Date | 18-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Oct-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: GERALD S. ADOLPH | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: JOHN F. BARRETT | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: MELANIE W. BARSTAD | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: ROBERT E. COLETTI | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: RICHARD T. FARMER | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: SCOTT D. FARMER | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: JAMES J. JOHNSON | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: RONALD W. TYSOE | Management | | For | | For | | |
| | | 2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | | |
| | | 3. | TO RECOMMEND, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY VOTE ON NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | | |
| | | 4. | TO RATIFY ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018. | Management | | For | | For | | |
| | | SEAGATE TECHNOLOGY PLC | | |
| | | Security | G7945M107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | STX | | | | | | Meeting Date | 18-Oct-2017 | |
| | | ISIN | IE00B58JVZ52 | | | | | | Agenda | 934672975 - Management | |
| | | Record Date | 21-Aug-2017 | | | | | | Holding Recon Date | 21-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Oct-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: MARK W. ADAMS | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: MEI-WEI CHENG | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: WILLIAM T. COLEMAN | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: JAY L. GELDMACHER | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: WILLIAM D. MOSLEY | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: DR. CHONG SUP PARK | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: STEPHANIE TILENIUS | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: EDWARD J. ZANDER | Management | | For | | For | | |
| | | 2. | APPROVE, IN AN ADVISORY, NON-BINDING VOTE,
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY"). | Management | | For | | For | | |
| | | 3. | APPROVE, IN AN ADVISORY, NON-BINDING VOTE,
THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | | 1 Year | | For | | |
| | | 4. | APPROVE AN AMENDMENT AND RESTATEMENT OF
THE SEAGATE TECHNOLOGY PUBLIC LIMITED
COMPANY AMENDED AND RESTATED EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE. | Management | | For | | For | | |
| | | 5. | RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY AND
TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS (THE "BOARD") TO SET THE AUDITORS'
REMUNERATION. | Management | | For | | For | | |
| | | 6. | GRANT THE BOARD THE AUTHORITY TO ALLOT
AND/OR ISSUE SHARES UNDER IRISH LAW. | Management | | For | | For | | |
| | | 7. | GRANT THE BOARD THE AUTHORITY TO OPT-OUT
OF STATUTORY PRE-EMPTION RIGHTS UNDER
IRISH LAW. | Management | | For | | For | | |
| | | 8. | DETERMINE THE PRICE RANGE AT WHICH THE
COMPANY CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW. | Management | | For | | For | | |
| | | KLA-TENCOR CORPORATION | | |
| | | Security | 482480100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | KLAC | | | | | | Meeting Date | 01-Nov-2017 | |
| | | ISIN | US4824801009 | | | | | | Agenda | 934679892 - Management | |
| | | Record Date | 13-Sep-2017 | | | | | | Holding Recon Date | 13-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-Oct-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: JOHN T. DICKSON | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: EMIKO HIGASHI | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: GARY B. MOORE | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: KIRAN M. PATEL | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: ROBERT A. RANGO | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: RICHARD P. WALLACE | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: DAVID C. WANG | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 30, 2018. | Management | | For | | For | | |
| | | 3. | APPROVAL ON A NON-BINDING, ADVISORY BASIS
OF OUR NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | | For | | For | | |
| | | 4. | APPROVAL ON A NON-BINDING, ADVISORY BASIS
OF THE FREQUENCY WITH WHICH OUR
STOCKHOLDERS VOTE ON OUR NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | | 1 Year | | For | | |
| | | WESTERN DIGITAL CORPORATION | | |
| | | Security | 958102105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | WDC | | | | | | Meeting Date | 02-Nov-2017 | |
| | | ISIN | US9581021055 | | | | | | Agenda | 934678434 - Management | |
| | | Record Date | 06-Sep-2017 | | | | | | Holding Recon Date | 06-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: MARTIN I. COLE | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: KATHLEEN A. COTE | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: HENRY T. DENERO | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: MICHAEL D. LAMBERT | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: LEN J. LAUER | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: MATTHEW E.
MASSENGILL | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: PAULA A. PRICE | Management | | For | | For | | |
| | | 2. | TO APPROVE ON AN ADVISORY BASIS THE NAMED
EXECUTIVE OFFICER COMPENSATION DISCLOSED
IN THE PROXY STATEMENT. | Management | | Against | | Against | | |
| | | 3. | TO APPROVE ON AN ADVISORY BASIS THE
FREQUENCY OF FUTURE ADVISORY VOTES ON
NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | | |
| | | 4. | TO APPROVE AN AMENDMENT AND RESTATEMENT
OF OUR 2004 PERFORMANCE INCENTIVE PLAN
THAT WOULD, AMONG OTHER THINGS, RENAME
THE PLAN AS THE "2017 PERFORMANCE INCENTIVE
PLAN" AND INCREASE BY FOURTEEN MILLION
(14,000,000) THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE
UNDER THE PLAN. | Management | | For | | For | | |
| | | 5. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 29, 2018. | Management | | For | | For | | |
| | | AUTOMATIC DATA PROCESSING, INC. | | |
| | | Security | 053015103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | ADP | | | | | | Meeting Date | 07-Nov-2017 | |
| | | ISIN | US0530151036 | | | | | | Agenda | 934678535 - Management | |
| | | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | PETER BISSON | | | | | | | | |
| | | | | 2 | RICHARD T. CLARK | | | | | | | | |
| | | | | 3 | ERIC C. FAST | | | | | | | | |
| | | | | 4 | LINDA R. GOODEN | | | | | | | | |
| | | | | 5 | MICHAEL P. GREGOIRE | | | | | | | | |
| | | | | 6 | R. GLENN HUBBARD | | | | | | | | |
| | | | | 7 | JOHN P. JONES | | | | | | | | |
| | | | | 8 | WILLIAM J. READY | | | | | | | | |
| | | | | 9 | CARLOS A. RODRIGUEZ | | | | | | | | |
| | | | | 10 | SANDRA S. WIJNBERG | | | | | | | | |
| | | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | | | | | | |
| | | 3. | ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | | | | | | |
| | | 4. | RATIFICATION OF THE APPOINTMENT OF
AUDITORS. | Management | | | | | | |
| | | 5. | IF PROPERLY PRESENTED AT THE ANNUAL
MEETING, A STOCKHOLDER PROPOSAL
REGARDING THE REPEAL OF CERTAIN BY-LAWS OF
THE COMPANY. | Shareholder | | | | | | |
| | | AUTOMATIC DATA PROCESSING, INC. | | |
| | | Security | 053015103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | ADP | | | | | | Meeting Date | 07-Nov-2017 | |
| | | ISIN | US0530151036 | | | | | | Agenda | 934678547 - Opposition | |
| | | Record Date | 08-Sep-2017 | | | | | | Holding Recon Date | 08-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 01 | DIRECTOR | Management | | | | | | |
| | | | | 1 | WILLIAM A. ACKMAN | | | | For | | For | | |
| | | | | 2 | VERONICA M. HAGEN | | | | For | | For | | |
| | | | | 3 | V. PAUL UNRUH | | | | For | | For | | |
| | | | | 4 | MGT NOM: PETER BISSON | | | | For | | For | | |
| | | | | 5 | MGT NOM: R.T. CLARK | | | | For | | For | | |
| | | | | 6 | MGT NOM: L.R. GOODEN | | | | For | | For | | |
| | | | | 7 | MGT NOM: M.P. GREGOIRE | | | | For | | For | | |
| | | | | 8 | MGT NOM: W.J. READY | | | | For | | For | | |
| | | | | 9 | MGT NOM: C.A. RODRIGUEZ | | | | For | | For | | |
| | | | | 10 | MGT NOM: S.S. WIJNBERG | | | | For | | For | | |
| | | 02 | TO APPROVE THE REPEAL OF EACH PROVISION OF
OR AMENDMENT TO THE BY-LAWS OF THE
COMPANY, AS AMENDED AND RESTATED AS OF
AUGUST 2, 2016 (THE "BY-LAWS"), ADOPTED
WITHOUT THE APPROVAL OF STOCKHOLDERS
AFTER AUGUST 2, 2016 (THE DATE OF THE LAST
PUBLICLY AVAILABLE BY-LAWS) AND UP TO AND
INCLUDING THE DATE OF THE 2017 ANNUAL
MEETING. | Management | | For | | For | | |
| | | 03 | TO APPROVE THE RATIFICATION OF THE
APPOINTMENT OF DELOITTE AS THE COMPANY'S
INDEPENDENT REGISTERED ACCOUNTING FIRM. | Management | | For | | For | | |
| | | 04 | TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | | |
| | | 05 | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT FOR THE 2017
ANNUAL MEETING. | Management | | For | | | | |
| | | LAM RESEARCH CORPORATION | | |
| | | Security | 512807108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | LRCX | | | | | | Meeting Date | 08-Nov-2017 | |
| | | ISIN | US5128071082 | | | | | | Agenda | 934682433 - Management | |
| | | Record Date | 11-Sep-2017 | | | | | | Holding Recon Date | 11-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | MARTIN B. ANSTICE | | | | For | | For | | |
| | | | | 2 | ERIC K. BRANDT | | | | For | | For | | |
| | | | | 3 | MICHAEL R. CANNON | | | | Withheld | | Against | | |
| | | | | 4 | YOUSSEF A. EL-MANSY | | | | For | | For | | |
| | | | | 5 | CHRISTINE A. HECKART | | | | For | | For | | |
| | | | | 6 | YOUNG BUM (YB) KOH | | | | For | | For | | |
| | | | | 7 | CATHERINE P. LEGO | | | | For | | For | | |
| | | | | 8 | STEPHEN G. NEWBERRY | | | | For | | For | | |
| | | | | 9 | ABHIJIT Y. TALWALKAR | | | | For | | For | | |
| | | | | 10 | LIH SHYNG TSAI | | | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS OF LAM RESEARCH, OR "SAY ON PAY." | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF
HOLDING FUTURE STOCKHOLDER ADVISORY
VOTES ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION, OR "SAY ON FREQUENCY." | Management | | 1 Year | | For | | |
| | | 4. | RATIFICATION OF THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2018. | Management | | For | | For | | |
| | | 5. | STOCKHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE ANNUAL MEETING,
REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA. | Shareholder | | Against | | For | | |
| | | VANGUARD INDEX FUNDS | | |
| | | Security | 922908538 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | VOT | | | | | | Meeting Date | 15-Nov-2017 | |
| | | ISIN | US9229085389 | | | | | | Agenda | 934671199 - Management | |
| | | Record Date | 16-Aug-2017 | | | | | | Holding Recon Date | 16-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | MORTIMER J. BUCKLEY | | | | For | | For | | |
| | | | | 2 | EMERSON U. FULLWOOD | | | | For | | For | | |
| | | | | 3 | AMY GUTMANN | | | | For | | For | | |
| | | | | 4 | JOANN HEFFERNAN HEISEN | | | | For | | For | | |
| | | | | 5 | F. JOSEPH LOUGHREY | | | | For | | For | | |
| | | | | 6 | MARK LOUGHRIDGE | | | | For | | For | | |
| | | | | 7 | SCOTT C. MALPASS | | | | For | | For | | |
| | | | | 8 | F. WILLIAM MCNABB III | | | | For | | For | | |
| | | | | 9 | DEANNA MULLIGAN | | | | For | | For | | |
| | | | | 10 | ANDRE F. PEROLD | | | | For | | For | | |
| | | | | 11 | SARAH BLOOM RASKIN | | | | For | | For | | |
| | | | | 12 | PETER F. VOLANAKIS | | | | For | | For | | |
| | | 2. | APPROVE A MANAGER OF MANAGERS
ARRANGEMENT WITH THIRD-PARTY INVESTMENT
ADVISORS. | Management | | For | | For | | |
| | | 3. | APPROVE A MANAGER OF MANAGERS
ARRANGEMENT WITH WHOLLY-OWNED
SUBSIDIARIES OF VANGUARD. | Management | | For | | For | | |
| | | VANGUARD INDEX FUNDS | | |
| | | Security | 922908736 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | VUG | | | | | | Meeting Date | 15-Nov-2017 | |
| | | ISIN | US9229087369 | | | | | | Agenda | 934671202 - Management | |
| | | Record Date | 16-Aug-2017 | | | | | | Holding Recon Date | 16-Aug-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | MORTIMER J. BUCKLEY | | | | For | | For | | |
| | | | | 2 | EMERSON U. FULLWOOD | | | | For | | For | | |
| | | | | 3 | AMY GUTMANN | | | | For | | For | | |
| | | | | 4 | JOANN HEFFERNAN HEISEN | | | | For | | For | | |
| | | | | 5 | F. JOSEPH LOUGHREY | | | | For | | For | | |
| | | | | 6 | MARK LOUGHRIDGE | | | | For | | For | | |
| | | | | 7 | SCOTT C. MALPASS | | | | For | | For | | |
| | | | | 8 | F. WILLIAM MCNABB III | | | | For | | For | | |
| | | | | 9 | DEANNA MULLIGAN | | | | For | | For | | |
| | | | | 10 | ANDRE F. PEROLD | | | | For | | For | | |
| | | | | 11 | SARAH BLOOM RASKIN | | | | For | | For | | |
| | | | | 12 | PETER F. VOLANAKIS | | | | For | | For | | |
| | | 2. | APPROVE A MANAGER OF MANAGERS
ARRANGEMENT WITH THIRD-PARTY INVESTMENT
ADVISORS. | Management | | For | | For | | |
| | | 3. | APPROVE A MANAGER OF MANAGERS
ARRANGEMENT WITH WHOLLY-OWNED
SUBSIDIARIES OF VANGUARD. | Management | | For | | For | | |
| | | 7. | A SHAREHOLDER PROPOSAL TO "INSTITUTE
TRANSPARENT PROCEDURES TO AVOID HOLDING
INVESTMENTS IN COMPANIES THAT, IN
MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST
HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF
HUMAN RIGHTS. SUCH PROCEDURES MAY
INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES
THAT THEIR BEHAVIOR CAN BE CHANGED." | Shareholder | | Against | | For | | |
| | | ORACLE CORPORATION | | |
| | | Security | 68389X105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ORCL | | | | | | Meeting Date | 15-Nov-2017 | |
| | | ISIN | US68389X1054 | | | | | | Agenda | 934681671 - Management | |
| | | Record Date | 18-Sep-2017 | | | | | | Holding Recon Date | 18-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | JEFFREY S. BERG | | | | For | | For | | |
| | | | | 2 | MICHAEL J. BOSKIN | | | | Withheld | | Against | | |
| | | | | 3 | SAFRA A. CATZ | | | | Withheld | | Against | | |
| | | | | 4 | BRUCE R. CHIZEN | | | | Withheld | | Against | | |
| | | | | 5 | GEORGE H. CONRADES | | | | For | | For | | |
| | | | | 6 | LAWRENCE J. ELLISON | | | | Withheld | | Against | | |
| | | | | 7 | HECTOR GARCIA-MOLINA | | | | For | | For | | |
| | | | | 8 | JEFFREY O. HENLEY | | | | Withheld | | Against | | |
| | | | | 9 | MARK V. HURD | | | | Withheld | | Against | | |
| | | | | 10 | RENEE J. JAMES | | | | Withheld | | Against | | |
| | | | | 11 | LEON E. PANETTA | | | | For | | For | | |
| | | | | 12 | NAOMI O. SELIGMAN | | | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | | Against | | Against | | |
| | | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF
NAMED EXECUTIVE OFFICERS. | Management | | 1 Year | | For | | |
| | | 4. | APPROVAL OF THE ORACLE CORPORATION
AMENDED AND RESTATED 2000 LONG- TERM
EQUITY INCENTIVE PLAN. | Management | | Against | | Against | | |
| | | 5. | RATIFICATION OF THE SELECTION OF ERNST &
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2018. | Management | | For | | For | | |
| | | 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL
CONTRIBUTIONS REPORT. | Shareholder | | Against | | For | | |
| | | 7. | STOCKHOLDER PROPOSAL REGARDING PAY
EQUITY REPORT. | Shareholder | | For | | Against | | |
| | | 8. | STOCKHOLDER PROPOSAL REGARDING PROXY
ACCESS REFORM. | Shareholder | | Against | | For | | |
| | | MICROSOFT CORPORATION | | |
| | | Security | 594918104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MSFT | | | | | | Meeting Date | 29-Nov-2017 | |
| | | ISIN | US5949181045 | | | | | | Agenda | 934689514 - Management | |
| | | Record Date | 29-Sep-2017 | | | | | | Holding Recon Date | 29-Sep-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 28-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | | For | | For | | |
| | | 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | | For | | For | | |
| | | 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | | For | | For | | |
| | | 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | | For | | For | | |
| | | 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION | Management | | 1 Year | | For | | |
| | | 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 | Management | | For | | For | | |
| | | 5. | APPROVAL OF MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN | Management | | For | | For | | |
| | | 6. | APPROVAL OF THE MICROSOFT CORPORATION
2017 STOCK PLAN | Management | | For | | For | | |
| | | ARCONIC INC | | |
| | | Security | 03965L100 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | ARNC | | | | | | Meeting Date | 30-Nov-2017 | |
| | | ISIN | US03965L1008 | | | | | | Agenda | 934690226 - Management | |
| | | Record Date | 05-Oct-2017 | | | | | | Holding Recon Date | 05-Oct-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Nov-2017 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | A PROPOSAL TO APPROVE THE MERGER OF
ARCONIC INC. ("ARCONIC") WITH A NEWLY FORMED
DIRECT WHOLLY OWNED SUBSIDIARY OF ARCONIC
INCORPORATED IN DELAWARE ("ARCONIC
DELAWARE") IN ORDER TO EFFECT THE CHANGE
OF ARCONIC'S JURISDICTION OF INCORPORATION
FROM PENNSYLVANIA TO DELAWARE (THE
"REINCORPORATION"). | Management | | For | | For | | |
| | | 2. | A PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THAT THE CERTIFICATE OF
INCORPORATION OF ARCONIC DELAWARE
FOLLOWING THE REINCORPORATION (THE
"DELAWARE CERTIFICATE") WILL NOT CONTAIN
ANY SUPERMAJORITY VOTING REQUIREMENTS. | Management | | For | | For | | |
| | | 3. | A PROPOSAL TO APPROVE, ON AN ADVISORY
BASIS, THAT THE BOARD OF DIRECTORS OF
ARCONIC DELAWARE FOLLOWING THE
REINCORPORATION WILL BE ELECTED ON AN
ANNUAL BASIS PURSUANT TO THE DELAWARE
CERTIFICATE. | Management | | For | | For | | |
| | | ROCKWELL COLLINS, INC. | | |
| | | Security | 774341101 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | COL | | | | | | Meeting Date | 11-Jan-2018 | |
| | | ISIN | US7743411016 | | | | | | Agenda | 934712969 - Management | |
| | | Record Date | 08-Dec-2017 | | | | | | Holding Recon Date | 08-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Jan-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF SEPTEMBER 4, 2017, BY AND AMONG
UNITED TECHNOLOGIES CORPORATION, RIVETER
MERGER SUB CORP. AND ROCKWELL COLLINS,
INC. AND APPROVE THE MERGER CONTEMPLATED
THEREBY (THE "MERGER PROPOSAL"). | Management | | For | | For | | |
| | | 2. | APPROVE ON AN ADVISORY (NON-BINDING) BASIS,
THE COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO ROCKWELL COLLINS, INC.'S
NAMED EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER CONTEMPLATED BY THE
MERGER AGREEMENT (THE "MERGER-RELATED
COMPENSATION PROPOSAL"). | Management | | For | | For | | |
| | | 3. | APPROVE ANY PROPOSAL TO ADJOURN THE
SPECIAL MEETING TO A LATER DATE OR DATES, IF
NECESSARY OR APPROPRIATE, TO SOLICIT
ADDITIONAL PROXIES IN THE EVENT THERE ARE
NOT SUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO APPROVE THE MERGER
PROPOSAL (THE "ADJOURNMENT PROPOSAL"). | Management | | For | | For | | |
| | | MICRON TECHNOLOGY, INC. | | |
| | | Security | 595112103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MU | | | | | | Meeting Date | 17-Jan-2018 | |
| | | ISIN | US5951121038 | | | | | | Agenda | 934710345 - Management | |
| | | Record Date | 20-Nov-2017 | | | | | | Holding Recon Date | 20-Nov-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Jan-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | ELECTION OF DIRECTOR: ROBERT L. BAILEY | Management | | For | | For | | |
| | | 1.2 | ELECTION OF DIRECTOR: RICHARD M. BEYER | Management | | For | | For | | |
| | | 1.3 | ELECTION OF DIRECTOR: PATRICK J. BYRNE | Management | | For | | For | | |
| | | 1.4 | ELECTION OF DIRECTOR: MERCEDES JOHNSON | Management | | For | | For | | |
| | | 1.5 | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | | For | | For | | |
| | | 1.6 | ELECTION OF DIRECTOR: LAWRENCE N. MONDRY | Management | | For | | For | | |
| | | 1.7 | ELECTION OF DIRECTOR: ROBERT E. SWITZ | Management | | For | | For | | |
| | | 2. | TO APPROVE OUR EMPLOYEE STOCK PURCHASE
PLAN WITH 33 MILLION SHARES RESERVED FOR
ISSUANCE THEREUNDER. | Management | | For | | For | | |
| | | 3. | TO APPROVE THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER OUR EXECUTIVE
OFFICER PERFORMANCE INCENTIVE PLAN. | Management | | For | | For | | |
| | | 4. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 30,
2018. | Management | | For | | For | | |
| | | 5. | TO APPROVE A NON-BINDING RESOLUTION TO
APPROVE EXEC COMPENSATION ...(DUE TO SPACE
LIMITS, SEE PROXY STATEMENT FOR FULL
PROPOSAL). | Management | | For | | For | | |
| | | 6. | TO APPROVE, IN A NON-BINDING VOTE, THE
FREQUENCY (EVERY ONE, TWO OR THREE YEARS)
WITH WHICH OUR SHAREHOLDERS WILL BE
ENTITLED TO HAVE AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | | |
| | | INTUIT INC. | | |
| | | Security | 461202103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | INTU | | | | | | Meeting Date | 18-Jan-2018 | |
| | | ISIN | US4612021034 | | | | | | Agenda | 934706865 - Management | |
| | | Record Date | 20-Nov-2017 | | | | | | Holding Recon Date | 20-Nov-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Jan-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: EVE BURTON | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: RICHARD L. DALZELL | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: DEBORAH LIU | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: DENNIS D. POWELL | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: THOMAS SZKUTAK | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: RAUL VAZQUEZ | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: JEFF WEINER | Management | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE INTUIT'S EXECUTIVE
COMPENSATION. | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES TO APPROVE INTUIT'S
EXECUTIVE COMPENSATION. | Management | | 1 Year | | For | | |
| | | 4. | APPROVAL OF THE MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE INTUIT INC.
SENIOR EXECUTIVE INCENTIVE PLAN. | Management | | For | | For | | |
| | | 5. | RATIFICATION OF THE SELECTION OF ERNST &
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JULY 31, 2018. | Management | | For | | For | | |
| | | VISA INC. | | |
| | | Security | 92826C839 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | V | | | | | | Meeting Date | 30-Jan-2018 | |
| | | ISIN | US92826C8394 | | | | | | Agenda | 934712161 - Management | |
| | | Record Date | 01-Dec-2017 | | | | | | Holding Recon Date | 01-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-Jan-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER
FERNANDEZ-CARBAJAL | Management | | For | | For | | |
| | | 1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | | For | | For | | |
| | | 1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | | For | | For | | |
| | | 1F. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | | For | | For | | |
| | | 1G. | ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT | Management | | For | | For | | |
| | | 1H. | ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON | Management | | For | | For | | |
| | | 1I. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | | For | | For | | |
| | | 1J. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | | For | | For | | |
| | | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | | For | | For | | |
| | | 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. | Management | | For | | For | | |
| | | ROCKWELL COLLINS, INC. | | |
| | | Security | 774341101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | COL | | | | | | Meeting Date | 01-Feb-2018 | |
| | | ISIN | US7743411016 | | | | | | Agenda | 934713872 - Management | |
| | | Record Date | 04-Dec-2017 | | | | | | Holding Recon Date | 04-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-Jan-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | A. J. CARBONE | | | | For | | For | | |
| | | | | 2 | R.K. ORTBERG | | | | For | | For | | |
| | | | | 3 | C.L. SHAVERS | | | | For | | For | | |
| | | 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION:
FOR A NON-BINDING RESOLUTION TO APPROVE
THE COMPENSATION OF THE NAMED EXECUTIVE
OFFICERS. | Management | | For | | For | | |
| | | 3. | SELECTION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM: FOR THE SELECTION OF
DELOITTE & TOUCHE LLP FOR FISCAL YEAR 2018. | Management | | For | | For | | |
| | | LENNAR CORPORATION | | |
| | | Security | 526057104 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | LEN | | | | | | Meeting Date | 12-Feb-2018 | |
| | | ISIN | US5260571048 | | | | | | Agenda | 934719406 - Management | |
| | | Record Date | 04-Jan-2018 | | | | | | Holding Recon Date | 04-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-Feb-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | Approval of the issuance of shares of Lennar's Class A
and Class B common stock in connection with the merger
of CalAtlantic Group, Inc. with a newly formed wholly-
owned subsidiary of Lennar, as contemplated by an
Agreement and Plan of Merger, dated as of October 29,
2017, by and among CalAtlantic Group, Inc., Lennar and
Cheetah Cub Group Corp. | Management | | For | | For | | |
| | | 2. | Approval of an amendment to Lennar's certificate of
incorporation increasing the number of authorized shares
of Lennar's Class A common stock from 300,000,000
shares to 400,000,000 shares. | Management | | For | | For | | |
| | | 3. | Approval of an adjournment of the Special Meeting of
Stockholders, if necessary, to enable Lennar to solicit
additional votes, if at the time of such meeting there are
not sufficient votes to approve proposals 1 and 2. | Management | | For | | For | | |
| | | APPLE INC. | | |
| | | Security | 037833100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AAPL | | | | | | Meeting Date | 13-Feb-2018 | |
| | | ISIN | US0378331005 | | | | | | Agenda | 934716068 - Management | |
| | | Record Date | 15-Dec-2017 | | | | | | Holding Recon Date | 15-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Feb-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of director: James Bell | Management | | For | | For | | |
| | | 1b. | Election of director: Tim Cook | Management | | For | | For | | |
| | | 1c. | Election of director: Al Gore | Management | | For | | For | | |
| | | 1d. | Election of director: Bob Iger | Management | | For | | For | | |
| | | 1e. | Election of director: Andrea Jung | Management | | For | | For | | |
| | | 1f. | Election of director: Art Levinson | Management | | For | | For | | |
| | | 1g. | Election of director: Ron Sugar | Management | | For | | For | | |
| | | 1h. | Election of director: Sue Wagner | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
Apple's independent registered public accounting firm for
2018 | Management | | For | | For | | |
| | | 3. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| | | 4. | Approval of the amended and restated Apple Inc. Non-
Employee Director Stock Plan | Management | | For | | For | | |
| | | 5. | A shareholder proposal entitled "Shareholder Proxy
Access Amendments" | Shareholder | | Against | | For | | |
| | | 6. | A shareholder proposal entitled "Human Rights
Committee" | Shareholder | | Against | | For | | |
| | | RAYMOND JAMES FINANCIAL, INC. | | |
| | | Security | 754730109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | RJF | | | | | | Meeting Date | 22-Feb-2018 | |
| | | ISIN | US7547301090 | | | | | | Agenda | 934717565 - Management | |
| | | Record Date | 18-Dec-2017 | | | | | | Holding Recon Date | 18-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-Feb-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of director: Charles G. von Arentschildt | Management | | For | | For | | |
| | | 1b. | Election of director: Shelley G. Broader | Management | | For | | For | | |
| | | 1c. | Election of director: Jeffrey N. Edwards | Management | | For | | For | | |
| | | 1d. | Election of director: Benjamin C. Esty | Management | | For | | For | | |
| | | 1e. | Election of director: Francis S. Godbold | Management | | For | | For | | |
| | | 1f. | Election of director: Thomas A. James | Management | | For | | For | | |
| | | 1g. | Election of director: Gordon L. Johnson | Management | | For | | For | | |
| | | 1h. | Election of director: Roderick C. McGeary | Management | | For | | For | | |
| | | 1i. | Election of director: Paul C. Reilly | Management | | For | | For | | |
| | | 1j. | Election of director: Robert P. Saltzman | Management | | For | | For | | |
| | | 1k. | Election of director: Susan N. Story | Management | | For | | For | | |
| | | 2. | Advisory vote to approve 2017 executive compensation. | Management | | For | | For | | |
| | | 3. | To ratify the appointment of KPMG LLP as the
Company's independent registered public accounting
firm. | Management | | For | | For | | |
| | | DEERE & COMPANY | | |
| | | Security | 244199105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | DE | | | | | | Meeting Date | 28-Feb-2018 | |
| | | ISIN | US2441991054 | | | | | | Agenda | 934718959 - Management | |
| | | Record Date | 29-Dec-2017 | | | | | | Holding Recon Date | 29-Dec-2017 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Feb-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Samuel R. Allen | Management | | For | | For | | |
| | | 1B. | Election of Director: Vance D. Coffman | Management | | For | | For | | |
| | | 1C. | Election of Director: Alan C. Heuberger | Management | | For | | For | | |
| | | 1D. | Election of Director: Charles O. Holliday, Jr. | Management | | For | | For | | |
| | | 1E. | Election of Director: Dipak C. Jain | Management | | For | | For | | |
| | | 1F. | Election of Director: Michael O. Johanns | Management | | For | | For | | |
| | | 1G. | Election of Director: Clayton M. Jones | Management | | For | | For | | |
| | | 1H. | Election of Director: Brian M. Krzanich | Management | | For | | For | | |
| | | 1I. | Election of Director: Gregory R. Page | Management | | For | | For | | |
| | | 1J. | Election of Director: Sherry M. Smith | Management | | For | | For | | |
| | | 1K. | Election of Director: Dmitri L. Stockton | Management | | For | | For | | |
| | | 1L. | Election of Director: Sheila G. Talton | Management | | For | | For | | |
| | | 2. | Advisory vote on executive compensation | Management | | For | | For | | |
| | | 3. | Re-approve the John Deere Long-Term Incentive Cash
Plan | Management | | For | | For | | |
| | | 4. | Ratification of the appointment of Deloitte & Touche LLP
as Deere's independent registered public accounting firm
for fiscal 2018 | Management | | For | | For | | |
| | | 5. | Stockholder Proposal - Special Shareowner Meetings | Shareholder | | Against | | For | | |
| | | APPLIED MATERIALS, INC. | | |
| | | Security | 038222105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AMAT | | | | | | Meeting Date | 08-Mar-2018 | |
| | | ISIN | US0382221051 | | | | | | Agenda | 934722302 - Management | |
| | | Record Date | 10-Jan-2018 | | | | | | Holding Recon Date | 10-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 07-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Judy Bruner | Management | | For | | For | | |
| | | 1B. | Election of Director: Xun (Eric) Chen | Management | | For | | For | | |
| | | 1C. | Election of Director: Aart J. de Geus | Management | | For | | For | | |
| | | 1D. | Election of Director: Gary E. Dickerson | Management | | For | | For | | |
| | | 1E. | Election of Director: Stephen R. Forrest | Management | | For | | For | | |
| | | 1F. | Election of Director: Thomas J. Iannotti | Management | | For | | For | | |
| | | 1G. | Election of Director: Alexander A. Karsner | Management | | For | | For | | |
| | | 1H. | Election of Director: Adrianna C. Ma | Management | | For | | For | | |
| | | 1I. | Election of Director: Scott A. McGregor | Management | | For | | For | | |
| | | 1J. | Election of Director: Dennis D. Powell | Management | | For | | For | | |
| | | 2. | Approval, on an advisory basis, of the compensation of
Applied Materials' named executive officers for fiscal year
2017. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of KPMG LLP as
independent registered public accounting firm for fiscal
year 2018. | Management | | For | | For | | |
| | | 4. | Shareholder proposal to provide for right to act by written
consent. | Shareholder | | For | | Against | | |
| | | 5 | Shareholder proposal for annual disclosure of EEO-1
data. | Shareholder | | Against | | For | | |
| | | AETNA INC. | | |
| | | Security | 00817Y108 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | AET | | | | | | Meeting Date | 13-Mar-2018 | |
| | | ISIN | US00817Y1082 | | | | | | Agenda | 934728227 - Management | |
| | | Record Date | 05-Feb-2018 | | | | | | Holding Recon Date | 05-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | To approve and adopt the Agreement and Plan of
Merger, dated as of December 3, 2017, as it may be
amended from time to time, among CVS Health
Corporation, Hudson Merger Sub Corp. and Aetna Inc.
(the "merger agreement"). | Management | | For | | For | | |
| | | 2. | To approve the adjournment from time to time of the
Special Meeting of Shareholders of Aetna Inc. if
necessary to solicit additional proxies if there are not
sufficient votes to approve and adopt the merger
agreement at the time of the Special Meeting of
Shareholders of Aetna Inc. or any adjournment or
postponement thereof. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory (non-binding) basis, the
compensation that will or may be paid or provided by
Aetna Inc. to its named executive officers in connection
with the merger of Hudson Merger Sub Corp. with and
into Aetna Inc. | Management | | For | | For | | |
| | | ANALOG DEVICES, INC. | | |
| | | Security | 032654105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ADI | | | | | | Meeting Date | 14-Mar-2018 | |
| | | ISIN | US0326541051 | | | | | | Agenda | 934720726 - Management | |
| | | Record Date | 08-Jan-2018 | | | | | | Holding Recon Date | 08-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of director: Ray Stata | Management | | For | | For | | |
| | | 1b. | Election of director: Vincent Roche | Management | | For | | For | | |
| | | 1c. | Election of director: James A. Champy | Management | | For | | For | | |
| | | 1d. | Election of director: Bruce R. Evans | Management | | For | | For | | |
| | | 1e. | Election of director: Edward H. Frank | Management | | For | | For | | |
| | | 1f. | Election of director: Mark M. Little | Management | | For | | For | | |
| | | 1g. | Election of director: Neil Novich | Management | | For | | For | | |
| | | 1h. | Election of director: Kenton J. Sicchitano | Management | | For | | For | | |
| | | 1i. | Election of director: Lisa T. Su | Management | | For | | For | | |
| | | 2) | To approve, by non-binding "say-on-pay" vote, the
compensation of our named executive officers, as
described in the Compensation Discussion and Analysis,
executive compensation tables and accompanying
narrative disclosures in our proxy statement. | Management | | For | | For | | |
| | | 3) | To ratify the selection of Ernst & Young LLP as our
independent registered public accounting firm for the
2018 fiscal year. | Management | | For | | For | | |
| | | TE CONNECTIVITY LTD | | |
| | | Security | H84989104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TEL | | | | | | Meeting Date | 14-Mar-2018 | |
| | | ISIN | CH0102993182 | | | | | | Agenda | 934733711 - Management | |
| | | Record Date | 22-Feb-2018 | | | | | | Holding Recon Date | 22-Feb-2018 | |
| | | City / | Country | | | / | Switzerland | | | | | Vote Deadline Date | 12-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A | Election of Director: Pierre R. Brondeau | Management | | For | | For | | |
| | | 1B | Election of Director: Terrence R. Curtin | Management | | For | | For | | |
| | | 1C | Election of Director: Carol A. ("John") Davidson | Management | | For | | For | | |
| | | 1D | Election of Director: William A. Jeffrey | Management | | For | | For | | |
| | | 1E | Election of Director: Thomas J. Lynch | Management | | For | | For | | |
| | | 1F | Election of Director: Yong Nam | Management | | For | | For | | |
| | | 1G | Election of Director: Daniel J. Phelan | Management | | For | | For | | |
| | | 1H | Election of Director: Paula A. Sneed | Management | | For | | For | | |
| | | 1I | Election of Director: Abhijit Y. Talwalkar | Management | | For | | For | | |
| | | 1J | Election of Director: Mark C. Trudeau | Management | | For | | For | | |
| | | 1K | Election of Director: John C. Van Scoter | Management | | For | | For | | |
| | | 1L | Election of Director: Laura H. Wright | Management | | For | | For | | |
| | | 2 | To elect Thomas J. Lynch as the Chairman of the Board
of Directors | Management | | For | | For | | |
| | | 3A | To elect the individual members of the Management
Development and Compensation Committee: Daniel J.
Phelan | Management | | For | | For | | |
| | | 3B | To elect the individual members of the Management
Development and Compensation Committee: Paula A.
Sneed | Management | | For | | For | | |
| | | 3C | To elect the individual members of the Management
Development and Compensation Committee: John C.
Van Scoter | Management | | For | | For | | |
| | | 4 | To elect Dr. Rene Schwarzenbach, of Proxy Voting
Services GmbH, or another individual representative of
Proxy Voting Services GmbH if Dr. Schwarzenbach is
unable to serve at the relevant meeting, as the
independent proxy at the 2019 annual meeting of TE
Connectivity and any shareholder meeting that may be
held prior to that meeting | Management | | For | | For | | |
| | | 5.1 | To approve the 2017 Annual Report of TE Connectivity
Ltd. (excluding the statutory financial statements for the
fiscal year ended September 29, 2017, the consolidated
financial statements for the fiscal year ended September
29, 2017 and the Swiss Compensation Report for the
fiscal year ended September 29, 2017) | Management | | For | | For | | |
| | | 5.2 | To approve the statutory financial statements of TE
Connectivity Ltd. for the fiscal year ended September 29,
2017 | Management | | For | | For | | |
| | | 5.3 | To approve the consolidated financial statements of TE
Connectivity Ltd. for the fiscal year ended September 29,
2017 | Management | | For | | For | | |
| | | 6 | To release the members of the Board of Directors and
executive officers of TE Connectivity for activities during
the fiscal year ended September 29, 2017 | Management | | For | | For | | |
| | | 7.1 | To elect Deloitte & Touche LLP as TE Connectivity's
independent registered public accounting firm for fiscal
year 2018 | Management | | For | | For | | |
| | | 7.2 | To elect Deloitte AG, Zurich, Switzerland, as TE
Connectivity's Swiss registered auditor until the next
annual general meeting of TE Connectivity | Management | | For | | For | | |
| | | 7.3 | To elect PricewaterhouseCoopers AG, Zurich,
Switzerland, as TE Connectivity's special auditor until the
next annual general meeting of TE Connectivity | Management | | For | | For | | |
| | | 8 | An advisory vote to approve named executive officer
compensation | Management | | For | | For | | |
| | | 9 | A binding vote to approve fiscal year 2019 maximum
aggregate compensation amount for executive
management | Management | | For | | For | | |
| | | 10 | A binding vote to approve fiscal year 2019 maximum
aggregate compensation amount for the Board of
Directors | Management | | For | | For | | |
| | | 11 | To approve the carryforward of unappropriated
accumulated earnings at September 29, 2017 | Management | | For | | For | | |
| | | 12 | To approve a dividend payment to shareholders equal to
$1.76 per issued share to be paid in four equal quarterly
installments of $0.44 starting with the third fiscal quarter
of 2018 and ending in the second fiscal quarter of 2019
pursuant to the terms of the dividend resolution | Management | | For | | For | | |
| | | 13 | To approve an authorization relating to TE Connectivity's
share repurchase program | Management | | For | | For | | |
| | | 14 | To approve a renewal of authorized capital and related
amendment to our articles of association | Management | | For | | For | | |
| | | 15 | To approve a term extension of the Tyco Electronics
Limited savings related share plan | Management | | For | | For | | |
| | | 16 | To approve any adjournments or postponements of the
meeting | Management | | For | | For | | |
| | | TRANSDIGM GROUP INCORPORATED | | |
| | | Security | 893641100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TDG | | | | | | Meeting Date | 20-Mar-2018 | |
| | | ISIN | US8936411003 | | | | | | Agenda | 934725144 - Management | |
| | | Record Date | 22-Jan-2018 | | | | | | Holding Recon Date | 22-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | David Barr | | | | For | | For | | |
| | | | | 2 | William Dries | | | | For | | For | | |
| | | | | 3 | Mervin Dunn | | | | For | | For | | |
| | | | | 4 | Michael Graff | | | | For | | For | | |
| | | | | 5 | Sean Hennessy | | | | For | | For | | |
| | | | | 6 | W. Nicholas Howley | | | | For | | For | | |
| | | | | 7 | Raymond Laubenthal | | | | For | | For | | |
| | | | | 8 | Gary E. McCullough | | | | For | | For | | |
| | | | | 9 | Douglas Peacock | | | | For | | For | | |
| | | | | 10 | Robert Small | | | | For | | For | | |
| | | | | 11 | John Staer | | | | For | | For | | |
| | | 2. | To approve (in an advisory vote) compensation paid to
the Company's named executive officers. | Management | | For | | For | | |
| | | 3. | To ratify the selection of Ernst & Young LLP as the
Company's independent accountants for the fiscal year
ending September 30, 2018. | Management | | For | | For | | |
| | | QUALCOMM INCORPORATED | | |
| | | Security | 747525103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | QCOM | | | | | | Meeting Date | 23-Mar-2018 | |
| | | ISIN | US7475251036 | | | | | | Agenda | 934718632 - Opposition | |
| | | Record Date | 03-Jan-2018 | | | | | | Holding Recon Date | 03-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Samih Elhage | | | | For | | For | | |
| | | | | 2 | Raul J. Fernandez | | | | For | | For | | |
| | | | | 3 | Michael S. Geltzeiler | | | | For | | For | | |
| | | | | 4 | Stephen J. Girsky | | | | For | | For | | |
| | | | | 5 | David G. Golden | | | | For | | For | | |
| | | | | 6 | Veronica M. Hagen | | | | For | | For | | |
| | | | | 7 | Julie A. Hill | | | | For | | For | | |
| | | | | 8 | John H. Kispert | | | | For | | For | | |
| | | | | 9 | Gregorio Reyes | | | | For | | For | | |
| | | | | 10 | Thomas S. Volpe | | | | For | | For | | |
| | | | | 11 | Harry L. You | | | | For | | For | | |
| | | 2. | To approve Broadcom's proposal to amend Qualcomm's
Bylaws to undo any amendment to the Bylaws adopted
without stockholder approval up to and including the date
of the Annual Meeting that changes the Bylaws in any
way from the version that was publicly filed with the
Securities and Exchange Commission on July 15, 2016. | Management | | For | | For | | |
| | | 3. | To ratify the selection of PricewaterhouseCoopers LLP as
Qualcomm's independent public accountants for the fiscal
year ending September 30, 2018 | Management | | For | | For | | |
| | | 4. | To approve, on a advisory basis, compensation paid to
Qualcomm's named executive officers. | Management | | For | | | | |
| | | 5. | To approve an amendment to Qualcomm's 2001
Employee Stock Purchase Plan. | Management | | For | | | | |
| | | 6. | To approve an amendment to Qualcomm's Restated
Certificate of Incorporation, as amended (the "Certificate
of Incorporation") to eliminate certain supermajority
provisions relating to removal of directors | Management | | For | | For | | |
| | | 7. | To approve an amendment to the Certificate of
Incorporation to eliminate certain Supermajority
provisions relating to amendments and obsolete
provisions. | Management | | For | | For | | |
| | | 8. | To approve an amendment to the certificate of
incorporation to eliminate provisions requiring a
supermajority vote for certain transactions with interested
stockholders. | Management | | For | | For | | |
| | | QUALCOMM INCORPORATED | | |
| | | Security | 747525103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | QCOM | | | | | | Meeting Date | 23-Mar-2018 | |
| | | ISIN | US7475251036 | | | | | | Agenda | 934719329 - Management | |
| | | Record Date | 08-Jan-2018 | | | | | | Holding Recon Date | 08-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1 | DIRECTOR | Management | | | | | | |
| | | | | 1 | Barbara T. Alexander | | | | | | | | |
| | | | | 2 | Jeffrey W. Henderson | | | | | | | | |
| | | | | 3 | Thomas W. Horton | | | | | | | | |
| | | | | 4 | Paul E. Jacobs | | | | | | | | |
| | | | | 5 | Ann M. Livermore | | | | | | | | |
| | | | | 6 | Harish Manwani | | | | | | | | |
| | | | | 7 | Mark D. McLaughlin | | | | | | | | |
| | | | | 8 | Steve Mollenkopf | | | | | | | | |
| | | | | 9 | Clark T. Randt, Jr. | | | | | | | | |
| | | | | 10 | Francisco Ros | | | | | | | | |
| | | | | 11 | Anthony J. Vinciquerra | | | | | | | | |
| | | 2 | To ratify the selection of PricewaterhouseCoopers LLP as
our independent public accountants. | Management | | | | | | |
| | | 3 | To approve, on an advisory basis, our executive
compensation. | Management | | | | | | |
| | | 4 | To approve an amendment to the Amended and
Restated QUALCOMM Incorporated 2001 Employee
Stock Purchase Plan, as amended, to increase the share
reserve by 30,000,000 shares. | Management | | | | | | |
| | | 5 | To approve an amendment to the Company's Restated
Certificate of Incorporation, as amended, to eliminate
certain supermajority voting provisions relating to removal
of directors. | Management | | | | | | |
| | | 6 | To approve an amendment to the Company's Restated
Certificate of Incorporation, as amended, to eliminate
certain supermajority voting provisions relating to
amendments and obsolete provisions. | Management | | | | | | |
| | | 7 | To approve an amendment to the Company's Restated
Certificate of Incorporation, as amended, to eliminate
provisions requiring a supermajority vote for certain
transactions with interested stockholders. | Management | | | | | | |
| | | 8 | To vote on a stockholder proposal to undo amendments
to the Company's Amended and Restated Bylaws
adopted without stockholder approval. | Shareholder | | | | | | |
| | | QUALCOMM INCORPORATED | | |
| | | Security | 747525103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | QCOM | | | | | | Meeting Date | 23-Mar-2018 | |
| | | ISIN | US7475251036 | | | | | | Agenda | 934719331 - Opposition | |
| | | Record Date | 08-Jan-2018 | | | | | | Holding Recon Date | 08-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1 | DIRECTOR | Management | | | | | | |
| | | | | 1 | Samih Elhage | | | | For | | For | | |
| | | | | 2 | Raul J. Fernandez | | | | For | | For | | |
| | | | | 3 | Michael S. Geltzeiler | | | | For | | For | | |
| | | | | 4 | Stephen J. Girsky | | | | For | | For | | |
| | | | | 5 | David G. Golden | | | | For | | For | | |
| | | | | 6 | Veronica M. Hagen | | | | For | | For | | |
| | | | | 7 | Julie A. Hill | | | | For | | For | | |
| | | | | 8 | John H. Kispert | | | | For | | For | | |
| | | | | 9 | Gregorio Reyes | | | | For | | For | | |
| | | | | 10 | Thomas S. Volpe | | | | For | | For | | |
| | | | | 11 | Harry L. You | | | | For | | For | | |
| | | 2 | To approve Broadcom's proposal to amend Qualcomm's
Bylaws to undo any amendment to the Bylaws adopted
without stockholder approval up to and including the date
of the Annual Meeting that changes the Bylaws in any
way from the version that was publicly filed with the
Securities and Exchange Commission on July 15, 2016. | Management | | For | | For | | |
| | | 3 | To ratify the selection of PricewaterhouseCoopers LLP as
Qualcomm's independent public accountants for the fiscal
year ending September 30, 2018 | Management | | For | | For | | |
| | | 4 | To approve, on a advisory basis, compensation paid to
Qualcomm's named executive officers. | Management | | For | | | | |
| | | 5 | To approve an amendment to Qualcomm's 2001
Employee Stock Purchase Plan. | Management | | For | | | | |
| | | 6 | To approve an amendment to Qualcomm's Restated
Certificate of Incorporation, as amended (the "Certificate
of Incorporation") to eliminate certain supermajority
provisions relating to removal of directors | Management | | For | | For | | |
| | | 7 | To approve an amendment to the Certificate of
Incorporation to eliminate certain Supermajority
provisions relating to amendments and obsolete
provisions. | Management | | For | | For | | |
| | | 8 | To approve an amendment to the certificate of
incorporation to eliminate provisions requiring a
supermajority vote for certain transactions with interested
stockholders. | Management | | For | | For | | |
| | | QUALCOMM INCORPORATED | | |
| | | Security | 747525103 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | QCOM | | | | | | Meeting Date | 23-Mar-2018 | |
| | | ISIN | US7475251036 | | | | | | Agenda | 934728188 - Opposition | |
| | | Record Date | 08-Jan-2018 | | | | | | Holding Recon Date | 08-Jan-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1 | DIRECTOR | Management | | | | | | |
| | | | | 1 | Samih Elhage | | | | For | | For | | |
| | | | | 2 | David G. Golden | | | | For | | For | | |
| | | | | 3 | Veronica M. Hagen | | | | For | | For | | |
| | | | | 4 | Julie A. Hill | | | | For | | For | | |
| | | | | 5 | John H. Kispert | | | | For | | For | | |
| | | | | 6 | Harry L. You | | | | For | | For | | |
| | | 2 | To approve Broadcom's proposal to amend Qualcomm's
Bylaws to undo any amendment to the Bylaws adopted
without stockholder approval up to and including the date
of the Annual Meeting that changes the Bylaws in any
way from the version that was publicly filed with the
Securities and Exchange Commission on July 15, 2016. | Management | | For | | For | | |
| | | 3 | To ratify the selection of PricewaterhouseCoopers LLP as
Qualcomm's independent public accountants for the fiscal
year ending September 30, 2018 | Management | | For | | For | | |
| | | 4 | To approve, on a advisory basis, compensation paid to
Qualcomm's named executive officers. | Management | | For | | | | |
| | | 5 | To approve an amendment to Qualcomm's 2001
Employee Stock Purchase Plan. | Management | | For | | | | |
| | | 6 | To approve an amendment to Qualcomm's Restated
Certificate of Incorporation, as amended (the "Certificate
of Incorporation") to eliminate certain supermajority
provisions relating to removal of directors | Management | | For | | For | | |
| | | 7 | To approve an amendment to the Certificate of
Incorporation to eliminate certain Supermajority
provisions relating to amendments and obsolete
provisions. | Management | | For | | For | | |
| | | 8 | To approve an amendment to the Certificate of
Incorporation to eliminate provisions requiring a
supermajority vote for certain transactions with interested
stockholders. | Management | | For | | For | | |
| | | BROADCOM LIMITED | | |
| | | Security | Y09827109 | | | | | | Meeting Type | Special | |
| | | Ticker Symbol | AVGO | | | | | | Meeting Date | 23-Mar-2018 | |
| | | ISIN | SG9999014823 | | | | | | Agenda | 934741148 - Management | |
| | | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | | City / | Country | | | / | Malaysia | | | | | Vote Deadline Date | 21-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | To approve the scheme of arrangement under Singapore
law among Broadcom, the shareholders of Broadcom
and Broadcom Limited, a Delaware corporation, subject
to approval of the High Court of the Republic of
Singapore, as set forth in Broadcom's notice of, and
proxy statement relating to, its Special Meeting. | Management | | For | | For | | |
| | | HEWLETT PACKARD ENTERPRISE COMPANY | | |
| | | Security | 42824C109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HPE | | | | | | Meeting Date | 04-Apr-2018 | |
| | | ISIN | US42824C1099 | | | | | | Agenda | 934729344 - Management | |
| | | Record Date | 05-Feb-2018 | | | | | | Holding Recon Date | 05-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | ELECTION OF DIRECTOR: DANIEL AMMANN | Management | | For | | For | | |
| | | 1B. | ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS | Management | | For | | For | | |
| | | 1C. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | | For | | For | | |
| | | 1D. | Election of Director: Pamela L. Carter | Management | | For | | For | | |
| | | 1E. | Election of Director: Raymond J. Lane | Management | | For | | For | | |
| | | 1F. | Election of Director: Ann M. Livermore | Management | | For | | For | | |
| | | 1G. | Election of Director: Antonio F. Neri | Management | | For | | For | | |
| | | 1H. | Election of Director: Raymond E. Ozzie | Management | | For | | For | | |
| | | 1I. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| | | 1J. | Election of Director: Patricia F. Russo | Management | | For | | For | | |
| | | 1K. | Election of Director: Lip-Bu Tan | Management | | For | | For | | |
| | | 1L. | Election of Director: Margaret C. Whitman | Management | | For | | For | | |
| | | 1M. | Election of Director: Mary Agnes Wilderotter | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of the independent
registered public accounting firm for the fiscal year
ending October 31, 2018 | Management | | For | | For | | |
| | | 3. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| | | 4. | Stockholder proposal related to action by Written
Consent of Stockholders | Shareholder | | For | | Against | | |
| | | BROADCOM LIMITED | | |
| | | Security | Y09827109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AVGO | | | | | | Meeting Date | 04-Apr-2018 | |
| | | ISIN | SG9999014823 | | | | | | Agenda | 934729370 - Management | |
| | | Record Date | 12-Feb-2018 | | | | | | Holding Recon Date | 12-Feb-2018 | |
| | | City / | Country | | | / | Malaysia | | | | | Vote Deadline Date | 29-Mar-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Mr. Hock E. Tan | Management | | For | | For | | |
| | | 1B. | Election of Director: Mr. James V. Diller | Management | | For | | For | | |
| | | 1C. | Election of Director: Ms. Gayla J. Delly | Management | | For | | For | | |
| | | 1D. | Election of Director: Mr. Lewis C. Eggebrecht | Management | | For | | For | | |
| | | 1E. | Election of Director: Mr. Kenneth Y. Hao | Management | | For | | For | | |
| | | 1F. | Election of Director: Mr. Eddy W. Hartenstein | Management | | For | | For | | |
| | | 1G. | Election of Director: Mr. Check Kian Low | Management | | For | | For | | |
| | | 1H. | Election of Director: Mr. Donald Macleod | Management | | For | | For | | |
| | | 1I. | Election of Director: Mr. Peter J. Marks | Management | | For | | For | | |
| | | 1J. | Election of Director: Dr. Henry Samueli | Management | | For | | For | | |
| | | 2. | To approve the re-appointment of
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting firm and
independent Singapore auditor for the fiscal year ending
November 4, 2018 and to authorize the Audit Committee
to fix its remuneration, as set forth in Broadcom's notice
of, and proxy statement relating to, its 2018 Annual
General Meeting. | Management | | For | | For | | |
| | | 3. | To approve the general authorization for the directors of
Broadcom to allot and issue shares in its capital, as set
forth in Broadcom's notice of, and proxy statement
relating to, its 2018 Annual General Meeting. | Management | | For | | For | | |
| | | 4. | NON-BINDING, ADVISORY VOTE To approve the
compensation of Broadcom's named executive officers,
as disclosed in "Compensation Discussion and Analysis"
and in the compensation tables and accompanying
narrative disclosure under "Executive Compensation" in
Broadcom's proxy statement relating to its 2018 Annual
General Meeting. | Management | | Against | | Against | | |
| | | SYNOPSYS, INC. | | |
| | | Security | 871607107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | SNPS | | | | | | Meeting Date | 05-Apr-2018 | |
| | | ISIN | US8716071076 | | | | | | Agenda | 934728861 - Management | |
| | | Record Date | 09-Feb-2018 | | | | | | Holding Recon Date | 09-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Aart J. de Geus | | | | For | | For | | |
| | | | | 2 | Chi-Foon Chan | | | | For | | For | | |
| | | | | 3 | Janice D. Chaffin | | | | For | | For | | |
| | | | | 4 | Bruce R. Chizen | | | | For | | For | | |
| | | | | 5 | Mercedes Johnson | | | | For | | For | | |
| | | | | 6 | Chrysostomos L. Nikias | | | | For | | For | | |
| | | | | 7 | John Schwarz | | | | For | | For | | |
| | | | | 8 | Roy Vallee | | | | For | | For | | |
| | | | | 9 | Steven C. Walske | | | | For | | For | | |
| | | 2. | To approve our 2006 Employee Equity Incentive Plan, as
amended, in order to, among other items, increase the
number of shares available for issuance under the plan
by 3,000,000 shares. | Management | | Against | | Against | | |
| | | 3. | To approve an amendment to our Employee Stock
Purchase Plan primarily to increase the number of shares
available for issuance under the plan by 5,000,000
shares. | Management | | For | | For | | |
| | | 4. | To approve, on an advisory basis, the compensation of
our named executive officers, as disclosed in the Proxy
Statement. | Management | | For | | For | | |
| | | 5. | To ratify the selection of KPMG LLP as our independent
registered public accounting firm for the fiscal year
ending November 3, 2018. | Management | | For | | For | | |
| | | CARNIVAL CORPORATION | | |
| | | Security | 143658300 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CCL | | | | | | Meeting Date | 11-Apr-2018 | |
| | | ISIN | PA1436583006 | | | | | | Agenda | 934730575 - Management | |
| | | Record Date | 13-Feb-2018 | | | | | | Holding Recon Date | 13-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | To re-elect Micky Arison as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 2. | To re-elect Sir Jonathon Band as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 3. | To elect Jason Glen Cahilly as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 4. | To re-elect Helen Deeble as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 5. | To re-elect Arnold W. Donald as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 6. | To re-elect Richard J. Glasier as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 7. | To re-elect Debra Kelly-Ennis as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 8. | To re-elect Sir John Parker as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 9. | To re-elect Stuart Subotnick as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 10. | To re-elect Laura Weil as a Director of Carnival
Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 11. | To re-elect Randall J. Weisenburger as a Director of
Carnival Corporation and as a Director of Carnival plc. | Management | | For | | For | | |
| | | 12. | To hold a (non-binding) advisory vote to approve
executive compensation (in accordance with legal
requirements applicable to U.S. companies). | Management | | For | | For | | |
| | | 13. | To approve the Carnival plc Directors' Remuneration
Report (in accordance with legal requirements applicable
to UK companies). | Management | | For | | For | | |
| | | 14. | To re-appoint the UK firm of PricewaterhouseCoopers
LLP as independent auditors for Carnival plc and to ratify
the selection of the U.S. firm of PricewaterhouseCoopers
LLP as the independent registered certified public
accounting firm of Carnival Corporation. | Management | | For | | For | | |
| | | 15. | To authorize the Audit Committee of Carnival plc to
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies). | Management | | For | | For | | |
| | | 16. | To receive the UK accounts and reports of the Directors
and auditors of Carnival plc for the year ended November
30, 2017 (in accordance with legal requirements
applicable to UK companies). | Management | | For | | For | | |
| | | 17. | To approve the giving of authority for the allotment of new
shares by Carnival plc (in accordance with customary
practice for UK companies). | Management | | For | | For | | |
| | | 18. | To approve the disapplication of pre-emption rights in
relation to the allotment of new shares by Carnival plc (in
accordance with customary practice for UK companies). | Management | | For | | For | | |
| | | 19. | To approve a general authority for Carnival plc to buy
back Carnival plc ordinary shares in the open market (in
accordance with legal requirements applicable to UK
companies desiring to implement share buy back
programs). | Management | | For | | For | | |
| | | LENNAR CORPORATION | | |
| | | Security | 526057104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | LEN | | | | | | Meeting Date | 11-Apr-2018 | |
| | | ISIN | US5260571048 | | | | | | Agenda | 934730917 - Management | |
| | | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 10-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Irving Bolotin | | | | For | | For | | |
| | | | | 2 | Steven L. Gerard | | | | For | | For | | |
| | | | | 3 | Theron I. "Tig" Gilliam | | | | For | | For | | |
| | | | | 4 | Sherrill W. Hudson | | | | For | | For | | |
| | | | | 5 | Sidney Lapidus | | | | For | | For | | |
| | | | | 6 | Teri P. McClure | | | | For | | For | | |
| | | | | 7 | Stuart Miller | | | | For | | For | | |
| | | | | 8 | Armando Olivera | | | | For | | For | | |
| | | | | 9 | Donna Shalala | | | | For | | For | | |
| | | | | 10 | Scott Stowell | | | | For | | For | | |
| | | | | 11 | Jeffrey Sonnenfeld | | | | For | | For | | |
| | | 2. | Ratification of the appointment of Deloitte & Touche LLP
as Lennar's independent registered public accounting
firm for the fiscal year ending November 30, 2018. | Management | | For | | For | | |
| | | 3. | Approval, on an advisory basis, of the compensation of
Lennar's named executive officers. | Management | | Against | | Against | | |
| | | 4. | Approval of a stockholder proposal regarding our
common stock voting structure. | Shareholder | | For | | Against | | |
| | | 5. | Approval of a stockholder proposal regarding providing
holders an annual right to convert a limited amount of
Class B common stock into Class A common stock. | Shareholder | | Against | | For | | |
| | | 6. | Approval of a stockholder proposal regarding a limit on
director tenure. | Shareholder | | Against | | For | | |
| | | ADOBE SYSTEMS INCORPORATED | | |
| | | Security | 00724F101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ADBE | | | | | | Meeting Date | 12-Apr-2018 | |
| | | ISIN | US00724F1012 | | | | | | Agenda | 934730587 - Management | |
| | | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Amy Banse | Management | | For | | For | | |
| | | 1B. | Election of Director: Edward Barnholt | Management | | For | | For | | |
| | | 1C. | Election of Director: Robert Burgess | Management | | For | | For | | |
| | | 1D. | Election of Director: Frank Calderoni | Management | | For | | For | | |
| | | 1E. | Election of Director: James Daley | Management | | For | | For | | |
| | | 1F. | Election of Director: Laura Desmond | Management | | For | | For | | |
| | | 1G. | Election of Director: Charles Geschke | Management | | For | | For | | |
| | | 1H. | Election of Director: Shantanu Narayen | Management | | For | | For | | |
| | | 1I. | Election of Director: Daniel Rosensweig | Management | | For | | For | | |
| | | 1J. | Election of Director: John Warnock | Management | | For | | For | | |
| | | 2. | Approval of the 2003 Equity Incentive Plan as amended
to increase the available share reserve by 7.5 million
shares. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for the fiscal year ending on November 30, 2018. | Management | | For | | For | | |
| | | 4. | Approval on an advisory basis of the compensation of the
named executive officers. | Management | | For | | For | | |
| | | FIFTH THIRD BANCORP | | |
| | | Security | 316773100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | FITB | | | | | | Meeting Date | 17-Apr-2018 | |
| | | ISIN | US3167731005 | | | | | | Agenda | 934735448 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Nicholas K. Akins | Management | | For | | For | | |
| | | 1B. | Election of Director: B. Evan Bayh III | Management | | For | | For | | |
| | | 1C. | Election of Director: Jorge L. Benitez | Management | | For | | For | | |
| | | 1D. | Election of Director: Katherine B. Blackburn | Management | | For | | For | | |
| | | 1E. | Election of Director: Emerson L. Brumback | Management | | For | | For | | |
| | | 1F. | Election of Director: Jerry W. Burris | Management | | For | | For | | |
| | | 1G. | Election of Director: Greg D. Carmichael | Management | | For | | For | | |
| | | 1H. | Election of Director: Gary R. Heminger | Management | | For | | For | | |
| | | 1I. | Election of Director: Jewell D. Hoover | Management | | For | | For | | |
| | | 1J. | Election of Director: Eileen A. Mallesch | Management | | For | | For | | |
| | | 1K. | Election of Director: Michael B. McCallister | Management | | For | | For | | |
| | | 1L. | Election of Director: Marsha C. Williams | Management | | For | | For | | |
| | | 2. | Approval of the appointment of deloitte & touche llp to
serve as the independent external audit firm for company
for 2018. | Management | | For | | For | | |
| | | 3. | An advisory approval of the Company's executive
compensation. | Management | | For | | For | | |
| | | 4. | Advisory vote to determine whether the vote on the
Compensation of the Company's executives will occur
every 1, 2 or 3 years. | Management | | 1 Year | | For | | |
| | | M&T BANK CORPORATION | | |
| | | Security | 55261F104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MTB | | | | | | Meeting Date | 17-Apr-2018 | |
| | | ISIN | US55261F1049 | | | | | | Agenda | 934739270 - Management | |
| | | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Brent D. Baird | | | | For | | For | | |
| | | | | 2 | C. Angela Bontempo | | | | For | | For | | |
| | | | | 3 | Robert T. Brady | | | | For | | For | | |
| | | | | 4 | T.J. Cunningham III | | | | For | | For | | |
| | | | | 5 | Gary N. Geisel | | | | For | | For | | |
| | | | | 6 | Richard S. Gold | | | | For | | For | | |
| | | | | 7 | Richard A. Grossi | | | | For | | For | | |
| | | | | 8 | John D. Hawke, Jr. | | | | For | | For | | |
| | | | | 9 | Rene F. Jones | | | | For | | For | | |
| | | | | 10 | Richard H. Ledgett, Jr. | | | | For | | For | | |
| | | | | 11 | Newton P.S. Merrill | | | | For | | For | | |
| | | | | 12 | Melinda R. Rich | | | | For | | For | | |
| | | | | 13 | Robert E. Sadler, Jr. | | | | For | | For | | |
| | | | | 14 | Denis J. Salamone | | | | For | | For | | |
| | | | | 15 | John R. Scannell | | | | For | | For | | |
| | | | | 16 | David S. Scharfstein | | | | For | | For | | |
| | | | | 17 | Herbert L. Washington | | | | For | | For | | |
| | | 2. | TO APPROVE THE COMPENSATION OF M&T BANK
CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | | For | | For | | |
| | | 3. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR
ENDING DECEMBER 31, 2018. | Management | | For | | For | | |
| | | PEOPLE'S UNITED FINANCIAL, INC. | | |
| | | Security | 712704105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | PBCT | | | | | | Meeting Date | 19-Apr-2018 | |
| | | ISIN | US7127041058 | | | | | | Agenda | 934733886 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: John P. Barnes | Management | | For | | For | | |
| | | 1B. | Election of Director: Collin P. Baron | Management | | For | | For | | |
| | | 1C. | Election of Director: Kevin T. Bottomley | Management | | For | | For | | |
| | | 1D. | Election of Director: George P. Carter | Management | | For | | For | | |
| | | 1E. | Election of Director: Jane Chwick | Management | | For | | For | | |
| | | 1F. | Election of Director: William F. Cruger, Jr. | Management | | For | | For | | |
| | | 1G. | Election of Director: John K. Dwight | Management | | For | | For | | |
| | | 1H. | Election of Director: Jerry Franklin | Management | | For | | For | | |
| | | 1I. | Election of Director: Janet M. Hansen | Management | | For | | For | | |
| | | 1J. | Election of Director: Nancy McAllister | Management | | For | | For | | |
| | | 1K. | Election of Director: Mark W. Richards | Management | | For | | For | | |
| | | 1L. | Election of Director: Kirk W. Walters | Management | | For | | For | | |
| | | 2. | Approve the advisory (non-binding) resolution relating to
the compensation of the named executive officers as
disclosed in the proxy statement. | Management | | For | | For | | |
| | | 3. | Ratify KPMG LLP as our independent registered public
accounting firm for 2018. | Management | | For | | For | | |
| | | HUMANA INC. | | |
| | | Security | 444859102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HUM | | | | | | Meeting Date | 19-Apr-2018 | |
| | | ISIN | US4448591028 | | | | | | Agenda | 934735107 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Kurt J. Hilzinger | Management | | For | | For | | |
| | | 1b. | Election of Director: Frank J. Bisignano | Management | | For | | For | | |
| | | 1c. | Election of Director: Bruce D. Broussard | Management | | For | | For | | |
| | | 1d. | Election of Director: Frank A. D'Amelio | Management | | For | | For | | |
| | | 1e. | Election of Director: Karen B. DeSalvo, M.D. | Management | | For | | For | | |
| | | 1f. | Election of Director: W. Roy Dunbar | Management | | For | | For | | |
| | | 1g. | Election of Director: David A. Jones, Jr. | Management | | For | | For | | |
| | | 1h. | Election of Director: William J. McDonald | Management | | For | | For | | |
| | | 1i. | Election of Director: William E. Mitchell | Management | | For | | For | | |
| | | 1j. | Election of Director: David B. Nash, M.D. | Management | | For | | For | | |
| | | 1k. | Election of Director: James J. O'Brien | Management | | For | | For | | |
| | | 1l. | Election of Director: Marissa T. Peterson | Management | | For | | For | | |
| | | 2. | The ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm. | Management | | For | | For | | |
| | | 3. | The approval of the compensation of the named
executive officers as disclosed in the 2018 proxy
statement. | Management | | For | | For | | |
| | | HUNTINGTON BANCSHARES INCORPORATED | | |
| | | Security | 446150104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HBAN | | | | | | Meeting Date | 19-Apr-2018 | |
| | | ISIN | US4461501045 | | | | | | Agenda | 934736096 - Management | |
| | | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Lizabeth Ardisana | | | | For | | For | | |
| | | | | 2 | Ann B. Crane | | | | For | | For | | |
| | | | | 3 | Robert S. Cubbin | | | | For | | For | | |
| | | | | 4 | Steven G. Elliott | | | | For | | For | | |
| | | | | 5 | Gina D. France | | | | For | | For | | |
| | | | | 6 | J Michael Hochschwender | | | | For | | For | | |
| | | | | 7 | Chris Inglis | | | | For | | For | | |
| | | | | 8 | Peter J. Kight | | | | For | | For | | |
| | | | | 9 | Richard W. Neu | | | | For | | For | | |
| | | | | 10 | David L. Porteous | | | | For | | For | | |
| | | | | 11 | Kathleen H. Ransier | | | | For | | For | | |
| | | | | 12 | Stephen D. Steinour | | | | For | | For | | |
| | | 2. | Approval of the 2018 Long-Term Incentive Plan. | Management | | For | | For | | |
| | | 3. | Approval of the Supplemental Stock Purchase and Tax
Savings Plan. | Management | | For | | For | | |
| | | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 5. | Advisory resolution to approve, on a non-binding basis,
the compensation of executives as disclosed in the
accompanying proxy statement. | Management | | For | | For | | |
| | | FLIR SYSTEMS, INC. | | |
| | | Security | 302445101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | FLIR | | | | | | Meeting Date | 20-Apr-2018 | |
| | | ISIN | US3024451011 | | | | | | Agenda | 934732543 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: James J. Cannon | Management | | For | | For | | |
| | | 1B. | Election of Director: John D. Carter | Management | | For | | For | | |
| | | 1C. | Election of Director: William W. Crouch | Management | | For | | For | | |
| | | 1D. | Election of Director: Catherine A. Halligan | Management | | For | | For | | |
| | | 1E. | Election of Director: Earl R. Lewis | Management | | For | | For | | |
| | | 1F. | Election of Director: Angus L. Macdonald | Management | | For | | For | | |
| | | 1G. | Election of Director: Michael T. Smith | Management | | For | | For | | |
| | | 1H. | Election of Director: Cathy A. Stauffer | Management | | For | | For | | |
| | | 1I. | Election of Director: Robert S. Tyrer | Management | | For | | For | | |
| | | 1J. | Election of Director: John W. Wood, Jr. | Management | | For | | For | | |
| | | 1K. | Election of Director: Steven E. Wynne | Management | | For | | For | | |
| | | 2. | To ratify the appointment of KPMG LLP as the
independent registered public accounting firm. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, the compensation of
the Company's Named Executive Officers as disclosed in
the proxy statement. | Management | | For | | For | | |
| | | SUNTRUST BANKS, INC. | | |
| | | Security | 867914103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | STI | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US8679141031 | | | | | | Agenda | 934732252 - Management | |
| | | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of director: Agnes Bundy Scanlan | Management | | For | | For | | |
| | | 1B. | Election of director: Dallas S. Clement | Management | | For | | For | | |
| | | 1C. | Election of director: Paul R. Garcia | Management | | For | | For | | |
| | | 1D. | Election of director: M. Douglas Ivester | Management | | For | | For | | |
| | | 1E. | Election of director: Donna S. Morea | Management | | For | | For | | |
| | | 1F. | Election of director: David M. Ratcliffe | Management | | For | | For | | |
| | | 1G. | Election of director: William H. Rogers, Jr. | Management | | For | | For | | |
| | | 1H. | Election of director: Frank P. Scruggs, Jr. | Management | | For | | For | | |
| | | 1I. | Election of director: Bruce L. Tanner | Management | | For | | For | | |
| | | 1J. | Election of director: Steven C. Voorhees | Management | | For | | For | | |
| | | 1K. | Election of director: Thomas R. Watjen | Management | | For | | For | | |
| | | 1L. | Election of director: Dr. Phail Wynn, Jr. | Management | | For | | For | | |
| | | 2. | To approve, on an advisory basis, the Company's
executive compensation. | Management | | For | | For | | |
| | | 3. | To approve the SunTrust Banks, Inc. 2018 Omnibus
Incentive Compensation Plan. | Management | | For | | For | | |
| | | 4. | To ratify the appointment of Ernst & Young LLP as the
Company's independent auditor for 2018. | Management | | For | | For | | |
| | | THE PNC FINANCIAL SERVICES GROUP, INC. | | |
| | | Security | 693475105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | PNC | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US6934751057 | | | | | | Agenda | 934732961 - Management | |
| | | Record Date | 02-Feb-2018 | | | | | | Holding Recon Date | 02-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Charles E. Bunch | Management | | For | | For | | |
| | | 1B. | Election of Director: Debra A. Cafaro | Management | | For | | For | | |
| | | 1C. | Election of Director: Marjorie Rodgers Cheshire | Management | | For | | For | | |
| | | 1D. | Election of Director: William S. Demchak | Management | | For | | For | | |
| | | 1E. | Election of Director: Andrew T. Feldstein | Management | | For | | For | | |
| | | 1F. | Election of Director: Daniel R. Hesse | Management | | For | | For | | |
| | | 1G. | Election of Director: Richard B. Kelson | Management | | For | | For | | |
| | | 1H. | Election of Director: Linda R. Medler | Management | | For | | For | | |
| | | 1I. | Election of Director: Martin Pfinsgraff | Management | | For | | For | | |
| | | 1J. | Election of Director: Donald J. Shepard | Management | | For | | For | | |
| | | 1K. | Election of Director: Michael J. Ward | Management | | For | | For | | |
| | | 1L. | Election of Director: Gregory D. Wasson | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE AUDIT COMMITTEE'S
SELECTION OF PRICEWATERHOUSECOOPERS LLP
AS PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2018. | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | | For | | For | | |
| | | BB&T CORPORATION | | |
| | | Security | 054937107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | BBT | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US0549371070 | | | | | | Agenda | 934736109 - Management | |
| | | Record Date | 14-Feb-2018 | | | | | | Holding Recon Date | 14-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Jennifer S. Banner | Management | | For | | For | | |
| | | 1B. | Election of Director: K. David Boyer, Jr. | Management | | For | | For | | |
| | | 1C. | Election of Director: Anna R. Cablik | Management | | For | | For | | |
| | | 1D. | Election of Director: I. Patricia Henry | Management | | For | | For | | |
| | | 1E. | Election of Director: Eric C. Kendrick | Management | | For | | For | | |
| | | 1F. | Election of Director: Kelly S. King | Management | | For | | For | | |
| | | 1G. | Election of Director: Louis B. Lynn, Ph.D. | Management | | For | | For | | |
| | | 1H. | Election of Director: Charles A. Patton | Management | | For | | For | | |
| | | 1I. | Election of Director: Nido R. Qubein | Management | | For | | For | | |
| | | 1J. | Election of Director: William J. Reuter | Management | | For | | For | | |
| | | 1K. | Election of Director: Tollie W. Rich, Jr. | Management | | For | | For | | |
| | | 1L. | Election of Director: Christine Sears | Management | | For | | For | | |
| | | 1M. | Election of Director: Thomas E. Skains | Management | | For | | For | | |
| | | 1N. | Election of Director: Thomas N. Thompson | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of BB&T's independent
registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | An advisory vote to approve BB&T's executive
compensation program. | Management | | For | | For | | |
| | | 4. | Approval of an amendment to BB&T's bylaws eliminating
supermajority voting provisions. | Management | | For | | For | | |
| | | 5. | A shareholder proposal to decrease the percentage
ownership required to call a special shareholder meeting. | Shareholder | | For | | Against | | |
| | | COMERICA INCORPORATED | | |
| | | Security | 200340107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CMA | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US2003401070 | | | | | | Agenda | 934736995 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Ralph W. Babb, Jr. | Management | | For | | For | | |
| | | 1b. | Election of Director: Michael E. Collins | Management | | For | | For | | |
| | | 1c. | Election of Director: Roger A. Cregg | Management | | For | | For | | |
| | | 1d. | Election of Director: T. Kevin DeNicola | Management | | For | | For | | |
| | | 1e. | Election of Director: Jacqueline P. Kane | Management | | For | | For | | |
| | | 1f. | Election of Director: Richard G. Lindner | Management | | For | | For | | |
| | | 1g. | Election of Director: Barbara R. Smith | Management | | For | | For | | |
| | | 1h. | Election of Director: Robert S. Taubman | Management | | For | | For | | |
| | | 1i. | Election of Director: Reginald M. Turner, Jr. | Management | | For | | For | | |
| | | 1j. | Election of Director: Nina G. Vaca | Management | | For | | For | | |
| | | 1k. | Election of Director: Michael G. Van de Ven | Management | | For | | For | | |
| | | 2. | Ratification of the Appointment of Ernst & Young LLP as
Independent Registered Public Accounting Firm | Management | | For | | For | | |
| | | 3. | Approval of a Non-Binding, Advisory Proposal Approving
Executive Compensation | Management | | For | | For | | |
| | | 4. | Approval of the Comerica Incorporated 2018 Long-Term
Incentive Plan | Management | | For | | For | | |
| | | HP INC. | | |
| | | Security | 40434L105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HPQ | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US40434L1052 | | | | | | Agenda | 934737909 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Aida M. Alvarez | Management | | For | | For | | |
| | | 1B. | Election of Director: Shumeet Banerji | Management | | For | | For | | |
| | | 1C. | Election of Director: Robert R. Bennett | Management | | For | | For | | |
| | | 1D. | Election of Director: Charles V. Bergh | Management | | For | | For | | |
| | | 1E. | Election of Director: Stacy Brown-Philpot | Management | | For | | For | | |
| | | 1F. | Election of Director: Stephanie A. Burns | Management | | For | | For | | |
| | | 1G. | Election of Director: Mary Anne Citrino | Management | | For | | For | | |
| | | 1H. | Election of Director: Stacey Mobley | Management | | For | | For | | |
| | | 1I. | Election of Director: Subra Suresh | Management | | For | | For | | |
| | | 1J. | Election of Director: Dion J. Weisler | Management | | For | | For | | |
| | | 2. | To ratify the appointment of the independent registered
public accounting firm for the fiscal year ending October
31, 2018 | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, the company's
executive compensation | Management | | For | | For | | |
| | | 4. | Stockholder proposal requesting stockholders' right to act
by written consent, if properly presented at the annual
meeting | Shareholder | | For | | Against | | |
| | | CENTENE CORPORATION | | |
| | | Security | 15135B101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CNC | | | | | | Meeting Date | 24-Apr-2018 | |
| | | ISIN | US15135B1017 | | | | | | Agenda | 934738987 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Jessica L. Blume | Management | | For | | For | | |
| | | 1B. | Election of Director: Frederick H. Eppinger | Management | | For | | For | | |
| | | 1C. | Election of Director: David L. Steward | Management | | For | | For | | |
| | | 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION. | Management | | For | | For | | |
| | | 3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2018. | Management | | For | | For | | |
| | | TEXTRON INC. | | |
| | | Security | 883203101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TXT | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US8832031012 | | | | | | Agenda | 934736111 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Scott C. Donnelly | Management | | For | | For | | |
| | | 1b. | Election of Director: Kathleen M. Bader | Management | | For | | For | | |
| | | 1c. | Election of Director: R. Kerry Clark | Management | | For | | For | | |
| | | 1d. | Election of Director: James T. Conway | Management | | For | | For | | |
| | | 1e. | Election of Director: Lawrence K. Fish | Management | | For | | For | | |
| | | 1f. | Election of Director: Paul E. Gagne | Management | | For | | For | | |
| | | 1g. | Election of Director: Ralph D. Heath | Management | | For | | For | | |
| | | 1h. | Election of Director: Deborah Lee James | Management | | For | | For | | |
| | | 1i. | Election of Director: Lloyd G. Trotter | Management | | For | | For | | |
| | | 1j. | Election of Director: James L. Ziemer | Management | | For | | For | | |
| | | 1k. | Election of Director: Maria T. Zuber | Management | | For | | For | | |
| | | 2. | Approval of the advisory (non-binding) resolution to
approve executive compensation. | Management | | For | | For | | |
| | | 3. | Ratification of appointment of independent registered
public accounting firm. | Management | | For | | For | | |
| | | 4. | Shareholder proposal regarding shareholder action by
written consent. | Shareholder | | For | | Against | | |
| | | 5. | Shareholder proposal regarding director tenure limit. | Shareholder | | Against | | For | | |
| | | BANK OF AMERICA CORPORATION | | |
| | | Security | 060505104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | BAC | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US0605051046 | | | | | | Agenda | 934737163 - Management | |
| | | Record Date | 02-Mar-2018 | | | | | | Holding Recon Date | 02-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Sharon L. Allen | Management | | | | | | |
| | | 1B. | Election of Director: Susan S. Bies | Management | | | | | | |
| | | 1C. | Election of Director: Jack O. Bovender, Jr. | Management | | | | | | |
| | | 1D. | Election of Director: Frank P. Bramble, Sr. | Management | | | | | | |
| | | 1E. | Election of Director: Pierre J. P. de Weck | Management | | | | | | |
| | | 1F. | Election of Director: Arnold W. Donald | Management | | | | | | |
| | | 1G. | Election of Director: Linda P. Hudson | Management | | | | | | |
| | | 1H. | Election of Director: Monica C. Lozano | Management | | | | | | |
| | | 1I. | Election of Director: Thomas J. May | Management | | | | | | |
| | | 1J. | Election of Director: Brian T. Moynihan | Management | | | | | | |
| | | 1K. | Election of Director: Lionel L. Nowell, III | Management | | | | | | |
| | | 1L. | Election of Director: Michael D. White | Management | | | | | | |
| | | 1M. | Election of Director: Thomas D. Woods | Management | | | | | | |
| | | 1N. | Election of Director: R. David Yost | Management | | | | | | |
| | | 1O. | Election of Director: Maria T. Zuber | Management | | | | | | |
| | | 2. | Approving Our Executive Compensation (an Advisory,
Non-binding "Say on Pay" Resolution) | Management | | | | | | |
| | | 3. | Ratifying the Appointment of Our Independent Registered
Public Accounting Firm for 2018 | Management | | | | | | |
| | | 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | | | | | | |
| | | REGIONS FINANCIAL CORPORATION | | |
| | | Security | 7591EP100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | RF | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US7591EP1005 | | | | | | Agenda | 934740021 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Carolyn H. Byrd | Management | | For | | For | | |
| | | 1b. | Election of Director: Don DeFosset | Management | | For | | For | | |
| | | 1c. | Election of Director: Samuel A. Di Piazza, Jr. | Management | | For | | For | | |
| | | 1d. | Election of Director: Eric C. Fast | Management | | For | | For | | |
| | | 1e. | Election of Director: O. B. Grayson Hall, Jr. | Management | | For | | For | | |
| | | 1f. | Election of Director: John D. Johns | Management | | For | | For | | |
| | | 1g. | Election of Director: Ruth Ann Marshall | Management | | For | | For | | |
| | | 1h. | Election of Director: Susan W. Matlock | Management | | For | | For | | |
| | | 1i. | Election of Director: John E. Maupin, Jr. | Management | | For | | For | | |
| | | 1j. | Election of Director: Charles D. McCrary | Management | | For | | For | | |
| | | 1k. | Election of Director: James T. Prokopanko | Management | | For | | For | | |
| | | 1l. | Election of Director: Lee J. Styslinger III | Management | | For | | For | | |
| | | 1m. | Election of Director: Jose S. Suquet | Management | | For | | For | | |
| | | 2. | Ratification of Appointment of Ernst & Young LLP as the
Independent Registered Public Accounting Firm for 2018. | Management | | For | | For | | |
| | | 3. | Advisory Vote on Executive Compensation. | Management | | For | | For | | |
| | | 4. | Advisory Vote on the Frequency of Future Advisory Votes
on Executive Compensation. | Management | | 1 Year | | For | | |
| | | MARATHON PETROLEUM CORPORATION | | |
| | | Security | 56585A102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MPC | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US56585A1025 | | | | | | Agenda | 934740475 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Class I Director: Abdulaziz F. Alkhayyal | Management | | For | | For | | |
| | | 1b. | Election of Class I Director: Donna A. James | Management | | For | | For | | |
| | | 1c. | Election of Class I Director: James E. Rohr | Management | | For | | For | | |
| | | 2. | Ratification of the selection of PricewaterhouseCoopers
LLP as the company's independent auditor for 2018. | Management | | For | | For | | |
| | | 3. | Aproval, on an advisory basis, of the company's named
executive officer compensation. | Management | | For | | For | | |
| | | 4. | Recommendation, on an advisory basis, of the frequency
of advisory votes on named executive officer
compensation. | Management | | 1 Year | | For | | |
| | | 5. | Approval of amendments to the company's Restated
Certificate of Incorporation to eliminate the supermajority
voting requirement applicable to bylaw amendments. | Management | | For | | For | | |
| | | 6. | Approval of amendments to the company's Restated
Certificate of Incorporation to eliminate the supermajority
voting requirements applicable to certificate amendments
and the removal of directors. | Management | | For | | For | | |
| | | 7. | Shareholder proposal seeking alternative shareholder
right to call a special meeting provision. | Shareholder | | For | | Against | | |
| | | DOWDUPONT INC. | | |
| | | Security | 26078J100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | DWDP | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US26078J1007 | | | | | | Agenda | 934741655 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Lamberto Andreotti | Management | | For | | For | | |
| | | 1b. | Election of Director: James A. Bell | Management | | For | | For | | |
| | | 1c. | Election of Director: Edward D. Breen | Management | | For | | For | | |
| | | 1d. | Election of Director: Robert A. Brown | Management | | For | | For | | |
| | | 1e. | Election of Director: Alexander M. Cutler | Management | | For | | For | | |
| | | 1f. | Election of Director: Jeff M. Fettig | Management | | For | | For | | |
| | | 1g. | Election of Director: Marillyn A. Hewson | Management | | For | | For | | |
| | | 1h. | Election of Director: Lois D. Juliber | Management | | For | | For | | |
| | | 1i. | Election of Director: Andrew N. Liveris | Management | | For | | For | | |
| | | 1j. | Election of Director: Raymond J. Milchovich | Management | | For | | For | | |
| | | 1k. | Election of Director: Paul Polman | Management | | For | | For | | |
| | | 1l. | Election of Director: Dennis H. Reilley | Management | | For | | For | | |
| | | 1m. | Election of Director: James M. Ringler | Management | | For | | For | | |
| | | 1n. | Election of Director: Ruth G. Shaw | Management | | For | | For | | |
| | | 1o. | Election of Director: Lee M. Thomas | Management | | For | | For | | |
| | | 1p. | Election of Director: Patrick J. Ward | Management | | For | | For | | |
| | | 2. | Advisory Resolution to Approve Executive Compensation | Management | | For | | For | | |
| | | 3. | Advisory Resolution on the Frequency of Future Advisory
Votes to Approve Executive Compensation | Management | | 1 Year | | For | | |
| | | 4. | Ratification of the Appointment of the Independent
Registered Public Accounting Firm | Management | | Against | | Against | | |
| | | 5. | Elimination of Supermajority Voting Thresholds | Shareholder | | For | | Against | | |
| | | 6. | Preparation of an Executive Compensation Report | Shareholder | | Against | | For | | |
| | | 7. | Preparation of a Report on Sustainability Metrics in
Performance-based Pay | Shareholder | | Against | | For | | |
| | | 8. | Preparation of a Report on Investment in India | Shareholder | | Against | | For | | |
| | | 9. | Modification of Threshold for Calling Special Stockholder
Meetings | Shareholder | | For | | Against | | |
| | | CIGNA CORPORATION | | |
| | | Security | 125509109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CI | | | | | | Meeting Date | 25-Apr-2018 | |
| | | ISIN | US1255091092 | | | | | | Agenda | 934742645 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A | Election of Director: David M. Cordani | Management | | For | | For | | |
| | | 1B | Election of Director: Eric J. Foss | Management | | For | | For | | |
| | | 1C | Election of Director: Isaiah Harris, Jr. | Management | | For | | For | | |
| | | 1D | Election of Director: Roman Martinez IV | Management | | For | | For | | |
| | | 1E | Election of Director: John M. Partridge | Management | | For | | For | | |
| | | 1F | Election of Director: James E. Rogers | Management | | For | | For | | |
| | | 1G | Election of Director: Eric C. Wiseman | Management | | For | | For | | |
| | | 1H | Election of Director: Donna F. Zarcone | Management | | For | | For | | |
| | | 1I | Election of Director: William D. Zollars | Management | | For | | For | | |
| | | 2. | Advisory approval of Cigna's executive compensation. | Management | | For | | For | | |
| | | 3. | Ratification of appointment of PricewaterhouseCoopers
LLP as Cigna's independent registered public accounting
firm for 2018. | Management | | For | | For | | |
| | | 4. | Approval of an amendment to the Company's Restated
Certificate of Incorporation to eliminate the supermajority
voting requirement. | Management | | For | | For | | |
| | | TOTAL SYSTEM SERVICES, INC. | | |
| | | Security | 891906109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TSS | | | | | | Meeting Date | 26-Apr-2018 | |
| | | ISIN | US8919061098 | | | | | | Agenda | 934732113 - Management | |
| | | Record Date | 16-Feb-2018 | | | | | | Holding Recon Date | 16-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: F. Thaddeus Arroyo | Management | | For | | For | | |
| | | 1B. | Election of Director: Kriss Cloninger III | Management | | For | | For | | |
| | | 1C. | Election of Director: Walter W. Driver, Jr. | Management | | For | | For | | |
| | | 1D. | Election of Director: Sidney E. Harris | Management | | For | | For | | |
| | | 1E. | Election of Director: William M. Isaac | Management | | For | | For | | |
| | | 1F. | Election of Director: Mason H. Lampton | Management | | For | | For | | |
| | | 1G. | Election of Director: Connie D. McDaniel | Management | | For | | For | | |
| | | 1H. | Election of Director: Richard A. Smith | Management | | For | | For | | |
| | | 1I. | Election of Director: Philip W. Tomlinson | Management | | Against | | Against | | |
| | | 1J. | Election of Director: John T. Turner | Management | | For | | For | | |
| | | 1K. | Election of Director: Richard W. Ussery | Management | | For | | For | | |
| | | 1L. | Election of Director: M. Troy Woods | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of KPMG LLP as TSYS'
independent auditor for the year 2018. | Management | | For | | For | | |
| | | 3. | Approval of the advisory resolution to approve executive
compensation. | Management | | For | | For | | |
| | | CORNING INCORPORATED | | |
| | | Security | 219350105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | GLW | | | | | | Meeting Date | 26-Apr-2018 | |
| | | ISIN | US2193501051 | | | | | | Agenda | 934735575 - Management | |
| | | Record Date | 27-Feb-2018 | | | | | | Holding Recon Date | 27-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Donald W. Blair | Management | | For | | For | | |
| | | 1B. | Election of Director: Stephanie A. Burns | Management | | For | | For | | |
| | | 1C. | Election of Director: John A. Canning, Jr. | Management | | For | | For | | |
| | | 1D. | Election of Director: Richard T. Clark | Management | | For | | For | | |
| | | 1E. | Election of Director: Robert F. Cummings, Jr. | Management | | For | | For | | |
| | | 1F. | Election of Director: Deborah A. Henretta | Management | | For | | For | | |
| | | 1G. | Election of Director: Daniel P. Huttenlocher | Management | | For | | For | | |
| | | 1H. | Election of Director: Kurt M. Landgraf | Management | | For | | For | | |
| | | 1I. | Election of Director: Kevin J. Martin | Management | | For | | For | | |
| | | 1J. | Election of Director: Deborah D. Rieman | Management | | For | | For | | |
| | | 1K. | Election of Director: Hansel E. Tookes II | Management | | For | | For | | |
| | | 1L. | Election of Director: Wendell P. Weeks | Management | | For | | For | | |
| | | 1M. | Election of Director: Mark S. Wrighton | Management | | For | | For | | |
| | | 2. | Advisory vote to approve the Company's executive
compensation (Say on Pay). | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent
registered public accounting firm for the fiscal year
ending December 31, 2018. | Management | | For | | For | | |
| | | TEXAS INSTRUMENTS INCORPORATED | | |
| | | Security | 882508104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TXN | | | | | | Meeting Date | 26-Apr-2018 | |
| | | ISIN | US8825081040 | | | | | | Agenda | 934736957 - Management | |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: R. W. Babb, Jr. | Management | | For | | For | | |
| | | 1b. | Election of Director: M. A. Blinn | Management | | For | | For | | |
| | | 1c. | Election of Director: T. M. Bluedorn | Management | | For | | For | | |
| | | 1d. | Election of Director: D. A. Carp | Management | | For | | For | | |
| | | 1e. | Election of Director: J. F. Clark | Management | | For | | For | | |
| | | 1f. | Election of Director: C. S. Cox | Management | | For | | For | | |
| | | 1g. | Election of Director: B. T. Crutcher | Management | | For | | For | | |
| | | 1h. | Election of Director: J. M. Hobby | Management | | For | | For | | |
| | | 1i. | Election of Director: R. Kirk | Management | | For | | For | | |
| | | 1j. | Election of Director: P. H. Patsley | Management | | For | | For | | |
| | | 1k. | Election of Director: R. E. Sanchez | Management | | For | | For | | |
| | | 1l. | Election of Director: R. K. Templeton | Management | | For | | For | | |
| | | 2. | Board proposal regarding advisory approval of the
Company's executive compensation. | Management | | For | | For | | |
| | | 3. | Board proposal to approve the Texas Instruments 2018
Director Compensation Plan. | Management | | For | | For | | |
| | | 4. | Board proposal to ratify the appointment of Ernst &
Young LLP as the Company's independent registered
public accounting firm for 2018. | Management | | For | | For | | |
| | | CITIZENS FINANCIAL GROUP, INC. | | |
| | | Security | 174610105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CFG | | | | | | Meeting Date | 26-Apr-2018 | |
| | | ISIN | US1746101054 | | | | | | Agenda | 934740829 - Management | |
| | | Record Date | 02-Mar-2018 | | | | | | Holding Recon Date | 02-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Bruce Van Saun | Management | | For | | For | | |
| | | 1b. | Election of Director: Mark Casady | Management | | For | | For | | |
| | | 1c. | Election of Director: Christine M. Cumming | Management | | For | | For | | |
| | | 1d. | Election of Director: Anthony Di lorio | Management | | For | | For | | |
| | | 1e. | Election of Director: William P. Hankowsky | Management | | For | | For | | |
| | | 1f. | Election of Director: Howard W. Hanna III | Management | | For | | For | | |
| | | 1g. | Election of Director: Leo I. ("Lee") Higdon | Management | | For | | For | | |
| | | 1h. | Election of Director: Charles J. ("Bud") Koch | Management | | For | | For | | |
| | | 1i. | Election of Director: Arthur F. Ryan | Management | | For | | For | | |
| | | 1j. | Election of Director: Shivan S. Subramaniam | Management | | For | | For | | |
| | | 1k. | Election of Director: Wendy A. Watson | Management | | For | | For | | |
| | | 1l. | Election of Director: Marita Zuraitis | Management | | For | | For | | |
| | | 2. | Advisory vote on executive compensation. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of Deloitte & Touche LLP
as our independent registered public accounting firm for
2018. | Management | | For | | For | | |
| | | LOCKHEED MARTIN CORPORATION | | |
| | | Security | 539830109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | LMT | | | | | | Meeting Date | 26-Apr-2018 | |
| | | ISIN | US5398301094 | | | | | | Agenda | 934744221 - Management | |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Daniel F. Akerson | Management | | For | | For | | |
| | | 1b. | Election of Director: Nolan D. Archibald | Management | | For | | For | | |
| | | 1c. | Election of Director: David B. Burritt | Management | | For | | For | | |
| | | 1d. | Election of Director: Bruce A. Carlson | Management | | For | | For | | |
| | | 1e. | Election of Director: James O. Ellis, Jr. | Management | | For | | For | | |
| | | 1f. | Election of Director: Thomas J. Falk | Management | | For | | For | | |
| | | 1g. | Election of Director: Ilene S. Gordon | Management | | For | | For | | |
| | | 1h. | Election of Director: Marillyn A. Hewson | Management | | For | | For | | |
| | | 1i. | Election of Director: Jeh C. Johnson | Management | | For | | For | | |
| | | 1j. | Election of Director: Joseph W. Ralston | Management | | For | | For | | |
| | | 1k. | Election of Director: James D. Taiclet, Jr. | Management | | For | | For | | |
| | | 2. | Ratification of Appointment of Ernst & Young LLP as
Independent Auditors for 2018 | Management | | For | | For | | |
| | | 3. | Management Proposal to Approve the Lockheed Martin
Corporation Amended and Restated Directors Equity
Plan | Management | | For | | For | | |
| | | 4. | Advisory Vote to Approve the Compensation of our
Named Executive Officers (Say-on-Pay) | Management | | For | | For | | |
| | | 5. | Stockholder Proposal to Adopt Stockholder Action By
Written Consent | Shareholder | | For | | Against | | |
| | | GLOBAL PAYMENTS INC. | | |
| | | Security | 37940X102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | GPN | | | | | | Meeting Date | 27-Apr-2018 | |
| | | ISIN | US37940X1028 | | | | | | Agenda | 934737997 - Management | |
| | | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | Election of Director: William I Jacobs | Management | | For | | For | | |
| | | 1.2 | Election of Director: Robert H.B. Baldwin, Jr. | Management | | For | | For | | |
| | | 1.3 | Election of Director: Alan M. Silberstein | Management | | For | | For | | |
| | | 2. | Approve, on an advisory basis, the compensation of our
named executive officers for 2017. | Management | | For | | For | | |
| | | 3. | Ratify the reappointment of Deloitte & Touche LLP as the
company's independent public accountants. | Management | | For | | For | | |
| | | THE BOEING COMPANY | | |
| | | Security | 097023105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | BA | | | | | | Meeting Date | 30-Apr-2018 | |
| | | ISIN | US0970231058 | | | | | | Agenda | 934739927 - Management | |
| | | Record Date | 01-Mar-2018 | | | | | | Holding Recon Date | 01-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Robert A. Bradway | Management | | For | | For | | |
| | | 1b. | Election of Director: David L. Calhoun | Management | | For | | For | | |
| | | 1c. | Election of Director: Arthur D. Collins Jr. | Management | | For | | For | | |
| | | 1d. | Election of Director: Kenneth M. Duberstein | Management | | For | | For | | |
| | | 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | | For | | For | | |
| | | 1f. | Election of Director: Lynn J. Good | Management | | For | | For | | |
| | | 1g. | Election of Director: Lawrence W. Kellner | Management | | For | | For | | |
| | | 1h. | Election of Director: Caroline B. Kennedy | Management | | For | | For | | |
| | | 1i. | Election of Director: Edward M. Liddy | Management | | For | | For | | |
| | | 1j. | Election of Director: Dennis A. Muilenburg | Management | | For | | For | | |
| | | 1k. | Election of Director: Susan C. Schwab | Management | | For | | For | | |
| | | 1l. | Election of Director: Ronald A. Williams | Management | | For | | For | | |
| | | 1m. | Election of Director: Mike S. Zafirovski | Management | | For | | For | | |
| | | 2. | Approve, on an Advisory Basis, Named Executive Officer
Compensation. | Management | | For | | For | | |
| | | 3. | Ratify the Appointment of Deloitte & Touche LLP as
Independent Auditor for 2018. | Management | | For | | For | | |
| | | 4. | Additional Report on Lobbying Activities. | Shareholder | | Against | | For | | |
| | | 5. | Reduce Threshold to Call Special Shareholder Meetings
from 25% to 10%. | Shareholder | | For | | Against | | |
| | | 6. | Independent Board Chairman. | Shareholder | | Against | | For | | |
| | | 7. | Require Shareholder Approval to Increase the Size of the
Board to More Than 14. | Shareholder | | Against | | For | | |
| | | UNITED TECHNOLOGIES CORPORATION | | |
| | | Security | 913017109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | UTX | | | | | | Meeting Date | 30-Apr-2018 | |
| | | ISIN | US9130171096 | | | | | | Agenda | 934741605 - Management | |
| | | Record Date | 02-Mar-2018 | | | | | | Holding Recon Date | 02-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Lloyd J. Austin III | Management | | For | | For | | |
| | | 1b. | Election of Director: Diane M. Bryant | Management | | For | | For | | |
| | | 1c. | Election of Director: John V. Faraci | Management | | For | | For | | |
| | | 1d. | Election of Director: Jean-Pierre Garnier | Management | | For | | For | | |
| | | 1e. | Election of Director: Gregory J. Hayes | Management | | For | | For | | |
| | | 1f. | Election of Director: Ellen J. Kullman | Management | | For | | For | | |
| | | 1g. | Election of Director: Marshall O. Larsen | Management | | For | | For | | |
| | | 1h. | Election of Director: Harold W. McGraw III | Management | | For | | For | | |
| | | 1i. | Election of Director: Margaret L. O'Sullivan | Management | | For | | For | | |
| | | 1j. | Election of Director: Fredric G. Reynolds | Management | | For | | For | | |
| | | 1k. | Election of Director: Brian C. Rogers | Management | | For | | For | | |
| | | 1l. | Election of Director: Christine Todd Whitman | Management | | For | | For | | |
| | | 2. | Advisory Vote to Approve Executive Compensation. | Management | | For | | For | | |
| | | 3. | Approve the UTC 2018 Long-Term Incentive Plan. | Management | | For | | For | | |
| | | 4. | Appoint PricewaterhouseCoopers LLP to Serve as
Independent Auditor for 2018. | Management | | For | | For | | |
| | | 5. | Approve an Amendment to the Restated Certificate of
Incorporation to Eliminate Supermajority Voting for
Certain Business Combinations. | Management | | For | | For | | |
| | | 6. | Shareowner Proposal: Reduce Threshold to Call Special
Meetings from 25% to 10%. | Shareholder | | For | | Against | | |
| | | HUNTINGTON INGALLS INDUSTRIES, INC. | | |
| | | Security | 446413106 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HII | | | | | | Meeting Date | 02-May-2018 | |
| | | ISIN | US4464131063 | | | | | | Agenda | 934743875 - Management | |
| | | Record Date | 08-Mar-2018 | | | | | | Holding Recon Date | 08-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Philip M. Bilden | | | | For | | For | | |
| | | | | 2 | Augustus L. Collins | | | | For | | For | | |
| | | | | 3 | Kirkland H. Donald | | | | For | | For | | |
| | | | | 4 | Thomas B. Fargo | | | | For | | For | | |
| | | | | 5 | Victoria D. Harker | | | | For | | For | | |
| | | | | 6 | Anastasia D. Kelly | | | | For | | For | | |
| | | | | 7 | C. Michael Petters | | | | For | | For | | |
| | | | | 8 | Thomas C. Schievelbein | | | | For | | For | | |
| | | | | 9 | John K. Welch | | | | For | | For | | |
| | | | | 10 | Stephen R. Wilson | | | | For | | For | | |
| | | 2. | Approve executive compensation on an advisory basis. | Management | | For | | For | | |
| | | 3. | Select the frequency of future advisory approvals of
executive compensation on an advisory basis | Management | | 1 Year | | For | | |
| | | 4. | Ratify the appointment of Deloitte & Touche LLP as our
independent auditors for 2018 | Management | | For | | For | | |
| | | 5. | Stockholder proposal to enable stockholders to take
action by written consent | Shareholder | | For | | Against | | |
| | | GENERAL DYNAMICS CORPORATION | | |
| | | Security | 369550108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | GD | | | | | | Meeting Date | 02-May-2018 | |
| | | ISIN | US3695501086 | | | | | | Agenda | 934744536 - Management | |
| | | Record Date | 08-Mar-2018 | | | | | | Holding Recon Date | 08-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: James S. Crown | Management | | For | | For | | |
| | | 1b. | Election of Director: Rudy F. deLeon | Management | | For | | For | | |
| | | 1c. | Election of Director: Lester L. Lyles | Management | | For | | For | | |
| | | 1d. | Election of Director: Mark M. Malcolm | Management | | For | | For | | |
| | | 1e. | Election of Director: Phebe N. Novakovic | Management | | For | | For | | |
| | | 1f. | Election of Director: C. Howard Nye | Management | | For | | For | | |
| | | 1g. | Election of Director: William A. Osborn | Management | | For | | For | | |
| | | 1h. | Election of Director: Catherine B. Reynolds | Management | | For | | For | | |
| | | 1i. | Election of Director: Laura J. Schumacher | Management | | For | | For | | |
| | | 1j. | Election of Director: Peter A. Wall | Management | | For | | For | | |
| | | 2. | Advisory Vote on the Selection of Independent Auditors | Management | | For | | For | | |
| | | 3. | Advisory Vote to approve Executive Compensation | Management | | For | | For | | |
| | | 4. | Shareholder Proposal to reduce the ownership threshold
required to call a special shareholder meeting | Shareholder | | For | | Against | | |
| | | ADVANCED MICRO DEVICES, INC. | | |
| | | Security | 007903107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AMD | | | | | | Meeting Date | 02-May-2018 | |
| | | ISIN | US0079031078 | | | | | | Agenda | 934745639 - Management | |
| | | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: John E. Caldwell | Management | | For | | For | | |
| | | 1b. | Election of Director: Nora M. Denzel | Management | | For | | For | | |
| | | 1c. | Election of Director: Mark Durcan | Management | | For | | For | | |
| | | 1d. | Election of Director: Joseph A. Householder | Management | | For | | For | | |
| | | 1e. | Election of Director: Michael J. Inglis | Management | | For | | For | | |
| | | 1f. | Election of Director: John W. Marren | Management | | For | | For | | |
| | | 1g. | Election of Director: Lisa T. Su | Management | | For | | For | | |
| | | 1h. | Election of Director: Abhi Y. Talwalkar | Management | | For | | For | | |
| | | 1i. | Election of Director: Ahmed Yahia | Management | | For | | For | | |
| | | 2. | Ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for the
current fiscal year. | Management | | For | | For | | |
| | | 3. | Approve an amendment to our Amended and Restated
Certificate of Incorporation to increase the number of
authorized shares of common stock from 1.5 billion
shares to 2.25 billion shares. | Management | | For | | For | | |
| | | 4. | Advisory vote to approve the executive compensation of
our named executive officers. | Management | | For | | For | | |
| | | THE GOLDMAN SACHS GROUP, INC. | | |
| | | Security | 38141G104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | GS | | | | | | Meeting Date | 02-May-2018 | |
| | | ISIN | US38141G1040 | | | | | | Agenda | 934750084 - Management | |
| | | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Lloyd C. Blankfein | Management | | For | | For | | |
| | | 1b. | Election of Director: M. Michele Burns | Management | | For | | For | | |
| | | 1c. | Election of Director: Mark A. Flaherty | Management | | For | | For | | |
| | | 1d. | Election of Director: William W. George | Management | | For | | For | | |
| | | 1e. | Election of Director: James A. Johnson | Management | | For | | For | | |
| | | 1f. | Election of Director: Ellen J. Kullman | Management | | For | | For | | |
| | | 1g. | Election of Director: Lakshmi N. Mittal | Management | | For | | For | | |
| | | 1h. | Election of Director: Adebayo O. Ogunlesi | Management | | For | | For | | |
| | | 1i. | Election of Director: Peter Oppenheimer | Management | | For | | For | | |
| | | 1j. | Election of Director: David A. Viniar | Management | | For | | For | | |
| | | 1k. | Election of Director: Mark O. Winkelman | Management | | For | | For | | |
| | | 2. | Advisory Vote to Approve Executive Compensation (Say
on Pay) | Management | | For | | For | | |
| | | 3. | Approval of The Goldman Sachs Amended and Restated
Stock Incentive Plan (2018) | Management | | For | | For | | |
| | | 4. | Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | | |
| | | 5. | Shareholder Proposal Requesting Report on Lobbying | Shareholder | | Against | | For | | |
| | | 6. | Shareholder Proposal Regarding Amendments to
Stockholder Proxy Access | Shareholder | | Against | | For | | |
| | | MGM RESORTS INTERNATIONAL | | |
| | | Security | 552953101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MGM | | | | | | Meeting Date | 02-May-2018 | |
| | | ISIN | US5529531015 | | | | | | Agenda | 934750286 - Management | |
| | | Record Date | 08-Mar-2018 | | | | | | Holding Recon Date | 08-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Robert H. Baldwin | Management | | For | | For | | |
| | | 1b. | Election of Director: William A. Bible | Management | | For | | For | | |
| | | 1c. | Election of Director: Mary Chris Gay | Management | | For | | For | | |
| | | 1d. | Election of Director: William W. Grounds | Management | | For | | For | | |
| | | 1e. | Election of Director: Alexis M. Herman | Management | | For | | For | | |
| | | 1f. | Election of Director: Roland Hernandez | Management | | For | | For | | |
| | | 1g. | Election of Director: John Kilroy | Management | | Against | | Against | | |
| | | 1h. | Election of Director: Rose McKinney-James | Management | | For | | For | | |
| | | 1i | Election of Director: James J. Murren | Management | | For | | For | | |
| | | 1j. | Election of Director: Gregory M. Spierkel | Management | | For | | For | | |
| | | 1k. | Election of Director: Jan G. Swartz | Management | | For | | For | | |
| | | 1l. | Election of Director: Daniel J. Taylor | Management | | For | | For | | |
| | | 2. | To ratify the selection of Deloitte & Touche LLP, as the
independent registered public accounting firm for the year
ending December 31, 2018. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, the compensation of
our named executive officers. | Management | | For | | For | | |
| | | VALERO ENERGY CORPORATION | | |
| | | Security | 91913Y100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | VLO | | | | | | Meeting Date | 03-May-2018 | |
| | | ISIN | US91913Y1001 | | | | | | Agenda | 934740855 - Management | |
| | | Record Date | 06-Mar-2018 | | | | | | Holding Recon Date | 06-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: H. Paulett Eberhart | Management | | For | | For | | |
| | | 1B. | Election of Director: Joseph W. Gorder | Management | | For | | For | | |
| | | 1C. | Election of Director: Kimberly S. Greene | Management | | For | | For | | |
| | | 1D. | Election of Director: Deborah P. Majoras | Management | | For | | For | | |
| | | 1E. | Election of Director: Donald L. Nickles | Management | | For | | For | | |
| | | 1F. | Election of Director: Philip J. Pfeiffer | Management | | For | | For | | |
| | | 1G. | Election of Director: Robert A. Profusek | Management | | For | | For | | |
| | | 1H. | Election of Director: Stephen M. Waters | Management | | For | | For | | |
| | | 1I. | Election of Director: Randall J. Weisenburger | Management | | For | | For | | |
| | | 1J. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| | | 2. | Ratify the appointment of KPMG LLP as Valero's
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | Approve, by non-binding vote, the 2017 compensation of
our named executive officers. | Management | | For | | For | | |
| | | 4. | Vote on an amendment to Valero's Restated Certificate of
Incorporation to remove supermajority vote requirements. | Management | | For | | For | | |
| | | 5. | Vote on an amendment to Valero's Restated Certificate of
Incorporation to permit stockholders to act by written
consent. | Management | | For | | For | | |
| | | CADENCE DESIGN SYSTEMS, INC. | | |
| | | Security | 127387108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CDNS | | | | | | Meeting Date | 03-May-2018 | |
| | | ISIN | US1273871087 | | | | | | Agenda | 934749891 - Management | |
| | | Record Date | 06-Mar-2018 | | | | | | Holding Recon Date | 06-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Mark W. Adams | Management | | For | | For | | |
| | | 1b. | Election of Director: Susan L. Bostrom | Management | | For | | For | | |
| | | 1c. | Election of Director: James D. Plummer | Management | | For | | For | | |
| | | 1d. | Election of Director: Alberto Sangiovanni-Vincentelli | Management | | For | | For | | |
| | | 1e. | Election of Director: John B. Shoven | Management | | For | | For | | |
| | | 1f. | Election of Director: Roger S. Siboni | Management | | For | | For | | |
| | | 1g. | Election of Director: Young K. Sohn | Management | | For | | For | | |
| | | 1h. | Election of Director: Lip-Bu Tan | Management | | For | | For | | |
| | | 1i. | Election of Director: Mary Agnes Wilderotter | Management | | For | | For | | |
| | | 2. | Approval of the amendment of the Omnibus Equity
Incentive Plan. | Management | | For | | For | | |
| | | 3. | Approval of the amendment of the Employee Stock
Purchase Plan. | Management | | For | | For | | |
| | | 4. | Advisory resolution to approve named executive officer
compensation. | Management | | For | | For | | |
| | | 5. | Ratification of the selection of KPMG LLP as the
independent registered public accounting firm of
Cadence for its fiscal year ending December 29, 2018. | Management | | For | | For | | |
| | | EASTMAN CHEMICAL COMPANY | | |
| | | Security | 277432100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | EMN | | | | | | Meeting Date | 03-May-2018 | |
| | | ISIN | US2774321002 | | | | | | Agenda | 934758369 - Management | |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | | For | | For | | |
| | | 1b. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | | For | | For | | |
| | | 1c. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | | For | | For | | |
| | | 1d. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | | For | | For | | |
| | | 1e. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | | For | | For | | |
| | | 1f. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | | For | | For | | |
| | | 1g. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | | For | | For | | |
| | | 1h. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | | For | | For | | |
| | | 1i. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | | For | | For | | |
| | | 1j. | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Management | | For | | For | | |
| | | 1k. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | | For | | For | | |
| | | 2. | Advisory Approval of Executive Compensation as
Disclosed in Proxy Statement | Management | | For | | For | | |
| | | 3. | Ratification of Appointment of PricewaterhouseCoopers
LLP as Independent Registered Public Accounting Firm | Management | | For | | For | | |
| | | 4. | Advisory Vote on Stockholder Proposal Requesting that
the Board of Directors Take Steps Necessary to Permit
Stockholders to Act by Written Consent | Shareholder | | For | | Against | | |
| | | ANDEAVOR | | |
| | | Security | 03349M105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ANDV | | | | | | Meeting Date | 04-May-2018 | |
| | | ISIN | US03349M1053 | | | | | | Agenda | 934742847 - Management | |
| | | Record Date | 05-Mar-2018 | | | | | | Holding Recon Date | 05-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Rodney F. Chase | Management | | For | | For | | |
| | | 1b. | Election of Director: Paul L. Foster | Management | | For | | For | | |
| | | 1c. | Election of Director: Edward G. Galante | Management | | For | | For | | |
| | | 1d. | Election of Director: Gregory J. Goff | Management | | For | | For | | |
| | | 1e. | Election of Director: David Lilley | Management | | For | | For | | |
| | | 1f. | Election of Director: Mary Pat McCarthy | Management | | For | | For | | |
| | | 1g. | Election of Director: J.W. Nokes | Management | | For | | For | | |
| | | 1h. | Election of Director: William H. Schumann, III | Management | | For | | For | | |
| | | 1i. | Election of Director: Jeff A. Stevens | Management | | For | | For | | |
| | | 1j. | Election of Director: Susan Tomasky | Management | | For | | For | | |
| | | 1k. | Election of Director: Michael E. Wiley | Management | | For | | For | | |
| | | 1l. | Election of Director: Patrick Y. Yang | Management | | For | | For | | |
| | | 2. | To approve our named executive officers' compensation
in an advisory vote. | Management | | For | | For | | |
| | | 3. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm. | Management | | For | | For | | |
| | | 4. | To approve the Andeavor 2018 Long-Term Incentive
Plan. | Management | | For | | For | | |
| | | MARRIOTT INTERNATIONAL, INC. | | |
| | | Security | 571903202 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MAR | | | | | | Meeting Date | 04-May-2018 | |
| | | ISIN | US5719032022 | | | | | | Agenda | 934782447 - Management | |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: J.W. Marriott, Jr. | Management | | For | | For | | |
| | | 1b. | Election of Director: Mary K. Bush | Management | | For | | For | | |
| | | 1c. | Election of Director: Bruce W. Duncan | Management | | For | | For | | |
| | | 1d. | Election of Director: Deborah M. Harrison | Management | | For | | For | | |
| | | 1e. | Election of Director: Frederick A. Henderson | Management | | For | | For | | |
| | | 1f. | Election of Director: Eric Hippeau | Management | | For | | For | | |
| | | 1g. | Election of Director: Lawrence W. Kellner | Management | | For | | For | | |
| | | 1h. | Election of Director: Debra L. Lee | Management | | For | | For | | |
| | | 1i. | Election of Director: Aylwin B. Lewis | Management | | For | | For | | |
| | | 1j. | Election of Director: George Munoz | Management | | For | | For | | |
| | | 1k. | Election of Director: Steven S Reinemund | Management | | For | | For | | |
| | | 1l. | Election of Director: W. Mitt Romney | Management | | For | | For | | |
| | | 1m. | Election of Director: Susan C. Schwab | Management | | For | | For | | |
| | | 1n. | Election of Director: Arne M. Sorenson | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018. | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | | For | | For | | |
| | | 4. | AMEND THE COMPANY'S CERTIFICATE OF
INCORPORATION TO PROVIDE HOLDERS OF 25%
OF COMPANY STOCK THE RIGHT TO CALL SPECIAL
MEETINGS. | Management | | Abstain | | Against | | |
| | | 5. | STOCKHOLDER RESOLUTION TO ALLOW HOLDERS
OF 15% OF COMPANY STOCK TO CALL SPECIAL
MEETINGS IF PROPERLY PRESENTED AT THE
MEETING. | Shareholder | | For | | Against | | |
| | | 6. | STOCKHOLDER RESOLUTION TO IMPLEMENT
SIMPLE MAJORITY VOTING IN THE COMPANY'S
GOVERNANCE DOCUMENTS IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | For | | Against | | |
| | | L3 TECHNOLOGIES, INC. | | |
| | | Security | 502413107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | LLL | | | | | | Meeting Date | 07-May-2018 | |
| | | ISIN | US5024131071 | | | | | | Agenda | 934756620 - Management | |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Claude R. Canizares | Management | | For | | For | | |
| | | 1b. | Election of Director: Thomas A. Corcoran | Management | | For | | For | | |
| | | 1c. | Election of Director: Ann E. Dunwoody | Management | | For | | For | | |
| | | 1d. | Election of Director: Lewis Kramer | Management | | For | | For | | |
| | | 1e. | Election of Director: Christopher E. Kubasik | Management | | For | | For | | |
| | | 1f. | Election of Director: Robert B. Millard | Management | | For | | For | | |
| | | 1g. | Election of Director: Lloyd W. Newton | Management | | For | | For | | |
| | | 1h. | Election of Director: Vincent Pagano, Jr. | Management | | For | | For | | |
| | | 1i. | Election of Director: H. Hugh Shelton | Management | | For | | For | | |
| | | 2. | Ratify the appointment of our independent registered
public accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | Approve, in a non-binding, advisory vote, the
compensation paid to our named executive officers. | Management | | For | | For | | |
| | | 4. | Approve a shareholder proposal to allow shareholders to
act by written consent. | Shareholder | | For | | For | | |
| | | 5. | Approve a shareholder proposal to adopt greenhouse
gas emissions reduction targets. | Shareholder | | Against | | For | | |
| | | PHILLIPS 66 | | |
| | | Security | 718546104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | PSX | | | | | | Meeting Date | 09-May-2018 | |
| | | ISIN | US7185461040 | | | | | | Agenda | 934744067 - Management | |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of director: J. Brian Ferguson | Management | | For | | For | | |
| | | 1b. | Election of director: Harold W. McGraw III | Management | | For | | For | | |
| | | 1c. | Election of director: Victoria J. Tschinkel | Management | | For | | For | | |
| | | 2. | To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for fiscal year 2018. | Management | | For | | For | | |
| | | 3. | To consider and vote on a proposal to approve, on an
advisory (non-binding) basis, the compensation of our
Named Executive Officers. | Management | | For | | For | | |
| | | 4. | To consider and vote on a proposal to amend the
Certificate of Incorporation to declassify the Board of
Directors over the next three years. | Management | | For | | For | | |
| | | SKYWORKS SOLUTIONS, INC. | | |
| | | Security | 83088M102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | SWKS | | | | | | Meeting Date | 09-May-2018 | |
| | | ISIN | US83088M1027 | | | | | | Agenda | 934782322 - Management | |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | Election of Director: David J. Aldrich | Management | | For | | For | | |
| | | 1.2 | Election of Director: Kevin L. Beebe | Management | | For | | For | | |
| | | 1.3 | Election of Director: Timothy R. Furey | Management | | For | | For | | |
| | | 1.4 | Election of Director: Liam K. Griffin | Management | | For | | For | | |
| | | 1.5 | Election of Director: Balakrishnan S. Iyer | Management | | For | | For | | |
| | | 1.6 | Election of Director: Christine King | Management | | For | | For | | |
| | | 1.7 | Election of Director: David P. McGlade | Management | | For | | For | | |
| | | 1.8 | Election of Director: David J. McLachlan | Management | | For | | For | | |
| | | 1.9 | Election of Director: Robert A. Schriesheim | Management | | For | | For | | |
| | | 2. | To ratify the selection by the Company's Audit Committee
of KPMG LLP as the independent registered public
accounting firm. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, the compensation of
the Company's named executive officers. | Management | | For | | For | | |
| | | 4. | To approve the Company's Amended and Restated 2008
Director Long-Term Incentive Plan, as Amended. | Management | | For | | For | | |
| | | 5. | To ratify an amendment to the Company's By-Laws that
provides the Company's stockholders the right to request
a special meeting of stockholders. | Management | | Against | | Against | | |
| | | KEYCORP | | |
| | | Security | 493267108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | KEY | | | | | | Meeting Date | 10-May-2018 | |
| | | ISIN | US4932671088 | | | | | | Agenda | 934749980 - Management | |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Bruce D. Broussard | Management | | For | | For | | |
| | | 1b. | Election of Director: Charles P. Cooley | Management | | For | | For | | |
| | | 1c. | Election of Director: Gary M. Crosby | Management | | For | | For | | |
| | | 1d. | Election of Director: Alexander M. Cutler | Management | | For | | For | | |
| | | 1e. | Election of Director: H. James Dallas | Management | | For | | For | | |
| | | 1f. | Election of Director: Elizabeth R. Gile | Management | | For | | For | | |
| | | 1g. | Election of Director: Ruth Ann M. Gillis | Management | | For | | For | | |
| | | 1h. | Election of Director: William G. Gisel, Jr. | Management | | For | | For | | |
| | | 1i. | Election of Director: Carlton L. Highsmith | Management | | For | | For | | |
| | | 1j. | Election of Director: Richard J. Hipple | Management | | For | | For | | |
| | | 1k. | Election of Director: Kristen L. Manos | Management | | For | | For | | |
| | | 1l. | Election of Director: Beth E. Mooney | Management | | For | | For | | |
| | | 1m. | Election of Director: Demos Parneros | Management | | For | | For | | |
| | | 1n. | Election of Director: Barbara R. Snyder | Management | | For | | For | | |
| | | 1o. | Election of Director: David K. Wilson | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of independent auditor. | Management | | For | | For | | |
| | | 3. | Advisory approval of executive compensation. | Management | | For | | For | | |
| | | 4. | Shareholder proposal seeking to reduce ownership
threshold to call special shareholder meeting. | Shareholder | | For | | Against | | |
| | | E*TRADE FINANCIAL CORPORATION | | |
| | | Security | 269246401 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ETFC | | | | | | Meeting Date | 10-May-2018 | |
| | | ISIN | US2692464017 | | | | | | Agenda | 934751149 - Management | |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Richard J. Carbone | Management | | For | | For | | |
| | | 1b. | Election of Director: James P. Healy | Management | | For | | For | | |
| | | 1c. | Election of Director: Kevin T. Kabat | Management | | For | | For | | |
| | | 1d. | Election of Director: Frederick W. Kanner | Management | | For | | For | | |
| | | 1e. | Election of Director: James Lam | Management | | For | | For | | |
| | | 1f. | Election of Director: Rodger A. Lawson | Management | | For | | For | | |
| | | 1g. | Election of Director: Shelley B. Leibowitz | Management | | For | | For | | |
| | | 1h. | Election of Director: Karl A. Roessner | Management | | For | | For | | |
| | | 1i. | Election of Director: Rebecca Saeger | Management | | For | | For | | |
| | | 1j. | Election of Director: Joseph L. Sclafani | Management | | For | | For | | |
| | | 1k. | Election of Director: Gary H. Stern | Management | | For | | For | | |
| | | 1l. | Election of Director: Donna L. Weaver | Management | | For | | For | | |
| | | 2. | To approve, by a non-binding advisory vote, the
compensation of the Company's Named Executive
Officers (the "Say-on-Pay Vote"). | Management | | For | | For | | |
| | | 3. | To approve the Company's 2018 Employee Stock
Purchase Plan. | Management | | For | | For | | |
| | | 4. | To ratify the appointment of Deloitte & Touche LLP as the
Company's independent registered public accounting firm
for 2018 | Management | | For | | For | | |
| | | HILTON WORLDWIDE HOLDINGS INC. | | |
| | | Security | 43300A203 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HLT | | | | | | Meeting Date | 10-May-2018 | |
| | | ISIN | US43300A2033 | | | | | | Agenda | 934753294 - Management | |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Christopher J. Nassetta | Management | | For | | For | | |
| | | 1b. | Election of Director: Jonathan D. Gray | Management | | For | | For | | |
| | | 1c. | Election of Director: Charlene T. Begley | Management | | For | | For | | |
| | | 1d. | Election of Director: Melanie L. Healey | Management | | For | | For | | |
| | | 1e. | Election of Director: Raymond E. Mabus, Jr. | Management | | For | | For | | |
| | | 1f. | Election of Director: Judith A. McHale | Management | | For | | For | | |
| | | 1g. | Election of Director: John G. Schreiber | Management | | For | | For | | |
| | | 1h. | Election of Director: Elizabeth A. Smith | Management | | For | | For | | |
| | | 1i. | Election of Director: Douglas M. Steenland | Management | | For | | For | | |
| | | 1j. | Director has been removed | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
the Company's independent registered public accounting
firm for 2018. | Management | | For | | For | | |
| | | 3. | Approval, in a non-binding advisory vote, of the
compensation paid to the Company's named executive
officers. | Management | | For | | For | | |
| | | THE CHARLES SCHWAB CORPORATION | | |
| | | Security | 808513105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | SCHW | | | | | | Meeting Date | 15-May-2018 | |
| | | ISIN | US8085131055 | | | | | | Agenda | 934762990 - Management | |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Walter W. Bettinger II | Management | | For | | For | | |
| | | 1b. | Election of Director: Joan T. Dea | Management | | For | | For | | |
| | | 1c. | Election of Director: Christopher V. Dodds | Management | | For | | For | | |
| | | 1d. | Election of Director: Mark A. Goldfarb | Management | | For | | For | | |
| | | 1e. | Election of Director: Charles A. Ruffel | Management | | For | | For | | |
| | | 2. | Ratification of the selection of Deloitte & Touche LLP as
independent auditors | Management | | For | | For | | |
| | | 3. | Advisory vote to approve named executive officer
compensation | Management | | For | | For | | |
| | | 4. | Approval of 2013 Stock Incentive Plan as Amended and
Restated | Management | | For | | For | | |
| | | 5. | Approval of Amended and Restated Bylaws to adopt a
proxy access bylaw for director nominations by
stockholders | Management | | For | | For | | |
| | | 6. | Stockholder Proposal requesting annual disclosure of
EEO-1 data | Shareholder | | Against | | For | | |
| | | 7. | Stockholder Proposal requesting disclosure of the
company's political contributions and expenditures,
recipients, and related policies and procedures | Shareholder | | Against | | For | | |
| | | JPMORGAN CHASE & CO. | | |
| | | Security | 46625H100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | JPM | | | | | | Meeting Date | 15-May-2018 | |
| | | ISIN | US46625H1005 | | | | | | Agenda | 934764463 - Management | |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 14-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Linda B. Bammann | Management | | For | | For | | |
| | | 1b. | Election of Director: James A. Bell | Management | | For | | For | | |
| | | 1c. | Election of Director: Stephen B. Burke | Management | | For | | For | | |
| | | 1d. | Election of Director: Todd A. Combs | Management | | For | | For | | |
| | | 1e. | Election of Director: James S. Crown | Management | | For | | For | | |
| | | 1f. | Election of Director: James Dimon | Management | | For | | For | | |
| | | 1g. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| | | 1h. | Election of Director: Mellody Hobson | Management | | For | | For | | |
| | | 1i. | Election of Director: Laban P. Jackson Jr. | Management | | For | | For | | |
| | | 1j. | Election of Director: Michael A. Neal | Management | | For | | For | | |
| | | 1k. | Election of Director: Lee R. Raymond | Management | | For | | For | | |
| | | 1l. | Election of Director: William C. Weldon | Management | | For | | For | | |
| | | 2. | Ratification of special meeting provisions in the Firm's By-
Laws | Management | | Against | | Against | | |
| | | 3. | Advisory resolution to approve executive compensation | Management | | For | | For | | |
| | | 4. | Approval of Amended and Restated Long-Term Incentive
Plan effective May 15, 2018 | Management | | For | | For | | |
| | | 5. | Ratification of independent registered public accounting
firm | Management | | For | | For | | |
| | | 6. | Independent Board chairman | Shareholder | | Against | | For | | |
| | | 7. | Vesting for government service | Shareholder | | Against | | For | | |
| | | 8. | Proposal to report on investments tied to genocide | Shareholder | | Against | | For | | |
| | | 9. | Cumulative Voting | Shareholder | | Against | | For | | |
| | | ANTHEM, INC. | | |
| | | Security | 036752103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ANTM | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US0367521038 | | | | | | Agenda | 934750464 - Management | |
| | | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Lewis Hay, III | Management | | For | | For | | |
| | | 1b. | Election of Director: Julie A. Hill | Management | | For | | For | | |
| | | 1c. | Election of Director: Antonio F. Neri | Management | | For | | For | | |
| | | 1d. | Election of Director: Ramiro G. Peru | Management | | For | | For | | |
| | | 2. | To ratify the appointment of Ernst & Young LLP as the
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | Advisory vote to approve the compensation of our named
executive officers. | Management | | For | | For | | |
| | | 4. | To approve proposed amendments to our Articles of
Incorporation to allow shareholders owning 20% or more
of our common stock to call special meetings of
shareholders. | Management | | Abstain | | Against | | |
| | | 5. | Shareholder proposal to allow shareholders owning 10%
or more of our common stock to call special meetings of
shareholders. | Shareholder | | For | | Against | | |
| | | NORTHROP GRUMMAN CORPORATION | | |
| | | Security | 666807102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | NOC | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US6668071029 | | | | | | Agenda | 934761063 - Management | |
| | | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Wesley G. Bush | Management | | For | | For | | |
| | | 1b. | Election of Director: Marianne C. Brown | Management | | For | | For | | |
| | | 1c. | Election of Director: Donald E. Felsinger | Management | | For | | For | | |
| | | 1d. | Election of Director: Ann M. Fudge | Management | | For | | For | | |
| | | 1e. | Election of Director: Bruce S. Gordon | Management | | For | | For | | |
| | | 1f. | Election of Director: William H. Hernandez | Management | | For | | For | | |
| | | 1g. | Election of Director: Madeleine A. Kleiner | Management | | For | | For | | |
| | | 1h. | Election of Director: Karl J. Krapek | Management | | For | | For | | |
| | | 1i. | Election of Director: Gary Roughead | Management | | For | | For | | |
| | | 1j. | Election of Director: Thomas M. Schoewe | Management | | For | | For | | |
| | | 1k. | Election of Director: James S. Turley | Management | | For | | For | | |
| | | 1l. | Election of Director: Mark A. Welsh III | Management | | For | | For | | |
| | | 2. | Proposal to approve, on an advisory basis, the
compensation of the Company's Named Executive
Officers. | Management | | For | | For | | |
| | | 3. | Proposal to ratify the appointment of Deloitte & Touche
LLP as the Company's Independent Auditor for fiscal year
ending December 31, 2018. | Management | | For | | For | | |
| | | 4. | Proposal to modify the ownership threshold for
shareholders to call a special meeting. | Shareholder | | For | | Against | | |
| | | ARCONIC INC | | |
| | | Security | 03965L100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ARNC | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US03965L1008 | | | | | | Agenda | 934767421 - Management | |
| | | Record Date | 21-Mar-2018 | | | | | | Holding Recon Date | 21-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: James F. Albaugh | Management | | For | | For | | |
| | | 1b. | Election of Director: Amy E. Alving | Management | | For | | For | | |
| | | 1c. | Election of Director: Christopher L. Ayers | Management | | For | | For | | |
| | | 1d. | Election of Director: Charles Blankenship | Management | | For | | For | | |
| | | 1e. | Election of Director: Arthur D. Collins, Jr. | Management | | For | | For | | |
| | | 1f. | Election of Director: Elmer L. Doty | Management | | For | | For | | |
| | | 1g. | Election of Director: Rajiv L. Gupta | Management | | For | | For | | |
| | | 1h. | Election of Director: David P. Hess | Management | | For | | For | | |
| | | 1i. | Election of Director: Sean O. Mahoney | Management | | For | | For | | |
| | | 1j. | Election of Director: David J. Miller | Management | | For | | For | | |
| | | 1k. | Election of Director: E. Stanley O'Neal | Management | | For | | For | | |
| | | 1l. | Election of Director: John C. Plant | Management | | For | | For | | |
| | | 1m. | Election of Director: Ulrich R. Schmidt | Management | | For | | For | | |
| | | 2. | To ratify the appointment of PricewaterhouseCoopers
LLP as the Company's independent registered public
accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, executive
compensation. | Management | | For | | For | | |
| | | 4. | To approve the 2013 Arconic Stock Incentive Plan, as
amended and restated. | Management | | For | | For | | |
| | | 5. | To vote on a shareholder proposal regarding
shareholding threshold to call special shareowner
meeting, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | NVIDIA CORPORATION | | |
| | | Security | 67066G104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | NVDA | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US67066G1040 | | | | | | Agenda | 934769502 - Management | |
| | | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Robert K. Burgess | Management | | For | | For | | |
| | | 1b. | Election of Director: Tench Coxe | Management | | For | | For | | |
| | | 1c. | Election of Director: Persis S. Drell | Management | | For | | For | | |
| | | 1d. | Election of Director: James C. Gaither | Management | | For | | For | | |
| | | 1e. | Election of Director: Jen-Hsun Huang | Management | | For | | For | | |
| | | 1f. | Election of Director: Dawn Hudson | Management | | For | | For | | |
| | | 1g. | Election of Director: Harvey C. Jones | Management | | For | | For | | |
| | | 1h. | Election of Director: Michael G. McCaffery | Management | | For | | For | | |
| | | 1i. | Election of Director: Mark L. Perry | Management | | For | | For | | |
| | | 1j. | Election of Director: A. Brooke Seawell | Management | | For | | For | | |
| | | 1k. | Election of Director: Mark A. Stevens | Management | | For | | For | | |
| | | 2. | Approval of our executive compensation. | Management | | For | | For | | |
| | | 3. | Ratification of selection of PricewaterhouseCoopers LLP
as our independent registered public accounting firm for
fiscal year 2019. | Management | | For | | For | | |
| | | 4. | Approval of an amendment and restatement of our
Amended and Restated 2007 Equity Incentive Plan. | Management | | For | | For | | |
| | | 5. | Approval of an amendment and restatement of our
Amended and Restated 2012 Employee Stock Purchase
Plan. | Management | | For | | For | | |
| | | WYNN RESORTS, LIMITED | | |
| | | Security | 983134107 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | WYNN | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US9831341071 | | | | | | Agenda | 934771634 - Management | |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Betsy Atkins | | | | For | | For | | |
| | | | | 2 | John J. Hagenbuch | | | | Withheld | | Against | | |
| | | | | 3 | Patricia Mulroy | | | | For | | For | | |
| | | 2. | To ratify the appointment of Ernst & Young LLP as our
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 3. | To approve, on a non-binding advisory basis, the
compensation of our named executive officers as
described in the proxy statement. | Management | | Against | | Against | | |
| | | 4. | To vote on a shareholder proposal requesting a political
contributions report, if properly presented at the Annual
Meeting. | Shareholder | | Against | | For | | |
| | | WYNN RESORTS, LIMITED | | |
| | | Security | 983134107 | | | | | | Meeting Type | Contested-Annual | |
| | | Ticker Symbol | WYNN | | | | | | Meeting Date | 16-May-2018 | |
| | | ISIN | US9831341071 | | | | | | Agenda | 934810068 - Opposition | |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Company Nominees below | | | | | | | | |
| | | | | 2 | Betsy Atkins | | | | | | | | |
| | | | | 3 | Patricia Mulroy | | | | | | | | |
| | | 2. | Company proposal: To ratify the appointment of Ernst &
Young LLP as the Company's independent registered
public accounting firm for the fiscal year ending
December 31, 2018. | Management | | | | | | |
| | | 3. | Company Proposal: To approve, on a non-binding
advisory basis, the compensation of the Company's
named executive officers as described in the Company's
proxy statement. | Management | | | | | | |
| | | 4. | Shareholder proposal: To vote on a shareholder proposal
requesting a political contributions report, if properly
presented at the Annual Meeting. | Shareholder | | | | | | |
| | | THE HOME DEPOT, INC. | | |
| | | Security | 437076102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | HD | | | | | | Meeting Date | 17-May-2018 | |
| | | ISIN | US4370761029 | | | | | | Agenda | 934760136 - Management | |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Gerard J. Arpey | Management | | For | | For | | |
| | | 1b. | Election of Director: Ari Bousbib | Management | | For | | For | | |
| | | 1c. | Election of Director: Jeffery H. Boyd | Management | | For | | For | | |
| | | 1d. | Election of Director: Gregory D. Brenneman | Management | | For | | For | | |
| | | 1e. | Election of Director: J. Frank Brown | Management | | For | | For | | |
| | | 1f. | Election of Director: Albert P. Carey | Management | | For | | For | | |
| | | 1g. | Election of Director: Armando Codina | Management | | For | | For | | |
| | | 1h. | Election of Director: Helena B. Foulkes | Management | | For | | For | | |
| | | 1i. | Election of Director: Linda R. Gooden | Management | | For | | For | | |
| | | 1j. | Election of Director: Wayne M. Hewett | Management | | For | | For | | |
| | | 1k. | Election of Director: Stephanie C. Linnartz | Management | | For | | For | | |
| | | 1l. | Election of Director: Craig A. Menear | Management | | For | | For | | |
| | | 1m. | Election of Director: Mark Vadon | Management | | For | | For | | |
| | | 2. | Ratification of the Appointment of KPMG LLP | Management | | For | | For | | |
| | | 3. | Advisory Vote to Approve Executive Compensation
("Say-on-Pay") | Management | | For | | For | | |
| | | 4. | Shareholder Proposal Regarding Semi-Annual Report on
Political Contributions | Shareholder | | Against | | For | | |
| | | 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | | For | | Against | | |
| | | 6. | Shareholder Proposal to Reduce the Threshold to Call
Special Shareholder Meetings to 10% of Outstanding
Shares | Shareholder | | For | | Against | | |
| | | 7. | Shareholder Proposal Regarding Amendment of
Compensation Clawback Policy | Shareholder | | For | | Against | | |
| | | INTEL CORPORATION | | |
| | | Security | 458140100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | INTC | | | | | | Meeting Date | 17-May-2018 | |
| | | ISIN | US4581401001 | | | | | | Agenda | 934763613 - Management | |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Aneel Bhusri | Management | | For | | For | | |
| | | 1b. | Election of Director: Andy D. Bryant | Management | | For | | For | | |
| | | 1c. | Election of Director: Reed E. Hundt | Management | | For | | For | | |
| | | 1d. | Election of Director: Omar Ishrak | Management | | For | | For | | |
| | | 1e. | Election of Director: Brian M. Krzanich | Management | | For | | For | | |
| | | 1f. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | | |
| | | 1g. | Election of Director: Tsu-Jae King Liu | Management | | For | | For | | |
| | | 1h. | Election of Director: Gregory D. Smith | Management | | For | | For | | |
| | | 1i. | Election of Director: Andrew M. Wilson | Management | | For | | For | | |
| | | 1j. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| | | 2. | Ratification of selection of Ernst & Young LLP as our
independent registered public accounting firm for 2018 | Management | | For | | For | | |
| | | 3. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| | | 4. | Stockholder proposal on whether to allow stockholders to
act by written consent, if properly presented | Shareholder | | For | | Against | | |
| | | 5. | Stockholder proposal on whether the chairman of the
board should be an independent director, if properly
presented | Shareholder | | Against | | For | | |
| | | 6. | Stockholder proposal requesting a political contributions
cost-benefit analysis report, if properly presented | Shareholder | | Against | | For | | |
| | | WYNDHAM WORLDWIDE CORPORATION | | |
| | | Security | 98310W108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | WYN | | | | | | Meeting Date | 17-May-2018 | |
| | | ISIN | US98310W1080 | | | | | | Agenda | 934769398 - Management | |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Myra J. Biblowit | | | | For | | For | | |
| | | | | 2 | Louise F. Brady | | | | For | | For | | |
| | | | | 3 | James E. Buckman | | | | For | | For | | |
| | | | | 4 | George Herrera | | | | For | | For | | |
| | | | | 5 | Stephen P. Holmes | | | | For | | For | | |
| | | | | 6 | Brian M. Mulroney | | | | For | | For | | |
| | | | | 7 | Pauline D.E. Richards | | | | For | | For | | |
| | | | | 8 | Michael H. Wargotz | | | | For | | For | | |
| | | 2. | To vote on an advisory resolution to approve executive
compensation | Management | | Against | | Against | | |
| | | 3. | To vote on a proposal to ratify the appointment of Deloitte
& Touche LLP to serve as our independent registered
public accounting firm for fiscal year 2018 | Management | | For | | For | | |
| | | 4. | To vote on a proposal to approve the amendment and
restatement of the Wyndham Worldwide 2006 Equity and
Incentive Plan | Management | | For | | For | | |
| | | 5. | To vote on a shareholder proposal regarding political
contributions disclosure if properly presented at the
meeting | Shareholder | | Against | | For | | |
| | | AMPHENOL CORPORATION | | |
| | | Security | 032095101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | APH | | | | | | Meeting Date | 17-May-2018 | |
| | | ISIN | US0320951017 | | | | | | Agenda | 934793161 - Management | |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Ronald P. Badie | Management | | For | | For | | |
| | | 1b. | Election of Director: Stanley L. Clark | Management | | For | | For | | |
| | | 1c. | Election of Director: John D. Craig | Management | | For | | For | | |
| | | 1d. | Election of Director: David P. Falck | Management | | For | | For | | |
| | | 1e. | Election of Director: Edward G. Jepsen | Management | | For | | For | | |
| | | 1f. | Election of Director: Martin H. Loeffler | Management | | For | | For | | |
| | | 1g. | Election of Director: John R. Lord | Management | | For | | For | | |
| | | 1h. | Election of Director: R. Adam Norwitt | Management | | For | | For | | |
| | | 1i. | Election of Director: Diana G. Reardon | Management | | For | | For | | |
| | | 1j. | Election of Director: Anne Clarke Wolff | Management | | For | | For | | |
| | | 2. | Ratification of Deloitte & Touche LLP as independent
accountants of the Company. | Management | | For | | For | | |
| | | 3. | Advisory vote to approve compensation of named
executive officers. | Management | | For | | For | | |
| | | 4. | Stockholder Proposal - Special Shareholder Meeting
Improvement. | Shareholder | | For | | Against | | |
| | | THE WESTERN UNION COMPANY | | |
| | | Security | 959802109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | WU | | | | | | Meeting Date | 18-May-2018 | |
| | | ISIN | US9598021098 | | | | | | Agenda | 934755212 - Management | |
| | | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Martin I. Cole | Management | | For | | For | | |
| | | 1b. | Election of Director: Hikmet Ersek | Management | | For | | For | | |
| | | 1c. | Election of Director: Richard A. Goodman | Management | | For | | For | | |
| | | 1d. | Election of Director: Betsy D. Holden | Management | | For | | For | | |
| | | 1e. | Election of Director: Jeffrey A. Joerres | Management | | For | | For | | |
| | | 1f. | Election of Director: Roberto G. Mendoza | Management | | For | | For | | |
| | | 1g. | Election of Director: Michael A. Miles, Jr. | Management | | For | | For | | |
| | | 1h. | Election of Director: Robert W. Selander | Management | | For | | For | | |
| | | 1i. | Election of Director: Frances Fragos Townsend | Management | | For | | For | | |
| | | 1j. | Election of Director: Solomon D. Trujillo | Management | | For | | For | | |
| | | 2. | Advisory Vote to Approve Executive Compensation | Management | | For | | For | | |
| | | 3. | Ratification of Selection of Ernst & Young LLP as
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | | |
| | | 4. | Approval of Amendment to the Charter to Reduce the
Threshold Stock Ownership Requirement for
Stockholders to Call a Special Meeting | Management | | For | | For | | |
| | | 5. | Stockholder Proposal Regarding Political Contributions
Disclosure | Shareholder | | Against | | For | | |
| | | ANSYS, INC. | | |
| | | Security | 03662Q105 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ANSS | | | | | | Meeting Date | 18-May-2018 | |
| | | ISIN | US03662Q1058 | | | | | | Agenda | 934762065 - Management | |
| | | Record Date | 20-Mar-2018 | | | | | | Holding Recon Date | 20-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Guy E. Dubois | Management | | For | | For | | |
| | | 1b. | Election of Director: Alec D. Gallimore | Management | | For | | For | | |
| | | 2. | The ratification of the selection of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm. | Management | | For | | For | | |
| | | 3. | The compensation of our named executive officers, to be
voted on a non-binding, advisory basis. | Management | | For | | For | | |
| | | AETNA INC. | | |
| | | Security | 00817Y108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AET | | | | | | Meeting Date | 18-May-2018 | |
| | | ISIN | US00817Y1082 | | | | | | Agenda | 934766924 - Management | |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Fernando Aguirre | Management | | For | | For | | |
| | | 1b. | Election of Director: Mark T. Bertolini | Management | | For | | For | | |
| | | 1c. | Election of Director: Frank M. Clark | Management | | For | | For | | |
| | | 1d. | Election of Director: Molly J. Coye, M.D. | Management | | For | | For | | |
| | | 1e. | Election of Director: Roger N. Farah | Management | | For | | For | | |
| | | 1f. | Election of Director: Jeffrey E. Garten | Management | | For | | For | | |
| | | 1g. | Election of Director: Ellen M. Hancock | Management | | For | | For | | |
| | | 1h. | Election of Director: Richard J. Harrington | Management | | For | | For | | |
| | | 1i. | Election of Director: Edward J. Ludwig | Management | | For | | For | | |
| | | 1j. | Election of Director: Olympia J. Snowe | Management | | For | | For | | |
| | | 2. | Company Proposal - Approval of the Appointment of the
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | | |
| | | 3. | Company Proposal - Approval of the Company's
Executive Compensation on a Non-Binding Advisory
Basis | Management | | Against | | Against | | |
| | | 4A. | Shareholder Proposal - Annual Report on Direct and
Indirect Lobbying | Shareholder | | Against | | For | | |
| | | 4B. | Shareholder Proposal - Special Shareholder Meeting
Vote Threshold | Shareholder | | Against | | For | | |
| | | ROYAL CARIBBEAN CRUISES LTD. | | |
| | | Security | V7780T103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | RCL | | | | | | Meeting Date | 21-May-2018 | |
| | | ISIN | LR0008862868 | | | | | | Agenda | 934802580 - Management | |
| | | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: John F. Brock | Management | | For | | For | | |
| | | 1b. | Election of Director: Richard D. Fain | Management | | For | | For | | |
| | | 1c. | Election of Director: William L. Kimsey | Management | | For | | For | | |
| | | 1d. | Election of Director: Maritza G. Montiel | Management | | For | | For | | |
| | | 1e. | Election of Director: Ann S. Moore | Management | | For | | For | | |
| | | 1f. | Election of Director: Eyal M. Ofer | Management | | For | | For | | |
| | | 1g. | Election of Director: Thomas J. Pritzker | Management | | For | | For | | |
| | | 1h. | Election of Director: William K. Reilly | Management | | For | | For | | |
| | | 1i | Election of Director: Bernt Reitan | Management | | For | | For | | |
| | | 1j | Election of Director: Vagn O. Sorensen | Management | | For | | For | | |
| | | 1k. | Election of Director: Donald Thompson | Management | | For | | For | | |
| | | 1l. | Election of Director: Arne Alexander Wilhelmsen | Management | | For | | For | | |
| | | 2. | Advisory approval of the Company's compensation of its
named executive officers. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | | FISERV, INC. | | |
| | | Security | 337738108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | FISV | | | | | | Meeting Date | 23-May-2018 | |
| | | ISIN | US3377381088 | | | | | | Agenda | 934770137 - Management | |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Alison Davis | | | | For | | For | | |
| | | | | 2 | Harry F. DiSimone | | | | For | | For | | |
| | | | | 3 | John Y. Kim | | | | For | | For | | |
| | | | | 4 | Dennis F. Lynch | | | | For | | For | | |
| | | | | 5 | Denis J. O'Leary | | | | For | | For | | |
| | | | | 6 | Glenn M. Renwick | | | | For | | For | | |
| | | | | 7 | Kim M. Robak | | | | For | | For | | |
| | | | | 8 | JD Sherman | | | | For | | For | | |
| | | | | 9 | Doyle R. Simons | | | | For | | For | | |
| | | | | 10 | Jeffery W. Yabuki | | | | For | | For | | |
| | | 2. | To approve the material terms of the performance goals
under the Amended and Restated Fiserv, Inc. 2007
Omnibus Incentive Plan. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, the compensation of
the named executive officers of Fiserv, Inc. | Management | | For | | For | | |
| | | 4. | To ratify the appointment of Deloitte & Touche LLP as the
independent registered public accounting firm of Fiserv,
Inc. for 2018. | Management | | For | | For | | |
| | | 5. | A shareholder proposal requesting the board of directors
to adopt a by-law to provide for executive pay confidential
voting. | Shareholder | | Against | | For | | |
| | | PAYPAL HOLDINGS, INC. | | |
| | | Security | 70450Y103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | PYPL | | | | | | Meeting Date | 23-May-2018 | |
| | | ISIN | US70450Y1038 | | | | | | Agenda | 934777787 - Management | |
| | | Record Date | 03-Apr-2018 | | | | | | Holding Recon Date | 03-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Rodney C. Adkins | Management | | For | | For | | |
| | | 1b. | Election of Director: Wences Casares | Management | | For | | For | | |
| | | 1c. | Election of Director: Jonathan Christodoro | Management | | For | | For | | |
| | | 1d. | Election of Director: John J. Donahoe | Management | | For | | For | | |
| | | 1e. | Election of Director: David W. Dorman | Management | | For | | For | | |
| | | 1f. | Election of Director: Belinda J. Johnson | Management | | For | | For | | |
| | | 1g. | Election of Director: Gail J. McGovern | Management | | For | | For | | |
| | | 1h. | Election of Director: David M. Moffett | Management | | For | | For | | |
| | | 1i. | Election of Director: Ann M. Sarnoff | Management | | For | | For | | |
| | | 1j. | Election of Director: Daniel H. Schulman | Management | | For | | For | | |
| | | 1k. | Election of Director: Frank D. Yeary | Management | | For | | For | | |
| | | 2. | Advisory vote to approve the compensation of our named
executive officers. | Management | | Against | | Against | | |
| | | 3. | Approval of the PayPal Holdings, Inc. Amended and
Restated 2015 Equity Incentive Award Plan. | Management | | For | | For | | |
| | | 4. | Approval of the PayPal Holdings, Inc. Amended and
Restated Employee Stock Purchase Plan. | Management | | For | | For | | |
| | | 5. | Ratification of the appointment of
PricewaterhouseCoopers LLP as our independent auditor
for 2018. | Management | | For | | For | | |
| | | 6. | Stockholder proposal regarding stockholder proxy access
enhancement. | Shareholder | | Against | | For | | |
| | | 7. | Stockholder proposal regarding political transparency. | Shareholder | | Against | | For | | |
| | | 8. | Stockholder proposal regarding human and indigenous
peoples' rights. | Shareholder | | Against | | For | | |
| | | VERISIGN, INC. | | |
| | | Security | 92343E102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | VRSN | | | | | | Meeting Date | 24-May-2018 | |
| | | ISIN | US92343E1029 | | | | | | Agenda | 934773157 - Management | |
| | | Record Date | 29-Mar-2018 | | | | | | Holding Recon Date | 29-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A | Election of Director: D. James Bidzos | Management | | For | | For | | |
| | | 1B | Election of Director: Kathleen A. Cote | Management | | For | | For | | |
| | | 1C | Election of Director: Thomas F. Frist III | Management | | For | | For | | |
| | | 1D | Election of Director: Jamie S. Gorelick | Management | | For | | For | | |
| | | 1E | Election of Director: Roger H. Moore | Management | | For | | For | | |
| | | 1F | Election of Director: Louis A. Simpson | Management | | For | | For | | |
| | | 1G | Election of Director: Timothy Tomlinson | Management | | For | | For | | |
| | | 2. | To approve, on a non-binding, advisory basis, the
Company's executive compensation. | Management | | For | | For | | |
| | | 3. | To ratify the selection of KPMG LLP as the Company's
independent registered public accounting firm for the year
ending December 31, 2018. | Management | | For | | For | | |
| | | 4. | To vote on a stockholder proposal, if properly presented
at the meeting, requesting that the Board take steps to
amend the special meetings Bylaw provision, to reduce
the ownership threshold to call a special meeting. | Shareholder | | For | | Against | | |
| | | MORGAN STANLEY | | |
| | | Security | 617446448 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MS | | | | | | Meeting Date | 24-May-2018 | |
| | | ISIN | US6174464486 | | | | | | Agenda | 934776901 - Management | |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Elizabeth Corley | Management | | For | | For | | |
| | | 1b. | Election of Director: Alistair Darling | Management | | For | | For | | |
| | | 1c. | Election of Director: Thomas H. Glocer | Management | | For | | For | | |
| | | 1d. | Election of Director: James P. Gorman | Management | | For | | For | | |
| | | 1e. | Election of Director: Robert H. Herz | Management | | For | | For | | |
| | | 1f. | Election of Director: Nobuyuki Hirano | Management | | For | | For | | |
| | | 1g. | Election of Director: Jami Miscik | Management | | For | | For | | |
| | | 1h. | Election of Director: Dennis M. Nally | Management | | For | | For | | |
| | | 1i. | Election of Director: Hutham S. Olayan | Management | | For | | For | | |
| | | 1j. | Election of Director: Ryosuke Tamakoshi | Management | | For | | For | | |
| | | 1k. | Election of Director: Perry M. Traquina | Management | | For | | For | | |
| | | 1l. | Election of Director: Rayford Wilkins, Jr. | Management | | For | | For | | |
| | | 2. | To ratify the appointment of Deloitte & Touche LLP as
independent auditor | Management | | For | | For | | |
| | | 3. | To approve the compensation of executives as disclosed
in the proxy statement (non-binding advisory vote) | Management | | For | | For | | |
| | | 4. | Shareholder proposal regarding a policy to prohibit
vesting of deferred equity awards for senior executives
who resign to enter government service | Shareholder | | Against | | For | | |
| | | CONDUENT INCORPORATED | | |
| | | Security | 206787103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CNDT | | | | | | Meeting Date | 25-May-2018 | |
| | | ISIN | US2067871036 | | | | | | Agenda | 934779072 - Management | |
| | | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | Election of Director: Paul S. Galant | Management | | For | | For | | |
| | | 1.2 | Election of Director: Nicholas Graziano | Management | | For | | For | | |
| | | 1.3 | Election of Director: Joie Gregor | Management | | For | | For | | |
| | | 1.4 | Election of Director: Courtney Mather | Management | | For | | For | | |
| | | 1.5 | Election of Director: Michael Nevin | Management | | For | | For | | |
| | | 1.6 | Election of Director: Michael A. Nutter | Management | | For | | For | | |
| | | 1.7 | Election of Director: William G. Parrett | Management | | For | | For | | |
| | | 1.8 | Election of Director: Ashok Vemuri | Management | | For | | For | | |
| | | 1.9 | Election of Director: Virginia M. Wilson | Management | | For | | For | | |
| | | 2. | Ratify the appointment of PricewaterhouseCoopers LLP
as our independent registered public accounting firm. | Management | | For | | For | | |
| | | 3. | Approve, on an advisory basis, the 2017 compensation of
our named executive officers. | Management | | For | | For | | |
| | | FIDELITY NAT'L INFORMATION SERVICES,INC. | | |
| | | Security | 31620M106 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | FIS | | | | | | Meeting Date | 30-May-2018 | |
| | | ISIN | US31620M1062 | | | | | | Agenda | 934774490 - Management | |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Ellen R. Alemany | Management | | For | | For | | |
| | | 1b. | Election of Director: Keith W. Hughes | Management | | For | | For | | |
| | | 1c. | Election of Director: David K. Hunt | Management | | For | | For | | |
| | | 1d. | Election of Director: Stephan A. James | Management | | For | | For | | |
| | | 1e. | Election of Director: Leslie M. Muma | Management | | For | | For | | |
| | | 1f. | Election of Director: Gary A. Norcross | Management | | For | | For | | |
| | | 1g. | Election of Director: Louise M. Parent | Management | | For | | For | | |
| | | 1h. | Election of Director: James B. Stallings, Jr. | Management | | For | | For | | |
| | | 2. | Advisory vote on Fidelity National Information Services,
Inc. executive compensation. | Management | | For | | For | | |
| | | 3. | To ratify the appointment of KPMG LLP as our
independent registered public accounting firm for 2018. | Management | | For | | For | | |
| | | 4. | To approve the amendment and restatement of the 2008
Omnibus Incentive Plan. | Management | | For | | For | | |
| | | EBAY INC. | | |
| | | Security | 278642103 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | EBAY | | | | | | Meeting Date | 30-May-2018 | |
| | | ISIN | US2786421030 | | | | | | Agenda | 934791573 - Management | |
| | | Record Date | 04-Apr-2018 | | | | | | Holding Recon Date | 04-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Fred D. Anderson Jr. | Management | | For | | For | | |
| | | 1b. | Election of Director: Anthony J. Bates | Management | | For | | For | | |
| | | 1c. | Election of Director: Adriane M. Brown | Management | | For | | For | | |
| | | 1d. | Election of Director: Diana Farrell | Management | | For | | For | | |
| | | 1e. | Election of Director: Logan D. Green | Management | | For | | For | | |
| | | 1f. | Election of Director: Bonnie S. Hammer | Management | | For | | For | | |
| | | 1g. | Election of Director: Kathleen C. Mitic | Management | | For | | For | | |
| | | 1h. | Election of Director: Pierre M. Omidyar | Management | | For | | For | | |
| | | 1i. | Election of Director: Paul S. Pressler | Management | | For | | For | | |
| | | 1j. | Election of Director: Robert H. Swan | Management | | For | | For | | |
| | | 1k. | Election of Director: Thomas J. Tierney | Management | | For | | For | | |
| | | 1l. | Election of Director: Perry M. Traquina | Management | | For | | For | | |
| | | 1m. | Election of Director: Devin N. Wenig | Management | | For | | For | | |
| | | 2. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | | |
| | | 3. | Ratification of appointment of independent auditors. | Management | | For | | For | | |
| | | 4. | Ratification of Special Meeting Provisions. | Management | | Against | | Against | | |
| | | AMAZON.COM, INC. | | |
| | | Security | 023135106 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AMZN | | | | | | Meeting Date | 30-May-2018 | |
| | | ISIN | US0231351067 | | | | | | Agenda | 934793224 - Management | |
| | | Record Date | 05-Apr-2018 | | | | | | Holding Recon Date | 05-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Jeffrey P. Bezos | Management | | For | | For | | |
| | | 1b. | Election of Director: Tom A. Alberg | Management | | For | | For | | |
| | | 1c. | Election of Director: Jamie S. Gorelick | Management | | For | | For | | |
| | | 1d. | Election of Director: Daniel P. Huttenlocher | Management | | For | | For | | |
| | | 1e. | Election of Director: Judith A. McGrath | Management | | For | | For | | |
| | | 1f. | Election of Director: Jonathan J. Rubinstein | Management | | For | | For | | |
| | | 1g. | Election of Director: Thomas O. Ryder | Management | | For | | For | | |
| | | 1h. | Election of Director: Patricia Q. Stonesifer | Management | | For | | For | | |
| | | 1i. | Election of Director: Wendell P. Weeks | Management | | For | | For | | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS INDEPENDENT AUDITORS | Management | | For | | For | | |
| | | 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION | Management | | For | | For | | |
| | | 4. | SHAREHOLDER PROPOSAL REGARDING DIVERSE
BOARD CANDIDATES | Shareholder | | Abstain | | Against | | |
| | | 5. | SHAREHOLDER PROPOSAL REGARDING A POLICY
TO REQUIRE AN INDEPENDENT BOARD CHAIR | Shareholder | | Against | | For | | |
| | | 6. | SHAREHOLDER PROPOSAL REGARDING VOTE-
COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS | Shareholder | | Against | | For | | |
| | | RAYTHEON COMPANY | | |
| | | Security | 755111507 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | RTN | | | | | | Meeting Date | 31-May-2018 | |
| | | ISIN | US7551115071 | | | | | | Agenda | 934782649 - Management | |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Tracy A. Atkinson | Management | | For | | For | | |
| | | 1b. | Election of Director: Robert E. Beauchamp | Management | | For | | For | | |
| | | 1c. | Election of Director: Adriane M. Brown | Management | | For | | For | | |
| | | 1d. | Election of Director: Vernon E. Clark | Management | | For | | For | | |
| | | 1e. | Election of Director: Stephen J. Hadley | Management | | For | | For | | |
| | | 1f. | Election of Director: Thomas A. Kennedy | Management | | For | | For | | |
| | | 1g. | Election of Director: Letitia A. Long | Management | | For | | For | | |
| | | 1h. | Election of Director: George R. Oliver | Management | | For | | For | | |
| | | 1i. | Election of Director: Dinesh C. Paliwal | Management | | For | | For | | |
| | | 1j. | Election of Director: William R. Spivey | Management | | For | | For | | |
| | | 1k. | Election of Director: James A. Winnefeld, Jr. | Management | | For | | For | | |
| | | 1l. | Election of Director: Robert O. Work | Management | | For | | For | | |
| | | 2. | Advisory vote to approve named executive officer
compensation | Management | | For | | For | | |
| | | 3. | Ratification of Independent Auditors | Management | | For | | For | | |
| | | 4. | Shareholder proposal to amend the proxy access by-law | Shareholder | | Against | | For | | |
| | | FACEBOOK, INC. | | |
| | | Security | 30303M102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | FB | | | | | | Meeting Date | 31-May-2018 | |
| | | ISIN | US30303M1027 | | | | | | Agenda | 934793034 - Management | |
| | | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Marc L. Andreessen | | | | For | | For | | |
| | | | | 2 | Erskine B. Bowles | | | | For | | For | | |
| | | | | 3 | Kenneth I. Chenault | | | | For | | For | | |
| | | | | 4 | S. D. Desmond-Hellmann | | | | For | | For | | |
| | | | | 5 | Reed Hastings | | | | For | | For | | |
| | | | | 6 | Jan Koum | | | | For | | For | | |
| | | | | 7 | Sheryl K. Sandberg | | | | For | | For | | |
| | | | | 8 | Peter A. Thiel | | | | For | | For | | |
| | | | | 9 | Mark Zuckerberg | | | | For | | For | | |
| | | 2. | To ratify the appointment of Ernst & Young LLP as
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December 31,
2018. | Management | | For | | For | | |
| | | 3. | A stockholder proposal regarding change in stockholder
voting. | Shareholder | | For | | Against | | |
| | | 4. | A stockholder proposal regarding a risk oversight
committee. | Shareholder | | For | | Against | | |
| | | 5. | A stockholder proposal regarding simple majority vote. | Shareholder | | For | | Against | | |
| | | 6. | A stockholder proposal regarding a content governance
report. | Shareholder | | For | | Against | | |
| | | 7. | A stockholder proposal regarding median pay by gender. | Shareholder | | Against | | For | | |
| | | 8. | A stockholder proposal regarding tax principles. | Shareholder | | Against | | For | | |
| | | ZIONS BANCORPORATION | | |
| | | Security | 989701107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ZION | | | | | | Meeting Date | 01-Jun-2018 | |
| | | ISIN | US9897011071 | | | | | | Agenda | 934775973 - Management | |
| | | Record Date | 29-Mar-2018 | | | | | | Holding Recon Date | 29-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1A. | Election of Director: Jerry C. Atkin | Management | | For | | For | | |
| | | 1B. | Election of Director: Gary L. Crittenden | Management | | For | | For | | |
| | | 1C. | Election of Director: Suren K. Gupta | Management | | For | | For | | |
| | | 1D. | Election of Director: J. David Heaney | Management | | For | | For | | |
| | | 1E. | Election of Director: Vivian S. Lee | Management | | For | | For | | |
| | | 1F. | Election of Director: Edward F. Murphy | Management | | For | | For | | |
| | | 1G. | Election of Director: Roger B. Porter | Management | | For | | For | | |
| | | 1H. | Election of Director: Stephen D. Quinn | Management | | For | | For | | |
| | | 1I. | Election of Director: Harris H. Simmons | Management | | For | | For | | |
| | | 1J. | Election of Director: Barbara A. Yastine | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
the Independent Registered Public Accounting Firm to
audit the Company's financial statements for the current
fiscal year. | Management | | For | | For | | |
| | | 3. | Approval, on a nonbinding advisory basis, of the
compensation paid to the Company's named executive
officers with respect to fiscal year ended December 31,
2017. | Management | | For | | For | | |
| | | LOWE'S COMPANIES, INC. | | |
| | | Security | 548661107 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | LOW | | | | | | Meeting Date | 01-Jun-2018 | |
| | | ISIN | US5486611073 | | | | | | Agenda | 934787245 - Management | |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Raul Alvarez | | | | For | | For | | |
| | | | | 2 | David H. Batchelder | | | | For | | For | | |
| | | | | 3 | Angela F. Braly | | | | For | | For | | |
| | | | | 4 | Sandra B. Cochran | | | | For | | For | | |
| | | | | 5 | Laurie Z. Douglas | | | | For | | For | | |
| | | | | 6 | Richard W. Dreiling | | | | For | | For | | |
| | | | | 7 | Marshall O. Larsen | | | | For | | For | | |
| | | | | 8 | James H. Morgan | | | | For | | For | | |
| | | | | 9 | Robert A. Niblock | | | | For | | For | | |
| | | | | 10 | Brian C. Rogers | | | | For | | For | | |
| | | | | 11 | Bertram L. Scott | | | | For | | For | | |
| | | | | 12 | Lisa W. Wardell | | | | For | | For | | |
| | | | | 13 | Eric C. Wiseman | | | | For | | For | | |
| | | 2. | Advisory vote to approve Lowe's named executive officer
compensation in fiscal 2017. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of Deloitte & Touche LLP
as Lowe's independent registered public accounting firm
for fiscal 2018. | Management | | For | | For | | |
| | | 4. | Shareholder proposal to reduce the threshold to call
special shareholder meetings to 10% of outstanding
shares. | Shareholder | | For | | Against | | |
| | | AKAMAI TECHNOLOGIES, INC. | | |
| | | Security | 00971T101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | AKAM | | | | | | Meeting Date | 01-Jun-2018 | |
| | | ISIN | US00971T1016 | | | | | | Agenda | 934797664 - Management | |
| | | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | Election of Class I Director: Jill Greenthal | Management | | For | | For | | |
| | | 1.2 | Election of Class I Director: Daniel Hesse | Management | | For | | For | | |
| | | 1.3 | Election of Class I Director: F. Thomson Leighton | Management | | For | | For | | |
| | | 1.4 | Election of Class I Director: William Wagner | Management | | For | | For | | |
| | | 2. | To approve amendments to our Certificate of
Incorporation to declassify the Board of Directors. | Management | | For | | For | | |
| | | 3. | To approve, on an advisory basis, our named executive
officer compensation. | Management | | For | | For | | |
| | | 4. | To ratify the selection of PricewaterhouseCoopers LLP as
our independent auditors for the fiscal year ending
December 31, 2018. | Management | | For | | For | | |
| | | UNITEDHEALTH GROUP INCORPORATED | | |
| | | Security | 91324P102 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | UNH | | | | | | Meeting Date | 04-Jun-2018 | |
| | | ISIN | US91324P1021 | | | | | | Agenda | 934797006 - Management | |
| | | Record Date | 10-Apr-2018 | | | | | | Holding Recon Date | 10-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 01-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: William C. Ballard, Jr. | Management | | For | | For | | |
| | | 1b. | Election of Director: Richard T. Burke | Management | | For | | For | | |
| | | 1c. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| | | 1d. | Election of Director: Stephen J. Hemsley | Management | | For | | For | | |
| | | 1e. | Election of Director: Michele J. Hooper | Management | | For | | For | | |
| | | 1f. | Election of Director: F. William McNabb III | Management | | For | | For | | |
| | | 1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | | For | | For | | |
| | | 1h. | Election of Director: Glenn M. Renwick | Management | | For | | For | | |
| | | 1i. | Election of Director: Kenneth I. Shine, M.D. | Management | | For | | For | | |
| | | 1j. | Election of Director: David S. Wichmann | Management | | For | | For | | |
| | | 1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | | For | | For | | |
| | | 2. | Advisory approval of the Company's executive
compensation. | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of Deloitte & Touche LLP
as the independent registered public accounting firm for
the Company for the year ending December 31, 2018. | Management | | For | | For | | |
| | | IPG PHOTONICS CORPORATION | | |
| | | Security | 44980X109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | IPGP | | | | | | Meeting Date | 05-Jun-2018 | |
| | | ISIN | US44980X1090 | | | | | | Agenda | 934785619 - Management | |
| | | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | V.P. Gapontsev, Ph.D. | | | | For | | For | | |
| | | | | 2 | Eugene Scherbakov, Ph.D | | | | For | | For | | |
| | | | | 3 | Igor Samartsev | | | | For | | For | | |
| | | | | 4 | Michael C. Child | | | | For | | For | | |
| | | | | 5 | Henry E. Gauthier | | | | For | | For | | |
| | | | | 6 | Catherine P. Lego | | | | For | | For | | |
| | | | | 7 | Eric Meurice | | | | For | | For | | |
| | | | | 8 | John R. Peeler | | | | For | | For | | |
| | | | | 9 | Thomas J. Seifert | | | | For | | For | | |
| | | 2. | Ratify Deloitte & Touche LLP as IPG's independent
registered public accounting firm for 2018 | Management | | For | | For | | |
| | | CITRIX SYSTEMS, INC. | | |
| | | Security | 177376100 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CTXS | | | | | | Meeting Date | 06-Jun-2018 | |
| | | ISIN | US1773761002 | | | | | | Agenda | 934796977 - Management | |
| | | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Robert M. Calderoni | Management | | For | | For | | |
| | | 1b. | Election of Director: Nanci E. Caldwell | Management | | For | | For | | |
| | | 1c. | Election of Director: Jesse A. Cohn | Management | | For | | For | | |
| | | 1d. | Election of Director: Robert D. Daleo | Management | | For | | For | | |
| | | 1e. | Election of Director: Murray J. Demo | Management | | For | | For | | |
| | | 1f. | Election of Director: Ajei S. Gopal | Management | | For | | For | | |
| | | 1g. | Election of Director: David J. Henshall | Management | | For | | For | | |
| | | 1h. | Election of Director: Peter J. Sacripanti | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
the company's independent registered public accounting
firm for 2018 | Management | | For | | For | | |
| | | 3. | Advisory vote to approve the compensation of the
company's named executive officers | Management | | For | | For | | |
| | | NETFLIX, INC. | | |
| | | Security | 64110L106 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | NFLX | | | | | | Meeting Date | 06-Jun-2018 | |
| | | ISIN | US64110L1061 | | | | | | Agenda | 934797284 - Management | |
| | | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Class I Director: Richard N. Barton | Management | | For | | For | | |
| | | 1b. | Election of Class I Director: Rodolphe Belmer | Management | | For | | For | | |
| | | 1c. | Election of Class I Director: Bradford L. Smith | Management | | For | | For | | |
| | | 1d. | Election of Class I Director: Anne M. Sweeney | Management | | For | | For | | |
| | | 2. | To ratify the appointment of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2018. | Management | | For | | For | | |
| | | 3. | Advisory approval of the Company's executive officer
compensation. | Management | | Against | | Against | | |
| | | 4. | Stockholder proposal to allow holders of an aggregate of
15% of outstanding common stock to call special
shareholder meeting, if properly presented at the
meeting. | Shareholder | | For | | Against | | |
| | | 5. | Stockholder proposal regarding proxy access bylaw for
director nominees by stockholders, if properly presented
at the meeting. | Shareholder | | For | | Against | | |
| | | 6. | Stockholder proposal regarding clawback policy, if
properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 7. | Stockholder proposal regarding shareholder right to act
by written consent, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 8. | Stockholder proposal regarding simple majority vote, if
properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 9. | Stockholder proposal to amend Sections 2.8 and 3.3 of
the bylaws to provide for the election of directors in
uncontested elections by a majority vote of shares voted,
if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | ALLIANCE DATA SYSTEMS CORPORATION | | |
| | | Security | 018581108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ADS | | | | | | Meeting Date | 06-Jun-2018 | |
| | | ISIN | US0185811082 | | | | | | Agenda | 934797424 - Management | |
| | | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1.1 | Election of Director: Bruce K. Anderson | Management | | For | | For | | |
| | | 1.2 | Election of Director: Roger H. Ballou | Management | | For | | For | | |
| | | 1.3 | Election of Director: Kelly J. Barlow | Management | | For | | For | | |
| | | 1.4 | Election of Director: E. Linn Draper, Jr. | Management | | For | | For | | |
| | | 1.5 | Election of Director: Edward J. Heffernan | Management | | For | | For | | |
| | | 1.6 | Election of Director: Kenneth R. Jensen | Management | | For | | For | | |
| | | 1.7 | Election of Director: Robert A. Minicucci | Management | | For | | For | | |
| | | 1.8 | Election of Director: Timothy J. Theriault | Management | | For | | For | | |
| | | 1.9 | Election of Director: Laurie A. Tucker | Management | | For | | For | | |
| | | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| | | 3. | Ratification of the selection of Deloitte & Touche LLP as
the independent registered public accounting firm of
Alliance Data Systems Corporation for 2018. | Management | | For | | For | | |
| | | ALPHABET INC. | | |
| | | Security | 02079K305 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | GOOGL | | | | | | Meeting Date | 06-Jun-2018 | |
| | | ISIN | US02079K3059 | | | | | | Agenda | 934803188 - Management | |
| | | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 05-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Larry Page | | | | For | | For | | |
| | | | | 2 | Sergey Brin | | | | For | | For | | |
| | | | | 3 | Eric E. Schmidt | | | | For | | For | | |
| | | | | 4 | L. John Doerr | | | | For | | For | | |
| | | | | 5 | Roger W. Ferguson, Jr. | | | | For | | For | | |
| | | | | 6 | Diane B. Greene | | | | For | | For | | |
| | | | | 7 | John L. Hennessy | | | | For | | For | | |
| | | | | 8 | Ann Mather | | | | For | | For | | |
| | | | | 9 | Alan R. Mulally | | | | For | | For | | |
| | | | | 10 | Sundar Pichai | | | | For | | For | | |
| | | | | 11 | K. Ram Shriram | | | | For | | For | | |
| | | 2. | The ratification of the appointment of Ernst & Young LLP
as Alphabet's independent registered public accounting
firm for the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | | 3. | The approval of amendments to Alphabet's 2012 Stock
Plan to increase the share reserve by 11,500,000 shares
of Class C capital stock and to prohibit the repricing of
stock options granted under the 2012 Stock Plan without
stockholder approval. | Management | | For | | For | | |
| | | 4. | A stockholder proposal regarding equal shareholder
voting, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 5. | A stockholder proposal regarding a lobbying report, if
properly presented at the meeting. | Shareholder | | Against | | For | | |
| | | 6. | A stockholder proposal regarding a report on gender pay,
if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 7. | A stockholder proposal regarding simple majority vote, if
properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | 8. | A stockholder proposal regarding a sustainability metrics
report, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | | 9. | A stockholder proposal regarding board diversity and
qualifications, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | | 10. | A stockholder proposal regarding a report on content
governance, if properly presented at the meeting. | Shareholder | | For | | Against | | |
| | | BOOKING HOLDINGS INC. | | |
| | | Security | 09857L108 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | BKNG | | | | | | Meeting Date | 07-Jun-2018 | |
| | | ISIN | US09857L1089 | | | | | | Agenda | 934800687 - Management | |
| | | Record Date | 12-Apr-2018 | | | | | | Holding Recon Date | 12-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 06-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Timothy M. Armstrong | | | | For | | For | | |
| | | | | 2 | Jeffery H. Boyd | | | | For | | For | | |
| | | | | 3 | Jeffrey E. Epstein | | | | For | | For | | |
| | | | | 4 | Glenn D. Fogel | | | | For | | For | | |
| | | | | 5 | Mirian Graddick-Weir | | | | For | | For | | |
| | | | | 6 | James M. Guyette | | | | For | | For | | |
| | | | | 7 | Robert J. Mylod, Jr. | | | | For | | For | | |
| | | | | 8 | Charles H. Noski | | | | For | | For | | |
| | | | | 9 | Nancy B. Peretsman | | | | For | | For | | |
| | | | | 10 | Nicholas J. Read | | | | For | | For | | |
| | | | | 11 | Thomas E. Rothman | | | | For | | For | | |
| | | | | 12 | Craig W. Rydin | | | | For | | For | | |
| | | | | 13 | Lynn M. Vojvodich | | | | For | | For | | |
| | | 2. | Ratification of Deloitte & Touche LLP as our independent
registered public accounting firm for the fiscal year
ending December 31, 2018. | Management | | For | | For | | |
| | | 3. | Advisory Vote to Approve 2017 Executive Compensation. | Management | | For | | For | | |
| | | 4. | Vote to Approve Amendments to the Company's 1999
Omnibus Plan. | Management | | For | | For | | |
| | | 5. | Stockholder Proposal requesting that the Company adopt
a policy that the Chairperson of the Board must be an
independent director. | Shareholder | | Against | | For | | |
| | | AUTODESK, INC. | | |
| | | Security | 052769106 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ADSK | | | | | | Meeting Date | 12-Jun-2018 | |
| | | ISIN | US0527691069 | | | | | | Agenda | 934810183 - Management | |
| | | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Andrew Anagnost | Management | | For | | For | | |
| | | 1b. | Election of Director: Crawford W. Beveridge | Management | | For | | For | | |
| | | 1c. | Election of Director: Karen Blasing | Management | | For | | For | | |
| | | 1d. | Election of Director: Reid French | Management | | For | | For | | |
| | | 1e. | Election of Director: Mary T. McDowell | Management | | For | | For | | |
| | | 1f. | Election of Director: Lorrie M. Norrington | Management | | For | | For | | |
| | | 1g. | Election of Director: Betsy Rafael | Management | | For | | For | | |
| | | 1h. | Election of Director: Stacy J. Smith | Management | | For | | For | | |
| | | 2. | Ratify the appointment of Ernst & Young LLP as
Autodesk, Inc.'s independent registered public accounting
firm for the fiscal year ending January 31, 2019. | Management | | For | | For | | |
| | | 3. | Approve, on an advisory (non-binding) basis, the
compensation of Autodesk, Inc.'s named executive
officers. | Management | | For | | For | | |
| | | BEST BUY CO., INC. | | |
| | | Security | 086516101 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | BBY | | | | | | Meeting Date | 12-Jun-2018 | |
| | | ISIN | US0865161014 | | | | | | Agenda | 934810309 - Management | |
| | | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Lisa M. Caputo | Management | | For | | For | | |
| | | 1b. | Election of Director: J. Patrick Doyle | Management | | For | | For | | |
| | | 1c. | Election of Director: Russell P. Fradin | Management | | For | | For | | |
| | | 1d. | Election of Director: Kathy J. Higgins Victor | Management | | For | | For | | |
| | | 1e. | Election of Director: Hubert Joly | Management | | For | | For | | |
| | | 1f. | Election of Director: David W. Kenny | Management | | For | | For | | |
| | | 1g. | Election of Director: Karen A. McLoughlin | Management | | For | | For | | |
| | | 1h. | Election of Director: Thomas L. Millner | Management | | For | | For | | |
| | | 1i. | Election of Director: Claudia F. Munce | Management | | For | | For | | |
| | | 1j. | Election of Director: Richelle P. Parham | Management | | For | | For | | |
| | | 2. | To ratify the appointment of Deloitte & Touche LLP as our
independent registered public accounting firm for the
fiscal year ending February 2, 2019. | Management | | For | | For | | |
| | | 3. | To approve in a non-binding advisory vote our named
executive officer compensation. | Management | | For | | For | | |
| | | SALESFORCE.COM, INC. | | |
| | | Security | 79466L302 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | CRM | | | | | | Meeting Date | 12-Jun-2018 | |
| | | ISIN | US79466L3024 | | | | | | Agenda | 934814939 - Management | |
| | | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Marc Benioff | Management | | For | | For | | |
| | | 1b. | Election of Director: Keith Block | Management | | For | | For | | |
| | | 1c. | Election of Director: Craig Conway | Management | | For | | For | | |
| | | 1d. | Election of Director: Alan Hassenfeld | Management | | For | | For | | |
| | | 1e. | Election of Director: Neelie Kroes | Management | | For | | For | | |
| | | 1f. | Election of Director: Colin Powell | Management | | For | | For | | |
| | | 1g. | Election of Director: Sanford Robertson | Management | | For | | For | | |
| | | 1h. | Election of Director: John V. Roos | Management | | For | | For | | |
| | | 1i. | Election of Director: Bernard Tyson | Management | | Against | | Against | | |
| | | 1j. | Election of Director: Robin Washington | Management | | For | | For | | |
| | | 1k. | Election of Director: Maynard Webb | Management | | For | | For | | |
| | | 1l. | Election of Director: Susan Wojcicki | Management | | For | | For | | |
| | | 2. | Amendment and restatement of our Certificate of
Incorporation to allow stockholders to request special
meetings of the stockholders. | Management | | For | | For | | |
| | | 3. | Amendment and restatement of our 2013 Equity
Incentive Plan to, among other things, increase the
number of shares authorized for issuance by 40 million
shares. | Management | | For | | For | | |
| | | 4. | Ratification of the appointment of Ernst & Young LLP as
our independent registered public accounting firm for the
fiscal year ending January 31, 2019. | Management | | For | | For | | |
| | | 5. | An advisory vote to approve the fiscal 2018
compensation of our named executive officers. | Management | | For | | For | | |
| | | 6. | A stockholder proposal requesting the elimination of
supermajority voting requirements. | Shareholder | | For | | Against | | |
| | | 7. | A stockholder proposal requesting a report on
Salesforce's criteria for investing in, operating in and
withdrawing from high-risk regions. | Shareholder | | Against | | For | | |
| | | NORWEGIAN CRUISE LINE HOLDINGS LTD | | |
| | | Security | G66721104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | NCLH | | | | | | Meeting Date | 20-Jun-2018 | |
| | | ISIN | BMG667211046 | | | | | | Agenda | 934810424 - Management | |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Class II Director: Adam M. Aron | Management | | For | | For | | |
| | | 1b. | Election of Class II Director: Stella David | Management | | For | | For | | |
| | | 1c. | Election of Class II Director: Mary E. Landry | Management | | For | | For | | |
| | | 2. | Approval, on a non-binding, advisory basis, of the
compensation of our named executive officers | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP ("PwC") as our
independent registered certified public accounting firm for
the year ending December 31, 2018 and the
determination of PwC's remuneration by the Audit
Committee of the Board of Directors | Management | | For | | For | | |
| | | EXPEDIA GROUP, INC. | | |
| | | Security | 30212P303 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | EXPE | | | | | | Meeting Date | 20-Jun-2018 | |
| | | ISIN | US30212P3038 | | | | | | Agenda | 934812973 - Management | |
| | | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 19-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of Director: Susan C. Athey | Management | | For | | For | | |
| | | 1b. | Election of Director: A. George "Skip" Battle | Management | | For | | For | | |
| | | 1c. | Election of Director: Courtnee A. Chun | Management | | For | | For | | |
| | | 1d. | Election of Director: Chelsea Clinton | Management | | For | | For | | |
| | | 1e. | Election of Director: Pamela L. Coe | Management | | For | | For | | |
| | | 1f. | Election of Director: Barry Diller | Management | | For | | For | | |
| | | 1g. | Election of Director: Jonathan L. Dolgen | Management | | For | | For | | |
| | | 1h. | Election of Director: Craig A. Jacobson | Management | | For | | For | | |
| | | 1i. | Election of Director: Victor A. Kaufman | Management | | Abstain | | Against | | |
| | | 1j. | Election of Director: Peter M. Kern | Management | | For | | For | | |
| | | 1k. | Election of Director: Dara Khosrowshahi | Management | | For | | For | | |
| | | 1l. | Election of Director: Mark D. Okerstrom | Management | | For | | For | | |
| | | 1m. | Election of Director: Scott Rudin | Management | | For | | For | | |
| | | 1n. | Election of Director: Christopher W. Shean | Management | | For | | For | | |
| | | 1o. | Election of Director: Alexander von Furstenberg | Management | | For | | For | | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
the Company's independent registered public accounting
firm for the year ending December 31, 2018. | Management | | For | | For | | |
| | | TRIPADVISOR, INC. | | |
| | | Security | 896945201 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | TRIP | | | | | | Meeting Date | 21-Jun-2018 | |
| | | ISIN | US8969452015 | | | | | | Agenda | 934808859 - Management | |
| | | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 20-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1. | DIRECTOR | Management | | | | | | |
| | | | | 1 | Gregory B. Maffei | | | | For | | For | | |
| | | | | 2 | Stephen Kaufer | | | | For | | For | | |
| | | | | 3 | Jay C. Hoag | | | | For | | For | | |
| | | | | 4 | Dipchand (Deep) Nishar | | | | For | | For | | |
| | | | | 5 | Jeremy Philips | | | | For | | For | | |
| | | | | 6 | Spencer M. Rascoff | | | | For | | For | | |
| | | | | 7 | Albert E. Rosenthaler | | | | For | | For | | |
| | | | | 8 | Robert S. Wiesenthal | | | | For | | For | | |
| | | 2. | To ratify the appointment of KPMG LLP as TripAdvisor,
Inc.s independent registered public accounting firm for
the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | | 3. | To approve the TripAdvisor, Inc. 2018 Stock and Annual
Incentive Plan. | Management | | Against | | Against | | |
| | | 4. | To approve (on an advisory basis) the compensation of
our named executive officers. | Management | | Against | | Against | | |
| | | 5. | To vote (on an advisory basis) on the frequency of future
advisory resolutions to approve the compensation of
TripAdvisor's named executive officers. | Management | | 1 Year | | Against | | |
| | | MASTERCARD INCORPORATED | | |
| | | Security | 57636Q104 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | MA | | | | | | Meeting Date | 26-Jun-2018 | |
| | | ISIN | US57636Q1040 | | | | | | Agenda | 934814535 - Management | |
| | | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a. | Election of director: Richard Haythornthwaite | Management | | For | | For | | |
| | | 1b. | Election of director: Ajay Banga | Management | | For | | For | | |
| | | 1c. | Election of director: Silvio Barzi | Management | | For | | For | | |
| | | 1d. | Election of director: David R. Carlucci | Management | | For | | For | | |
| | | 1e. | Election of director: Richard K. Davis | Management | | For | | For | | |
| | | 1f. | Election of director: Steven J. Freiberg | Management | | For | | For | | |
| | | 1g. | Election of director: Julius Genachowski | Management | | For | | For | | |
| | | 1h. | Election of director: Choon Phong Goh | Management | | For | | For | | |
| | | 1i. | Election of director: Merit E. Janow | Management | | For | | For | | |
| | | 1j. | Election of director: Nancy Karch | Management | | For | | For | | |
| | | 1k. | Election of director: Oki Matsumoto | Management | | For | | For | | |
| | | 1l. | Election of director: Rima Qureshi | Management | | For | | For | | |
| | | 1m. | Election of director: Jose Octavio Reyes Lagunes | Management | | For | | For | | |
| | | 1n. | Election of director: Jackson Tai | Management | | For | | For | | |
| | | 2. | Advisory approval of Mastercard's executive
compensation | Management | | For | | For | | |
| | | 3. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Mastercard for 2018 | Management | | For | | For | | |
| | | ACTIVISION BLIZZARD, INC. | | |
| | | Security | 00507V109 | | | | | | Meeting Type | Annual | |
| | | Ticker Symbol | ATVI | | | | | | Meeting Date | 26-Jun-2018 | |
| | | ISIN | US00507V1098 | | | | | | Agenda | 934825879 - Management | |
| | | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 | |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Jun-2018 | |
| | | SEDOL(s) | | | | | Quick Code | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | | |
| | | 1a | Election of Director: Reveta Bowers | Management | | For | | For | | |
| | | 1b | Election of Director: Robert Corti | Management | | For | | For | | |
| | | 1c | Election of Director: Hendrik Hartong III | Management | | For | | For | | |
| | | 1d | Election of Director: Brian Kelly | Management | | For | | For | | |
| | | 1e | Election of Director: Robert Kotick | Management | | For | | For | | |
| | | 1f | Election of Director: Barry Meyer | Management | | For | | For | | |
| | | 1g | Election of Director: Robert Morgado | Management | | For | | For | | |
| | | 1h | Election of Director: Peter Nolan | Management | | For | | For | | |
| | | 1i | Election of Director: Casey Wasserman | Management | | For | | For | | |
| | | 1j | Election of Director: Elaine Wynn | Management | | Against | | Against | | |
| | | 2 | To request advisory approval of our executive
compensation. | Management | | For | | For | | |
| | | 3 | To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for 2018. | Management | | For | | For | | |
| Registrant: ARROW INVESTMENTS TRUST -- Arrow Dogs of the World ETF | Item 1, Exhibit 6 |
| | |
| | Vote Summary |
| | | DUBAI FINANCIAL MARKET P.J.S.C, DUBAI | |
| | | Security | M28814107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-Mar-2018 |
| | | ISIN | AED000901010 | | | | | | Agenda | 709039805 - Management |
| | | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 |
| | | City / | Country | DUBAI | / | United Arab
Emirates | | | | | Vote Deadline Date | 22-Mar-2018 |
| | | SEDOL(s) | B1GPBP7 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 4 APR 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN-VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | 1 | APPROVE BOARD REPORT ON COMPANY
OPERATIONS FOR FY 2017 | Management | | Abstain | | Against | |
| | | 2 | APPROVE AUDITOR'S REPORT ON COMPANY
FINANCIAL STATEMENTS FOR FY 2017 | Management | | For | | For | |
| | | 3 | APPROVE SHARIAH SUPERVISORY BOARD REPORT
FOR FY 2017 | Management | | For | | For | |
| | | 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY
REPORTS FOR FY 2017 | Management | | For | | For | |
| | | 5 | APPROVE DIVIDENDS OF AED 0.05 PER SHARE | Management | | For | | For | |
| | | 6 | APPROVE DISCHARGE OF DIRECTORS FOR FY 2017 | Management | | For | | For | |
| | | 7 | APPROVE REMUNERATION OF DIRECTORS | Management | | For | | For | |
| | | 8 | APPROVE DISCHARGE OF AUDITORS FOR FY 2017 | Management | | For | | For | |
| | | 9 | RATIFY AUDITORS AND FIX THEIR REMUNERATION
FOR FY 2018 | Management | | For | | For | |
| | | 10 | ELECT SUPERVISORY BOARD MEMBERS
(BUNDLED) FOR FY 2018: FATWA AND SHARIA | Management | | Abstain | | Against | |
| | | 11 | APPROVE RELATED PARTY TRANSACTIONS | Management | | Abstain | | Against | |
| | | 12 | APPROVE RESTRUCTURING PLAN FOR DUBAI
FINANCIAL MARKET | Management | | For | | For | |
| | | CMMT | 15 MAR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE TEXT OF-RESOLUTION
10. IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU. | Non-Voting | | | | | |
| | | DUBAI INVESTMENTS PJSC, DUBAI | |
| | | Security | M2888H101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 18-Apr-2018 |
| | | ISIN | AED000601016 | | | | | | Agenda | 709149036 - Management |
| | | Record Date | 17-Apr-2018 | | | | | | Holding Recon Date | 17-Apr-2018 |
| | | City / | Country | DUBAI | / | United Arab
Emirates | | | | | Vote Deadline Date | 12-Apr-2018 |
| | | SEDOL(s) | 6388357 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 25 APR 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | 1 | APPROVE BOARD REPORT ON COMPANY
OPERATIONS FOR FY 2017 | Management | | For | | For | |
| | | 2 | APPROVE AUDITORS' REPORT ON COMPANY
FINANCIAL STATEMENTS FOR FY 2017 | Management | | For | | For | |
| | | 3 | ACCEPT CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY REPORTS FOR FY 2017 | Management | | For | | For | |
| | | 4 | APPROVE DIVIDENDS OF AED 0.12 PER SHARE FOR
FY 2017 | Management | | For | | For | |
| | | 5 | APPROVE REMUNERATION OF DIRECTORS | Management | | For | | For | |
| | | 6 | APPROVE DISCHARGE OF DIRECTORS FOR FY 2017 | Management | | For | | For | |
| | | 7 | APPROVE DISCHARGE OF AUDITORS FOR FY 2017 | Management | | For | | For | |
| | | 8 | ALLOW CHAIRMAN AND DIRECTORS TO ENGAGE IN
COMMERCIAL TRANSACTIONS WITH COMPETITORS | Management | | For | | For | |
| | | 9 | RATIFY AUDITORS AND FIX THEIR REMUNERATION
FOR FY 2018 | Management | | For | | For | |
| | | DAMAC PROPERTIES DUBAI CO PJSC, DUBAI | |
| | | Security | M0858Z101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-Apr-2018 |
| | | ISIN | AED001301012 | | | | | | Agenda | 709174344 - Management |
| | | Record Date | 19-Apr-2018 | | | | | | Holding Recon Date | 19-Apr-2018 |
| | | City / | Country | DUBAI | / | United Arab
Emirates | | | | | Vote Deadline Date | 16-Apr-2018 |
| | | SEDOL(s) | BVC39Y0 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 29 APRIL 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE DIRECTORS
REPORT CONCERNING THE ACTIVITIES AND
FINANCIAL POSITION OF THE COMPANY FOR THE
YEAR ENDED 31 DEC 2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE AUDITORS
REPORT FOR THE YEAR ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE COMPANY'S
STATEMENT OF FINANCIAL POSITION AND THE
STATEMENT OF PROFIT AND LOSS FOR THE YEAR
ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE BOARD
PROPOSAL TO DISTRIBUTE CASH DIVIDEND TO
SHAREHOLDERS AMOUNTING AED 1,512,500,000
FOR THE FINANCIAL YEAR 2017, EQUAL TO 25PCT
OF THE PAID UP SHARE CAPITAL, BEING 25 FILS
PER SHARE | Management | | For | | For | |
| | | 5 | TO DISCHARGE THE DIRECTORS FORM THEIR
LIABILITIES FOR THE YEAR ENDING 31 DEC 2017,
OR AS THE CASE COULD BE TO DISMISS AND
PURSUE DIRECTORS | Management | | For | | For | |
| | | 6 | TO DISCHARGE THE AUDITORS FORM THEIR
LIABILITIES FOR THE YEAR ENDING 31 DEC 2017,
OR AS THE CASE COULD BE TO DISMISS AND
PURSUE AUDITORS | Management | | For | | For | |
| | | 7 | TO APPOINT AN AUDITORS AND TO DETERMINE
THEIR REMUNERATION | Management | | For | | For | |
| | | 8 | TO ALLOW DIRECTORS TO CONDUCT COMPETITIVE
BUSINESS, EXCEPT SELLING OFF PLAN, PURSUANT
ARTICLE 152, ITEM 3, OF THE COMMERCIAL
COMPANY LAW | Management | | For | | For | |
| | | 9 | ITEM REQUIRES A SPECIAL RESOLUTION, TO
DISCUSS AND APPROVE BOARDS
RECOMMENDATION TO, ALLOCATE AN AMOUNT OF
TEN MILLION DIRHAMS FOR SOCIAL CORPORATE
RESPONSIBLY PURPOSE AND TO AUTHORIZE THE
BOARD TO DECIDE ON THE BENEFICIARY NAME
AND THE AMOUNT TO BE PAID FOR SUCH
BENEFICIARY UNDER THIS CLAUSE | Management | | For | | For | |
| | | EMAAR PROPERTIES, DUBAI | |
| | | Security | M4025S107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-Apr-2018 |
| | | ISIN | AEE000301011 | | | | | | Agenda | 709292697 - Management |
| | | Record Date | 19-Apr-2018 | | | | | | Holding Recon Date | 19-Apr-2018 |
| | | City / | Country | DUBAI | / | United Arab
Emirates | | | | | Vote Deadline Date | 13-Apr-2018 |
| | | SEDOL(s) | 6302272 - B01RM25 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 29 APR 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 899740 DUE TO RESOLUTION-10 IS
SPLIT. ALL VOTES RECEIVED ON THE PREVIOUS
MEETING WILL BE DISREGARDED-IF VOTE
DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE REINSTRUCT ON THIS-
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND YOUR VOTE INTENTIONS-ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE ENSURE
VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS SOON AS POSSIBLE
ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | | | | | |
| | | 1 | TO RECEIVE AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS ON THE ACTIVITIES AND
FINANCIAL POSITION OF THE COMPANY FOR THE
FISCAL YEAR ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 2 | TO RECEIVE AND APPROVE THE AUDITORS
REPORT FOR THE FISCAL YEAR ENDING 31 DEC
2017 | Management | | For | | For | |
| | | 3 | TO DISCUSS AND APPROVE THE COMPANY'S
BALANCE SHEET AND THE PROFIT AND LOSS
ACCOUNT FOR THE FISCAL YEAR ENDING 31 DEC
2017 | Management | | For | | For | |
| | | 4 | TO DISCUSS THE PROPOSAL OF THE BOARD OF
DIRECTORS REGARDING DISTRIBUTION OF
DIVIDENDS TO THE SHAREHOLDERS AMOUNTING
TO AED 1,002,363,443.48, ONE BILLION AND TWO
MILLION AND THREE HUNDRED SIXTY THREE
THOUSAND AND FOUR HUNDRED FORTY THREE | Management | | For | | For | |
| | | | DIRHAMS AND FORTY EIGHT FILS, REPRESENTING
14PCT OF THE SHARE CAPITAL BEING 14 FILS PER
SHARE IN ACCORDANCE WITH THE PROPOSALS
MADE TO THE GENERAL MEETING HELD ON 14 JAN
2018, AND THE BALANCE OF NET PROFIT SHALL BE
TRANSFERRED TO THE RESERVE | | | | | | | |
| | | 5 | TO CONSIDER THE APPROVAL OF THE PAYMENT
OF BONUS TO NON EXECUTIVE MEMBERS OF THE
BOARD OF DIRECTORS FOR THE FISCAL YEAR
ENDING 31 DEC 2017 AMOUNTING TO AED
38,630,000, THIRTY EIGHT MILLION AND SIX
HUNDRED THIRTY THOUSAND DIRHAMS | Management | | For | | For | |
| | | 6 | TO DISCHARGE THE MEMBERS OF THE BOARD OF
DIRECTORS FROM LIABILITY FOR THE FISCAL YEAR
ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 7 | TO DISCHARGE THE AUDITORS FROM LIABILITY
FOR THE FISCAL YEAR ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 8 | TO APPOINT THE AUDITORS FOR THE YEAR 2018
AND DETERMINE THEIR REMUNERATION | Management | | For | | For | |
| | | 9 | SPECIAL RESOLUTION TO APPROVE THE
AMENDMENT OF ARTICLE 19A OF THE COMPANY'S
ARTICLES OF ASSOCIATION TO AMEND THE
NUMBER OF BOARD MEMBERS TO BECOME 9
MEMBERS INSTEAD OF 11 MEMBERS, AND TO
AMEND ARTICLE 29 OF THE COMPANY'S ARTICLES
OF ASSOCIATION TO CANCEL THE MAXIMUM
NUMBER OF RESOLUTIONS BY CIRCULATION
PERMITTED TO BE TAKEN BY THE BOARD OF
DIRECTORS IN CASES OF URGENCY | Management | | For | | For | |
| | | 10.1 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: MOHAMED ALI RASHED ALABBAR | Management | | Abstain | | Against | |
| | | 10.2 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: HUSSAIN AHMAD DHAEN AL QEMZI | Management | | Abstain | | Against | |
| | | 10.3 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: AHMAD THANI RASHED AL MATROOSHI | Management | | Abstain | | Against | |
| | | 10.4 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: AHMED JAMAL H JAWA | Management | | Abstain | | Against | |
| | | 10.5 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: JAMAL MAJED KHALFAN BIN THENIYAH | Management | | Abstain | | Against | |
| | | 10.6 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: ARIF OBAID SAEED MOHAMMAD AL
DEHAIL AL MEHAIRI | Management | | Abstain | | Against | |
| | | 10.7 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: ABDULRAHMAN HAREB RASHED HAREB
AL HAREB | Management | | Abstain | | Against | |
| | | 10.8 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: ABDULLA SAEED BIN MAJID
BELYOAHAH | Management | | Abstain | | Against | |
| | | 10.9 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: JAMAL HAMED THANI BUTI AL MARRI | Management | | Abstain | | Against | |
| | | 10.10 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: RAJA ESSA SALEH AL GURG | Management | | Abstain | | Against | |
| | | 10.11 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: MONA MOHAMED ABDULRAHMAN FEKRI
AL BASTAKI | Management | | Abstain | | Against | |
| | | 10.12 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: EMAN MOHAMED AHMED AL MUTAWA
AL SUWAIDI | Management | | Abstain | | Against | |
| | | 10.13 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: LAILA ALI SAIF BIN HARIB AL MHEIRI | Management | | Abstain | | Against | |
| | | 10.14 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: BASSAM NABIL FALAH | Management | | Abstain | | Against | |
| | | 10.15 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: MUSTAFA ALI MOHAMED BINDAGHAR
AL SHERYANI | Management | | Abstain | | Against | |
| | | 10.16 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: JASSIM MOHD ABDUL RAHIM AL ALI | Management | | Abstain | | Against | |
| | | 10.17 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: HALA YOUSUF MOHD HADI BADRI | Management | | Abstain | | Against | |
| | | 10.18 | TO ELECT MEMBER OF THE NEW BOARD OF
DIRECTOR: MARIAM ABDULKARIM MUBARAK
NASSIB AL RASASI | Management | | Abstain | | Against | |
| | | 11 | TO GRANT APPROVAL UNDER ARTICLE 152,
PARAGRAPH 3 OF FEDERAL LAW NO. 2 OF 2015
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
TO CARRY ON ACTIVITIES INCLUDED IN THE
OBJECTS OF THE COMPANY | Management | | For | | For | |
| | | 12 | SPECIAL RESOLUTION TO APPROVE THE
CONSTITUTIVE REGULATION OF THE EMPLOYEES
INCENTIVE PROGRAM GRANTING THE EMPLOYEES
THE OPTION TO PURCHASE SHARES OF THE
COMPANY ACCORDING TO THE PROVISIONS OF
ARTICLE 226 OF FEDERAL LAW NO 2 OF 2015 ON
COMMERCIAL COMPANIES, AND ACCORDING TO
THE FOLLOWING MAIN TERMS AND CONDITIONS, I.
MAXIMUM NUMBER OF SHARES WHICH CAN BE
ISSUED FOR THE PURPOSE OF IMPLEMENTATION
OF THE PROGRAM, 2.5PCT OF THE COMPANY'S
SHARE CAPITAL TO BE ISSUED AFTER OBTAINING
THE APPROVAL OF THE SECURITIES AND
COMMODITIES AUTHORITY. II. TOTAL PERIOD OF
THE PROGRAM, 6 YEARS. III. PERIOD OF
ELIGIBILITY OF QUALIFIED EMPLOYEES FOR THE
INCENTIVE SHARES, 3 YEARS FOR EACH TRANCHE
OF THE PROGRAM. THE PROGRAM WILL HAVE 4
TRANCHES OVER ITS 6 YEAR DURATION. IV.
GRADES OF EMPLOYEES ELIGIBLE FOR THE | Management | | For | | For | |
| | | | INCENTIVE SHARES, THE PROGRAM WILL BE OPEN
TO EMPLOYEES, BUT NOT MEMBERS OF THE
BOARD OF DIRECTORS, THAT COMPLETED AT
LEAST 2 YEARS OF SERVICE WITH THE COMPANY
AND ARE EMPLOYED AT GRADE 7, GRADE 8 OR
GRADE 9 | | | | | | | |
| | | 13 | SPECIAL RESOLUTION TO APPROVE THE
VOLUNTARY CONTRIBUTIONS MADE BY THE
COMPANY IN THE CONTEXT OF CORPORATE
SOCIAL RESPONSIBILITY FOR THE YEARS 2016 AND
2017 AS SET OUT IN THE FINANCIAL STATEMENTS
FOR THESE TWO YEARS, AND TO AUTHORIZE THE
BOARD OF DIRECTORS TO APPROVE VOLUNTARY
CONTRIBUTIONS FOR THE YEAR 2018 NOT
EXCEEDING 2PCT OF THE AVERAGE NET PROFITS
OF THE COMPANY DURING THE TWO PREVIOUS
FISCAL YEARS | Management | | For | | For | |
| | | EMAAR MALLS GROUP PJSC, DUBAI | |
| | | Security | M4026J106 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 23-Apr-2018 |
| | | ISIN | AEE001501015 | | | | | | Agenda | 709153946 - Management |
| | | Record Date | 22-Apr-2018 | | | | | | Holding Recon Date | 22-Apr-2018 |
| | | City / | Country | DUBAI | / | United Arab
Emirates | | | | | Vote Deadline Date | 17-Apr-2018 |
| | | SEDOL(s) | BQWJP56 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | TO RECEIVE AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS ON THE ACTIVITIES AND
FINANCIAL POSITION OF THE COMPANY FOR THE
FISCAL YEAR ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 2 | TO RECEIVE AND APPROVE THE AUDITORS
REPORT FOR THE FISCAL YEAR ENDING 31 DEC
2017 | Management | | For | | For | |
| | | 3 | TO DISCUSS AND APPROVE THE COMPANY'S
BALANCE SHEET AND THE PROFIT AND LOSS
ACCOUNT FOR THE FISCAL YEAR ENDING 31 DEC
2017 | Management | | For | | For | |
| | | 4 | TO DISCUSS THE PROPOSAL OF THE BOARD OF
DIRECTORS REGARDING DISTRIBUTION OF
DIVIDENDS TO THE SHAREHOLDERS FOR A TOTAL
AMOUNT OF AED 1,301,430,000, ONE BILLION AND
THREE HUNDRED AND ONE MILLION AND FOUR
HUNDRED AND THIRTY THOUSAND DIRHAMS,
REPRESENTING 10PCT OF THE SHARE CAPITAL
BEING 10 FILS PER SHARE FOR THE FISCAL YEAR
ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 5 | TO CONSIDER THE APPROVAL OF THE PAYMENT
OF BONUS TO THE BOARD OF DIRECTORS FOR THE
FISCAL YEAR ENDING 31 DEC 2017 AMOUNTING TO
AED 650,000, SIX HUNDRED AND FIFTY THOUSAND
DIRHAMS, FOR EACH BOARD MEMBER, INCLUDING
THE VICE CHAIRMAN, AND PAYMENT OF BONUS
AMOUNTING TO AED 1,000,000, ONE MILLION
DIRHAMS, TO THE COMPANY'S CHAIRMAN FOR THE
YEAR 2017 | Management | | For | | For | |
| | | 6 | TO DISCHARGE THE MEMBERS OF THE BOARD OF
DIRECTORS FROM LIABILITY FOR THE FISCAL YEAR
ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 7 | TO DISCHARGE THE AUDITORS FROM LIABILITY
FOR THE FISCAL YEAR ENDING 31 DEC 2017 | Management | | For | | For | |
| | | 8 | TO APPOINT THE AUDITORS FOR THE YEAR 2018
AND DETERMINE THEIR REMUNERATION | Management | | For | | For | |
| | | 9 | TO GRANT APPROVAL UNDER ARTICLE 152,
PARAGRAPH 3 OF FEDERAL LAW NO. 2 OF 2015
FOR THE MEMBERS OF THE BOARD OF DIRECTORS
TO CARRY ON ACTIVITIES INCLUDED IN THE
OBJECTS OF THE COMPANY | Management | | For | | For | |
| | | 10 | SPECIAL RESOLUTION TO APPROVE THE
AMENDMENT OF ARTICLE 29 OF THE COMPANY'S
ARTICLES OF ASSOCIATION TO CANCEL THE
MAXIMUM NUMBER OF RESOLUTIONS BY
CIRCULATION PERMITTED TO BE TAKEN BY THE
BOARD OF DIRECTORS IN CASES OF URGENCY | Management | | For | | For | |
| | | 11 | SPECIAL RESOLUTION TO APPROVE THE
CONSTITUTIVE REGULATION OF THE EMPLOYEES
INCENTIVE PROGRAM GRANTING THE EMPLOYEES
THE OPTION TO PURCHASE SHARES OF THE
COMPANY ACCORDING TO THE PROVISIONS OF
ARTICLE 226 OF FEDERAL LAW NO 2 OF 2015 ON
COMMERCIAL COMPANIES, AND ACCORDING TO
THE FOLLOWING MAIN TERMS AND CONDITIONS, I.
MAXIMUM NUMBER OF SHARES WHICH CAN BE
ISSUED FOR THE PURPOSE OF IMPLEMENTATION
OF THE PROGRAM, 2.5PCT OF THE COMPANY'S
SHARE CAPITAL TO BE ISSUED AFTER OBTAINING
THE APPROVAL OF THE SECURITIES AND
COMMODITIES AUTHORITY. II. TOTAL PERIOD OF
THE PROGRAM, 6 YEARS. III. PERIOD OF
ELIGIBILITY OF QUALIFIED EMPLOYEES FOR THE
INCENTIVE SHARES, 3 YEARS FOR EACH TRANCHE
OF THE PROGRAM. THE PROGRAM WILL HAVE 4
TRANCHES OVER ITS 6 YEAR DURATION. IV.
GRADES OF EMPLOYEES ELIGIBLE FOR THE
INCENTIVE SHARES, THE PROGRAM WILL BE OPEN
TO EMPLOYEES, WHO ARE NOT MEMBERS OF THE
BOARD OF DIRECTORS, THAT COMPLETED AT
LEAST 2 YEARS OF SERVICE WITH THE COMPANY
AND ARE EMPLOYED AT GRADE 7, GRADE 8 OR
GRADE 9 | Management | | For | | For | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 30 APR 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | ISRAEL CHEMICALS LTD, TEL AVIV-JAFFA | |
| | | Security | M5920A109 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | IL0002810146 | | | | | | Agenda | 709055671 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 17-Apr-2018 |
| | | SEDOL(s) | 6455530 - 6460211 - B020267 -
BYXD8N2 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | APPROVAL OF THE COMPENSATION TERMS OF
NEW CEO, MR. ZOLLER | Management | | For | | For | |
| | | 2 | APPROVAL OF THE ANNUAL EQUITY GRANT FOR
2018 FOR NEW CEO, MR. ZOLLER | Management | | For | | For | |
| | | 3 | APPROVAL OF A SPECIAL BONUS TO BOARD
EXECUTIVE CHAIRMAN, MR. JONATHAN LOCKER | Management | | For | | For | |
| | | 4 | APPROVAL OF THE RENEWED MANAGEMENT
SERVICES AGREEMENT WITH ISRAEL
CORPORATION LTD | Management | | For | | For | |
| | | OIL REFINERIES LTD. | |
| | | Security | M7521B106 | | | | | | Meeting Type | Special General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-Apr-2018 |
| | | ISIN | IL0025902482 | | | | | | Agenda | 709125810 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | HAIFA | / | Israel | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | B1S0581 - B1YMQ44 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | REELECT MORDEHAI ZEEV LIPSHITZ AS EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 2 | APPROVE COMPENSATION POLICY FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY | Management | | For | | For | |
| | | 3 | APPROVE EMPLOYMENT TERMS OF YASHAR BEN-
MORDECHAI AS CEO | Management | | For | | For | |
| | | 4 | APPROVE ANNUAL BONUS TO ELI OVADIA,
CHAIRMAN | Management | | For | | For | |
| | | NOVA MEASURING INSTRUMENTS LTD. | |
| | | Security | M7516K103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | IL0010845571 | | | | | | Agenda | 709153011 - Management |
| | | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 |
| | | City / | Country | NESS
ZIONA | / | Israel | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 2577740 - 6534161 - B1BM283 -
BG05PR8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1.A | RE-ELECT THE FOLLOWING PERSON AS COMPANY
DIRECTOR (SPLIT VOTE): MR. MICHAEL BRUNSTEIN | Management | | For | | For | |
| | | 1.B | RE-ELECT THE FOLLOWING PERSON AS COMPANY
DIRECTOR (SPLIT VOTE): MR. AVI COHEN | Management | | For | | For | |
| | | 1.C | RE-ELECT THE FOLLOWING PERSON AS COMPANY
DIRECTOR (SPLIT VOTE): MR. RAANAN COHEN | Management | | For | | For | |
| | | 1.D | RE-ELECT THE FOLLOWING PERSON AS COMPANY
DIRECTOR (SPLIT VOTE): MR. ELI FRUCHER | Management | | For | | For | |
| | | 2 | ELECT: MR. RONNIE (MIRON) KENNETH AS A
COMPANY DIRECTOR | Management | | For | | For | |
| | | 3 | RE-ELECT: MS. DAFNA GRUBER AS A NON-
EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | 4 | AMEND THE TERMS OF EMPLOYMENT FOR MR.
EITAN OPPENHAIM, THE COMPANY'S PRESIDENT
AND CEO | Management | | For | | For | |
| | | 5 | AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION | Management | | For | | For | |
| | | 6 | REAPPOINT KOST FORER GABBAY AND KASIERER,
A MEMBER FIRM OF ERNST AND YOUNG, AS THE
COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
UNTIL THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING | Management | | For | | For | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 30 APR 2018. CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 899600 DUE TO RESOLUTION-1
SHOULD BE SPLIT. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU | Non-Voting | | | | | |
| | | CMMT | 03 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-OF
RESOLUTION 1.A. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 907600,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | CONSTELLATION SOFTWARE INC, TORONTO | |
| | | Security | 21037X100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | CA21037X1006 | | | | | | Agenda | 709162628 - Management |
| | | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 20-Apr-2018 |
| | | SEDOL(s) | B15C4L6 - B15CSH0 - B1DVQW0 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: JEFF BENDER | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: LAWRENCE
CUNNINGHAM | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: MEREDITH (SAM) HAYES | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: ROBERT KITTEL | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: MARK LEONARD | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: PAUL MCFEETERS | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: MARK MILLER | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: LORI O'NEILL | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: STEPHEN R. SCOTCHMER | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: ROBIN VAN POELJE | Management | | For | | For | |
| | | 2 | RE-APPOINTMENT OF KPMG LLP, AS AUDITORS OF
THE CORPORATION FOR THE ENSUING YEAR AND
TO AUTHORIZE THE DIRECTORS TO FIX THE
REMUNERATION TO BE PAID TO THE AUDITORS | Management | | Against | | Against | |
| | | 3 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: THE SHAREHOLDER
PROPOSAL AS SET OUT IN SCHEDULE "A" OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR | Shareholder | | For | | Against | |
| | | BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. | |
| | | Security | M2012Q100 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | IL0002300114 | | | | | | Agenda | 709296657 - Management |
| | | Record Date | 29-Mar-2018 | | | | | | Holding Recon Date | 29-Mar-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 5793628 - 6098032 - B01ZLB1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 912919 DUE TO RECEIPT OF-
ADDITIONAL RESOLUTIONS 1 AND 9. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING-WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE-REINSTRUCT
ON THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND-YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS-SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING.
THANK YOU. | Non-Voting | | | | | |
| | | 1 | DEBATE OF COMPANY FINANCIAL STATEMENTS
FOR 2017 | Non-Voting | | | | | |
| | | 2 | APPOINTMENT OF THE SOMECH HAIKIN CPA FIRM
AS COMPANY AUDITING ACCOUNTANT AND
AUTHORIZATION OF THE BOARD TO DETERMINE
ITS COMPENSATION | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
CANDIDATES TO BE ELECTED AS DIRECTORS,-
THERE IS ONLY 1 VACANCY AVAILABLE TO BE
FILLED AT THE MEETING. THE STANDING-
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE, YOU ARE-
REQUIRED TO VOTE FOR ONLY 1 OF THE 2
DIRECTORS. THANK YOU | Non-Voting | | | | | |
| | | 3.1 | DETERMINATION OF BOARD COMPOSITION AND ITS
NUMBER OF MEMBERS OUT OF THE FOLLOWING
ALTERNATIVES (ONLY ONE ALTERNATIVE CAN BE
CHOSEN): COMPANY PROPOSAL: THE NUMBER OF
BOARD MEMBERS WILL BE 13. BOARD
COMPOSITION WILL INCLUDE: 3 SERVING
EXTERNAL DIRECTORS PLUS 2 EXTERNAL
DIRECTORS TO BE ELECTED IN THIS MEETING,
TOTALING 5 EXTERNAL DIRECTORS: 2
INDEPENDENT DIRECTORS: 1 DIRECTOR FROM
AMONGST THE EMPLOYEES: 5 NON-EXTERNAL AND
NOT NECESSARILY INDEPENDENT DIRECTORS
(COMPOSITION ALTERNATIVE A ) | Management | | For | | For | |
| | | 3.2 | DETERMINATION OF BOARD COMPOSITION AND ITS
NUMBER OF MEMBERS OUT OF THE FOLLOWING
ALTERNATIVES (ONLY ONE ALTERNATIVE CAN BE
CHOSEN): PROPOSAL DERIVED FROM THE
REQUIREMENT UNDER SECTION 63(B): THE
NUMBER OF BOARD MEMBERS WILL BE 15.BOARD
COMPOSITION WILL INCLUDE: 3 SERVING
EXTERNAL DIRECTORS PLUS 3 EXTERNAL
DIRECTORS TO BE ELECTED IN THIS MEETING,
TOTALING 6 EXTERNAL DIRECTORS: 2
INDEPENDENT DIRECTORS: 1DIRECTOR FROM
AMONGST THE EMPLOYEES: 6 NON-EXTERNAL AND
NOT NECESSARILY INDEPENDENT DIRECTORS
(COMPOSITION ALTERNATIVE B). ELECTED FROM
THE TWO ALTERNATIVES WILL BE THE ONE
RECEIVING THE MAJORITY OF AFFIRMATIVE VOTES
OF SHAREHOLDERS ATTENDING THE VOTE | Management | | | | | |
| | | CMMT | PLEASE NOTE THAT IF RESOLUTION 3.1 HAS BEEN
PASSED, THEN ONLY 5 REGULAR-DIRECTORS WHO
RECEIVE MAJORITY VOTES IN FAVOUR WILL BE
ELECTED AND IF 3.2 HAS-BEEN PASSED, THEN ALL
THE 6 REGULAR DIRECTORS WILL BE ELECTED.
THANK YOU | Non-Voting | | | | | |
| | | 4.1 | APPOINTMENT OF MR SHLOMO RODAV AS A
REGULAR DIRECTOR | Management | | Against | | Against | |
| | | 4.2 | APPOINTMENT OF MR DORON TURGEMAN AS A
REGULAR DIRECTOR | Management | | Against | | Against | |
| | | 4.3 | APPOINTMENT OF MR AMI BARLEV AS A REGULAR
DIRECTOR | Management | | Against | | Against | |
| | | 4.4 | APPOINTMENT OF MR ILAN BIRAN AS A REGULAR
DIRECTOR | Management | | For | | For | |
| | | 4.5 | APPOINTMENT OF MR ORLY GUY AS A REGULAR
DIRECTOR | Management | | Against | | Against | |
| | | 4.6 | APPOINTMENT OF MR AVITAL BAR-DAYAN AS A
REGULAR DIRECTOR | Management | | Against | | Against | |
| | | 5 | APPOINTMENT OF A DIRECTOR FROM AMONGST
THE EMPLOYEES - MR. RAMI NOMKIN | Management | | Against | | Against | |
| | | 6.1 | APPOINTMENT OF MR DAVID GRANOT AS
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | 6.2 | APPOINTMENT OF MR DOV KOTLER AS
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT IF RESOLUTION 3.1 HAS BEEN
PASSED, THEN ONLY 2 OUT OF 8-EXTERNAL
DIRECTORS WHO RECEIVE MAJORITY VOTES IN
FAVOUR WILL BE ELECTED AND-IF RESOLUTION 3.2
HAS BEEN PASSED, THEN ONLY 3 OUT OF 8
EXTERNAL DIRECTORS-WHO RECEIVE MAJORITY
VOTES IN FAVOUR WILL BE ELECTED. THANK YOU | Non-Voting | | | | | |
| | | 7.1 | APPOINTMENT OF DORON BIRGER AS AN
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 7.2 | APPOINTMENT OF IDIT LUSKY AS AN EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 7.3 | APPOINTMENT OF AMNON DICK AS AN EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 7.4 | APPOINTMENT OF DAVID AVNER AS AN EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 7.5 | APPOINTMENT OF JACOB GOLDMAN AS AN
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 7.6 | APPOINTMENT OF SHLOMO ZOHAR AS AN
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 7.7 | APPOINTMENT OF NAOMI ZANDEHAUS AS AN
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 7.8 | APPOINTMENT OF YIGAL BAR YOSEF AS AN
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 8 | APPROVAL OF DIVIDEND DISTRIBUTION | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT BOARD DOES NOT MAKE ANY
RECOMMENDATION ON RESOLUTION 9 | Non-Voting | | | | | |
| | | 9 | SHAREHOLDERS EXPRESS DISTRUST IN THE
ABILITY OF EXTERNAL DIRECTORS, MS. TALI SIMON
AND MR. MORDECHAI KERET TO FAITHFULLY
REPRESENT THE SHAREHOLDERS AND COMPANY'S
INTERESTS AND CALL THE BOARD TO DEBATE THIS
RESOLUTION | Management | | For | | For | |
| | | AZRIELI GROUP LTD, TEL-AVIV | |
| | | Security | M1571Q105 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 30-Apr-2018 |
| | | ISIN | IL0011194789 | | | | | | Agenda | 709139491 - Management |
| | | Record Date | 28-Mar-2018 | | | | | | Holding Recon Date | 28-Mar-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | B5MN1W0 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | APPROVAL OF THE SERVICE AND EMPLOYMENT
CONDITIONS OF COMPANY CEO, MR. EYAL
CHENKIN (THROUGH A PRIVATE COMPANY FULLY
OWNED BY HIM) | Management | | For | | For | |
| | | 2.1 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MS. DANNA AZRIELI | Management | | For | | For | |
| | | 2.2 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MS. SHARON AZRIELI | Management | | Against | | Against | |
| | | 2.3 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MS. NAOMI AZRIELI | Management | | For | | For | |
| | | 2.4 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MR. MENACHEM EINAN | Management | | Against | | Against | |
| | | 2.5 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MR. JOSEPH CHAHANOVER | Management | | For | | For | |
| | | 2.6 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MS. TZIPORA CARMON | Management | | For | | For | |
| | | 2.7 | THE REAPPOINTMENT OF THE FOLLOWING
COMPANY DIRECTOR: MR. ORAN DROR | Management | | Against | | Against | |
| | | 3 | REAPPOINTMENT OF THE BRIGHTMAN ALMAGOR
ZOHAR AND CO. CPA FIRM AS COMPANY AUDITING
ACCOUNTANT UNTIL THE NEXT ANNUAL MEETING | Management | | For | | For | |
| | | 4 | DEBATE OF COMPANY AUDITED FINANCIAL
STATEMENTS AND BOARD REPORT FOR THE YEAR
THAT ENDED ON DECEMBER 31ST 2017 | Management | | For | | For | |
| | | CANADIAN NATURAL RESOURCES LTD, CALGARY AB | |
| | | Security | 136385101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | CA1363851017 | | | | | | Agenda | 709091324 - Management |
| | | Record Date | 14-Mar-2018 | | | | | | Holding Recon Date | 14-Mar-2018 |
| | | City / | Country | CALGAR
Y | / | Canada | | | | | Vote Deadline Date | 27-Apr-2018 |
| | | SEDOL(s) | 2125202 - 2171573 - 5313673 -
B1SNWG7 - BHZLCK0 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3, AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.11 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: CATHERINE M. BEST | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: N. MURRAY EDWARDS | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: TIMOTHY W. FAITHFULL | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: CHRISTOPHER L. FONG | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: AMBASSADOR GORDON
D. GIFFIN | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: WILFRED A. GOBERT | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: STEVE W. LAUT | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: TIM S. MCKAY | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: HONOURABLE FRANK J.
MCKENNA | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: DAVID A. TUER | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: ANNETTE M.
VERSCHUREN | Management | | For | | For | |
| | | 2 | THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP, CHARTERED
ACCOUNTANTS, CALGARY, ALBERTA, AS AUDITORS
OF THE CORPORATION FOR THE ENSUING YEAR
AND THE AUTHORIZATION OF THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS OF
THE CORPORATION TO FIX THEIR REMUNERATION | Management | | For | | For | |
| | | 3 | ON AN ADVISORY BASIS, ACCEPTING THE
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
INFORMATION CIRCULAR | Management | | For | | For | |
| | | FORTIS INC | |
| | | Security | 349553107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | CA3495531079 | | | | | | Agenda | 709133754 - Management |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 |
| | | City / | Country | ST.JOHN
'S | / | Canada | | | | | Vote Deadline Date | 27-Apr-2018 |
| | | SEDOL(s) | 2347200 - B3BH7R6 - B3QV126 -
BJ04L56 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | TO ELECT THE DIRECTOR: TRACEY C. BALL | Management | | For | | For | |
| | | 1.2 | TO ELECT THE DIRECTOR: PIERRE J. BLOUIN | Management | | For | | For | |
| | | 1.3 | TO ELECT THE DIRECTOR: PAUL J. BONAVIA | Management | | For | | For | |
| | | 1.4 | TO ELECT THE DIRECTOR: LAWRENCE T. BORGARD | Management | | For | | For | |
| | | 1.5 | TO ELECT THE DIRECTOR: MAURA J. CLARK | Management | | For | | For | |
| | | 1.6 | TO ELECT THE DIRECTOR: MARGARITA K. DILLEY | Management | | For | | For | |
| | | 1.7 | TO ELECT THE DIRECTOR: JULIE A. DOBSON | Management | | For | | For | |
| | | 1.8 | TO ELECT THE DIRECTOR: IDA J. GOODREAU | Management | | For | | For | |
| | | 1.9 | TO ELECT THE DIRECTOR: DOUGLAS J. HAUGHEY | Management | | For | | For | |
| | | 1.10 | TO ELECT THE DIRECTOR: BARRY V. PERRY | Management | | For | | For | |
| | | 1.11 | TO ELECT THE DIRECTOR: JOSEPH L.WELCH | Management | | For | | For | |
| | | 1.12 | TO ELECT THE DIRECTOR: JO MARK ZUREL | Management | | For | | For | |
| | | 2 | APPOINTMENT OF AUDITORS AND AUTHORIZATION
OF DIRECTORS TO FIX THE AUDITORS'
REMUNERATION AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR: DELOITTE
LLP | Management | | For | | For | |
| | | 3 | APPROVAL OF THE ADVISORY AND NON-BINDING
RESOLUTION ON THE APPROACH TO EXECUTIVE
COMPENSATION AS DESCRIBED IN THE
MANAGEMENT INFORMATION CIRCULAR | Management | | For | | For | |
| | | BCE INC, VERDUN, QC | |
| | | Security | 05534B760 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | CA05534B7604 | | | | | | Agenda | 709138855 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | ONTARI
O | / | Canada | | | | | Vote Deadline Date | 27-Apr-2018 |
| | | SEDOL(s) | B188TH2 - B188TJ4 - B18P508 -
B18P542 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.14 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: BARRY K. ALLEN | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: SOPHIE BROCHU | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: ROBERT E. BROWN | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: GEORGE A. COPE | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: DAVID F. DENISON | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: ROBERT P. DEXTER | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: IAN GREENBERG | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: KATHERINE LEE | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: MONIQUE F. LEROUX | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: CALIN ROVINESCU | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: KAREN SHERIFF | Management | | For | | For | |
| | | 1.13 | ELECTION OF DIRECTOR: ROBERT C. SIMMONDS | Management | | For | | For | |
| | | 1.14 | ELECTION OF DIRECTOR: PAUL R. WEISS | Management | | For | | For | |
| | | 2 | APPOINTMENT OF AUDITOR: DELOITTE LLP AS
AUDITORS | Management | | For | | For | |
| | | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION:
ADVISORY RESOLUTION AS DESCRIBED IN THE
MANAGEMENT PROXY CIRCULAR | Management | | For | | For | |
| | | 4 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: DIRECTOR
COMPENSATION | Shareholder | | Against | | For | |
| | | LOBLAW COMPANIES LTD, TORONTO ON | |
| | | Security | 539481101 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | CA5394811015 | | | | | | Agenda | 709153453 - Management |
| | | Record Date | 14-Mar-2018 | | | | | | Holding Recon Date | 14-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 27-Apr-2018 |
| | | SEDOL(s) | 2521800 - B0BV1J7 - B0LC9V8 -
BHZLL47 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO
1.12 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: PAUL M. BEESTON | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: SCOTT B. BONHAM | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: WARREN BRYANT | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: CHRISTIE J.B. CLARK | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: WILLIAM A. DOWNE | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: M. MARIANNE HARRIS | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: CLAUDIA KOTCHKA | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: NANCY H.O. LOCKHART | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: THOMAS C. O'NEILL | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: BETH PRITCHARD | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: SARAH RAISS | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: GALEN G. WESTON | Management | | For | | For | |
| | | 2 | APPOINTMENT OF AUDITOR APPOINTMENT OF
KPMG LLP AS AUDITOR AND AUTHORIZATION OF
THE DIRECTORS TO FIX THE AUDITOR'S
REMUNERATION | Management | | For | | For | |
| | | 3 | AMENDMENT OF THE ARTICLES OF CONTINUANCE
APPROVE THE SPECIAL RESOLUTION
AUTHORIZING THE AMENDMENT OF THE ARTICLES
OF CONTINUANCE | Management | | For | | For | |
| | | 4 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: CONCERNING LIVING
WAGE | Shareholder | | Against | | For | |
| | | 5 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: CONCERNING
ADOPTING AN INDEPENDENT CHAIRMAN POLICY | Shareholder | | For | | Against | |
| | | PEMBINA PIPELINE CORP, CALGARY AB | |
| | | Security | 706327103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 04-May-2018 |
| | | ISIN | CA7063271034 | | | | | | Agenda | 709138893 - Management |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 |
| | | City / | Country | CALGAR
Y | / | Canada | | | | | Vote Deadline Date | 30-Apr-2018 |
| | | SEDOL(s) | B4PPQG5 - B4PT2P8 - B5TVCB3 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | 1.1 TO 1.12 AND 2. THANK YOU-PLEASE NOTE THAT
SHAREHOLDERS ARE ALLOWED TO VOTE 'IN
FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3
AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: ANNE-MARIE N.
AINSWORTH | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: DOUG ARNELL | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: MICHAEL H. DILGER | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: RANDALL J. FINDLAY | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: MAUREEN E. HOWE | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: GORDON J. KERR | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: DAVID M.B. LEGRESLEY | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: ROBERT B. MICHALESKI | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: LESLIE A. O'DONOGHUE | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: BRUCE D. RUBIN | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: JEFFREY T. SMITH | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: HENRY W. SYKES | Management | | For | | For | |
| | | 2 | TO APPOINT KPMG LLP, CHARTERED
PROFESSIONAL ACCOUNTANTS, AS THE AUDITORS
OF THE CORPORATION FOR THE ENSUING
FINANCIAL YEAR AT A REMUNERATION TO BE
FIXED BY MANAGEMENT | Management | | For | | For | |
| | | 3 | TO ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION AS DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | | For | | For | |
| | | INTER PIPELINE LTD. | |
| | | Security | 45833V109 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 07-May-2018 |
| | | ISIN | CA45833V1094 | | | | | | Agenda | 709148868 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | CALGAR
Y | / | Canada | | | | | Vote Deadline Date | 01-May-2018 |
| | | SEDOL(s) | BDD54N3 - BDFM5Y0 - BKKMYF8 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: RICHARD SHAW | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: CHRISTIAN BAYLE | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: PETER CELLA | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: JULIE DILL | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: DAVID FESYK | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: DUANE KEINICK | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: ARTHUR KORPACH | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: ALISON TAYLOR LOVE | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: MARGARET MCKENZIE | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: WILLIAM ROBERTSON | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: BRANT SANGSTER | Management | | For | | For | |
| | | 2 | THE AUDIT COMMITTEE AND THE BOARD PROPOSE
THAT ERNST & YOUNG LLP (EY) BE APPOINTED AS
AUDITORS TO SERVE UNTIL THE NEXT ANNUAL
MEETING OF SHAREHOLDERS. THE AUDIT
COMMITTEE WILL RECOMMEND EY'S
COMPENSATION TO THE BOARD FOR ITS REVIEW
AND APPROVAL | Management | | For | | For | |
| | | 3 | RESOLVED, AS AN ORDINARY RESOLUTION, THE
REPEAL OF THE CURRENT BY-LAWS OF IPL AND
THE ADOPTION OF THE NEW BY-LAWS AS MORE
PARTICULARLY DESCRIBED IN IPL'S MANAGEMENT
INFORMATION CIRCULAR DELIVERED IN ADVANCE
OF THE 2018 ANNUAL MEETING OF
SHAREHOLDERS | Management | | For | | For | |
| | | 4 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLE AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS OF IPL, THAT THE
SHAREHOLDERS OF IPL ACCEPT THE APPROACH
TO EXECUTIVE COMPENSATION DISCLOSED IN
IPL'S MANAGEMENT INFORMATION CIRCULAR
DELIVERED IN ADVANCE OF THE 2018 ANNUAL
MEETING OF SHAREHOLDERS | Management | | For | | For | |
| | | CCL INDUSTRIES INC, NORTH YORK | |
| | | Security | 124900309 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 08-May-2018 |
| | | ISIN | CA1249003098 | | | | | | Agenda | 709206634 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 02-May-2018 |
| | | SEDOL(s) | 2159795 - 2417028 - B3R5RS5 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL
MEETING, AS THE ISIN DOES NOT HOLD-VOTING
RIGHTS. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY-REQUEST A
NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: VINCENT J. GALIFI | Non-Voting | | | | | |
| | | 1.2 | ELECTION OF DIRECTOR: EDWARD E. GUILLET | Non-Voting | | | | | |
| | | 1.3 | ELECTION OF DIRECTOR: KATHLEEN L. KELLER-
HOBSON | Non-Voting | | | | | |
| | | 1.4 | ELECTION OF DIRECTOR: DONALD G. LANG | Non-Voting | | | | | |
| | | 1.5 | ELECTION OF DIRECTOR: ERIN M. LANG | Non-Voting | | | | | |
| | | 1.6 | ELECTION OF DIRECTOR: STUART W. LANG | Non-Voting | | | | | |
| | | 1.7 | ELECTION OF DIRECTOR: GEOFFREY T. MARTIN | Non-Voting | | | | | |
| | | 1.8 | ELECTION OF DIRECTOR: DOUGLAS W. MUZYKA | Non-Voting | | | | | |
| | | 1.9 | ELECTION OF DIRECTOR: THOMAS C. PEDDIE | Non-Voting | | | | | |
| | | 1.10 | ELECTION OF DIRECTOR: MANDY SHAPANSKY | Non-Voting | | | | | |
| | | 2 | TO APPOINT KPMG LLP AS AUDITOR AND TO
AUTHORIZE THE DIRECTORS TO FIX THE-
AUDITOR'S REMUNERATION | Non-Voting | | | | | |
| | | 3 | TO APPROVE THE RESOLUTION SET OUT IN
SCHEDULE A IN THE ACCOMPANYING-
MANAGEMENT PROXY CIRCULAR, TO APPROVE
THE 2017-2025 LONG-TERM RETENTION PLAN-OF
THE COMPANY, TO RESERVE FOR ISSUANCE
259,676 CLASS B NON-VOTING SHARES OF-THE
COMPANY FROM TREASURY UNDER SUCH PLAN
AND TO APPROVE AND RATIFY THE-259,676
RESTRICTED STOCK UNITS PREVIOUSLY GRANTED
AND CURRENTLY OUTSTANDING-UNDER SUCH
PLAN | Non-Voting | | | | | |
| | | 4 | VOTE IN HIS OR HER DISCRETION ON ANY
AMENDMENTS TO THE FOREGOING AND ON SUCH-
OTHER BUSINESS AS MAY PROPERLY COME
BEFORE THE MEETING OR ANY ADJOURNMENT(S)-
THEREOF | Non-Voting | | | | | |
| | | SUN LIFE FINL INC | |
| | | Security | 866796105 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | CA8667961053 | | | | | | Agenda | 709133766 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 03-May-2018 |
| | | SEDOL(s) | 0368708 - 2566124 - 2568283 -
5935259 - 6228798 - B17MW10 -
BJ053M0 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: WILLIAM D. ANDERSON | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: DEAN A. CONNOR | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: STEPHANIE L. COYLES | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: MARTIN J. G. GLYNN | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: ASHOK K. GUPTA | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: M. MARIANNE HARRIS | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: SARA GROOTWASSINK
LEWIS | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: CHRISTOPHER J.
MCCORMICK | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: SCOTT F. POWERS | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: HUGH D. SEGAL | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: BARBARA G. STYMIEST | Management | | For | | For | |
| | | 2 | APPOINTMENT OF DELOITTE LLP AS AUDITOR | Management | | For | | For | |
| | | 3 | NON-BINDING ADVISORY VOTE ON APPROACH TO
EXECUTIVE COMPENSATION | Management | | For | | For | |
| | | INTACT FINANCIAL CORP, TORONTO | |
| | | Security | 45823T106 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | CA45823T1066 | | | | | | Agenda | 709148806 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 03-May-2018 |
| | | SEDOL(s) | B04YJV1 - B0KSS98 - B0L4XM3 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: CHARLES BRINDAMOUR | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: ROBERT W. CRISPIN | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: JANET DE SILVA | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: CLAUDE DUSSAULT | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: ROBERT G. LEARY | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: EILEEN MERCIER | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: SYLVIE PAQUETTE | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: TIMOTHY H. PENNER | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: FREDERICK SINGER | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: STEPHEN G. SNYDER | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: CAROL STEPHENSON | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: W ILLIAM L. YOUNG | Management | | For | | For | |
| | | 2 | APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITOR OF THE COMPANY | Management | | For | | For | |
| | | 3 | ADVISORY RESOLUTION TO ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION | Management | | For | | For | |
| | | FRANCO-NEVADA CORPORATION | |
| | | Security | 351858105 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | CA3518581051 | | | | | | Agenda | 709199170 - Management |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 03-May-2018 |
| | | SEDOL(s) | B29NF31 - B29VF02 - B29YJY3 -
BDD2188 - BRTL9X8 - BSJC5M9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.8 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: PIERRE LASSONDE | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: DAVID HARQUAIL | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: TOM ALBANESE | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: DEREK W. EVANS | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: CATHARINE FARROW | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: LOUIS GIGNAC | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: RANDALL OLIPHANT | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: DAVID R. PETERSON | Management | | For | | For | |
| | | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | | 3 | ACCEPTANCE OF THE CORPORATION'S APPROACH
TO EXECUTIVE COMPENSATION | Management | | For | | For | |
| | | 4 | TO APPROVE THE AMENDMENTS TO THE
CORPORATION'S SHARE COMPENSATION PLAN AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING INFORMATION CIRCULAR | Management | | For | | For | |
| | | CANADIAN PACIFIC RAILWAY LTD, CALGARY, AB | |
| | | Security | 13645T100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA13645T1003 | | | | | | Agenda | 709067676 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | CALGAR
Y | / | Canada | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | 2793104 - 2793115 - B1CDRZ7 -
BHZLD07 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 2 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1 AND 3.1 TO
3.9. THANK YOU | Non-Voting | | | | | |
| | | 1 | APPOINTMENT OF AUDITOR AS NAMED IN THE
PROXY CIRCULAR: DELOITTE LLP | Management | | For | | For | |
| | | 2 | ADVISORY VOTE TO APPROVE COMPENSATION OF
THE CORPORATION'S NAMED EXECUTIVE
OFFICERS AS DESCRIBED IN THE PROXY CIRCULAR | Management | | For | | For | |
| | | 3.1 | ELECTION OF DIRECTOR: THE HON. JOHN BAIRD | Management | | For | | For | |
| | | 3.2 | ELECTION OF DIRECTOR: ISABELLE COURVILLE | Management | | For | | For | |
| | | 3.3 | ELECTION OF DIRECTOR: KEITH E. CREEL | Management | | For | | For | |
| | | 3.4 | ELECTION OF DIRECTOR: GILLIAN H. DENHAM | Management | | For | | For | |
| | | 3.5 | ELECTION OF DIRECTOR: REBECCA MACDONALD | Management | | For | | For | |
| | | 3.6 | ELECTION OF DIRECTOR: MATTHEW H. PAULL | Management | | For | | For | |
| | | 3.7 | ELECTION OF DIRECTOR: JANE L. PEVERETT | Management | | For | | For | |
| | | 3.8 | ELECTION OF DIRECTOR: ANDREW F. REARDON | Management | | For | | For | |
| | | 3.9 | ELECTION OF DIRECTOR: GORDON T. TRAFTON II | Management | | For | | For | |
| | | CMMT | 29MAR2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION IN TEXT OF-
RESOLUTION 1. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | MAGNA INTERNATIONAL INC. | |
| | | Security | 559222401 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA5592224011 | | | | | | Agenda | 709138932 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | MARKHA
M | / | Canada | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | 2554475 - 2554549 - 5973033 -
B5V6432 - BHZLMD3 - BSJC5V8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.11 AND
2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: SCOTT B. BONHAM | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: PETER G. BOWIE | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: MARY S. CHAN | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: DR. KURT J. LAUK | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: CYNTHIA A. NIEKAMP | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: WILLIAM A. RUH | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: DR. INDIRA V.
SAMARASEKERA | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: DONALD J. WALKER | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: LAWRENCE D. WORRALL | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: WILLIAM L. YOUNG | Management | | For | | For | |
| | | 2 | REAPPOINTMENT OF DELOITTE LLP AS THE
INDEPENDENT AUDITOR OF THE CORPORATION
AND AUTHORIZATION OF THE AUDIT COMMITTEE
TO FIX THE INDEPENDENT AUDITOR'S
REMUNERATION | Management | | For | | For | |
| | | 3 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO
DIMINISH THE ROLES AND RESPONSIBILITIES OF
THE BOARD OF DIRECTORS, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR/PROXY STATEMENT | Management | | For | | For | |
| | | CANADIAN TIRE CORP LTD, TORONTO ON | |
| | | Security | 136681202 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA1366812024 | | | | | | Agenda | 709178974 - Management |
| | | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | 2172286 - 5619359 - B1SLH77 -
BJ04VW3 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY
FOR RESOLUTION NUMBERS 1.1 TO 1.3. THANK
YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: PIERRE BOIVIN | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: JAMES L. GOODFELLOW | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: TIMOTHY R. PRICE | Management | | For | | For | |
| | | ONEX CORP, TORONTO ON | |
| | | Security | 68272K103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA68272K1030 | | | | | | Agenda | 709199233 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | 2659518 - 4504520 - B12F043 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 4 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1, 2, AND 3.1 TO
3. 5. THANK YOU | Non-Voting | | | | | |
| | | 1 | THE APPOINTMENT OF AN AUDITOR OF THE
CORPORATION: PRICEWATERHOUSECOOPERS
LLP, CHARTERED ACCOUNTANTS | Management | | For | | For | |
| | | 2 | THE AUTHORIZATION OF THE DIRECTORS TO FIX
THE REMUNERATION OF THE AUDITOR | Management | | For | | For | |
| | | 3.1 | THE ELECTION OF DIRECTOR: WILLIAM A.
ETHERINGTON | Management | | For | | For | |
| | | 3.2 | THE ELECTION OF DIRECTOR: MITCHELL GOLDHAR | Management | | For | | For | |
| | | 3.3 | THE ELECTION OF DIRECTOR: ARIANNA
HUFFINGTON | Management | | For | | For | |
| | | 3.4 | THE ELECTION OF DIRECTOR: ARNI C.
THORSTEINSON | Management | | For | | For | |
| | | 3.5 | THE ELECTION OF DIRECTOR: BETH A. WILKINSON | Management | | For | | For | |
| | | 4 | THE ADVISORY RESOLUTION ON THE
CORPORATION'S APPROACH TO EXECUTIVE
COMPENSATION AS SET OUT IN THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR | Management | | Against | | Against | |
| | | POWER FINANCIAL CORP, MONTREAL QC | |
| | | Security | 73927C100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA73927C1005 | | | | | | Agenda | 709262163 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | MONTRE
AL | / | Canada | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | 2697864 - B1HHZ72 - B3BJH72 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY
FOR RESOLUTION NUMBERS 1.1 TO 1.12 AND 2.
THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: MARC A. BIBEAU | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: ANDRE DESMARAIS | Management | | Against | | Against | |
| | | 1.3 | ELECTION OF DIRECTOR: PAUL DESMARAIS, JR | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: GARY A. DOER | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: GERALD FRERE | Management | | Against | | Against | |
| | | 1.6 | ELECTION OF DIRECTOR: ANTHONY R. GRAHAM | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: J. DAVID A. JACKSON | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: SUSAN J. MCARTHUR | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: R. JEFFREY ORR | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: T. TIMOTHY RYAN, JR | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: EMOKE J.E. SZATHMARY | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: SIIM A. VANASELJA | Management | | For | | For | |
| | | 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS | Management | | For | | For | |
| | | WHEATON PRECIOUS METALS CORP. | |
| | | Security | 962879102 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 11-May-2018 |
| | | ISIN | CA9628791027 | | | | | | Agenda | 709178924 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | VANCOU
VER | / | Canada | | | | | Vote Deadline Date | 07-May-2018 |
| | | SEDOL(s) | BDDXWQ6 - BDG1S92 - BF13KN5 -
BYPZ858 - BYPZ869 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS C AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION-NUMBERS A.1 TO A.9 AND
B. THANK YOU | Non-Voting | | | | | |
| | | A.1 | ELECTION OF DIRECTOR: GEORGE L. BRACK | Management | | For | | For | |
| | | A.2 | ELECTION OF DIRECTOR: JOHN A. BROUGH | Management | | For | | For | |
| | | A.3 | ELECTION OF DIRECTOR: R. PETER GILLIN | Management | | For | | For | |
| | | A.4 | ELECTION OF DIRECTOR: CHANTAL GOSSELIN | Management | | For | | For | |
| | | A.5 | ELECTION OF DIRECTOR: DOUGLAS M. HOLTBY | Management | | For | | For | |
| | | A.6 | ELECTION OF DIRECTOR: CHARLES A. JEANNES | Management | | For | | For | |
| | | A.7 | ELECTION OF DIRECTOR: EDUARDO LUNA | Management | | For | | For | |
| | | A.8 | ELECTION OF DIRECTOR: MARILYN SCHONBERNER | Management | | For | | For | |
| | | A.9 | ELECTION OF DIRECTOR: RANDY V. J. SMALLWOOD | Management | | For | | For | |
| | | B | IN RESPECT OF THE APPOINTMENT OF DELOITTE
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS FOR 2018 AND
TO AUTHORIZE THE DIRECTORS TO FIX THE
AUDITORS' REMUNERATION | Management | | For | | For | |
| | | C | A NON-BINDING ADVISORY RESOLUTION ON THE
COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION | Management | | For | | For | |
| | | POWER CORP OF CANADA, MONTREAL, QC | |
| | | Security | 739239101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 11-May-2018 |
| | | ISIN | CA7392391016 | | | | | | Agenda | 709262151 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | MONTRE
AL | / | Canada | | | | | Vote Deadline Date | 07-May-2018 |
| | | SEDOL(s) | 2697701 - B1HHTV4 - B1P9XH6 -
BHZLPZ6 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.12 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: PIERRE BEAUDOIN | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: MARCEL R. COUTU | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: ANDRE DESMARAIS | Management | | Against | | Against | |
| | | 1.4 | ELECTION OF DIRECTOR: PAUL DESMARAIS, JR | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: GARY A. DOER | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: ANTHONY R. GRAHAM | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: J. DAVID A. JACKSON | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: ISABELLE MARCOUX | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: CHRISTIAN NOYER | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: R. JEFFREY ORR | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: T. TIMOTHY RYAN, JR | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: EMOKE J.E. SZATHMARY | Management | | For | | For | |
| | | 2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS | Management | | For | | For | |
| | | 3 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT
THE CORPORATION REPORT VOTING RESULTS
SEPARATELY ACCORDING TO CLASS OF SHARES
GIVING THEIR HOLDERS EITHER ONE VOTE OR
MULTIPLE VOTES | Shareholder | | For | | Against | |
| | | 4 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT
THE BOARD OF DIRECTORS ADOPT A POLICY TO
GIVE SHAREHOLDERS A "SAY ON PAY" FOR
EXECUTIVE COMPENSATION | Shareholder | | For | | Against | |
| | | NICE LTD. | |
| | | Security | M7494X101 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 14-May-2018 |
| | | ISIN | IL0002730112 | | | | | | Agenda | 709245701 - Management |
| | | Record Date | 10-Apr-2018 | | | | | | Holding Recon Date | 10-Apr-2018 |
| | | City / | Country | RA
ANNANA | / | Israel | | | | | Vote Deadline Date | 08-May-2018 |
| | | SEDOL(s) | 6647133 - B02VC71 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1.A | RESOLVED, THAT MR. DAVID KOSTMAN BE
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY | Management | | For | | For | |
| | | 1.B | RESOLVED, THAT MR. RIMON BEN-SHAOUL BE
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY | Management | | For | | For | |
| | | 1.C | RESOLVED, THAT MR. YEHOSHUA (SHUKI) EHRLICH
BE ELECTED TO SERVE AS A MEMBER OF THE
BOARD OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY,
EFFECTIVE IMMEDIATELY | Management | | For | | For | |
| | | 1.D | RESOLVED, THAT MR. LEO APOTHEKER BE
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY | Management | | For | | For | |
| | | 1.E | RESOLVED, THAT MR. JOSEPH (JOE) COWAN BE
ELECTED TO SERVE AS A MEMBER OF THE BOARD
OF THE COMPANY UNTIL THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY, EFFECTIVE
IMMEDIATELY | Management | | For | | For | |
| | | 2 | RESOLVED, THAT MS. ZEHAVA SIMON BE ELECTED
TO A THREE-YEAR TERM AS OUTSIDE DIRECTOR
OF THE COMPANY, EFFECTIVE AS OF JULY 9, 2018 | Management | | For | | For | |
| | | 3 | RESOLVED, THAT THE AMENDED POLICY, IN THE
FORM ATTACHED AS EXHIBIT A TO THE COMPANY'S
PROXY STATEMENT, BE, AND IT HEREBY IS,
APPROVED | Management | | For | | For | |
| | | 4 | RESOLVED, THAT THE PROPOSED MECHANISM OF
ANNUAL EQUITY GRANTS OF MARKET-VALUE
OPTIONS AND RSUS OR PAR VALUE OPTIONS TO
OUR NON-EXECUTIVE DIRECTORS, INCLUDING TO
OUR CHAIRMAN, PURSUANT TO THE TERMS AS SET
FORTH IN ITEM 4 OF THE PROXY STATEMENT, BE,
AND THE SAME HEREBY IS, APPROVED | Management | | Against | | Against | |
| | | 5 | APPROVAL OF THE RENEWAL OF COMPANY CEO'S
EMPLOYMENT AGREEMENT | Management | | For | | For | |
| | | 6 | RESOLVED, THAT KOST FORER GABAY &
KASIERER, CPA, A MEMBER OF ERNST & YOUNG
GLOBAL, BE REAPPOINTED AS THE INDEPENDENT
AUDITORS OF THE COMPANY UNTIL THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY,
AND THAT THE BOARD OF DIRECTORS OF THE
COMPANY BE AUTHORIZED TO SET THEIR
COMPENSATION IN ACCORDANCE WITH THE
AMOUNT AND NATURE OF THEIR SERVICES, OR TO
DELEGATE SUCH POWER TO THE AUDIT
COMMITTEE OF THE COMPANY | Management | | For | | For | |
| | | 7 | CONSIDERATION OF THE ANNUAL FINANCIAL
STATEMENTS | Non-Voting | | | | | |
| | | CMMT | 26 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING-TYPE
FROM AGM TO OGM AND MODIFICATION OF TEXT
OF RESOLUTION 5. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | OIL REFINERIES LTD. | |
| | | Security | M7521B106 | | | | | | Meeting Type | Special General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 15-May-2018 |
| | | ISIN | IL0025902482 | | | | | | Agenda | 709429787 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | HAIFA | / | Israel | | | | | Vote Deadline Date | 09-May-2018 |
| | | SEDOL(s) | B1S0581 - B1YMQ44 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 3 | APPROVE EMPLOYMENT TERMS OF CEO YASHAR
BEN-MORDECHAI | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF
THE MEETING HELD ON 25 APR 2018 TO-DISCUSS
RESOLUTION 3. THANK YOU | Non-Voting | | | | | |
| | | BEZEQ THE ISRAEL TELECOMMUNICATION CORP. LTD. | |
| | | Security | M2012Q100 | | | | | | Meeting Type | Special General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 21-May-2018 |
| | | ISIN | IL0002300114 | | | | | | Agenda | 709320206 - Management |
| | | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 14-May-2018 |
| | | SEDOL(s) | 5793628 - 6098032 - B01ZLB1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | AMEND COMPENSATION POLICY FOR THE
DIRECTORS AND OFFICERS OF THE COMPANY | Management | | For | | For | |
| | | QATAR INTERNATIONAL ISLAMIC BANK, DOHA | |
| | | Security | M8179X101 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 21-May-2018 |
| | | ISIN | QA0006929879 | | | | | | Agenda | 709328973 - Management |
| | | Record Date | | | | | | | Holding Recon Date | 17-May-2018 |
| | | City / | Country | DOHA | / | Qatar | | | | | Vote Deadline Date | 11-May-2018 |
| | | SEDOL(s) | 6571544 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL
MEETING. THE CURRENT COMMERCIAL LAW-OF
QATAR REQUIRES MEETING ATTENDANCE BY A
SHAREHOLDER OF THE COMPANY, THE-SUB-
CUSTODIAN BANK CANNOT ATTEND OR ACT AS A
PROXY ON BEHALF OF BROADRIDGES-CLIENTS. IN
ORDER TO CAST VOTES YOU NEED TO MAKE YOUR
OWN ARRANGEMENTS TO-ATTEND THE MEETING | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS A POSTPONEMENT OF
THE MEETING HELD ON 17 APRIL 2018. | Non-Voting | | | | | |
| | | 1 | TO AMEND THE ARTICLE OF ASSOCIATION TO
COMPLY WITH THE CORPORATE GOVERNANCE-
REGULATIONS AND THE LEGAL ENTITIES LISTED IN
THE PRIMARY MARKET NO 5 OF 2016-ISSUED BY
QFMA AS PER THE FOLLOWING. 1. TO AMEND
ARTICLE 32 TO INCLUDE THE-RESPONSIBILITIES OF
THE BOD AS FOLLOWS. A. THE BOD SHALL DEVOTE
NECESSARY-ATTENTION TO MANAGE THE
COMPANY IN EFFICIENT AND PRODUCTIVE
MANNER AND SHALL-BE RESPONSIBLE FOR
PROTECTING THE SHAREHOLDERS FROM ILLEGAL
ACTIONS AND-PRACTICES OR FORM ANY ACTIONS
OR DECISIONS WHICH MIGHT CAUSE DAMAGE OR-
DISCRIMINATION AND SHALL ASSUME ITS
RESPONSIBILITIES AS FOLLOWS. B. TO ASSUME-
RESPONSIBILITIES IN GOOD FAITH, SERIOUSNESS
AND DEDICATION AND SHALL BUILD-ITS
INFORMATION ON SUFFICIENT DATA FROM THE
EXECUTIVE MANAGEMENT OR ANY OTHER-
TRUSTED SOURCE. C. THE MEMBERS OF BOD
SHALL REPRESENT ALL SHAREHOLDERS AND-
SHALL COMPLY WITH ACHIEVING THE COMPANY'S
INTEREST NOT THAT OF HIS-REPRESENTATIVE OR
WHO VOTED FOR HIM. D. DETERMINE THE POWERS
DELEGATED TO THE-EXECUTIVE MANAGEMENT,
DECISION TAKING PROCEDURES AND TERM OF
DELEGATION. THE-BOD SHALL ALSO DETERMINE
THE POWERS REMAINS UNDER ITS CONTROLS AND
THE-EXECUTIVE MANAGEMENT SHALL FILE A
PERIODICAL REPORT ON EXERCISING THE
POWERS-DELEGATED TO THEM. E.SET UP
PROCEDURE TO FAMILIARIZE THE NEW BODS
WITH-BANKING BUSINESS INCLUDING THE | Non-Voting | | | | | |
| | | | FINANCIAL AND LEGAL ASPECTS IN ADDITION TO-
TRAINING COURSES. F. THE BOD SHOULD ENSURE
THAT THE BANK PROVIDE SUFFICIENT-
INFORMATION FOR ITS WORKS TO ALL BODS
PARTICULARLY THE NON EXECUTIVE MEMBERS-IN
ORDER TO ENABLE THEM CARRY OUT THEIR
TASKS AND DUTIES IN EFFICIENT MANNER.-2. TO
AMEND ARTICLE 39 BY ADDING THE FOLLOWING
PARAGRAPH AT THE END. THE-SHAREHOLDERS
WHO HOLD NOT LESS THAN 10 PERCENT OF THE
BANKS CAPITAL SHALL-HAVE THE RIGHT FOR A
SERIOUS CAUSE TO CALL FOR THE GM TO
CONVENE. 3. TO AMEND-ARTICLE 46 BY ADDING
THE FOLLOWING PARAGRAPH. EACH
SHAREHOLDER SHALL HAVE THE-RIGHT TO RAISE
OBJECTION ON ANY ON ANY DECISION WHICH HE
MIGHT SEE FALLS IN-FAVOR CERTAIN CATEGORY
HARM THEM OR GIVE SPECIAL BENEFIT TO THE
BOD MEMBERS-OR OTHERS WITHOUT .
CONSIDERATION TO THE BANKS INTERESTS AND
TO WRITE DOWN-THE SAME IN THE MINUTES OF
MEETING. THE MEMBER SHALL RESERVE HIS
RIGHT TO-REFUTE THE DECISIONS SUBJECT OF
OBJECTION IN ACCORDANCE WITH THE
PROVISIONS-OF APPLICABLE LAWS. 4. TO ADD A
NEW ARTICLE UNDER NO. 77 ABOUT THE-
SHAREHOLDERS RIGHT TO ACCESS INFORMATION
AS FOLLOWS. BY OBSERVING THE-RELEVANT
LAWS AND REGULATIONS, EACH SHAREHOLDER
SHALL HAVE THE RIGHT TO-ACCESS THE
INFORMATION WHICH WILL ENABLE HIM TO
PRACTICE HIS FULL RIGHTS-WITHOUT
PREJUDICING THE RIGHTS OF THE RIGHTS. OF
OTHER SHAREHOLDERS OR HARM-THE BANKS
INTEREST. THE BANK SHALL COMPLY WITH
PROVIDING ON THE BANKS WEB-SITE THE
NECESSARY AND UPDATED INFORMATION FOR
PRACTICING SUCH RIGHTS WHICH-SHALL INCLUDE
THE FOLLOWING. A. AUDITED FINANCIAL REPORTS
FOR PREVIOUS YEARS.-B. GOVERNANCE REPORTS
FOR PREVIOUS YEARS. C. UPDATED CR OF THE
BANK. D. DATA-OF THE CHAIRMAN AND THE
MEMBERS OF THE BOD INCLUDING THEIR TITLES
AND THE-BANKS TOP MANAGEMENT. E. CHARTER
OF THE BOD. F. DATA TO BE DISCLOSED AS PER-
THE INSTRUCTIONS OF THE OF THE SUPERVISORY
AND CONTROL AUTHORITIES AND EACH-
SHAREHOLDER SHALL HAVE THE RIGHT TO
REQUEST THESE DATA AND INFORMATION FROM-
THE SHAREHOLDERS AFFAIRS. DEPARTMENT
WITHOUT HARMING THE BANKS INTEREST. 5.-TO
ADD A NEW ARTICLE UNDER NO. 78 REGARDING
THE RIGHTS OF THE SHAREHOLDERS IN-BIG DEALS
AS FOLLOWS. RIGHTS OF THE SHAREHOLDERS IN
GENERAL AND RIGHTS OF THE-MINORITIES IN
PARTICULAR ARE PROTECTED BY THE ARTICLES
OF ASSOCIATION. THE-BIG DEALS WHICH MIGHT | | | | | | | |
| | | | CHANGE THE CAPITAL STRUCTURE, SUCH AS
COMPANY.-DISSOLVING, LIQUIDATION, MERGING
OR ACQUISITION SHALL NOT BE MADE BY THE-
MAJORITY UNLESS THROUGH THE FOLLOWING
PROCEDURES. A. THE DECISION SHALL BE-TAKEN
BY AN ORDINARY GM ATTENDED BY NOT LESS
THAN 75 PERCENT OF THE-SHAREHOLDERS AND
WITH APPROVAL NOT LESS THAN THE MAJORITY
OF THE | | | | | | | |
| | | 2 | TO DELEGATE THE CHAIRMAN OF THE BOD TO
EFFECT THE AMENDMENTS TO THE ARTICLE-OF
ASSOCIATION IN COMPLIANCE WITH THE
CORPORATE GOVERNANCE REGULATIONS AND-
THE LEGAL ENTITIES LISTED IN THE PRIMARY
MARKET NO 5 OF 2016 ISSUED BY QFMA-AND TO
SIGN THE AMENDED ARTICLE OF ASSOCIATION
BEFORE THE OFFICIAL-AUTHORITIES | Non-Voting | | | | | |
| | | EMERA INC, HALIFAX | |
| | | Security | 290876101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 24-May-2018 |
| | | ISIN | CA2908761018 | | | | | | Agenda | 709260830 - Management |
| | | Record Date | 28-Mar-2018 | | | | | | Holding Recon Date | 28-Mar-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 18-May-2018 |
| | | SEDOL(s) | 2650050 - B11JS64 - B3T6560 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.12 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: SCOTT C. BALFOUR | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: SYLVIA D. CHROMINSKA | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: HENRY E. DEMONE | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: ALLAN L. EDGEWORTH | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: JAMES D. EISENHAUER | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: KENT M. HARVEY | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: B. LYNN LOEWEN | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: DONALD A. PETHER | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: JOHN B. RAMIL | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: ANDREA S. ROSEN | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: RICHARD P. SERGEL | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: M. JACQUELINE
SHEPPARD | Management | | For | | For | |
| | | 2 | APPOINTMENT OF ERNST & YOUNG LLP AS
AUDITORS | Management | | For | | For | |
| | | 3 | AUTHORIZE DIRECTORS TO ESTABLISH THE
AUDITORS' FEE AS REQUIRED PURSUANT TO THE
NOVA SCOTIA COMPANIES ACT | Management | | For | | For | |
| | | 4 | CONSIDER AND APPROVE, ON AN ADVISORY BASIS,
A RESOLUTION ON EMERA'S APPROACH TO
EXECUTIVE COMPENSATION AS DISCLOSED IN THE
MANAGEMENT INFORMATION CIRCULAR | Management | | For | | For | |
| | | SHOPIFY INC. | |
| | | Security | 82509L107 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 30-May-2018 |
| | | ISIN | CA82509L1076 | | | | | | Agenda | 709361719 - Management |
| | | Record Date | 17-Apr-2018 | | | | | | Holding Recon Date | 17-Apr-2018 |
| | | City / | Country | ONTARI
O | / | Canada | | | | | Vote Deadline Date | 24-May-2018 |
| | | SEDOL(s) | BDDXWN3 - BDSCVQ1 - BX865C7 -
BXDZ9Z0 - BY92YB3 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO
1.6 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: TOBIAS LUTKE | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: ROBERT ASHE | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: STEVEN COLLINS | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: GAIL GOODMAN | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: JEREMY LEVINE | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: JOHN PHILLIPS | Management | | For | | For | |
| | | 2 | RESOLUTION APPROVING THE RE-APPOINTMENT
OF PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY AND AUTHORIZING
THE BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | | 3 | RESOLUTION APPROVING THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S STOCK OPTION
PLAN AND APPROVING ALL UNALLOCATED
OPTIONS UNDER THE STOCK OPTION PLAN, AS
AMENDED, ALL AS DISCLOSED IN THE
MANAGEMENT INFORMATION CIRCULAR FOR THE
MEETING | Management | | For | | For | |
| | | 4 | RESOLUTION APPROVING THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S LONG TERM
INCENTIVE PLAN AND APPROVING ALL
UNALLOCATED AWARDS UNDER THE LONG TERM
INCENTIVE PLAN, AS AMENDED, ALL AS DISCLOSED
IN THE MANAGEMENT INFORMATION CIRCULAR
FOR THE MEETING | Management | | For | | For | |
| | | 5 | NON-BINDING ADVISORY RESOLUTION THAT THE
SHAREHOLDERS ACCEPT THE COMPANY'S
APPROACH TO EXECUTIVE COMPENSATION AS
DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR FOR THE MEETING | Management | | Against | | Against | |
| | | BARWA REAL ESTATE COMPANY | |
| | | Security | M1995R101 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 04-Jun-2018 |
| | | ISIN | QA000A0KD6J5 | | | | | | Agenda | 709509840 - Management |
| | | Record Date | | | | | | | Holding Recon Date | 31-May-2018 |
| | | City / | Country | DOHA | / | Qatar | | | | | Vote Deadline Date | 25-May-2018 |
| | | SEDOL(s) | B0YTG26 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN INFORMATIONAL
MEETING. THE CURRENT COMMERCIAL LAW-OF
QATAR REQUIRES MEETING ATTENDANCE BY A
SHAREHOLDER OF THE COMPANY, THE-SUB-
CUSTODIAN BANK CANNOT ATTEND OR ACT AS A
PROXY ON BEHALF OF BROADRIDGES-CLIENTS. IN
ORDER TO CAST VOTES YOU NEED TO MAKE YOUR
OWN ARRANGEMENTS TO-ATTEND THE MEETING | Non-Voting | | | | | |
| | | 1 | THE APPROVAL TO INCREASE THE SHAREHOLDING
PERCENTAGE OF NON-QATARI'S IN THE-SHARES
OF THE COMPANY FROM 25 PERCENT TO 49
PERCENT OF THE TOTAL SHARES OF-THE
COMPANY | Non-Voting | | | | | |
| | | 2 | THE APPROVAL TO AMEND THE TEXT OF ARTICLE 8
OF THE COMPANY'S PRIMARY LAW BY-ADJUSTING
THE PERCENTAGE OF THE NON-QATARI'S
OWNERSHIP IN THE COMPANY'S-SHARES | Non-Voting | | | | | |
| | | TEVA PHARMACEUTICAL INDUSTRIES LTD, PETAH TIKVA | |
| | | Security | M8769Q102 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 05-Jun-2018 |
| | | ISIN | IL0006290147 | | | | | | Agenda | 709470354 - Management |
| | | Record Date | 26-Apr-2018 | | | | | | Holding Recon Date | 26-Apr-2018 |
| | | City / | Country | PETAH
TIKVA | / | Israel | | | | | Vote Deadline Date | 30-May-2018 |
| | | SEDOL(s) | 6882172 - B0202H8 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1.A | ELECTION OF DIRECTOR: ROSEMARY A. CRANE | Management | | For | | For | |
| | | 1.B | ELECTION OF DIRECTOR: GERALD M. LIEBERMAN | Management | | For | | For | |
| | | 1.C | ELECTION OF DIRECTOR: PROF. RONIT SATCHI-
FAINARO | Management | | For | | For | |
| | | 2 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS,
THE COMPENSATION FOR TEVA'S NAMED
EXECUTIVE OFFICERS | Management | | Against | | Against | |
| | | CMMT | PLEASE NOTE YOU CAN ONLY VOTE FOR ONE
YEAR, TWO YEAR, THREE YEARS OR ABSTAIN.-
PLEASE SELECT 'FOR' ON ONE OF THE FOLLOWING
THREE ANNUAL OPTIONS TO PLACE A-VOTE FOR
THAT FREQUENCY. IF YOU VOTE FOR 'ABSTAIN' OR
AGAINST IN ANY OF THE-'YEAR' OPTIONS WE WILL
REGISTER A VOTE OF ABSTAIN ON YOUR BEHALF.
THE-STANDING INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THE BOARD OF-DIRECTORS
RECOMMENDS YOU VOTE FOR ONE YEAR | Non-Voting | | | | | |
| | | 3.1 | TO RECOMMEND, ON A NON-BINDING ADVISORY
BASIS, TO HOLD A NON-BINDING ADVISORY VOTE
TO APPROVE THE COMPENSATION FOR TEVA'S
NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON
THIS RESOLUTION TO APPROVE 1 YEAR | Management | | For | | For | |
| | | 3.2 | TO RECOMMEND, ON A NON-BINDING ADVISORY
BASIS, TO HOLD A NON-BINDING ADVISORY VOTE
TO APPROVE THE COMPENSATION FOR TEVA'S
NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON
THIS RESOLUTION TO APPROVE 2 YEARS | Shareholder | | | | | |
| | | 3.3 | TO RECOMMEND, ON A NON-BINDING ADVISORY
BASIS, TO HOLD A NON-BINDING ADVISORY VOTE
TO APPROVE THE COMPENSATION FOR TEVA'S
NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON
THIS RESOLUTION TO APPROVE 3 YEARS | Shareholder | | | | | |
| | | 3.4 | TO RECOMMEND, ON A NON-BINDING ADVISORY
BASIS, TO HOLD A NON-BINDING ADVISORY VOTE
TO APPROVE THE COMPENSATION FOR TEVA'S
NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON
THIS RESOLUTION TO APPROVE ABSTAIN | Shareholder | | | | | |
| | | 4 | TO APPOINT KESSELMAN & KESSELMAN, A
MEMBER OF PRICEWATERHOUSECOOPERS
INTERNATIONAL LTD., AS TEVA'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM UNTIL
THE 2019 ANNUAL MEETING OF SHAREHOLDERS | Management | | For | | For | |
| | | 5 | TO APPROVE AN AMENDMENT AND RESTATEMENT
OF TEVA'S 2008 EMPLOYEE STOCK PURCHASE
PLAN FOR U.S. EMPLOYEES | Management | | For | | For | |
| | | 6 | PRESENTATION OF COMPANY ANNUAL
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
YEAR-ENDED DECEMBER 31ST 2017 | Non-Voting | | | | | |
| | | CMMT | UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU-15 MAY 2018: PLEASE
NOTE THAT THIS IS A REVISION DUE TO ADDITION
OF-RESOLUTION. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN | Non-Voting | | | | | |
| | | THOMSON REUTERS CORPORATION | |
| | | Security | 884903105 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 06-Jun-2018 |
| | | ISIN | CA8849031056 | | | | | | Agenda | 709315635 - Management |
| | | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | 0464899 - 2126067 - 2889371 -
5964208 - BDDXWP5 - BJ055S0 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.11 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: DAVID THOMSON | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: SHEILA C. BAIR | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: DAVID W. BINET | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: W. EDMUND CLARK, C.M | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: VANCE K. OPPERMAN | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: KRISTIN C. PECK | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: BARRY SALZBERG | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: PETER J. THOMSON | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: WULF VON
SCHIMMELMANN | Management | | For | | For | |
| | | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS
AUDITOR AND TO AUTHORIZE THE DIRECTORS TO
FIX THE AUDITOR'S REMUNERATION | Management | | For | | For | |
| | | 3 | TO APPROVE AMENDMENTS TO THE THOMSON
REUTERS CORPORATION ARTICLES OF
AMALGAMATION DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | | For | | For | |
| | | 4 | TO ACCEPT, ON AN ADVISORY BASIS, THE
APPROACH TO EXECUTIVE COMPENSATION
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR | Management | | For | | For | |
| | | DOLLARAMA INC, MONTREAL QU | |
| | | Security | 25675T107 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 07-Jun-2018 |
| | | ISIN | CA25675T1075 | | | | | | Agenda | 709369195 - Management |
| | | Record Date | 25-Apr-2018 | | | | | | Holding Recon Date | 25-Apr-2018 |
| | | City / | Country | MONTRE
AL | / | Canada | | | | | Vote Deadline Date | 01-Jun-2018 |
| | | SEDOL(s) | B4TP9G2 - B51TZ83 - B5LJ3K1 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.9 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: JOSHUA BEKENSTEIN | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: GREGORY DAVID | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: ELISA D. GARCIA C | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: STEPHEN GUNN | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: KRISTIN MUGFORD | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: NICHOLAS NOMICOS | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: NEIL ROSSY | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: RICHARD ROY | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: HUW THOMAS | Management | | For | | For | |
| | | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP, CHARTERED PROFESSIONAL ACCOUNTANTS,
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE
DIRECTORS TO FIX ITS REMUNERATION | Management | | For | | For | |
| | | 3 | ADOPTION OF A SPECIAL RESOLUTION
AUTHORIZING AN AMENDMENT TO THE ARTICLES
OF THE CORPORATION PURSUANT TO SECTION 173
OF THE CANADA BUSINESS CORPORATIONS ACT
TO SUBDIVIDE THE NUMBER OF COMMON SHARES
OF THE CORPORATION, WHETHER ISSUED OR
UNISSUED, ON A THREE FOR ONE BASIS, SUCH
THAT EACH COMMON SHARE WILL BECOME THREE
COMMON SHARES, AS MORE PARTICULARLY
DESCRIBED IN THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR | Management | | For | | For | |
| | | 4 | ADOPTION OF AN ADVISORY NON-BINDING
RESOLUTION IN RESPECT OF THE CORPORATION'S
APPROACH TO EXECUTIVE COMPENSATION, AS
MORE PARTICULARLY DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR | Management | | For | | For | |
| | | RESTAURANT BRANDS INTERNATIONAL INC. | |
| | | Security | 76131D103 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 07-Jun-2018 |
| | | ISIN | CA76131D1033 | | | | | | Agenda | 709399148 - Management |
| | | Record Date | 11-Apr-2018 | | | | | | Holding Recon Date | 11-Apr-2018 |
| | | City / | Country | OAKVILL
E | / | Canada | | | | | Vote Deadline Date | 01-Jun-2018 |
| | | SEDOL(s) | BG05NZ2 - BTF8CF0 - BTF8CG1 -
BTF8W83 - BTF8WD8 - BTGQCL9 -
BWYBM95 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTION 4 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND
3. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: ALEXANDRE BEHRING | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: MARC CAIRA | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: JOAO M. CASTRO-NEVES | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: MARTIN E. FRANKLIN | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: PAUL J. FRIBOURG | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: NEIL GOLDEN | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: ALI HEDAYAT | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: GOLNAR
KHOSROWSHAHI | Management | | For | | For | |
| | | 1.9 | ELECTION OF DIRECTOR: DANIEL S. SCHWARTZ | Management | | For | | For | |
| | | 1.10 | ELECTION OF DIRECTOR: CARLOS ALBERTO
SICUPIRA | Management | | For | | For | |
| | | 1.11 | ELECTION OF DIRECTOR: ROBERTO MOSES
THOMPSON MOTTA | Management | | For | | For | |
| | | 1.12 | ELECTION OF DIRECTOR: ALEXANDRE VAN DAMME | Management | | For | | For | |
| | | 2 | APPROVAL, ON A NON-BINDING ADVISORY BASIS,
OF THE COMPENSATION PAID TO NAMED
EXECUTIVE OFFICERS | Management | | For | | For | |
| | | 3 | APPOINT KPMG LLP AS OUR AUDITORS TO SERVE
UNTIL THE CLOSE OF THE 2019 ANNUAL MEETING
OF SHAREHOLDERS AND AUTHORIZE OUR
DIRECTORS TO FIX THE AUDITORS'
REMUNERATION | Management | | Against | | Against | |
| | | 4 | APPROVE AN AMENDMENT TO THE AMENDED AND
RESTATED 2014 OMNIBUS INCENTIVE PLAN TO
INCREASE THE NUMBER OF COMMON SHARES
AVAILABLE FOR ISSUANCE BY 15,000,000 COMMON
SHARES | Management | | For | | For | |
| | | 5 | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: CONSIDER A
SHAREHOLDER PROPOSAL TO ISSUE AN ANNUAL
REPORT TO INVESTORS REGARDING SUPPLY
CHAIN IMPACTS ON DEFORESTATION, IF
PROPERLY PRESENTED AT THE MEETING | Shareholder | | Against | | For | |
| | | ISRAEL DISCOUNT BANK LTD., TEL AVIV-JAFFA | |
| | | Security | 465074201 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 07-Jun-2018 |
| | | ISIN | IL0006912120 | | | | | | Agenda | 709470506 - Management |
| | | Record Date | 08-May-2018 | | | | | | Holding Recon Date | 08-May-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | 6451271 - 6460534 - B02QF22 -
B4MQKZ8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | DISCUSS FINANCIAL STATEMENTS AND THE
REPORT OF THE BOARD | Non-Voting | | | | | |
| | | 2 | APPROVE DIVIDEND DISTRIBUTION | Management | | For | | For | |
| | | 3 | REAPPOINT SOMEKH CHAIKIN AND ZIV HAFT AS
AUDITORS AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 4
CANDIDATES TO BE ELECTED AS DIRECTORS,-
THERE ARE ONLY 3 VACANCIES AVAILABLE TO BE
FILLED AT THE MEETING. THE-STANDING
INSTRUCTIONS FOR THIS MEETING WILL BE
DISABLED AND, IF YOU CHOOSE,-YOU ARE
REQUIRED TO VOTE FOR ONLY 3 OF THE 4
DIRECTORS. THANK YOU | Non-Voting | | | | | |
| | | 4.1 | ELECT REUVEN ADLER AS DIRECTOR | Management | | For | | For | |
| | | 4.2 | ELECT YAROM ARIAV AS DIRECTOR | Management | | | | | |
| | | 4.3 | REELECT YODFAT HAREL BUCHRIS AS DIRECTOR | Management | | For | | For | |
| | | 4.4 | ELECT BEN ZION ZILBERFARB AS DIRECTOR | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2
OPTIONS TO INDICATE A PREFERENCE ON-THIS
RESOLUTION, ONLY ONE CAN BE SELECTED. THE
STANDING INSTRUCTIONS FOR THIS-MEETING WILL
BE DISABLED AND, IF YOU CHOOSE, YOU ARE
REQUIRED TO VOTE FOR-ONLY 1 OF THE 2
OPTIONS BELOW, YOUR OTHER VOTES MUST BE
EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | | | | | |
| | | 5.1 | ELECT SHALOM-YOSEF HOCHMAN AS EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 5.2 | ELECT HAGI HELLER AS EXTERNAL DIRECTOR | Management | | Abstain | | Against | |
| | | 6 | RATIFY AMENDED COMPENSATION POLICY FOR
THE DIRECTORS AND OFFICERS | Management | | For | | For | |
| | | GAZIT-GLOBE LTD., TEL AVIV | |
| | | Security | M4793C102 | | | | | | Meeting Type | Special General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-Jun-2018 |
| | | ISIN | IL0001260111 | | | | | | Agenda | 709428711 - Management |
| | | Record Date | 03-May-2018 | | | | | | Holding Recon Date | 03-May-2018 |
| | | City / | Country | TEL-
AVIV | / | Israel | | | | | Vote Deadline Date | 04-Jun-2018 |
| | | SEDOL(s) | 6585396 - B06MS05 - B6ZK8V3 -
BFSRCR8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | APPROVAL OF THE COMPENSATION TERMS OF MR.
CHAIM KATZMAN, THE COMPANY'S CONTROLLING
SHAREHOLDER, AS THE COMPANY'S CHIEF
EXECUTIVE OFFICER | Management | | For | | For | |
| | | 2 | APPROVAL OF THE COMPENSATION TERMS OF MR.
EHUD ARNON, THE COMPANY'S NEW CHAIRMAN OF
THE BOARD | Management | | For | | For | |
| | | 3 | APPROVAL OF THE COMPANY'S PROVIDING AN
EXCULPATION LETTER TO EACH OF: THE
COMPANY'S CHIEF EXECUTIVE OFFICER AND VICE
CHAIRMAN OF THE BOARD, MR. CHAIM KATZMAN.
IN EACH CASE IN ACCORDANCE WITH THE
COMPANY'S COMPENSATION POLICY | Management | | Against | | Against | |
| | | 4 | APPROVAL OF THE COMPANY'S PROVIDING AN
EXCULPATION LETTER TO EACH OF: THE
COMPANY'S DIRECTOR, MR. DOR J. SEGAL. IN
EACH CASE IN ACCORDANCE WITH THE
COMPANY'S COMPENSATION POLICY | Management | | Against | | Against | |
| | | CMMT | 01 JUNE 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT IN
RESOLUTION 3 AND 4, AND CHANGE IN MEETING
DATE FROM 31-MAY-2018 TO-10-JUN-2018. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | FIRST INTERNATIONAL BANK OF ISRAEL LTD | |
| | | Security | M1648G106 | | | | | | Meeting Type | Special General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 10-Jun-2018 |
| | | ISIN | IL0005930388 | | | | | | Agenda | 709484567 - Management |
| | | Record Date | 13-May-2018 | | | | | | Holding Recon Date | 13-May-2018 |
| | | City / | Country | TEL AVIV | / | Israel | | | | | Vote Deadline Date | 04-Jun-2018 |
| | | SEDOL(s) | 6123804 - 6123815 - B066PP1 -
B1G3H64 - B3XRSF9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1.1 | REELECT EILON (ILAN) AISH AS EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 1.2 | REELECT MENACHEM INBAR AS EXTERNAL
DIRECTOR | Management | | For | | For | |
| | | 1.3 | REELECT HANOCH DOV GOLDFRIEND AS
EXTERNAL DIRECTOR | Management | | For | | For | |
| | | 1.4 | ELECT RONEN HAREL AS EXTERNAL DIRECTOR | Management | | For | | For | |
| | | ALONY HETZ PROPERTIES & INVESTMENTS LTD, RAMAT GAN | |
| | | Security | M0867F104 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 12-Jun-2018 |
| | | ISIN | IL0003900136 | | | | | | Agenda | 709484581 - Management |
| | | Record Date | 13-May-2018 | | | | | | Holding Recon Date | 13-May-2018 |
| | | City / | Country | RAMAT
GAN | / | Israel | | | | | Vote Deadline Date | 06-Jun-2018 |
| | | SEDOL(s) | 6013154 - B3W22Q4 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET
REGULATIONS REQUIRE THAT YOU-DISCLOSE
WHETHER YOU HAVE A) A PERSONAL INTEREST IN
THIS COMPANY B) ARE A-CONTROLLING
SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR
OFFICER OF THIS-COMPANY D) THAT YOU ARE AN
INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-
MANAGER OR TRUST FUND. BY VOTING THROUGH
THE PROXY EDGE PLATFORM YOU ARE-
CONFIRMING THE ANSWER FOR A, B AND C TO BE
NO AND THE ANSWER FOR D TO BE YES.-SHOULD
THIS NOT BE THE CASE PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-SO THAT WE
MAY LODGE YOUR VOTE INSTRUCTIONS
ACCORDINGLY | Non-Voting | | | | | |
| | | 1 | AMEND ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | BROOKFIELD ASSET MANAGEMENT INC, TORONTO ON | |
| | | Security | 112585104 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 15-Jun-2018 |
| | | ISIN | CA1125851040 | | | | | | Agenda | 709507808 - Management |
| | | Record Date | 03-May-2018 | | | | | | Holding Recon Date | 03-May-2018 |
| | | City / | Country | TORONT
O | / | Canada | | | | | Vote Deadline Date | 11-Jun-2018 |
| | | SEDOL(s) | 2092555 - 2092599 - B2QBRB0 -
B3F9T61 - B3Y29D8 - BHZL9D2 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY
FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO
1.8 AND 2. THANK YOU | Non-Voting | | | | | |
| | | 1.1 | ELECTION OF DIRECTOR: M. ELYSE ALLAN | Management | | For | | For | |
| | | 1.2 | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | | For | | For | |
| | | 1.3 | ELECTION OF DIRECTOR: MURILO FERREIRA | Management | | For | | For | |
| | | 1.4 | ELECTION OF DIRECTOR: FRANK J. MCKENNA | Management | | For | | For | |
| | | 1.5 | ELECTION OF DIRECTOR: RAFAEL MIRANDA | Management | | For | | For | |
| | | 1.6 | ELECTION OF DIRECTOR: YOUSSEF A. NASR | Management | | For | | For | |
| | | 1.7 | ELECTION OF DIRECTOR: SEEK NGEE HUAT | Management | | For | | For | |
| | | 1.8 | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | | For | | For | |
| | | 2 | THE APPOINTMENT OF DELOITTE LLP AS THE
EXTERNAL AUDITOR AND AUTHORIZING THE
DIRECTORS TO SET ITS REMUNERATION | Management | | For | | For | |
| | | 3 | THE SAY ON PAY RESOLUTION SET OUT IN THE
CORPORATION'S MANAGEMENT INFORMATION
CIRCULAR DATED MAY 1, 2018 | Management | | For | | For | |
| | | 4 | PLAN AMENDMENT RESOLUTION: CONSIDER AND,
IF THOUGHT ADVISABLE, PASS A RESOLUTION
AUTHORIZING AN AMENDMENT TO THE
CORPORATION'S CURRENT ESCROWED STOCK
PLAN | Management | | For | | For | |
| Registrant: ARROW INVESTMENTS TRUST -- Arrow DWA Country Rotation ETF | | Item 1, Exhibit 7 |
| | |
| | Vote Summary |
| | | VALMET CORPORATION, HELSINKI | |
| | | Security | X96478114 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 21-Mar-2018 |
| | | ISIN | FI4000074984 | | | | | | Agenda | 708963182 - Management |
| | | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 13-Mar-2018 |
| | | SEDOL(s) | BH6XZT5 - BHY32Y1 - BHZ6YD2 -
BJ39SX5 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF THE PERSONS TO SCRUTINISE THE
MINUTES AND TO VERIFY THE COUNTING-OF THE
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE CONSOLIDATED FINANCIAL-STATEMENTS, THE
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR-THE YEAR 2017: REVIEW
BY THE CEO | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND
THE CONSOLIDATED FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDENDS: EUR 0.55 PER SHARE | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: SEVEN (7) | Management | | For | | For | |
| | | 12 | ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS: VALMET OYJ'S NOMINATION BOARD
PROPOSES THAT MR BO RISBERG, MR AARO
CANTELL, MS ERIIKKA SODERSTROM, MS TARJA
TYNI AND MR ROGERIO ZIVIANI BE RE-ELECTED AS
MEMBERS OF THE BOARD OF DIRECTORS AND
THAT MS MONIKA MAURER AND MR PEKKA
KEMPPAINEN BE ELECTED AS THE NEW MEMBERS
OF THE BOARD OF DIRECTORS FOR THE TERM
EXPIRING AT THE CLOSE OF THE ANNUAL
GENERAL MEETING 2019 | Management | | For | | For | |
| | | 13 | RESOLUTION ON REMUNERATION OF THE AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF THE AUDITOR: THE BOARD OF
DIRECTORS PROPOSES THAT AUDIT FIRM
PRICEWATERHOUSECOOPERS OY BE ELECTED
AUDITOR OF THE COMPANY.
PRICEWATERHOUSECOOPERS OYHAS STATED
THAT MR JOUKO MALINEN APA, WILL ACT AS THE
RESPONSIBLE AUDITOR | Management | | For | | For | |
| | | 15 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | AUTHORISING THE BOARD OF DIRECTORS TO
RESOLVE ON THE ISSUANCE OF SHARES AS WELL
AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING
TO SHARES | Management | | For | | For | |
| | | 17 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | DNA OYJ | |
| | | Security | X1823C100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-Mar-2018 |
| | | ISIN | FI4000062385 | | | | | | Agenda | 708956896 - Management |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 14-Mar-2018 |
| | | SEDOL(s) | BD8N722 - BDFC960 - BYNZR08 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO CONFIRM THE MINUTES
AND SUPERVISE THE COUNTING OF-VOTES | Non-Voting | | | | | |
| | | 4 | DECLARATION OF THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AND ADOPTION OF
THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE REPORT OF THE BOARD OF-DIRECTORS AND
THE AUDITOR'S REPORT FOR 2017 | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | BOARD OF DIRECTORS' PROPOSAL FOR
DISTRIBUTABLE FUNDS: EUR 0.46 PER SHARE | Management | | For | | For | |
| | | 9 | DISCHARGING THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: THE SHAREHOLDERS'
NOMINATION COMMITTEE PROPOSES THAT SEVEN
(7) BOARD MEMBERS BE ELECTED | Management | | For | | For | |
| | | 12 | ELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS: THE SHAREHOLDERS' NOMINATION
COMMITTEE PROPOSES THAT THE CURRENT
MEMBERS OF THE BOARD PERTTI KORHONEN, ANU
NISSINEN, TERO OJANPERA, JUKKA OTTELA,
MARGUS SCHULTS, KIRSI SORMUNEN AND HEIKKI
MAKIJARVI BE RE-ELECTED | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF THE AUDITOR: THE BOARD OF
DIRECTORS PROPOSES THAT AUTHORIZED PUBLIC
ACCOUNTANTS, PRICEWATERHOUSECOOPERS OY,
BE RE-ELECTED AS THE COMPANY'S AUDITOR FOR
THE FINANCIAL YEAR 2018.
PRICEWATERHOUSECOOPERS OY HAS NOTIFIED
THAT THE PRINCIPAL AUDITOR WILL BE
AUTHORIZED PUBLIC ACCOUNTANT MIKA
KAARISALO | Management | | For | | For | |
| | | 15 | AUTHORISATION OF THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | AUTHORISATION OF THE BOARD OF DIRECTORS TO
DECIDE ON A SHARE ISSUE, DISPOSAL OF OWN
SHARES IN THE COMPANY'S POSSESSION AND
OTHER SPECIAL RIGHTS ENTITLING TO SHARES | Management | | For | | For | |
| | | 17 | RESOLUTION ON THE CHANGING OF
CLASSIFICATION OF UNRESTRICTED EQUITY | Management | | For | | For | |
| | | 18 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | METSO CORPORATION, HELSINKI | |
| | | Security | X53579102 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-Mar-2018 |
| | | ISIN | FI0009007835 | | | | | | Agenda | 708957254 - Management |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 14-Mar-2018 |
| | | SEDOL(s) | 5713422 - 5722600 - B02G8Y5 -
B28K6T6 - BHZLM55 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINIZE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE CONSOLIDATED FINANCIAL-STATEMENTS, THE
REPORT OF THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR-THE YEAR 2017 - REVIEW
BY THE CEO | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS AND
THE CONSOLIDATED FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.05 PER SHARE | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: EIGHT | Management | | For | | For | |
| | | 12 | ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS: MR. MIKAEL LILIUS, MR. CHRISTER
GARDELL, MR. PETER CARLSSON, MR. OZEY K.
HORTON, JR., MR. LARS JOSEFSSON, MS. NINA
KOPOLA AND MS. ARJA TALMA. MIKAEL LILIUS IS
PROPOSED TO BE RE-ELECTED AS THE CHAIR OF
THE BOARD OF DIRECTORS AND MR. CHRISTER
GARDELL AS THE VICE-CHAIR OF THE BOARD OF
DIRECTORS. THE NOMINATION BOARD
FURTHERMORE PROPOSES THAT MR. ANTTI
MAKINEN BE ELECTED AS A NEW MEMBER OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF THE AUDITOR: ERNST & YOUNG OY,
AUTHORIZED PUBLIC ACCOUNTANTS, BE ELECTED
AUDITOR OF THE COMPANY. ERNST & YOUNG OY
HAS NOTIFIED THAT MR. MIKKO JARVENTAUSTA,
APA, WOULD ACT AS RESPONSIBLE AUDITOR | Management | | For | | For | |
| | | 15 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES | Management | | For | | For | |
| | | 17 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | SANOMA OYJ | |
| | | Security | X75713119 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-Mar-2018 |
| | | ISIN | FI0009007694 | | | | �� | | Agenda | 708965340 - Management |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 14-Mar-2018 |
| | | SEDOL(s) | 5964640 - B06MN11 - B1S7CD6 -
B28LPW5 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINIZE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY AND QUORUM OF THE
MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE BOARD OF DIRECTORS REPORT, AND-THE
AUDITOR'S REPORT FOR THE YEAR 2017 - REVIEW
BY THE PRESIDENT AND CEO | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.35 PER SHARE | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT AND CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: NINE | Management | | For | | For | |
| | | 12 | ELECTION OF THE CHAIRMAN, THE VICE CHAIRMAN
AND THE MEMBERS OF THE BOARD OF
DIRECTORS: SHAREHOLDERS REPRESENTING
MORE THAN 10% OF ALL SHARES AND VOTES HAVE
ANNOUNCED THEIR INTENTION TO PROPOSE TO
THE ANNUAL GENERAL MEETING THAT THE BOARD
OF DIRECTORS COMPRISES THE FOLLOWING
MEMBERS: PEKKA ALA-PIETILA, ANTTI HERLIN,
ANNE BRUNILA, MIKA IHAMUOTILA, NILS ITTONEN,
DENISE KOOPMANS, ROBIN LANGENSKIOLD,
RAFAELA SEPPALA AND KAI OISTAMO, AND THAT
THE TERM OF ALL THE BOARD MEMBERS ENDS AT
THE END OF THE ANNUAL GENERAL MEETING IN
2019. IN ADDITION, THE ABOVE MENTIONED
SHAREHOLDERS INTEND TO PROPOSE THAT
PEKKA ALA-PIETILA IS ELECTED AS THE CHAIRMAN
AND ANTTI HERLIN AS THE VICE CHAIRMAN OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF AUDITOR:
PRICEWATERHOUSECOOPERS OY | Management | | For | | For | |
| | | 15 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | CMMT | 09 FEB 2018: THE BOARD DOES NOT MAKE ANY
RECOMMENDATION ON RESOLUTION 10, 11-AND 12.
THANK YOU | Non-Voting | | | | | |
| | | CMMT | 09 FEB 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT-AND
CHANGE IN TEXT OF RESOLUTIONS. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | OUTOTEC OYJ | |
| | | Security | X6026E100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Mar-2018 |
| | | ISIN | FI0009014575 | | | | | | Agenda | 708940716 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 19-Mar-2018 |
| | | SEDOL(s) | B1FN8X9 - B1FVBB2 - B1H6PL3 -
B28L5N6 - BHZLPD4 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINIZE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE REPORT OF THE BOARD OF-DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2017 | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 12 | ELECTION OF MEMBERS AND CHAIRMAN AS WELL
AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS:
OUTOTEC'S NOMINATION BOARD PROPOSES TO
THE ANNUAL GENERAL MEETING THAT THE
CURRENT MEMBERS OF THE BOARD OF
DIRECTORS, MATTI ALAHUHTA, TIMO RITAKALLIO,
EIJA AILASMAA, KLAUS CAWEN, ANJA KORHONEN,
PATRIK NOLAKER AND IAN W. PEARCE BE RE-
ELECTED AS MEMBERS OF THE BOARD AND THAT
HANNE DE MORA BE ELECTED AS A NEW MEMBER
OF THE BOARD FOR THE TERM ENDING AT THE
CLOSURE OF THE ANNUAL GENERAL MEETING
2019. THE NOMINATION BOARD PROPOSES THAT
THE ANNUAL GENERAL MEETING RESOLVES TO
ELECT MATTI ALAHUHTA AS CHAIRMAN OF THE
BOARD OF DIRECTORS AND TIMO RITAKALLIO AS
VICE CHAIRMAN OF THE BOARD OF DIRECTORS
FOR THE TERM ENDING AT THE CLOSURE OF THE
ANNUAL GENERAL MEETING 2019 | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF AUDITOR:
PRICEWATERHOUSECOOPERS OY | Management | | For | | For | |
| | | 15 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE ISSUANCE OF SHARES AND THE
ISSUANCE OF SPECIAL RIGHTS ENTITLING TO
SHARES | Management | | For | | For | |
| | | 17 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | CMMT | 05 FEB 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF DIRECTOR-NAME
AND AUDITOR NAME IN RESOLUTION 12 AND 14. IF
YOU HAVE ALREADY SENT IN-YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK
YOU. | Non-Voting | | | | | |
| | | KONECRANES PLC, HYVINKAA | |
| | | Security | X4550J108 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Mar-2018 |
| | | ISIN | FI0009005870 | | | | | | Agenda | 708965314 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | HYVINKA
A | / | Finland | | | | | Vote Deadline Date | 19-Mar-2018 |
| | | SEDOL(s) | 2549943 - 5038824 - B01JBV3 -
B11WFP1 - B11WGY7 - B28JTJ4 -
B3FGY90 - BHZLKP1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINIZE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE
REPORT OF THE BOARD OF DIRECTORS AND-THE
AUDITOR'S REPORT FOR THE YEAR 2017 | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 12 | ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF AUDITOR | Management | | For | | For | |
| | | 15 | AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | 16 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE AND OR ON THE
ACCEPTANCE AS PLEDGE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 17 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE ISSUANCE OF SHARES AS WELL AS
ON THE ISSUANCE OF SPECIAL RIGHTS ENTITLING
TO SHARES | Management | | For | | For | |
| | | 18 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON THE TRANSFER OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 19 | AUTHORIZING THE BOARD OF DIRECTORS TO
DECIDE ON A DIRECTED SHARE ISSUE WITHOUT
PAYMENT FOR AN EMPLOYEE SHARE SAVINGS
PLAN | Management | | For | | For | |
| | | 20 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | STORA ENSO OYJ, HELSINKI | |
| | | Security | X8T9CM113 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-Mar-2018 |
| | | ISIN | FI0009005961 | | | | | | Agenda | 708967483 - Management |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 20-Mar-2018 |
| | | SEDOL(s) | 5072673 - 5315204 - 5660562 -
B05P5B5 - B28MPB7 - BJ054G1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO CONFIRM THE MINUTES
AND TO SUPERVISE THE COUNTING OF-VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE
REPORT OF THE BOARD OF DIRECTORS AND-THE
AUDITOR'S REPORT FOR THE YEAR 2017 | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.41 PER SHARE | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION FOR THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: 9 | Management | | For | | For | |
| | | 12 | ELECTION OF CHAIRMAN, VICE CHAIRMAN AND
OTHER MEMBERS OF THE BOARD OF DIRECTORS:
THE SHAREHOLDERS' NOMINATION BOARD
PROPOSES TO THE AGM THAT OF THE CURRENT
MEMBERS OF THE BOARD OF DIRECTORS - ANNE
BRUNILA, JORMA ELORANTA, ELISABETH
FLEURIOT, HOCK GOH, CHRISTIANE KUEHNE,
RICHARD NILSSON, GORAN SANDBERG AND HANS
STRABERG BE RE-ELECTED MEMBERS OF THE
BOARD OF DIRECTORS UNTIL THE END OF THE
FOLLOWING AGM AND THAT ANTTI MAKINEN BE
ELECTED NEW MEMBER OF THE BOARD OF
DIRECTORS FOR THE SAME TERM OF OFFICE.
MIKAEL MAKINEN HAS ANNOUNCED THAT HE IS
NOT AVAILABLE FOR RE-ELECTION TO THE BOARD
OF DIRECTORS. THE SHAREHOLDERS' NOMINATION
BOARD PROPOSES THAT JORMA ELORANTA BE
ELECTED CHAIRMAN AND HANS STRABERG BE
ELECTED VICE CHAIRMAN OF THE BOARD OF
DIRECTORS. ANTTI MAKINEN, LL.M., BORN 1961,
FINNISH CITIZEN, HAS A STRONG BUSINESS
BACKGROUND IN THE BANKING AND FINANCIAL
SECTOR AND SINCE MAY 2017 ACTS AS THE CEO
OF SOLIDIUM OY. PREVIOUS WORKING
EXPERIENCE INCLUDES SEVERAL LEADING
MANAGEMENT POSITIONS WITHIN NORDEA
CORPORATE & INVESTMENT BANKING, MOST
NOTABLY AS HEAD OF CORPORATE FINANCE IN
FINLAND, HEAD OF STRATEGIC COVERAGE UNIT
AND AS CO-HEAD FOR CORPORATE & INVESTMENT
BANKING, FINLAND (2010-2017). PRIOR TO THIS
MAKINEN ACTED AS CEO OF EQ CORPORATION
AND ITS MAIN SUBSIDIARY EQ BANK LTD. (2005-
2009). MAKINEN IS A BOARD MEMBER OF RAKE OY
AND ACTS AS CHAIRMAN OR A MEMBER OF THE
SHAREHOLDERS' NOMINATION BOARDS OF
SEVERAL LISTED COMPANIES. HE IS INDEPENDENT
OF THE COMPANY, BUT NOT INDEPENDENT OF THE
COMPANY'S SIGNIFICANT SHAREHOLDERS DUE TO
HIS POSITION AS THE CEO OF SOLIDIUM OY | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION FOR THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF AUDITOR:
PRICEWATERHOUSECOOPERS OY | Management | | For | | For | |
| | | 15 | DECISION MAKING ORDER | Non-Voting | | | | | |
| | | 16 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | AEDIFICA SA, BRUXELLES | |
| | | Security | B0130A108 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 29-Mar-2018 |
| | | ISIN | BE0003851681 | | | | | | Agenda | 708999264 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | BRUSSE
L | / | Belgium | | | | | Vote Deadline Date | 15-Mar-2018 |
| | | SEDOL(s) | B1G5XP1 - B1GT8D6 - B28DY57 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | A.1 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014-
GOVERNING REGULATED REAL ESTATE
COMPANIES: REPORT OF THE BOARD OF
DIRECTORS-DRAFTED IN ACCORDANCE WITH
ARTICLE 559 OF THE BELGIAN COMPANIES CODE
RELATING-TO THE PROPOSED AMENDMENT OF
THE CORPORATE PURPOSE, TO WHICH IS
ATTACHED A-STATEMENT OF ASSETS AND
LIABILITIES ESTABLISHED NOT OLDER THAN THREE
MONTHS | Non-Voting | | | | | |
| | | A.2 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014-
GOVERNING REGULATED REAL ESTATE
COMPANIES: REPORT OF THE STATUTORY
AUDITOR-DRAFTED IN ACCORDANCE WITH
ARTICLE 559 OF THE BELGIAN COMPANIES CODE
WITH-RESPECT TO THE STATEMENT OF ASSETS
AND LIABILITIES | Non-Voting | | | | | |
| | | A.3 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014
GOVERNING REGULATED REAL ESTATE
COMPANIES: PROPOSAL, SUBJECT TO PRIOR
APPROVAL OF THE FSMA, TO REPLACE ARTICLE 3
OF THE ARTICLES OF ASSOCIATION WITH THE
TEXT PROVIDED UNDER POINT A.3 OF THE
MEETING AGENDA | Management | | For | | For | |
| | | B.1 | OTHER AMENDMENTS TO THE ARTICLES OF
ASSOCIATION FURTHER TO THE REVIEWED ACT OF
12 MAY 2014 GOVERNING REGULATED REAL
ESTATE COMPANIES: PROPOSAL, SUBJECT TO THE
PRIOR APPROVAL OF THE FSMA, TO MAKE A
NUMBER OF OTHER FORMAL AMENDMENTS TO
THE TEXT OF THE ARTICLES OF ASSOCIATION IN
IMPLEMENTATION OF THE ACT OF 22 OCTOBER
2017 AMENDING THE ACT OF 12 MAY 2014
GOVERNING REGULATED REAL ESTATE
COMPANIES, AS PUBLISHED IN THE BELGIAN
OFFICIAL GAZETTE ON 9 NOVEMBER 2017 | Management | | For | | For | |
| | | C.1 | RENEWAL OF AUTHORISATION FOR THE
ACQUISITION OF OWN SHARES: PROPOSAL,
SUBJECT TO THE PRIOR APPROVAL OF THE FSMA,
TO RENEW THE AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 24 JUNE
2013 TO THE BOARD OF DIRECTORS FOR A
RENEWABLE PERIOD OF FIVE YEARS CALCULATED
FROM THE PUBLICATION OF THE PRESENT
DECISION IN THE ANNEXES TO THE BELGIAN
OFFICIAL GAZETTE, THEREBY AUTHORISING THE
BOARD OF DIRECTORS TO ACQUIRE OWN SHARES,
SUBJECT TO A MAXIMUM OF 10% OF THE TOTAL
NUMBER OF ISSUED SHARES, AT A UNIT PRICE
THAT MAY NOT BE LOWER THAN 90% OF THE
AVERAGE PRICE QUOTED FOR THE LAST 30 DAYS
OF LISTING OF THE SHARE ON THE REGULATED
MARKET OF EURONEXT BRUSSELS, NOR HIGHER
THAN 110% OF THE AVERAGE PRICE QUOTED FOR
THE LAST 30 DAYS OF LISTING OF THE SHARE ON
THE REGULATED MARKET OF EURONEXT
BRUSSELS, VIZ. A MAXIMUM INCREASE OR
DECREASE OF 10% COMPARED TO THE LISTED
SHARE PRICE | Management | | For | | For | |
| | | C.2 | RENEWAL OF AUTHORISATION FOR THE
ACQUISITION OF OWN SHARES: PROPOSAL TO
AMEND ARTICLE 6.2 OF THE ARTICLES OF
ASSOCIATION SO AS TO RECONCILE THE TEXT
WITH THE ABOVE PROPOSAL | Management | | For | | For | |
| | | D.1 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: SPECIAL REPORT OF THE BOARD-OF
DIRECTORS PURSUANT TO ARTICLE 604 OF THE
BELGIAN COMPANIES CODE | Non-Voting | | | | | |
| | | D.2.1 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL, SUBJECT TO THE PRIOR
APPROVAL OF THE FSMA, TO RENEW THE
AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 28
OCTOBER 2016 TO THE BOARD OF DIRECTORS FOR
A RENEWABLE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE, THEREBY
AUTHORISING THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLES 603 FF. OF THE
BELGIAN COMPANIES CODE, TO INCREASE THE
SHARE CAPITAL IN ONE OR MORE INSTALMENTS,
BY A MAXIMUM AMOUNT OF: EUR 474,000,000 IF
THE CAPITAL INCREASE TO BE EFFECTED IS A
CAPITAL INCREASE WHEREBY THE
SHAREHOLDERS OF THE COMPANY HAVE THE
POSSIBILITY TO EXERCISE A PREFERENTIAL
SUBSCRIPTION RIGHT OR A PRIORITY ALLOCATION
RIGHT, IT BEING UNDERSTOOD THAT THE SHARE
CAPITAL CAN NEVER BE INCREASED WITHIN THE
FRAMEWORK OF THE AUTHORISED CAPITAL IN
EXCESS OF EUR 474,000,000 DURING THE PERIOD
OF FIVE YEARS CALCULATED FROM THE
PUBLICATION OF THE PRESENT DECISION IN THE
ANNEXES TO THE BELGIAN OFFICIAL GAZETTE | Management | | For | | For | |
| | | D.2.2 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL, SUBJECT TO THE PRIOR
APPROVAL OF THE FSMA, TO RENEW THE
AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 28
OCTOBER 2016 TO THE BOARD OF DIRECTORS FOR
A RENEWABLE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE, THEREBY
AUTHORISING THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLES 603 FF. OF THE
BELGIAN COMPANIES CODE, TO INCREASE THE
SHARE CAPITAL IN ONE OR MORE INSTALMENTS,
BY A MAXIMUM AMOUNT OF: EUR 94,800,000 FOR
ANY OTHER TYPE OF CAPITAL INCREASE; IT BEING
UNDERSTOOD THAT THE SHARE CAPITAL CAN
NEVER BE INCREASED WITHIN THE FRAMEWORK
OF THE AUTHORISED CAPITAL IN EXCESS OF EUR
474,000,000 DURING THE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE | Management | | For | | For | |
| | | D.3 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL TO AMEND ARTICLE 6.4 OF
THE ARTICLES OF ASSOCIATION SO AS TO
RECONCILE THE TEXT WITH THE ABOVE
PROPOSAL | Management | | For | | For | |
| | | E.1 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, TO AMEND
ARTICLE 17 SECTION 1 OF THE ARTICLES OF
ASSOCIATION IN ORDER TO PROVIDE FOR THE
COMPANY TO HENCEFORTH BE EQUALLY
REPRESENTED BY ONE DIRECTOR AND ONE
MEMBER OF THE MANAGEMENT COMMITTEE,
ACTING JOINTLY | Management | | For | | For | |
| | | E.2 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, TO AMEND
ARTICLE 19 SECTION 1 OF THE ARTICLES OF
ASSOCIATION SO AS TO HENCEFORTH SCHEDULE
THE ANNUAL GENERAL MEETING ON "THE FOURTH
TUESDAY OF THE MONTH OF OCTOBER AT 3 P.M."
(INSTEAD OF "THE FOURTH FRIDAY OF THE MONTH
OF OCTOBER AT 3 P.M" | Management | | For | | For | |
| | | E.3 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, FOR ARTICLE
8 SECTIONS 4 AND 5 AND ARTICLE 37 OF THE
ARTICLES OF ASSOCIATION TO BE DELETED, THE
LATTER HAVING BECOME DEVOID OF PURPOSE | Management | | For | | For | |
| | | F.1 | APPROVAL OF CLAUSES RE. CHANGE OF CONTROL
IN CREDIT AGREEMENTS BINDING THE COMPANY:
PROPOSAL TO ADOPT AND IF NECESSARY TO
IMPLEMENT, IN ACCORDANCE WITH ARTICLE 556
BELGIAN COMPANIES CODE, ALL PROVISIONS
CONTAINED IN THE TWO CREDIT AGREEMENTS
DATED 14 NOVEMBER 2017 BETWEEN THE
COMPANY AND BNP PARIBAS FORTIS NV, THE
CREDIT AGREEMENTS DATED 20 DECEMBER 2017
BETWEEN THE COMPANY AND ARGENTA
SPAARBANK, THE CREDIT AGREEMENT DATED 20
DECEMBER 2017 BETWEEN THE COMPANY AND
ARGENTA ASSURANTIES AND THE CREDIT
AGREEMENT DATED 4 JANUARY 2018 BETWEEN
THE COMPANY AND CAISSE D'EPARGNE HAUTS DE
FRANCE THAT PROVIDE FOR A POSSIBLE EARLY
REPAYMENT BEING DUE AND/OR THE IMMEDIATE
SUSPENSION OF ACCESS TO THE CREDIT IN THE
EVENT OF A CHANGE OF CONTROL OVER THE
COMPANY | Management | | For | | For | |
| | | G.1 | SPECIAL POWERS - COORDINATION OF ARTICLES
OF ASSOCIATION: PROPOSAL TO CONFER ALL THE
NECESSARY POWERS ON THE ACTING NOTARY
PUBLIC IN VIEW OF THE DEPOSIT AND
PUBLICATION OF THE DEED AS WELL AS THE
COORDINATION OF THE ARTICLES OF
ASSOCIATION IN ACCORDANCE WITH THE
ADOPTED PROPOSALS | Management | | For | | For | |
| | | CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES
NOT REACH QUORUM, THERE WILL BE A-SECOND
CALL ON 16 APR 2018 . CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL-REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU. | Non-Voting | | | | | |
| | | UPM-KYMMENE OYJ | |
| | | Security | X9518S108 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 05-Apr-2018 |
| | | ISIN | FI0009005987 | | | | | | Agenda | 708920928 - Management |
| | | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | | City / | Country | HELSINK
I | / | Finland | | | | | Vote Deadline Date | 26-Mar-2018 |
| | | SEDOL(s) | 5051252 - 5894543 - B02GB35 -
B0CR484 - B28N0Z9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINISE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | PRESENTATION OF THE FINANCIAL STATEMENTS,
THE REPORT OF THE BOARD OF-DIRECTORS AND
THE AUDITOR'S REPORT FOR THE YEAR 2017 | Non-Voting | | | | | |
| | | 7 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 1.15 PER SHARE | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE BOARD OF DIRECTORS AND THE
PRESIDENT AND CEO FROM LIABILITY | Management | | For | | For | |
| | | 10 | RESOLUTION ON THE REMUNERATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE NUMBER OF MEMBERS OF
THE BOARD OF DIRECTORS: TEN (10) | Management | | For | | For | |
| | | 12 | ELECTION OF MEMBERS OF THE BOARD OF
DIRECTORS: THE BOARD OF DIRECTORS'
NOMINATION AND GOVERNANCE COMMITTEE
PROPOSES THAT THE FOLLOWING INCUMBENT
DIRECTORS BE RE-ELECTED TO THE BOARD:
BERNDT BRUNOW, HENRIK EHRNROOTH, PIIA-
NOORA KAUPPI, JUSSI PESONEN, ARI PUHELOINEN,
VELI-MATTI REINIKKALA, SUZANNE THOMA, KIM
WAHL AND BJORN WAHLROOS. THE COMMITTEE
FURTHER PROPOSES THAT MS MARJAN OUDEMAN
BE ELECTED AS A NEW DIRECTOR TO THE BOARD.
THE DIRECTORS ARE ELECTED FOR A ONE-YEAR
TERM AND THEIR TERM OF OFFICE WILL END UPON
CLOSURE OF THE NEXT ANNUAL GENERAL
MEETING. ALL DIRECTOR NOMINEES HAVE GIVEN
THEIR CONSENT TO THE ELECTION | Management | | For | | For | |
| | | 13 | RESOLUTION ON THE REMUNERATION OF THE
AUDITOR | Management | | For | | For | |
| | | 14 | ELECTION OF AUDITOR:
PRICEWATERHOUSECOOPERS OY | Management | | For | | For | |
| | | 15 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON THE REPURCHASE OF THE COMPANY'S
OWN SHARES | Management | | For | | For | |
| | | 16 | RESOLUTIONS ON THE PARTIAL AMENDMENT OF
THE ARTICLES OF ASSOCIATION: ARTICLES 2, 8, 10
AND 12 | Management | | For | | For | |
| | | 17 | AUTHORISING THE BOARD OF DIRECTORS TO
DECIDE ON CHARITABLE CONTRIBUTIONS | Management | | For | | For | |
| | | 18 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | KESKO CORP, HELSINKI | |
| | | Security | X44874109 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 11-Apr-2018 |
| | | ISIN | FI0009000202 | | | | | | Agenda | 708980392 - Management |
| | | Record Date | 28-Mar-2018 | | | | | | Holding Recon Date | 28-Mar-2018 |
| | | City / | Country | HELSKIN
KI | / | Finland | | | | | Vote Deadline Date | 03-Apr-2018 |
| | | SEDOL(s) | 4490005 - 5892978 - B05P4Q3 -
B28JRY5 - BHZLKR3 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | A POA IS NEEDED TO APPOINT OWN
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD-
STILL BE REQUIRED. | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CALLING THE MEETING TO ORDER | Non-Voting | | | | | |
| | | 3 | ELECTION OF PERSONS TO SCRUTINISE THE
MINUTES AND TO SUPERVISE THE COUNTING-OF
VOTES | Non-Voting | | | | | |
| | | 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | | | | | |
| | | 5 | RECORDING THE ATTENDANCE AT THE MEETING
AND ADOPTION OF THE LIST OF VOTES | Non-Voting | | | | | |
| | | 6 | REVIEW BY THE PRESIDENT AND CEO | Non-Voting | | | | | |
| | | 7 | PRESENTATION OF THE 2017 FINANCIAL
STATEMENTS, THE REPORT BY THE BOARD OF-
DIRECTORS AND THE AUDITOR'S REPORT | Non-Voting | | | | | |
| | | 8 | ADOPTION OF THE FINANCIAL STATEMENTS | Management | | For | | For | |
| | | 9 | DISTRIBUTION OF THE PROFITS SHOWN ON THE
BALANCE SHEET AND RESOLUTION ON THE
PAYMENT OF DIVIDEND: EUR 2.20 PER SHARE | Management | | For | | For | |
| | | 10 | RESOLUTION ON DISCHARGING THE BOARD
MEMBERS AND THE MANAGING DIRECTOR FROM
LIABILITY | Management | | For | | For | |
| | | 11 | RESOLUTION ON THE BOARD MEMBERS'
REMUNERATION AND THE BASIS FOR
REIMBURSEMENT OF THEIR EXPENSES | Management | | For | | For | |
| | | 12 | RESOLUTION ON THE NUMBER OF BOARD
MEMBERS: SEVEN (7) | Management | | For | | For | |
| | | 13 | ELECTION OF THE BOARD MEMBERS:
SHAREHOLDERS JOINTLY REPRESENTING OVER
10% OF THE VOTES ATTACHED TO KESKO
CORPORATION'S SHARES HAVE INFORMED THE
COMPANY THAT THEY WILL PROPOSE TO THE
ANNUAL GENERAL MEETING THAT MASTER OF
SCIENCE (ECONOMICS) JANNICA FAGERHOLM,
RETAILER ESA KIISKINEN, MASTER OF SCIENCE
(ECONOMICS) MATTI KYYTSONEN, RETAILER MATTI
NAUMANEN, EMBA AND RETAILER TONI POKELA AS
WELL AS MASTER OF LAWS PETER FAGERNAS
(NEW MEMBER) AND DOCTOR OF SCIENCE
(ECONOMICS AND BUSINESS ADMINISTRATION)
PIIA KARHU (NEW MEMBER) BE ELECTED AS
BOARD MEMBERS | Management | | Against | | Against | |
| | | 14 | RESOLUTION ON THE AUDITOR'S FEE AND THE
BASIS FOR REIMBURSEMENT OF EXPENSES | Management | | Against | | Against | |
| | | 15 | ELECTION OF THE AUDITOR:
PRICEWATERHOUSECOOPERS OY | Management | | Against | | Against | |
| | | 16 | PROPOSAL BY THE BOARD OF DIRECTORS FOR
AUTHORISATION TO DECIDE ON THE ACQUISITION
OF THE COMPANY'S OWN SHARES | Management | | For | | For | |
| | | 17 | PROPOSAL BY THE BOARD OF DIRECTORS FOR
AUTHORISATION TO DECIDE ON THE ISSUE OF
SHARES | Management | | For | | For | |
| | | 18 | DONATIONS FOR CHARITABLE PURPOSES | Management | | For | | For | |
| | | 19 | CLOSING OF THE MEETING | Non-Voting | | | | | |
| | | CMMT | THE BOARD DOES NOT MAKE ANY
RECOMMENDATION ON RESOLUTIONS 11, 12 AND
13 | Non-Voting | | | | | |
| | | GRUPO SECURITY S.A. | |
| | | Security | P6808Q106 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 12-Apr-2018 |
| | | ISIN | CLP6808Q1068 | | | | | | Agenda | 709129197 - Management |
| | | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 09-Apr-2018 |
| | | SEDOL(s) | 2784324 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | APPROVAL OF THE ANNUAL REPORT, BALANCE
SHEET AND FINANCIAL STATEMENTS FOR THE
FISCAL YEAR THAT ENDED ON DECEMBER 31, 2017,
AND OF THE REPORT FROM THE OUTSIDE
AUDITORS FOR THAT SAME FISCAL YEAR | Management | | For | | For | |
| | | 2 | DISTRIBUTION OF PROFIT AND PAYMENT OF
DIVIDENDS | Management | | For | | For | |
| | | 3 | APPROVAL OF THE DIVIDEND POLICY | Management | | For | | For | |
| | | 4 | ESTABLISHMENT OF THE COMPENSATION FOR THE
MEMBERS OF THE BOARD OF DIRECTORS FOR THE
2018 FISCAL YEAR | Management | | For | | For | |
| | | 5 | INFORMATION IN REGARD TO THE ACTIVITIES THAT
WERE CONDUCTED BY THE COMMITTEE OF
DIRECTORS DURING THE 2017 FISCAL YEAR, IN
REGARD TO ITS ANNUAL REPORT AND THE
EXPENSES THAT WERE INCURRED BY THE
COMMITTEE DURING THE MENTIONED FISCAL
YEAR | Management | | For | | For | |
| | | 6 | DETERMINATION OF THE COMPENSATION OF THE
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
THE APPROVAL OF THE BUDGET OF THAT
COMMITTEE FOR THE 2018 FISCAL YEAR | Management | | For | | For | |
| | | 7 | INFORMATION IN REGARD TO THE EXPENSES OF
THE BOARD OF DIRECTORS DURING THE 2017
FISCAL YEAR | Management | | For | | For | |
| | | 8 | DESIGNATION OF THE OUTSIDE AUDITORS OF THE
COMPANY | Management | | For | | For | |
| | | 9 | DESIGNATION OF THE RISK RATING AGENCIES | Management | | For | | For | |
| | | 10 | INFORMATION IN REGARD TO RELATED PARTY
TRANSACTIONS IN ACCORDANCE WITH ARTICLE
146, ET SEQ., OF THE SHARE CORPORATIONS LAW | Management | | For | | For | |
| | | 11 | DESIGNATION OF THE NEWSPAPER IN WHICH THE
LEGAL NOTICES WILL BE PUBLISHED | Management | | For | | For | |
| | | 12 | IN GENERAL, ALL OF THE MATTERS THAT, IN
ACCORDANCE WITH THE LAW, ARE APPROPRIATE
FOR AN ANNUAL GENERAL MEETING | Management | | Against | | Against | |
| | | PARQUE ARAUCO S.A. | |
| | | Security | P76328106 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 13-Apr-2018 |
| | | ISIN | CLP763281068 | | | | | | Agenda | 709060898 - Management |
| | | Record Date | 07-Apr-2018 | | | | | | Holding Recon Date | 07-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 10-Apr-2018 |
| | | SEDOL(s) | 2684349 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | APPROVAL OF THE ANNUAL REPORT, BALANCE
SHEET AND FINANCIAL STATEMENTS OF THE
COMPANY, AS WELL AS THE REPORT FROM THE
OUTSIDE AUDITING FIRM, FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2017 | Management | | For | | For | |
| | | 2 | DETERMINATION OF THE COMPENSATION FOR THE
BOARD OF DIRECTORS FOR THE 2018 FISCAL
YEAR, AND THE REPORT ON THE EXPENSES OF
THE BOARD OF DIRECTORS FOR THE 2017 FISCAL
YEAR | Management | | For | | For | |
| | | 3 | REPORT ON THE ACTIVITIES AND EXPENSES OF
THE COMMITTEE OF DIRECTORS FOR THE 2017
FISCAL YEAR, AND DETERMINATION OF THE
COMPENSATION AND EXPENSE BUDGET OF THE
COMMITTEE OF DIRECTORS FOR THE 2018 FISCAL
YEAR | Management | | For | | For | |
| | | 4 | TO REPORT ON THE INFORMATION THAT IS
PROVIDED FOR IN TITLE XVI OF LAW NUMBER
18,046 | Management | | For | | For | |
| | | 5 | DESIGNATION OF THE OUTSIDE AUDITING FIRM | Management | | For | | For | |
| | | 6 | DESIGNATION OF RISK RATING AGENCIES | Management | | For | | For | |
| | | 7 | DESIGNATION OF THE PERIODICAL IN WHICH THE
CORPORATE NOTICES MUST BE PUBLISHED | Management | | For | | For | |
| | | 8 | DISTRIBUTION OF PROFIT AND DIVIDEND POLICY | Management | | For | | For | |
| | | AEDIFICA SA, BRUXELLES | |
| | | Security | B0130A108 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 16-Apr-2018 |
| | | ISIN | BE0003851681 | | | | | | Agenda | 709146713 - Management |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 |
| | | City / | Country | BRUSSE
L | / | Belgium | | | | | Vote Deadline Date | 03-Apr-2018 |
| | | SEDOL(s) | B1G5XP1 - B1GT8D6 - B28DY57 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | A.1 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014-
GOVERNING REGULATED REAL ESTATE
COMPANIES: REPORT OF THE BOARD OF
DIRECTORS-DRAFTED IN ACCORDANCE WITH
ARTICLE 559 OF THE BELGIAN COMPANIES CODE
RELATING-TO THE PROPOSED AMENDMENT OF
THE CORPORATE PURPOSE, TO WHICH IS
ATTACHED A-STATEMENT OF ASSETS AND
LIABILITIES ESTABLISHED NOT OLDER THAN THREE
MONTHS | Non-Voting | | | | | |
| | | A.2 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014-
GOVERNING REGULATED REAL ESTATE
COMPANIES: REPORT OF THE STATUTORY
AUDITOR-DRAFTED IN ACCORDANCE WITH
ARTICLE 559 OF THE BELGIAN COMPANIES CODE
WITH-RESPECT TO THE STATEMENT OF ASSETS
AND LIABILITIES | Non-Voting | | | | | |
| | | A.3 | AMENDMENT OF THE CORPORATE PURPOSE
FURTHER TO THE REVIEWED ACT OF 12 MAY 2014
GOVERNING REGULATED REAL ESTATE
COMPANIES: PROPOSAL, SUBJECT TO PRIOR
APPROVAL OF THE FSMA, TO REPLACE ARTICLE 3
OF THE ARTICLES OF ASSOCIATION WITH THE
TEXT PROVIDED UNDER POINT A.3 OF THE
MEETING AGENDA | Management | | For | | For | |
| | | B.1 | OTHER AMENDMENTS TO THE ARTICLES OF
ASSOCIATION FURTHER TO THE REVIEWED ACT OF
12 MAY 2014 GOVERNING REGULATED REAL
ESTATE COMPANIES: PROPOSAL, SUBJECT TO THE
PRIOR APPROVAL OF THE FSMA, TO MAKE A
NUMBER OF OTHER FORMAL AMENDMENTS TO
THE TEXT OF THE ARTICLES OF ASSOCIATION IN
IMPLEMENTATION OF THE ACT OF 22 OCTOBER
2017 AMENDING THE ACT OF 12 MAY 2014
GOVERNING REGULATED REAL ESTATE
COMPANIES, AS PUBLISHED IN THE BELGIAN
OFFICIAL GAZETTE ON 9 NOVEMBER 2017 | Management | | For | | For | |
| | | C.1 | RENEWAL OF AUTHORISATION FOR THE
ACQUISITION OF OWN SHARES: PROPOSAL,
SUBJECT TO THE PRIOR APPROVAL OF THE FSMA,
TO RENEW THE AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 24 JUNE
2013 TO THE BOARD OF DIRECTORS FOR A
RENEWABLE PERIOD OF FIVE YEARS CALCULATED
FROM THE PUBLICATION OF THE PRESENT
DECISION IN THE ANNEXES TO THE BELGIAN
OFFICIAL GAZETTE, THEREBY AUTHORISING THE
BOARD OF DIRECTORS TO ACQUIRE OWN SHARES,
SUBJECT TO A MAXIMUM OF 10% OF THE TOTAL
NUMBER OF ISSUED SHARES, AT A UNIT PRICE
THAT MAY NOT BE LOWER THAN 90% OF THE
AVERAGE PRICE QUOTED FOR THE LAST 30 DAYS
OF LISTING OF THE SHARE ON THE REGULATED
MARKET OF EURONEXT BRUSSELS, NOR HIGHER
THAN 110% OF THE AVERAGE PRICE QUOTED FOR
THE LAST 30 DAYS OF LISTING OF THE SHARE ON
THE REGULATED MARKET OF EURONEXT
BRUSSELS, VIZ. A MAXIMUM INCREASE OR
DECREASE OF 10% COMPARED TO THE LISTED
SHARE PRICE | Management | | For | | For | |
| | | C.2 | RENEWAL OF AUTHORISATION FOR THE
ACQUISITION OF OWN SHARES: PROPOSAL TO
AMEND ARTICLE 6.2 OF THE ARTICLES OF
ASSOCIATION SO AS TO RECONCILE THE TEXT
WITH THE ABOVE PROPOSAL | Management | | For | | For | |
| | | D.1 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: SPECIAL REPORT OF THE BOARD-OF
DIRECTORS PURSUANT TO ARTICLE 604 OF THE
BELGIAN COMPANIES CODE | Non-Voting | | | | | |
| | | D.2.1 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL, SUBJECT TO THE PRIOR
APPROVAL OF THE FSMA, TO RENEW THE
AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 28
OCTOBER 2016 TO THE BOARD OF DIRECTORS FOR
A RENEWABLE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE, THEREBY
AUTHORISING THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLES 603 FF. OF THE
BELGIAN COMPANIES CODE, TO INCREASE THE
SHARE CAPITAL IN ONE OR MORE INSTALMENTS,
BY A MAXIMUM AMOUNT OF: EUR 474,000,000 IF
THE CAPITAL INCREASE TO BE EFFECTED IS A
CAPITAL INCREASE WHEREBY THE
SHAREHOLDERS OF THE COMPANY HAVE THE
POSSIBILITY TO EXERCISE A PREFERENTIAL
SUBSCRIPTION RIGHT OR A PRIORITY ALLOCATION
RIGHT, IT BEING UNDERSTOOD THAT THE SHARE
CAPITAL CAN NEVER BE INCREASED WITHIN THE
FRAMEWORK OF THE AUTHORISED CAPITAL IN
EXCESS OF EUR 474,000,000 DURING THE PERIOD
OF FIVE YEARS CALCULATED FROM THE
PUBLICATION OF THE PRESENT DECISION IN THE
ANNEXES TO THE BELGIAN OFFICIAL GAZETTE | Management | | For | | For | |
| | | D.2.2 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL, SUBJECT TO THE PRIOR
APPROVAL OF THE FSMA, TO RENEW THE
AUTHORISATION GRANTED BY THE
EXTRAORDINARY GENERAL MEETING OF 28
OCTOBER 2016 TO THE BOARD OF DIRECTORS FOR
A RENEWABLE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE, THEREBY
AUTHORISING THE BOARD OF DIRECTORS, IN
ACCORDANCE WITH ARTICLES 603 FF. OF THE
BELGIAN COMPANIES CODE, TO INCREASE THE
SHARE CAPITAL IN ONE OR MORE INSTALMENTS,
BY A MAXIMUM AMOUNT OF: EUR 94,800,000 FOR
ANY OTHER TYPE OF CAPITAL INCREASE; IT BEING
UNDERSTOOD THAT THE SHARE CAPITAL CAN
NEVER BE INCREASED WITHIN THE FRAMEWORK
OF THE AUTHORISED CAPITAL IN EXCESS OF EUR
474,000,000 DURING THE PERIOD OF FIVE YEARS
CALCULATED FROM THE PUBLICATION OF THE
PRESENT DECISION IN THE ANNEXES TO THE
BELGIAN OFFICIAL GAZETTE | Management | | For | | For | |
| | | D.3 | RENEWAL OF AUTHORISATION RE.AUTHORISED
CAPITAL: PROPOSAL TO AMEND ARTICLE 6.4 OF
THE ARTICLES OF ASSOCIATION SO AS TO
RECONCILE THE TEXT WITH THE ABOVE
PROPOSAL | Management | | For | | For | |
| | | E.1 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, TO AMEND
ARTICLE 17 SECTION 1 OF THE ARTICLES OF
ASSOCIATION IN ORDER TO PROVIDE FOR THE
COMPANY TO HENCEFORTH BE EQUALLY
REPRESENTED BY ONE DIRECTOR AND ONE
MEMBER OF THE MANAGEMENT COMMITTEE,
ACTING JOINTLY | Management | | For | | For | |
| | | E.2 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, TO AMEND
ARTICLE 19 SECTION 1 OF THE ARTICLES OF
ASSOCIATION SO AS TO HENCEFORTH SCHEDULE
THE ANNUAL GENERAL MEETING ON "THE FOURTH
TUESDAY OF THE MONTH OF OCTOBER AT 3 P.M."
(INSTEAD OF "THE FOURTH FRIDAY OF THE MONTH
OF OCTOBER AT 3 P.M" | Management | | For | | For | |
| | | E.3 | AMENDMENT OF ARTICLES OF ASSOCIATION -
OTHER AMENDMENTS: PROPOSAL, SUBJECT TO
THE PRIOR APPROVAL OF THE FSMA, FOR ARTICLE
8 SECTIONS 4 AND 5 AND ARTICLE 37 OF THE
ARTICLES OF ASSOCIATION TO BE DELETED, THE
LATTER HAVING BECOME DEVOID OF PURPOSE | Management | | For | | For | |
| | | F.1 | APPROVAL OF CLAUSES RE. CHANGE OF CONTROL
IN CREDIT AGREEMENTS BINDING THE COMPANY:
PROPOSAL TO ADOPT AND IF NECESSARY TO
IMPLEMENT, IN ACCORDANCE WITH ARTICLE 556
BELGIAN COMPANIES CODE, ALL PROVISIONS
CONTAINED IN THE TWO CREDIT AGREEMENTS
DATED 14 NOVEMBER 2017 BETWEEN THE
COMPANY AND BNP PARIBAS FORTIS NV, THE
CREDIT AGREEMENTS DATED 20 DECEMBER 2017
BETWEEN THE COMPANY AND ARGENTA
SPAARBANK, THE CREDIT AGREEMENT DATED 20
DECEMBER 2017 BETWEEN THE COMPANY AND
ARGENTA ASSURANTIES AND THE CREDIT
AGREEMENT DATED 4 JANUARY 2018 BETWEEN
THE COMPANY AND CAISSE D'EPARGNE HAUTS DE
FRANCE THAT PROVIDE FOR A POSSIBLE EARLY
REPAYMENT BEING DUE AND/OR THE IMMEDIATE
SUSPENSION OF ACCESS TO THE CREDIT IN THE
EVENT OF A CHANGE OF CONTROL OVER THE
COMPANY | Management | | For | | For | |
| | | G.1 | SPECIAL POWERS - COORDINATION OF ARTICLES
OF ASSOCIATION: PROPOSAL TO CONFER ALL THE
NECESSARY POWERS ON THE ACTING NOTARY
PUBLIC IN VIEW OF THE DEPOSIT AND
PUBLICATION OF THE DEED AS WELL AS THE
COORDINATION OF THE ARTICLES OF
ASSOCIATION IN ACCORDANCE WITH THE
ADOPTED PROPOSALS | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 886036 DUE TO-POSTPONEMENT OF
MEETING FROM 29 MARCH 2018 TO 16 APRIL 2018
AND CHANGE IN-RECORD DATE FROM 15 MARCH
2018 TO 02 APRIL 2018. ALL VOTES RECEIVED ON
THE-PREVIOUS MEETING WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS-
MEETING NOTICE. THANK YOU | Non-Voting | | | | | |
| | | OESTERREICHISCHE POST AG, WIEN | |
| | | Security | A6191J103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 19-Apr-2018 |
| | | ISIN | AT0000APOST4 | | | | | | Agenda | 709147208 - Management |
| | | Record Date | 09-Apr-2018 | | | | | | Holding Recon Date | 09-Apr-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 10-Apr-2018 |
| | | SEDOL(s) | B1577G7 - B15ZVB4 - B170HB9 -
B28ZT70 - BHZLPX4 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 892564 DUE TO RECEIPT OF-
SUPERVISORY BOARD NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE-
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING NOTICE. THANK
YOU | Non-Voting | | | | | |
| | | 2 | RESOLUTION ON THE APPROPRIATION OF THE
BALANCE SHEET PROFIT: EUR 2.05 PER SHARE | Management | | For | | For | |
| | | 3 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE MANAGEMENT BOARD FOR THE
2017 FINANCIAL YEAR | Management | | For | | For | |
| | | 4 | RESOLUTION ON THE DISCHARGE OF THE
MEMBERS OF THE SUPERVISORY BOARD FOR THE
2017 FINANCIAL YEAR | Management | | For | | For | |
| | | 5 | RESOLUTION ON THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 6 | RESOLUTION ON THE APPOINTMENT OF THE
AUDITOR OF THE ANNUAL AND CONSOLIDATED
FINANCIAL STATEMENTS FOR THE 2018 FINANCIAL
YEAR: KPMG AUSTRIA GMBH | Management | | For | | For | |
| | | 7.1 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: JOCHEN DANNINGER | Management | | For | | For | |
| | | 7.2 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: HUBERTA GHENEFF | Management | | For | | For | |
| | | 7.3 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: EDITH HLAWATI | Management | | For | | For | |
| | | 7.4 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: PETER E. KRUSE | Management | | For | | For | |
| | | 7.5 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: CHRIS E. MUNTWYLER | Management | | For | | For | |
| | | 7.6 | ELECTION TO THE SUPERVISORY BOARD
CANDIDATE: STEFAN SZYSZKOWITZ | Management | | For | | For | |
| | | 8 | RESOLUTION ON AN ADDITION TO THE ARTICLES
OF ASSOCIATION IN THE FORM OF A NEW SECTION
25 ("PLACE OF JURISDICTION") | Management | | Against | | Against | |
| | | MELEXIS NV, IEPER | |
| | | Security | B59283109 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 20-Apr-2018 |
| | | ISIN | BE0165385973 | | | | | | Agenda | 709067979 - Management |
| | | Record Date | 06-Apr-2018 | | | | | | Holding Recon Date | 06-Apr-2018 |
| | | City / | Country | IEPER | / | Belgium | | | | | Vote Deadline Date | 03-Apr-2018 |
| | | SEDOL(s) | 5344338 - 5426582 - 7370063 -
B28K5S8 - B3BJ2X3 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | ANNUAL REPORT OF THE BOARD OF DIRECTORS
OVER THE FINANCIAL YEAR CLOSED ON 31-
DECEMBER 2017, INCLUDING THE EXPLANATION OF
THE REMUNERATION REPORT | Non-Voting | | | | | |
| | | 2 | CONTROL REPORT OF THE STATUTORY AUDITOR
OVER THE FINANCIAL YEAR 2017 | Non-Voting | | | | | |
| | | 3 | CONSOLIDATED ANNUAL ACCOUNTS FOR THE
FINANCIAL YEAR CLOSED ON 31 DECEMBER-2017 | Non-Voting | | | | | |
| | | 4 | APPROVAL OF THE ANNUAL ACCOUNTS AND
OTHER DOCUMENTS FOR THE FINANCIAL YEAR
CLOSED ON 31 DECEMBER 2017, AND ALLOCATION
OF RESULT | Management | | For | | For | |
| | | 5 | APPROVAL OF THE REMUNERATION REPORT FOR
THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 6 | DISCHARGE GRANTED TO DIRECTORS | Management | | For | | For | |
| | | 7 | DISCHARGE GRANTED TO STATUTORY AUDITOR | Management | | For | | For | |
| | | 8 | THE MEETING DECIDES TO PROCEED TO THE RE-
APPOINTMENT OF THE FOLLOWING DIRECTORS
FOR A PERIOD OF FOUR YEARS, WITH EFFECT AS
FROM TODAY AND ENDING IMMEDIATELY AFTER
THE ANNUAL SHAREHOLDERS' MEETING OF 2022: -
MR. ROLAND DUCHATELET, RESIDING AT EDUARD
VAN STEENBERGENLAAN 52, BE-2100 ANTWERP; -
MRS. FRANCOISE CHOMBAR, RESIDING AT
BOEKTLAAN 14, BE-3550 HEUSDEN-ZOLDER THE
DIRECTORS WILL RECEIVE NO REMUNERATION
FOR THIS MANDATE | Management | | Against | | Against | |
| | | 9 | REAPPOINTMENT OF MRS. MARTINE BAELMANS AS
AN INDEPENDENT DIRECTOR AND DETERMINATION
OF THE REMUNERATION | Management | | For | | For | |
| | | SCHOELLER-BLECKMANN OILFIELD EQUIPMENT AG, TERNITZ | |
| | | Security | A7362J104 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | AT0000946652 | | | | | | Agenda | 709162173 - Management |
| | | Record Date | 13-Apr-2018 | | | | | | Holding Recon Date | 13-Apr-2018 |
| | | City / | Country | TERNITZ | / | Austria | | | | | Vote Deadline Date | 16-Apr-2018 |
| | | SEDOL(s) | 5266335 - 5788055 - 5788088 -
7571305 - B28LR52 - B3BJNC9 -
BHZLRM7 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 894330 DUE RECEIPT OF-UPDATED
AGENDA AND RESOLUTION 8 BEING A SINGLE ITEM.
ALL VOTES RECEIVED ON-THE PREVIOUS MEETING
WILL BE DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON-THIS MEETING NOTICE. THANK
YOU | Non-Voting | | | | | |
| | | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS | Non-Voting | | | | | |
| | | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDEND
OF EUR 0.50 PER SHARE | Management | | For | | For | |
| | | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | | For | | For | |
| | | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | For | | For | |
| | | 5 | APPROVE REMUNERATION OF SUPERVISORY
BOARD MEMBERS | Management | | Against | | Against | |
| | | 6 | RATIFY ERNST AND YOUNG
WIRTSCHAFTSPRUEFUNGSGESELLSCHAFT
M.B.H.AS AUDITORS FISCAL 2018 | Management | | For | | For | |
| | | 7 | ELECT SONJA ZIMMERMANN AS SUPERVISORY
BOARD MEMBER | Management | | For | | For | |
| | | 8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND
REISSUANCE OR CANCELLATION OF
REPURCHASED SHARES | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THE MEETING HAS BEEN SET
UP USING THE RECORD DATE 13 APR-2018 WHICH
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE. THE TRUE-RECORD
DATE FOR THIS MEETING IS 14 APR 2018. THANK
YOU | Non-Voting | | | | | |
| | | BANCO SANTANDER-CHILE | |
| | | Security | P1506A107 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | CLP1506A1070 | | | | | | Agenda | 709223832 - Management |
| | | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 2000257 - B1YBYM5 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | TO SUBMIT TO THE CONSIDERATION AND
APPROVAL OF THE MEETING, THE ANNUAL
REPORT, GENERAL BALANCE SHEET, FINANCIAL
STATEMENTS AND REPORT OF EXTERNAL
AUDITORS FOR THE PERIOD JANUARY 1ST
THROUGH DECEMBER 31, 2017 | Management | | For | | For | |
| | | 2 | TO RESOLVE THE APPLICATION OF THE PROFITS
OF THE PERIOD 2017. THE ALLOCATION OF A
DIVIDEND SHALL BE PROPOSED, IN THE AMOUNT
OF CLP2,24791611 PER SHARE, WHICH
REPRESENTS THE 75PCT OF THE PROFITS OF THE
PERIOD, AND IF APPROVED, IT SHALL BE PAID AS
OF THE DAY FOLLOWING TO THE MEETING.
LIKEWISE, IT SHALL BE PROPOSED TO THE
MEETING THAT THE REMAINING 25PCT OF THE
PROFITS BE INTENDED FOR INCREASING THE
RESERVES OF THE BANK | Management | | For | | For | |
| | | 3 | RATIFY CLAUDIO MELANDRI HINOJOSA, FELIX DE
VICENTE MINGO AND ALFONSO GOMEZ MORALES
AS DIRECTORS TO REPLACE VITTORIO CORBO LIOI,
ROBERTO ZAHLER MAYANZ AND ROBERTO
MENDEZ TORRES | Management | | For | | For | |
| | | 4 | DETERMINATION OF THE REMUNERATION OF THE
BOARD OF DIRECTORS | Management | | For | | For | |
| | | 5 | APPOINTMENT OF EXTERNAL AUDITORS | Management | | For | | For | |
| | | 6 | APPOINTMENT OF PRIVATE RATING AGENCIES | Management | | For | | For | |
| | | 7 | REPORT OF THE COMMITTEE OF DIRECTORS AND
AUDITING, DETERMINATION OF THE
REMUNERATION OF ITS MEMBERS AND EXPENSE
BUDGET FOR ITS OPERATION | Management | | For | | For | |
| | | 8 | REPORT ON THE OPERATIONS REFERRED TO IN
TITLE XVI OF THE LAW 18.046 | Management | | For | | For | |
| | | 9 | TO BE INFORMED ON ANY MATTER OF CORPORATE
INTEREST THAT SHOULD BE DISCUSSED IN A
REGULAR STOCKHOLDERS MEETING, PURSUANT
TO THE LAW AND BY LAWS OF THE BANK | Management | | Against | | Against | |
| | | CMMT | 12 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN TEXT OF-
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | WAREHOUSES DE PAUW | |
| | | Security | B9774V120 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-Apr-2018 |
| | | ISIN | BE0003763779 | | | | | | Agenda | 709093683 - Management |
| | | Record Date | 11-Apr-2018 | | | | | | Holding Recon Date | 11-Apr-2018 |
| | | City / | Country | WOLVER
TEM | / | Belgium | | | | | Vote Deadline Date | 11-Apr-2018 |
| | | SEDOL(s) | 5710360 - B0514T4 - B1D93C3 -
B28N628 - BWNH4V0 - BYSWVY6 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | ACKNOWLEDGEMENT OF THE REPORTS FROM THE
MANAGER CONCERNING STATUTORY AND-
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY AS OF 31 DECEMBER 2017 | Non-Voting | | | | | |
| | | 2 | ACKNOWLEDGEMENT OF THE REPORTS FROM THE
STATUTORY AUDITOR CONCERNING THE-
FINANCIAL STATEMENTS | Non-Voting | | | | | |
| | | 3 | ACKNOWLEDGEMENT MANAGER'S DECISION TO
MAKE USE THE POSSIBILITY OF PAYING AN-
OPTIONAL DIVIDEND | Non-Voting | | | | | |
| | | 4 | PROPOSAL TO APPROVE THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY
CLOSED ON 31 DECEMBER 2017 AND THE
APPROPRIATION OF THE RESULT | Management | | For | | For | |
| | | 5.1 | PROPOSAL TO GRANT DISCHARGE TO THE
MANAGER | Management | | For | | For | |
| | | 5.2 | PROPOSAL TO GRANT DISCHARGE TO THE
PERMANENT REPRESENTATIVE | Management | | For | | For | |
| | | 5.3 | PROPOSAL TO GRANT DISCHARGE TO THE
STATUTORY AUDITOR | Management | | For | | For | |
| | | 6 | PROPOSAL TO APPROVE THE REMUNERATION OF
THE MANAGER FOR THE CURRENT 2018 FINANCIAL
YEAR | Management | | For | | For | |
| | | 7 | PROPOSAL TO APPROVE THE REMUNERATION
REPORT, WHICH FORMS A SPECIFIC PART OF THE
REPORT ON GOOD GOVERNANCE | Management | | Against | | Against | |
| | | 8 | PROPOSAL TO APPROVE THE FINANCIAL
STATEMENTS OF THE ACQUIRED COMPANY
COLFRIDIS REAL ESTATE FOR THE PERIOD FROM 1
JANUARY 2017 TO 6 OCTOBER 2017 | Management | | For | | For | |
| | | 9.1 | PROPOSAL TO GRANT DISCHARGE TO THE
MANAGERS OF THE ACQUIRED COMPANY
COLFRIDIS REAL ESTATE FOR THE PERFORMANCE
OF THEIR MANDATES DURING THE PERIOD FROM 1
JANUARY 2017 TO 6 OCTOBER 2017 | Management | | For | | For | |
| | | 9.2 | PROPOSAL TO GRANT DISCHARGE TO THE
STATUTORY AUDITOR OF THE ACQUIRED
COMPANY COLFRIDIS REAL ESTATE FOR THE
PERFORMANCE OF THEIR MANDATES DURING THE
PERIOD FROM 1 JANUARY 2017 TO 6 OCTOBER
2017 | Management | | For | | For | |
| | | 10 | ACKNOWLEDGEMENT OF THE REAPPOINTMENT OF
MR. JOOST UWENTS AS DIRECTOR | Non-Voting | | | | | |
| | | 11 | ACKNOWLEDGEMENT OF THE REAPPOINTMENT OF
MRS. CYNTHIA VAN HULLE | Non-Voting | | | | | |
| | | 12 | ACKNOWLEDGEMENT OF THE REAPPOINTMENT OF
MRS. ANNE LECLERCQ AS NON-EXECUTIVE | Non-Voting | | | | | |
| | | 13 | ACKNOWLEDGEMENT OF THE END OF THE
MANDATE OF MR. FRANK MEYSMAN AS
INDEPENDENT-DIRECTOR | Non-Voting | | | | | |
| | | 14 | ACKNOWLEDGEMENT OF THE EXPIRATION OF THE
MANDATE OF MR. FRANK MEYSMAN AS-
INDEPENDENT DIRECTOR - THE APPOINTMENT OF
MR. JUERGEN INGELS AS NON-EXECUTIVE-AND
INDEPENDENT | Non-Voting | | | | | |
| | | 15.1 | PROPOSAL TO APPROVE A CLAUSE FROM THE
TERM AND REVOLVING FACILITIES AGREEMENT
WHICH THE COMPANY CONCLUDED WITH BANQUE
EUROPEENNE CREDIT MUTUEL ON 31 JANUARY
2018 | Management | | For | | For | |
| | | 15.2 | PROPOSAL TO APPROVE A CLAUSE FROM THE
REVOLVING LOAN FACILITY AGREEMENT WHICH
THE COMPANY CONCLUDED WITH ABN AMRO BANK
ON 20 DECEMBER 2017 | Management | | For | | For | |
| | | 15.3 | PROPOSAL TO APPROVE A CLAUSE FROM THE
SHAREHOLDER'S AGREEMENT THE COMPANY
CONCLUDED WITH THE LUXEMBOURG STATE | Management | | For | | For | |
| | | 15.4 | PROPOSAL TO APPROVE EVERY CLAUSE BETWEEN
THE DATE OF THE CONVOCATION TO THE
GENERAL MEETING AND THE EFFECTIVE SESSION
OF THE GENERAL MEETING | Management | | Against | | Against | |
| | | 16 | MISCELLANEOUS | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | 26 MAR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING-TYPE
FROM OGM TO AGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | UMICORE S.A. | |
| | | Security | B95505184 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | BE0974320526 | | | | | | Agenda | 709162109 - Management |
| | | Record Date | 12-Apr-2018 | | | | | | Holding Recon Date | 12-Apr-2018 |
| | | City / | Country | BRUXEL
LES | / | Belgium | | | | | Vote Deadline Date | 12-Apr-2018 |
| | | SEDOL(s) | BF2FC78 - BF44466 - BFBM3P5 -
BG0VH58 - BYZ1PV1 - BZ0XHH9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | REPRESENTATIVE-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER SIGNED
POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 900144 DUE TO RECEIPT OF-
ADDITIONAL RESOLUTION 7.6. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE-
DISREGARDED IF VOTE DEADLINE EXTENSIONS
ARE GRANTED. THEREFORE PLEASE-REINSTRUCT
ON THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND-YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS-SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING.
THANK YOU | Non-Voting | | | | | |
| | | O.1 | RECEIVE DIRECTORS AND AUDITORS REPORTS | Non-Voting | | | | | |
| | | O.2 | APPROVAL OF THE REMUNERATION REPORT | Management | | For | | For | |
| | | O.3 | APPROVAL OF THE STATUTORY ANNUAL
ACCOUNTS OF THE COMPANY FOR THE FINANCIAL
YEAR ENDED ON 31 DECEMBER 2017 INCLUDING
THE PROPOSED ALLOCATION OF THE RESULT: A
GROSS DIVIDEND OF EUR 0.70 PER SHARE. TAKING
INTO ACCOUNT THE GROSS INTERIM DIVIDEND OF
EUR 0.325 PER NEW SHARE (AFTER SHARE SPLIT)
PAID IN AUGUST 2017, A BALANCE GROSS AMOUNT
OF EUR 0.375 PER SHARE WILL BE PAID ON
THURSDAY 3 MAY 2018 | Management | | For | | For | |
| | | O.4 | RECEIVE CONSOLIDATED FINANCIAL STATEMENTS
AND STATUTORY REPORTS | Non-Voting | | | | | |
| | | O.5 | DISCHARGE TO THE DIRECTORS | Management | | For | | For | |
| | | O.6 | DISCHARGE TO THE STATUTORY AUDITOR | Management | | For | | For | |
| | | O.7.1 | RE-ELECTING MR THOMAS LEYSEN AS DIRECTOR
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2021 ORDINARY SHAREHOLDERS'
MEETING | Management | | For | | For | |
| | | O.7.2 | RE-ELECTING MR MARC GRYNBERG AS DIRECTOR
FOR A PERIOD OF THREE YEARS EXPIRING AT THE
END OF THE 2021 ORDINARY SHAREHOLDERS'
MEETING | Management | | For | | For | |
| | | O.7.3 | RE-ELECTING MR MARK GARRETT AS
INDEPENDENT DIRECTOR FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2021
ORDINARY SHAREHOLDERS' MEETING | Management | | For | | For | |
| | | O.7.4 | RE-ELECTING ERIC MEURICE AS INDEPENDENT
DIRECTOR FOR A PERIOD OF THREE YEARS
EXPIRING AT THE END OF THE 2021 ORDINARY
SHAREHOLDERS' MEETING | Management | | For | | For | |
| | | O.7.5 | ELECTING MR KOENRAAD DEBACKERE AS NEW,
INDEPENDENT DIRECTOR FOR A PERIOD OF THREE
YEARS EXPIRING AT THE END OF THE 2021
ORDINARY SHAREHOLDERS' MEETING | Management | | For | | For | |
| | | O.7.6 | APPROVING THE BOARD MEMBERS'
REMUNERATION PROPOSED FOR THE FINANCIAL
YEAR 2018 CONSISTING OF: AT THE LEVEL OF THE
BOARD OF DIRECTORS: (1) A FIXED FEE OF EUR
60,000 FOR THE CHAIRMAN AND EUR 27,000 FOR
EACH NON-EXECUTIVE DIRECTOR, (2) A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN, EUR 2,500 FOR EACH BELGIUM-BASED
NON-EXECUTIVE DIRECTOR AND EUR 3,500 FOR
EACH FOREIGN-BASED NON-EXECUTIVE
DIRECTOR, AND (3) BY WAY OF ADDITIONAL FIXED
REMUNERATION, A GRANT OF 2,000 UMICORE
SHARES TO THE CHAIRMAN AND 1,000 UMICORE
SHARES TO EACH NON-EXECUTIVE DIRECTOR; AT
THE LEVEL OF THE AUDIT COMMITTEE: (1) A FIXED
FEE OF EUR 10,000 FOR THE CHAIRMAN OF THE
COMMITTEE AND EUR 5,000 FOR EACH OTHER
MEMBER, AND (2) A FEE PER ATTENDED MEETING
OF EUR 5,000 FOR THE CHAIRMAN OF THE | Management | | For | | For | |
| | | | COMMITTEE AND EUR 3,000 FOR EACH OTHER
MEMBER; AT THE LEVEL OF THE NOMINATION AND
REMUNERATION COMMITTEE: A FEE PER
ATTENDED MEETING OF EUR 5,000 FOR THE
CHAIRMAN OF THE COMMITTEE AND EUR 3,000 FOR
EACH OTHER MEMBER | | | | | | | |
| | | E.1 | RENEWAL OF THE AUTHORIZATION TO ACQUIRE
OWN SHARES | Management | | For | | For | |
| | | E.2 | RENEWAL OF THE POWERS GRANTED TO THE
BOARD OF DIRECTORS IN THE FRAMEWORK OF
THE AUTHORIZED CAPITAL | Management | | For | | For | |
| | | BARCO NV, KORTRIJK | |
| | | Security | B0833F107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | BE0003790079 | | | | | | Agenda | 709221080 - Management |
| | | Record Date | 12-Apr-2018 | | | | | | Holding Recon Date | 12-Apr-2018 |
| | | City / | Country | KORTRIJ
K | / | Belgium | | | | | Vote Deadline Date | 17-Apr-2018 |
| | | SEDOL(s) | 4704096 - 4730381 - B02PQ60 -
B28FC71 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 903727 DUE TO CHANGE IN-TEXT OF
RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | | | | | |
| | | 1 | PRESENTATION AND DISCUSSION OF THE ANNUAL
REPORT OF THE BOARD OF DIRECTORS,-
INCLUDING THE CORPORATE GOVERNANCE
STATEMENT, AND THE REPORT OF THE
STATUTORY-AUDITOR ON (I) THE ANNUAL
ACCOUNTS OF BARCO NV AND (II) THE
CONSOLIDATED-ANNUAL ACCOUNTS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017 | Non-Voting | | | | | |
| | | 2 | APPROVAL OF THE ANNUAL ACCOUNTS OF BARCO
NV FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017 - DISTRIBUTION OF THE RESULTS - DIVIDEND:
THE GENERAL MEETING APPROVES THE ANNUAL
ACCOUNTS OF BARCO NV FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017, INCLUDING THE
DISTRIBUTION OF THE RESULTS AND THE
DETERMINATION OF THE GROSS DIVIDEND AT 2
EURO AND 10 EUROCENT (2,10 EUR) PER FULLY
PAID UP SHARE | Management | | For | | For | |
| | | 3 | PRESENTATION OF THE CONSOLIDATED ANNUAL
ACCOUNTS FOR THE FISCAL YEAR ENDING-
DECEMBER 31, 2017 | Non-Voting | | | | | |
| | | 4 | THE GENERAL MEETING APPROVES THE
REMUNERATION REPORT WITH RESPECT TO THE
FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | For | |
| | | 5 | THE GENERAL MEETING GIVES DISCHARGE TO
EACH ONE OF THE DIRECTORS FOR THE
EXECUTION OF HIS OR HER MANDATE DURING THE
FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | | For | | For | |
| | | 6 | THE GENERAL MEETING GIVES DISCHARGE TO THE
STATUTORY AUDITOR FOR THE EXECUTION OF ITS
MANDATE DURING THE FISCAL YEAR ENDING
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 7.1 | RE-APPOINTMENT DIRECTORS: PURSUANT TO
ARTICLE 16 OF THE BY-LAWS THE GENERAL
MEETING SETS THE NUMBER OF DIRECTORS AT
SEVEN (7) DIRECTORS | Management | | For | | For | |
| | | 7.2 | RE-APPOINTMENT DIRECTOR: THE GENERAL
MEETING RE-APPOINTS MR. LUC MISSORTEN
(DECREE 24-06-1955), RESIDING AT SLIJKSTRAAT
67, 3212 PELLENBERG, AS DIRECTOR FOR A
PERIOD OF THREE (3) YEARS FROM THE CLOSING
OF THIS GENERAL MEETING UNTIL THE CLOSING
OF THE ORDINARY GENERAL MEETING OF 2021 | Management | | For | | For | |
| | | 7.3 | RE-APPOINTMENT OF INDEPENDENT DIRECTOR:
THE GENERAL MEETING RE-APPOINTS MRS. HILDE
LAGA (DECREE 26-04-1956), RESIDING AT
WOLVENDREEF 26D, 8500 KORTRIJK, AS
INDEPENDENT DIRECTOR AS DEFINED IN ARTICLE
524 SECTION 4 COMPANY CODE FOR A PERIOD OF
THREE (3) YEARS FROM THE CLOSING OF THIS
GENERAL MEETING UNTIL THE CLOSING OF THE
ORDINARY GENERAL MEETING OF 2021 | Management | | For | | For | |
| | | 8 | PURSUANT TO ARTICLE 17 OF THE BY-LAWS THE
GENERAL MEETING SETS THE AGGREGATE
ANNUAL REMUNERATION OF THE ENTIRE BOARD
OF DIRECTORS AT 2.236.060 EURO FOR THE YEAR
2018, OF WHICH AN AMOUNT OF 1.755.410 EURO
WILL BE ALLOCATED TO THE REMUNERATION OF
THE CEO AND THE BALANCE AMOUNT OF 480.650
EURO WILL BE APPORTIONED AMONGST THE NON-
EXECUTIVE MEMBERS OF THE BOARD ACCORDING
TO THE INTERNAL RULES | Management | | For | | For | |
| | | 9 | THE GENERAL MEETING AUTHORIZES THE BOARD
OF DIRECTORS TO ISSUE NEW STOCK OPTION
PLANS IN 2018 WITHIN THE LIMITS SPECIFIED
HEREAFTER: STOCK OPTION PLAN 'OPTIONS
BARCO 11 - CEO 2018' (MAXIMUM 30.000 OPTIONS),
STOCK OPTION PLAN 'OPTIONS BARCO 11 -
PERSONNEL EUROPE 2018' AND STOCK OPTION
PLAN 'OPTIONS BARCO 11 - FOREIGN PERSONNEL
2018' (MAXIMUM 85.000 OPTIONS, TO BE DIVIDED
OVER BOTH PLANS BY THE BOARD OF DIRECTORS) | Management | | For | | For | |
| | | 10 | THE GENERAL MEETING APPOINTS AS STATUTORY
AUDITOR FOR A PERIOD OF THREE YEARS THE
CIVIL COMPANY WHICH HAS TAKEN THE FORM OF
A COOPERATIVE COMPANY WITH LIMITED LIABILITY
PRICEWATERHOUSECOOPERS
BEDRIJFSREVISOREN (B00009), WITH REGISTERED
OFFICE AT 1932 SINT- STEVENS-WOLUWE,
WOLUWEDAL 18, AND ADMINISTRATIVE OFFICE IN
9000 GENT, SLUISWEG 1 BUS 8, WHICH IN
ACCORDANCE WITH ARTICLE 132 COMPANY CODE
APPOINTS AS REPRESENTATIVES MR. PETER
OPSOMER (A01838), AUDITOR, AND MRS. LIEN
WINNE (A02202), AUDITOR, WHO ARE CHARGED
WITH THE EXERCISE OF THE MANDATE. THE
MANDATE EXPIRES AFTER THE GENERAL MEETING
OF SHAREHOLDERS THAT HAS TO APPROVE THE
ANNUAL ACCOUNTS AS AT 31 DECEMBER 2020 | Management | | For | | For | |
| | | LATAM AIRLINES GROUP S.A. | |
| | | Security | P61894104 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | CL0000000423 | | | | | | Agenda | 709223844 - Management |
| | | Record Date | 20-Apr-2018 | | | | | | Holding Recon Date | 20-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | 2518932 - B02YF93 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | ANNUAL REPORT, BALANCE SHEET AND FINANCIAL
STATEMENTS FOR THE PERIOD 2017, SITUATION
OF THE COMPANY AND RELEVANT REPORT OF THE
EXTERNAL AUDIT COMPANY | Management | | For | | For | |
| | | 2 | ALLOCATION OF A DEFINITIVE DIVIDEND
CHARGEABLE TO PROFITS OF THE PERIOD 2017:
USD 0.08 PER SHARE | Management | | For | | For | |
| | | 3 | REMUNERATION OF THE BOARD OF DIRECTORS
FOR THE PERIOD 2018 | Management | | For | | For | |
| | | 4 | REMUNERATION AND BUDGET OF THE COMMITTEE
OF DIRECTORS FOR THE PERIOD 2018 | Management | | Abstain | | Against | |
| | | 5 | APPOINTMENT OF THE EXTERNAL AUDIT COMPANY | Management | | For | | For | |
| | | 6 | APPOINTMENT OF RATING AGENCIES | Management | | For | | For | |
| | | 7 | DETERMINATION OF THE NEWSPAPER FOR
PUBLICATIONS OF THE COMPANY | Management | | For | | For | |
| | | 8 | REPORT ON OPERATIONS WITH RELATED PARTIES | Management | | For | | For | |
| | | 9 | OTHER MATTERS OF CORPORATE INTEREST BEING
OF THE COMPETENCE OF THE REGULAR
STOCKHOLDERS MEETING | Management | | Against | | Against | |
| | | CMMT | 12 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | CENCOSUD S.A. | |
| | | Security | P2205J100 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Apr-2018 |
| | | ISIN | CL0000000100 | | | | | | Agenda | 709152867 - Management |
| | | Record Date | 21-Apr-2018 | | | | | | Holding Recon Date | 21-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | B00R3L2 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | A | EXAMINATION OF THE SITUATION OF THE
COMPANY AND OF THE REPORTS FROM THE
OUTSIDE AUDITING FIRM, AND THE APPROVAL OF
THE ANNUAL REPORT, BALANCE SHEET AND
FINANCIAL STATEMENTS FROM THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2017, AND OF THE
REPORT FROM THE OUTSIDE AUDITING FIRM FOR
THAT SAME FISCAL YEAR | Management | | For | | For | |
| | | B | DISTRIBUTION OF PROFIT FROM THE 2017 FISCAL
YEAR AND THE PAYMENT OF DIVIDENDS | Management | | For | | For | |
| | | C | PRESENTATION OF THE DIVIDEND POLICY OF THE
COMPANY | Management | | For | | For | |
| | | D | ESTABLISHMENT OF THE COMPENSATION OF THE
MEMBERS OF THE BOARD OF DIRECTORS | Management | | For | | For | |
| | | E | ESTABLISHMENT OF THE COMPENSATION OF THE
MEMBERS OF THE COMMITTEE OF DIRECTORS AND
THE DETERMINATION OF THE EXPENSE BUDGET
FOR ITS FUNCTIONING AND FOR ITS ADVISERS | Management | | For | | For | |
| | | F | REPORT IN REGARD TO THE EXPENSES OF THE
BOARD OF DIRECTORS AND OF THE COMMITTEE
OF DIRECTORS | Management | | For | | For | |
| | | G | DESIGNATION OF THE OUTSIDE AUDITING FIRM
FOR THE 2018 FISCAL YEAR | Management | | For | | For | |
| | | H | DESIGNATION OF RISK RATING AGENCIES FOR THE
2018 FISCAL YEAR | Management | | For | | For | |
| | | I | TO GIVE AN ACCOUNTING OF THE MATTERS THAT
WERE EXAMINED BY THE COMMITTEE OF
DIRECTORS, ACTIVITIES CARRIED OUT, ITS ANNUAL
MANAGEMENT REPORT AND THE PROPOSALS
THAT WERE NOT ACCEPTED BY THE BOARD OF
DIRECTORS, AS WELL AS OF THE RESOLUTIONS
THAT WERE PASSED BY THE BOARD OF
DIRECTORS TO APPROVE RELATED PARTY
TRANSACTIONS | Management | | For | | For | |
| | | J | TO GIVE AN ACCOUNTING OF THE OPPOSING
VOTES OF MEMBERS OF THE BOARD OF
DIRECTORS THAT WERE RECORDED IN THE
MINUTES OF MEETINGS OF THE BOARD OF
DIRECTORS | Management | | For | | For | |
| | | K | DESIGNATION OF THE PERIODICAL IN WHICH THE
CORPORATE NOTICES MUST BE PUBLISHED | Management | | For | | For | |
| | | L | IN GENERAL, ANY MATTER OF CORPORATE
INTEREST THAT IS NOT APPROPRIATE FOR AN
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS | Management | | Against | | Against | |
| | | CHONGQING RURAL COMMERCIAL BANK CO., LTD. | |
| | | Security | Y1594G107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Apr-2018 |
| | | ISIN | CNE100000X44 | | | | | | Agenda | 709157944 - Management |
| | | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 |
| | | City / | Country | CHONG
QING | / | China | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | B4Q1Y57 - B5049X2 - BD8NMM7 -
BP3RT72 - BQ8P0L9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 893049 DUE TO ADDITION OF-
RESOLUTIONS 9 AND 10. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE-DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK-YOU. | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0403/LTN201804032443.PDF, | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE WORK REPORT
OF THE BOARD OF THE BANK FOR 2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE WORK REPORT
OF THE BOARD OF SUPERVISORS OF THE BANK
FOR 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE 2017 ANNUAL
FINANCIAL FINAL PROPOSAL OF THE BANK | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE ANNUAL PROFIT
DISTRIBUTION PLAN OF THE BANK FOR 2017:
RMB0.20 PER SHARE (TAX INCLUSIVE) | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE FINANCIAL
BUDGET OF THE BANK FOR 2018 | Management | | For | | For | |
| | | 6 | TO CONSIDER AND APPROVE THE ANNUAL REPORT
OF THE BANK FOR 2017 | Management | | For | | For | |
| | | 7 | TO CONSIDER AND APPROVE THE APPOINTMENT
OF THE EXTERNAL AUDITORS OF THE BANK FOR
2018 AND TO FIX THEIR REMUNERATION:
PRICEWATERHOUSECOOPERS ZHONG TIAN LLP | Management | | For | | For | |
| | | 8 | TO CONSIDER AND APPROVE THE PROPOSAL OF
THE REVISION OF DILUTION OF CURRENT
RETURNS BY INITIAL PUBLIC OFFERING AND
LISTING OF RMB ORDINARY SHARES (A SHARES)
AND REMEDIAL MEASURES | Management | | For | | For | |
| | | 9 | TO CONSIDER AND APPROVE THE REMUNERATION
PLAN OF THE DIRECTORS | Management | | For | | For | |
| | | 10 | TO CONSIDER AND APPROVE THE REMUNERATION
PLAN OF THE SUPERVISORS | Management | | For | | For | |
| | | 11 | TO CONSIDER AND APPROVE THE PROPOSAL OF
THE GRANT OF A GENERAL MANDATE TO THE
BOARD TO ISSUE NEW SHARES OF THE BANK | Management | | Against | | Against | |
| | | 12 | TO CONSIDER AND APPROVE THE PROPOSAL OF
THE EXTENSION OF THE TERM OF INITIAL PUBLIC
OFFERING AND LISTING OF RMB ORDINARY
SHARES (A SHARES) | Management | | For | | For | |
| | | 13 | TO CONSIDER AND APPROVE THE PROPOSAL OF
THE EXTENSION OF THE TERM OF AUTHORIZING
THE BOARD TO EXERCISE ITS ABSOLUTE
DISCRETION TO DEAL WITH ALL MATTERS
RELATING TO INITIAL PUBLIC OFFERING AND
LISTING OF RMB ORDINARY SHARES (A SHARES)
AT GENERAL MEETING | Management | | For | | For | |
| | | 14 | TO CONSIDER AND APPROVE THE PROPOSAL OF
THE BANK'S ISSUANCE OF QUALIFIED TIER-2
CAPITAL INSTRUMENTS | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THIS MEETING IS FOR 2017
ANNUAL GENERAL MEETING | Non-Voting | | | | | |
| | | EMPRESAS CMPC SA | |
| | | Security | P3712V107 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Apr-2018 |
| | | ISIN | CL0000001314 | | | | | | Agenda | 709202179 - Management |
| | | Record Date | 21-Apr-2018 | | | | | | Holding Recon Date | 21-Apr-2018 |
| | | City / | Country | SANTIAG
O | / | Chile | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | 2196015 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | A | TO VOTE IN REGARD TO THE INTEGRATED
REPORT, THE ANNUAL FINANCIAL STATEMENTS
AND THE REPORT FROM THE OUTSIDE AUDITING
FIRM, ALL OF WHICH ARE FOR THE FISCAL YEAR
THAT ENDED ON DECEMBER 31, 2017 | Management | | For | | For | |
| | | B | TO RESOLVE IN REGARD TO THE DISTRIBUTION OF
DIVIDENDS | Management | | For | | For | |
| | | C | TO REPORT IN REGARD TO THE RESOLUTIONS OF
THE BOARD OF DIRECTORS THAT ARE RELATED TO
THE TRANSACTIONS THAT ARE REFERRED TO IN
TITLE XVI OF LAW 18,046 | Management | | For | | For | |
| | | D | TO DESIGNATE THE OUTSIDE AUDITING FIRM AND
RISK RATING AGENCIES | Management | | For | | For | |
| | | E | TO ESTABLISH THE COMPENSATION OF THE
BOARD OF DIRECTORS, TOGETHER WITH THE
COMPENSATION AND THE BUDGET OF THE
COMMITTEE OF DIRECTORS, FOR THE 2018 FISCAL
YEAR | Management | | Abstain | | Against | |
| | | F | TO REPORT ON THE POLICIES AND PROCEDURES
IN REGARD TO THE DIVIDENDS | Management | | For | | For | |
| | | G | TO TAKE COGNIZANCE OF AND RESOLVE IN
REGARD TO ANY OTHER MATTER THAT IS WITHIN
THE AUTHORITY OF AN ANNUAL GENERAL
MEETING OF SHAREHOLDERS, IN ACCORDANCE
WITH THE LAW AND THE CORPORATE BYLAWS | Management | | Against | | Against | |
| | | COMPAGNIE D'ENTREPRISES CFE SA, BRUXELLES | |
| | | Security | B27818135 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | BE0003883031 | | | | | | Agenda | 709163694 - Management |
| | | Record Date | 18-Apr-2018 | | | | | | Holding Recon Date | 18-Apr-2018 |
| | | City / | Country | BRUSSE
LS | / | Belgium | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 4318260 - B28FR32 - B91LNF0 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | BOARD OF DIRECTORS' REPORT W.R.T. FINANCIAL
YEAR ENDED DECEMBER 31, 2017 | Non-Voting | | | | | |
| | | 2 | AUDITOR'S REPORT W.R.T. FINANCIAL YEAR ENDED
DECEMBER 31, 2017 | Non-Voting | | | | | |
| | | 3 | APPROVAL OF THE ANNUAL ACCOUNTS | Management | | | | | |
| | | 4 | APPROVAL OF THE CONSOLIDATED ANNUAL
ACCOUNTS | Management | | | | | |
| | | 5 | APPROPRIATION OF PROFIT - APPROVAL OF THE
DIVIDEND: DIVIDEND OF EUR 2,40 PER SHARE,
CORRESPONDING TO A NET DIVIDEND OF EUR 1,68
PER SHARE. THE DIVIDEND WILL BE PAYABLE AS
FROM 24 MAY 2018 | Management | | | | | |
| | | 6.1 | APPROVAL OF THE REMUNERATION REPORT | Management | | | | | |
| | | 6.2 | ANNUAL REMUNERATION OF THE DIRECTORS AND
THE AUDITOR | Management | | | | | |
| | | 7 | DISCHARGE OF THE DIRECTORS | Management | | | | | |
| | | 8 | DISCHARGE OF THE AUDITOR | Management | | | | | |
| | | 9.1 | APPROVAL OF THE APPOINTMENT OF EURO-
INVEST MANAGEMENT NV, HAVING AS PERMANENT
REPRESENTATIVE MRS MARTINE VAN DEN POEL,
FOR A PERIOD OF THREE (3) YEARS (ENDING
AFTER THE ANNUAL GENERAL MEETING TO BE
HELD IN MAY, 2021). EURO-INVEST MANAGEMENT
NV AND ITS PERMANENT REPRESENTATIVE, MRS
MARTINE VAN DEN POEL, MEET THE CRITERIA OF
INDEPENDENCE SET FORTH IN ARTICLE 526TER OF
THE COMPANY CODE AND IN THE BELGIAN
CORPORATE GOVERNANCE CODE 2009 | Management | | | | | |
| | | 9.2 | APPROVAL OF THE APPOINTMENT OF MUCH SPRL,
HAVING AS PERMANENT REPRESENTATIVE MRS
MURIEL DE LATHOUWER, FOR A PERIOD OF FOUR
(4) YEARS (ENDING AFTER THE ANNUAL GENERAL
MEETING TO BE HELD IN MAY, 2022). MUCH SPRL
AND ITS PERMANENT REPRESENTATIVE, MRS DE
LATHOUWER, MEET THE CRITERIA OF
INDEPENDENCE SET FORTH IN ARTICLE 526TER OF
THE COMPANY CODE AND IN THE BELGIAN
CORPORATE GOVERNANCE CODE 2009 | Management | | | | | |
| | | SOFINA SA, BRUXELLES | |
| | | Security | B80925124 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | BE0003717312 | | | | | | Agenda | 709172679 - Management |
| | | Record Date | 19-Apr-2018 | | | | | | Holding Recon Date | 19-Apr-2018 |
| | | City / | Country | BRUSSE
LS | / | Belgium | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 4820301 - B06M140 - B28MKB2 -
B59VNL0 - BFM5Z35 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1.1 | REPORTS AND CORPORATE FINANCIAL
STATEMENTS: REVIEW OF THE MANAGEMENT
REPORT-OF THE BOARD OF DIRECTORS AND
STATUTORY AUDITOR'S REPORT FOR THE
FINANCIAL-YEAR 2017 | Non-Voting | | | | | |
| | | 1.2 | REPORTS AND CORPORATE FINANCIAL
STATEMENTS: REVIEW OF THE CONSOLIDATED-
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2017 | Non-Voting | | | | | |
| | | 1.3 | REPORTS AND CORPORATE FINANCIAL
STATEMENTS: PROPOSAL TO APPROVE
CORPORATE FINANCIAL STATEMENTS OF THE
COMPANY FOR THE FINANCIAL YEAR 31
DECEMBER 2017 AND ALLOCATION OF INCOME -
DISTRIBUTION OF THE DIVIDEND: EUR 2.67 PER
SHARE | Management | | For | | For | |
| | | 2.1 | PROPOSAL TO GRANT DISCHARGE TO THE
DIRECTORS FOR THE EXERCISE OF THEIR
MANDATE DURING THE 2017 FINANCIAL YEAR | Management | | For | | For | |
| | | 2.2 | PROPOSAL TO GRANT DISCHARGE TO THE
COMMISSIONER FOR THE EXERCISE OF HIS
MANDATE DURING THE 2017 FINANCIAL YEAR | Management | | For | | For | |
| | | 3.1.1 | STATUTORY APPOINTMENT: APPOINTMENT OF
MRS. LAURA CIOLI AS INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | 3.1.2 | STATUTORY APPOINTMENT: APPOINTMENT OF
MRS. ANJA LANGENBUCHER AS INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | | 3.1.3 | STATUTORY APPOINTMENT: APPOINTMENT OF
MRS. CATHERINE SOUBIE AS INDEPENDENT
DIRECTOR | Management | | For | | For | |
| | | 3.1.4 | STATUTORY APPOINTMENT: APPOINTMENT OF
MRS. GWILL YORK AS INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | 3.2.1 | STATUTORY APPOINTMENT: RENEWAL OF THE
TERM OF OFFICE OF MR. NICOLAS BOEL AS
DIRECTOR | Management | | For | | For | |
| | | 3.2.2 | STATUTORY APPOINTMENT: RENEWAL OF THE
TERM OF OFFICE OF MR. LAURENT DE MEEUS
D'ARGENTEUIL AS DIRECTOR | Management | | For | | For | |
| | | 3.2.3 | STATUTORY APPOINTMENT: RENEWAL OF THE
TERM OF OFFICE OF MR. DOMINIQUE
LANCKSWEERT AS VICE CHAIRMAN OF THE BOARD | Management | | For | | For | |
| | | 3.2.4 | STATUTORY APPOINTMENT: RENEWAL OF THE
TERM OF OFFICE OF MR. ANALJIT SINGH AS
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | 3.2.5 | STATUTORY APPOINTMENT: RENEWAL OF THE
TERM OF OFFICE OF MRS. MICHELE SIOEN AS
INDEPENDENT DIRECTOR | Management | | For | | For | |
| | | 4 | COMPENSATION REPORT | Management | | For | | For | |
| | | 5 | MISCELLANEOUS | Non-Voting | | | | | |
| | | KBC GROUPE SA, BRUXELLES | |
| | | Security | B5337G162 | | | | | | Meeting Type | MIX |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | BE0003565737 | | | | | | Agenda | 709178392 - Management |
| | | Record Date | 19-Apr-2018 | | | | | | Holding Recon Date | 19-Apr-2018 |
| | | City / | Country | BRUSSE
L | / | Belgium | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | 4497749 - 5892923 - B05P4T6 -
B06Z4V7 - B28JRC3 - BG0VJ74 -
BHZLKK6 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID'S 905359, 905777 DUE TO-THERE IS
ONLY ONE SINGLE MIX MEETING. ALL VOTES
RECEIVED ON THE PREVIOUS-MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING-NOTICE. THANK
YOU. | Non-Voting | | | | | |
| | | A.1 | REVIEW OF THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP-NV ON
THE COMPANY AND CONSOLIDATED ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR-ENDING ON
31 DECEMBER 2017 | Non-Voting | | | | | |
| | | A.2 | REVIEW OF THE STATUTORY AUDITOR'S REPORTS
ON THE COMPANY AND CONSOLIDATED-ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER-2017 | Non-Voting | | | | | |
| | | A.3 | REVIEW OF THE CONSOLIDATED ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE
FINANCIAL-YEAR ENDING ON 31 DECEMBER 2017 | Non-Voting | | | | | |
| | | A.4 | RESOLUTION TO APPROVE THE COMPANY ANNUAL
ACCOUNTS OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2017 | Management | | For | | For | |
| | | A.5 | RESOLUTION TO APPROVE THE PROPOSED PROFIT
DISTRIBUTION BY KBC GROUP NV FOR THE
FINANCIAL YEAR ENDING ON 31 DECEMBER 2017,
WHEREBY: - 1 255 567 216 EUROS WILL BE PAID AS
A GROSS DIVIDEND, I.E. A GROSS DIVIDEND PER
SHARE OF 3 EUROS. FURTHER TO PAYMENT OF AN
INTERIM DIVIDEND IN THE SUM OF 418 372 082
EUROS, THE BALANCE OF GROSS DIVIDEND
REMAINING TO BE PAID IS 837 195 134 EUROS, I.E. A
GROSS FINAL DIVIDEND OF 2 EUROS PER SHARE. -
10 925 522.55 EUROS ARE ALLOCATED IN THE
FORM OF A PROFIT PREMIUM TO THE EMPLOYEES,
OF WHICH: 9 954 629.69 EUROS AS CATEGORISED
PROFIT PREMIUM AS STIPULATED IN THE
COLLECTIVE LABOUR AGREEMENT OF 9 FEBRUARY
2018 WITH REGARD TO THE CATEGORISED PROFIT
PREMIUM CONCERNING FINANCIAL YEAR 2017; 970
892.86 EUROS AS IDENTICAL PROFIT PREMIUM. AN
IDENTICAL PROFIT PREMIUM OF 300 EUROS IS
GRANTED TO EACH OF THE EMPLOYEES,
REGARDLESS OF ANY SENIORITY REQUIREMENT.
THIS AMOUNT IS ONLY PRORATED IN
ACCORDANCE WITH THE DATES OF
COMMENCEMENT AND TERMINATION OF
EMPLOYMENT AND TAKING INTO ACCOUNT THE
(NON)ASSIMILATED GROUNDS FOR SUSPENSION IN
FINANCIAL YEAR 2017, BOTH AS STIPULATED IN
THE COLLECTIVE LABOUR AGREEMENT OF 9
FEBRUARY 2018 WITH REGARD TO THE
CATEGORISED PROFIT PREMIUM CONCERNING
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | A.6 | AT THE REQUEST OF THE STATUTORY AUDITOR
AND FOLLOWING FAVOURABLE ENDORSEMENT BY
THE AUDIT COMMITTEE, RESOLUTION TO RAISE
THE STATUTORY AUDITOR'S FEE FOR FINANCIAL
YEAR 2017, BY INCREASING IT FROM 152 000
EUROS TO 229 445 EUROS | Management | | For | | For | |
| | | A.7 | RESOLUTION TO APPROVE THE REMUNERATION
REPORT OF KBC GROUP NV FOR THE FINANCIAL
YEAR ENDING ON 31 DECEMBER 2017, AS
INCLUDED IN THE COMBINED ANNUAL REPORT OF
THE BOARD OF DIRECTORS OF KBC GROUP NV
REFERRED TO UNDER ITEM 1 OF THIS AGENDA | Management | | Against | | Against | |
| | | A.8 | RESOLUTION TO GRANT DISCHARGE TO THE
DIRECTORS OF KBC GROUP NV FOR THE
PERFORMANCE OF THEIR DUTIES DURING
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | A.9 | RESOLUTION TO GRANT DISCHARGE TO THE
STATUTORY AUDITOR OF KBC GROUP NV FOR THE
PERFORMANCE OF ITS DUTIES DURING FINANCIAL
YEAR 2017 | Management | | For | | For | |
| | | A.10A | RESOLUTION TO RE-APPOINT MR. MARC
WITTEMANS AS DIRECTOR FOR A PERIOD OF FOUR
YEARS, I.E. UNTIL THE CLOSE OF THE ANNUAL
GENERAL MEETING OF 2022 | Management | | Against | | Against | |
| | | A.10B | RESOLUTION TO RE-APPOINT MRS. CHRISTINE VAN
RIJSSEGHEM AS DIRECTOR FOR A PERIOD OF
FOUR YEARS, I.E. UNTIL THE CLOSE OF THE
ANNUAL GENERAL MEETING OF 2022 | Management | | Against | | Against | |
| | | A.10C | RESOLUTION TO RE-APPOINT MRS. JULIA KIRALY
AS INDEPENDENT DIRECTOR WITHIN THE MEANING
OF AND IN LINE WITH THE CRITERIA SET OUT IN
ARTICLE 526TER OF THE COMPANIES CODE FOR A
PERIOD OF FOUR YEARS, I.E. UNTIL THE CLOSE OF
THE ANNUAL GENERAL MEETING OF 2022 | Management | | For | | For | |
| | | A.11 | OTHER BUSINESS | Non-Voting | | | | | |
| | | E.1 | REVIEW OF THE REPORT OF THE BOARD OF
DIRECTORS, DRAWN UP PURSUANT TO ARTICLE
604, SECOND PARAGRAPH OF THE COMPANIES
CODE WITH A VIEW TO THE RENEWAL OF THE
AUTHORISATION TO INCREASE THE CAPITAL | Management | | For | | For | |
| | | E.2 | RESOLUTION TO DELETE ARTICLE 5, LAST
PARAGRAPH OF THE ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.3 | RESOLUTION TO DELETE ARTICLE 5BIS OF THE
ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.4 | RESOLUTION TO RENEW THE AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS TO
INCREASE THE CAPITAL AS CURRENTLY SPECIFIED
IN ARTICLES 7A AND 7B OF THE ARTICLES OF
ASSOCIATION, FOR A FURTHER PERIOD OF FIVE
YEARS, STARTING FROM THE DATE OF
PUBLICATION OF THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION DECIDED UPON BY THE
EXTRAORDINARY GENERAL MEETING OF THE
THIRD OF MAY, TWO THOUSAND EIGHTEEN.
ACCORDINGLY, RESOLUTION TO AMEND ARTICLE
7A AND 7B OF THE ARTICLES OF ASSOCIATION AS
FOLLOWS: A. "THE BOARD OF DIRECTORS IS
AUTHORISED TO INCREASE THE SHARE CAPITAL IN
ONE OR MORE STEPS BY SEVEN HUNDRED
MILLION EUROS (700 000 000 EUROS), UNDER THE
TERMS AND CONDITIONS TO BE DETERMINED BY
THE BOARD. IN ADDITION, THE BOARD OF
DIRECTORS IS AUTHORISED TO DETERMINE THE
DIVIDEND ENTITLEMENT OF THE SHARES THAT
WILL BE ISSUED FOLLOWING CAPITAL INCREASES
CARRIED OUT UNDER THE ABOVE AUTHORITY. THE
BOARD OF DIRECTORS MAY EXERCISE THIS
AUTHORITY DURING THE FIVE YEARS FOLLOWING
PUBLICATION OF THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION DECIDED UPON BY THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS ON THE THIRD OF MAY, TWO
THOUSAND EIGHTEEN. THIS AUTHORITY CAN BE
EXTENDED IN ACCORDANCE WITH THE PREVAILING | Management | | Against | | Against | |
| | | | STATUTORY PROVISIONS. THE INCREASES OF
CAPITAL DECIDED UPON UNDER THIS AUTHORITY
MAY BE CARRIED OUT, WITHIN THE CONFINES OF
THE LAW, BY BOTH CONTRIBUTIONS IN CASH OR IN
KIND AND BY THE INCORPORATION OF RESERVES,
INCLUDING THE SHARE PREMIUM ACCOUNT
UNAVAILABLE FOR DISTRIBUTION. THE RESERVES
MAY BE INCORPORATED WITH OR WITHOUT NEW
SHARES BEING ISSUED. UPON DECIDING TO
INCREASE CAPITAL WITHIN THE FRAMEWORK OF
THIS AUTHORISATION VIA THE ISSUE OF NEW
SHARES FOR CASH, THE BOARD OF DIRECTORS IS
AUTHORISED, IN THE COMPANY'S INTEREST, TO
SUSPEND OR RESTRICT THE PREFERENTIAL
SUBSCRIPTION RIGHTS OF EXISTING
SHAREHOLDERS. THE BOARD MAY ALSO DO SO TO
THE BENEFIT OF ONE OR MORE SPECIFIC
PERSONS. IF THE PREFERENTIAL SUBSCRIPTION
RIGHTS ARE SUSPENDED OR RESTRICTED, THE
BOARD OF DIRECTORS MAY GRANT A RIGHT OF
PRECEDENCE TO THE EXISTING SHAREHOLDERS
ON ALLOTMENT OF THE NEW SHARES. B.
FURTHERMORE, THE BOARD OF DIRECTORS IS
AUTHORISED TO DECIDE ON THE ISSUE IN ONE OR
MORE STEPS OF CONVERTIBLE BONDS,
SUBORDINATED OR OTHERWISE, OR WARRANTS,
LINKED OR OTHERWISE TO SUBORDINATED OR
UNSUBORDINATED BONDS, WHICH MAY LEAD TO
INCREASES OF CAPITAL BY UP TO THE AMOUNT
SPECIFIED UNDER A. TO THIS END, THE BOARD OF
DIRECTORS IS ALSO AUTHORISED TO DETERMINE
THE DIVIDEND ENTITLEMENT OF THE SHARES THAT
WILL BE ISSUED FOLLOWING THE CONVERSION OF
THE BONDS OR EXERCISE OF THE WARRANTS. THE
BOARD OF DIRECTORS MAY EXERCISE THIS
AUTHORITY DURING THE FIVE YEARS FOLLOWING
PUBLICATION OF THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION DECIDED UPON BY THE
EXTRAORDINARY GENERAL MEETING OF
SHAREHOLDERS ON THE THIRD OF MAY, TWO
THOUSAND EIGHTEEN. THIS AUTHORITY CAN BE
EXTENDED IN ACCORDANCE WITH THE PREVAILING
STATUTORY PROVISIONS. UPON DECIDING TO
ISSUE THESE BONDS OR WARRANTS, THE BOARD
OF DIRECTORS IS AUTHORISED, IN THE
COMPANY'S INTEREST AND WITHIN THE CONFINES
OF THE LAW, TO RESTRICT OR SUSPEND THE
PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS. THE BOARD MAY ALSO
DO SO UPON THE ISSUE OF THE
AFOREMENTIONED BONDS OR WARRANTS TO THE
BENEFIT OF ONE OR MORE SPECIFIC PERSONS, ON
THE UNDERSTANDING THAT, UPON THE ISSUE OF
THE WARRANTS, THE WARRANTS MAY NOT BE
DESTINED PRIMARILY FOR ONE OR MORE SPECIFIC
PERSONS OTHER THAN EMPLOYEES OF THE
COMPANY OR OF ONE OR MORE OF ITS | | | | | | | |
| | | | SUBSIDIARIES. IF THE PREFERENTIAL
SUBSCRIPTION RIGHTS ARE RESTRICTED OR
SUSPENDED, THE BOARD OF DIRECTORS MAY
GRANT A RIGHT OF PRECEDENCE TO THE
EXISTING SHAREHOLDERS ON ALLOTMENT OF THE
BONDS OR WARRANTS." | | | | | | | |
| | | E.5 | RESOLUTION TO DELETE ARTICLE 7C OF THE
ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.6 | RESOLUTION TO AMEND ARTICLE 8, THIRD
PARAGRAPH OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: "IN THE EVENT A SHARE PREMIUM IS
PAID ON A CAPITAL INCREASE DECIDED UPON BY
THE BOARD OF DIRECTORS OR THE GENERAL
MEETING OF SHAREHOLDERS, OR ON THE
CONVERSION OF BONDS OR THE EXERCISE OF
WARRANTS, OR IF AN ISSUE PRICE IS POSTED TO
THE ACCOUNTS AS A SHARE PREMIUM ON THE
ISSUE OF WARRANTS DECIDED UPON BY THE
BOARD OF DIRECTORS OR THE GENERAL MEETING
OF SHAREHOLDERS, THIS SHALL BE EARMARKED
FOR APPROPRIATION TO THE SHARE PREMIUM
ACCOUNT UNAVAILABLE FOR DISTRIBUTION,
WHICH WILL, TO THE SAME EXTENT AS THE SHARE
CAPITAL, SERVE AS SECURITY FOR THIRD
PARTIES, AND WHICH, EXCEPT IN THE EVENT OF
THE INCORPORATION OF THIS SHARE PREMIUM IN
CAPITAL, MAY BE EXERCISED ONLY PURSUANT TO
A DECISION OF THE GENERAL MEETING OF
SHAREHOLDERS DELIBERATING UNDER THE
QUORUM AND MAJORITY CONDITIONS
PRESCRIBED FOR THE REDUCTION OF SHARE
CAPITAL." | Management | | For | | For | |
| | | E.7 | RESOLUTION TO AMEND ARTICLE 10BIS, FIRST
PARAGRAPH OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: "FOR THE PURPOSES OF THE
STATUTORY DISCLOSURE REQUIREMENTS FOR
MAJOR HOLDINGS, THE COMPANY HAS
DETERMINED, IN ADDITION TO THE STATUTORY
THRESHOLDS, A THRESHOLD OF THREE PER CENT
(3%)." | Management | | For | | For | |
| | | E.8 | RESOLUTION TO AMEND ARTICLE 11, SECOND
PARAGRAPH OF THE ARTICLES OF ASSOCIATION
AS FOLLOWS: "THE BOARD OF DIRECTORS IS
AUTHORISED, FOR A ONE YEAR PERIOD FROM THE
DATE OF THE EXTRAORDINARY GENERAL MEETING
ON THE THIRD OF MAY, TWO THOUSAND
EIGHTEEN, TO ACQUIRE, ON THE STOCK
EXCHANGE, A MAXIMUM OF TWO MILLION AND
SEVEN HUNDRED THOUSAND (2 700 000) SHARES
IN THE COMPANY, AT A PRICE PER SHARE NOT TO
EXCEED TEN PERCENT OVER THE LAST CLOSING
PRICE ON EURONEXT BRUSSELS ON THE DAY
PRIOR TO ACQUISITION AND NOT TO BE LESS THAN
ONE EURO. THE BOARD OF DIRECTORS IS
AUTHORISED TO RETIRE THE ACQUIRED SHARES
AT SUCH TIMES AS IT SEES FIT. THE BOARD OF | Management | | For | | For | |
| | | | DIRECTORS, OR ONE OR MORE DIRECTORS
APPOINTED BY THE BOARD OF DIRECTORS, IS OR
ARE AUTHORISED FURTHER TO SUCH RETIRAL TO
AMEND THE NUMBER OF SHARES CITED IN THE
ARTICLES OF ASSOCIATION AND TO HAVE
AMENDMENTS NEEDING TO BE MADE TO THE
ARTICLES OF ASSOCIATION SET DOWN BY
NOTARIAL DEED." | | | | | | | |
| | | E.9 | RESOLUTION TO DELETE ARTICLE 11BIS, LAST
PARAGRAPH OF THE ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.10 | RESOLUTION TO DELETE ARTICLE 20BIS FROM THE
ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.11 | RESOLUTION TO AMEND ARTICLE 34, SECOND
PARAGRAPH OF THE ARTICLES OF ASSOCIATION
SO THAT THE ARTICLE READS AS FOLLOWS: "THE
ADJOURNMENT OF THE DECISION REGARDING THE
APPROVAL OF THE FINANCIAL STATEMENTS, PUTS
AN END TO THE DELIBERATION AND RENDERS
INVALID THE RESOLUTIONS PASSED WITH REGARD
TO THE FINANCIAL STATEMENTS, INCLUDING THE
RESOLUTIONS ON THE DISCHARGE OF THE
DIRECTORS AND THE STATUTORY AUDITOR.
HOWEVER, IT DOES NEITHER AFFECT THE
DELIBERATION NOR THE DECISIONS IN RESPECT
OF RESOLUTIONS HAVING NOTHING TO DO WITH
THE FINANCIAL STATEMENTS." | Management | | For | | For | |
| | | E.12 | RESOLUTION TO AMEND ARTICLE 37.2, OF THE
ARTICLES OF ASSOCIATION AS FOLLOWS:
"SUBSEQUENTLY, SUCH SUM IS DEDUCTED AS IS
NECESSARY TO: A) PAY A SHARE OF THE PROFITS
TO EMPLOYEES AND OTHER MEMBERS OF STAFF
OF THE COMPANY AND AFFILIATED COMPANIES IN
THE FORM OF A PROFIT PREMIUM OR ANY OTHER
FORM OF EMPLOYEE PARTICIPATION; B) PAY THE
SHAREHOLDERS A DIVIDEND THAT IS SET BY THE
GENERAL MEETING OF SHAREHOLDERS." | Management | | For | | For | |
| | | E.13 | RESOLUTION TO AMEND ARTICLE 38 OF THE
ARTICLES OF ASSOCIATION AS FOLLOWS: "THE
BOARD OF DIRECTORS IS AUTHORISED, IN
ACCORDANCE WITH STATUTORY PROVISIONS, TO
PAY AN INTERIM DIVIDEND ON THE RESULT OF THE
CURRENT FINANCIAL YEAR. THIS PAYMENT CAN
ONLY BE MADE ON THE RESULT OF THE CURRENT
FINANCIAL YEAR, IF APPLICABLE REDUCED WITH
THE LOSS CARRIED FORWARD OR INCREASED
WITH THE PROFIT CARRIED FORWARD." | Management | | For | | For | |
| | | E.14 | RESOLUTION TO DELETE ALL REFERENCES TO
PROFIT-SHARING CERTIFICATES IN THE ARTICLES
OF ASSOCIATION: - BY DELETING THE WORDS
"PROFIT-SHARING CERTIFICATES" IN TITLE II AND
IN ARTICLE 8, LAST PARAGRAPH, - BY DELETING
THE WORDS "AND PROFIT-SHARING CERTIFICATES"
IN ARTICLE 11, FIRST PARAGRAPH, - BY DELETING
ARTICLE 27, LAST PARAGRAPH, - BY DELETING THE
WORDS "AND, IN THE EVENT, EVERY HOLDER OF | Management | | For | | For | |
| | | | PROFIT-SHARING CERTIFICATES" IN ARTICLE 28,
FIRST PARAGRAPH, - BY DELETING THE WORDS
"AND IN THE EVENT, THE HOLDERS OF PROFIT-
SHARING CERTIFICATES" IN ARTICLE 30, - BY
DELETING THE WORDS "AND, IN THE EVENT, ALL
HOLDERS OF PROFIT-SHARING CERTIFICATES" IN
ARTICLE 34, THIRD PARAGRAPH, - AND BY
DELETING THE WORDS "AND, IN THE EVENT, AND IN
ACCORDANCE WITH THE TERMS AND CONDITIONS
OF ANNEX A TO THESE ARTICLES OF
ASSOCIATION, THE PROFIT-SHARING
CERTIFICATES IN THE AMOUNT OF THEIR
RESPECTIVE ISSUE PRICE" IN ARTICLE 40 | | | | | | | |
| | | E.15 | RESOLUTION TO INSERT THE FOLLOWING
TRANSITIONAL PROVISION IN A NEW ARTICLE 42:
"A. UNTIL THE PUBLICATION OF THE AMENDMENT
TO THE ARTICLES OF ASSOCIATION APPROVED BY
THE EXTRAORDINARY GENERAL MEETING OF THE
THIRD OF MAY, TWO THOUSAND EIGHTEEN, THE
BOARD OF DIRECTORS WILL REMAIN EMPOWERED
UNDER THE AUTHORITY GRANTED TO IT BY THE
EXTRAORDINARY GENERAL MEETING OF THE
SECOND OF MAY, TWO THOUSAND THIRTEEN, TO
INCREASE THE SHARE CAPITAL IN ACCORDANCE
WITH THE TERMS AND CONDITIONS TO BE
DETERMINED BY THE BOARD BY AN AMOUNT OF
SEVEN HUNDRED MILLION EUROS (700 000 000
EUROS), LESS THE AMOUNTS FOR WHICH THIS
RIGHT HAS ALREADY BEEN EXERCISED IN
ACCORDANCE WITH DECISIONS OF THE BOARD OF
DIRECTORS. THE REMAINING TERMS AND
CONDITIONS OF ARTICLE 7A WILL CONTINUE TO
APPLY IN RESPECT OF THIS AUTHORITY DURING
THIS TIME. B. UNTIL THE PUBLICATION OF THE
AMENDMENT TO THE ARTICLES OF ASSOCIATION
APPROVED BY THE EXTRAORDINARY GENERAL
MEETING OF THE THIRD OF MAY, TWO THOUSAND
EIGHTEEN, THE BOARD OF DIRECTORS WILL ALSO
RETAIN THE AUTHORITY GRANTED TO IT BY THE
EXTRAORDINARY GENERAL MEETING OF THE
SECOND OF MAY, TWO THOUSAND THIRTEEN, TO
PROCEED TO THE ISSUE IN ONE OR MORE STEPS
OF CONVERTIBLE BONDS, SUBORDINATED OR
OTHERWISE, OR WARRANTS, LINKED OR
OTHERWISE TO SUBORDINATED OR
UNSUBORDINATED BONDS, WHICH MAY LEAD TO
INCREASES OF CAPITAL BY UP TO THE AMOUNT
SPECIFIED UNDER A. THE REMAINING TERMS AND
CONDITIONS OF ARTICLE 7B WILL CONTINUE TO
APPLY IN RESPECT OF THIS AUTHORITY DURING
THIS TIME. C. THE STIPULATION IN ARTICLE 8 OF
THE ARTICLES OF ASSOCIATION IS APPLICABLE TO
DECISIONS TO INCREASE CAPITAL TAKEN BY THE
BOARD OF DIRECTORS UNDER THE AUTHORITY
REFERRED TO UNDER A AND B OF THIS ARTICLE
42. D. THE PRESENT TRANSITIONAL PROVISION
MAY, GIVEN ITS TEMPORARY NATURE, BE DELETED | Management | | Against | | Against | |
| | | | IN THE NEXT COORDINATED VERSION OF THE
ARTICLES OF ASSOCIATION DRAWN UP AFTER
PUBLICATION OF THE AMENDMENT TO THE
ARTICLES OF ASSOCIATION DECIDED ON BY THE
EXTRAORDINARY GENERAL MEETING OF THE
THIRD OF MAY, TWO THOUSAND EIGHTEEN. THE
SAME APPLIES TO THE TRANSITIONAL PROVISIONS
OF ARTICLE 7 CONCERNING THE USE OF THE
AUTHORITY GRANTED BY THE EXTRAORDINARY
GENERAL MEETING OF THE SECOND OF MAY, TWO
THOUSAND THIRTEEN." | | | | | | | |
| | | E.16 | RESOLUTION TO DELETE ANNEX A "TERMS AND
CONDITIONS OF PROFIT-SHARING CERTIFICATES"
TO THE ARTICLES OF ASSOCIATION | Management | | For | | For | |
| | | E.17 | THE GENERAL MEETING RESOLVES TO GRANT
POWER OF ATTORNEY TO JEAN VAN DEN
BOSSCHE AND JOERI PIESSENS, TO THAT END
CHOOSING VENUE FOR SERVICE AT THE ADDRESS
OF 'BERQUIN NOTARISSEN', A NON-COMMERCIAL
COMPANY TRADING AS A LIMITED LIABILITY
COOPERATIVE SOCIETY, EACH INDIVIDUALLY
ACTING WITH POWER OF SUBSTITUTION, TO DRAW
UP AND SIGN THE CONSOLIDATED TEXT OF THE
ARTICLES OF ASSOCIATION OF THE COMPANY,
AND TO FILE THEM WITH THE REGISTRY OF THE
COMMERCIAL COURT OF RELEVANT JURISDICTION
IN ACCORDANCE WITH THE RELEVANT
PROVISIONS OF STATUTE | Management | | For | | For | |
| | | E.18 | RESOLUTION TO GRANT AUTHORISATIONS FOR
IMPLEMENTATION OF THE RESOLUTIONS PASSED | Management | | For | | For | |
| | | E.19 | POWER OF ATTORNEY TO EFFECT THE REQUISITE
FORMALITIES WITH THE CROSSROADS BANK FOR
ENTERPRISES AND TAX AUTHORITIES | Management | | For | | For | |
| | | S IMMO AG, WIEN | |
| | | Security | A7468Q101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | AT0000652250 | | | | | | Agenda | 709179445 - Management |
| | | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | 7390801 - B15ZN18 - B1NPM91 -
B28MM83 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | | | | | |
| | | 2 | ALLOCATION OF NET PROFITS: EUR 0.40 PER
SHARE | Management | | For | | For | |
| | | 3 | DISCHARGE OF MANAGEMENT BOARD | Management | | For | | For | |
| | | 4 | DISCHARGE OF SUPERVISORY BOARD | Management | | For | | For | |
| | | 5 | REMUNERATION FOR SUPERVISORY BOARD | Management | | For | | For | |
| | | 6 | ELECTION OF EXTERNAL AUDITOR | Management | | For | | For | |
| | | 7 | ELECTIONS TO SUPERVISORY BOARD (SPLIT) | Management | | For | | For | |
| | | 8 | RESOLUTION ON CAPITAL INCREASE | Management | | For | | For | |
| | | 9.A | ISSUANCE OF CONVERTIBLE BONDS | Management | | For | | For | |
| | | 9.B | CANCELLATION OF OLD CONDITIONAL CAPITAL
AND NEW AUTHORIZATION, AMENDMENT OF
ARTICLE PAR.4/7 | Management | | For | | For | |
| | | 10 | AMENDMENT OF ARTICLE PAR.13 | Management | | For | | For | |
| | | 11 | BUYBACK AND USAGE OF OWN SHARES | Management | | For | | For | |
| | | CMMT | 02 MAY 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING-TYPE
FROM OGM TO AGM AND MODIFICATION OF TEXT
IN RESOLUTION 2. IF YOU HAVE-ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | CD PROJEKT S.A. | |
| | | Security | X0957E106 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 08-May-2018 |
| | | ISIN | PLOPTTC00011 | | | | | | Agenda | 709261553 - Management |
| | | Record Date | 20-Apr-2018 | | | | | | Holding Recon Date | 20-Apr-2018 |
| | | City / | Country | WARSA
W | / | Poland | | | | | Vote Deadline Date | 20-Apr-2018 |
| | | SEDOL(s) | 7302215 - B06P365 - B28L473 -
B99B0G2 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | OPENING OF THE GENERAL MEETING | Non-Voting | | | | | |
| | | 2 | ELECTION OF THE CHAIRMAN OF THE GENERAL
MEETING | Management | | For | | For | |
| | | 3 | CONFIRMATION OF THE CORRECTNESS OF
CONVENING THE GENERAL MEETING AND ITS
ABILITY TO ADOPT BINDING RESOLUTIONS | Management | | For | | For | |
| | | 4 | ADOPTION OF THE AGENDA | Management | | For | | For | |
| | | 5 | CONSIDERATION OF THE REPORTS OF THE
COMPANY BODIES, THE FINANCIAL STATEMENTS
OF THE COMPANY AND THE CONSOLIDATED
FINANCIAL STATEMENTS FOR 2017 | Management | | For | | For | |
| | | 6 | ADOPTION OF A RESOLUTION REGARDING THE
APPROVAL OF THE COMPANY FINANCIAL
STATEMENTS FOR 2017 | Management | | For | | For | |
| | | 7 | ADOPTION OF A RESOLUTION REGARDING THE
APPROVAL OF THE CONSOLIDATED FINANCIAL
REPORT OF THE CD PROJEKT CAPITAL GROUP FOR
2017 | Management | | For | | For | |
| | | 8 | ADOPTION OF A RESOLUTION REGARDING
APPROVAL OF THE MANAGEMENT BOARD REPORT
ON THE OPERATIONS OF THE CD PROJEKT
CAPITAL GROUP AND CD PROJEKT S.A. FOR 2017 | Management | | For | | For | |
| | | 9 | ADOPTION OF A RESOLUTION REGARDING THE
DISTRIBUTION OF THE COMPANY PROFIT FOR 2017 | Management | | Against | | Against | |
| | | 10 | ADOPTION OF A RESOLUTION REGARDING THE
ALLOCATION OF UNDISTRIBUTED RESULT FROM
PREVIOUS YEARS | Management | | For | | For | |
| | | 11 | ADOPTION OF A RESOLUTION REGARDING THE
ACKNOWLEDGMENT OF THE FULFILLMENT OF
DUTIES BY THE PRESIDENT OF THE MANAGEMENT
BOARD, MR. ADAM KICINSKI, FROM JANUARY 1 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 12 | ADOPTION OF A RESOLUTION REGARDING THE
ACKNOWLEDGMENT OF THE FULFILLMENT OF
DUTIES BY THE VICE PRESIDENT OF THE
MANAGEMENT BOARD, MR MARCIN IWINSKI, FROM
JANUARY 1 TO DECEMBER 31, 2017 | Management | | For | | For | |
| | | 13 | ADOPTION OF A RESOLUTION REGARDING THE
ACKNOWLEDGMENT OF THE FULFILLMENT OF
DUTIES BY THE VICE PRESIDENT OF THE BOARD,
MR PIOTR NIELUBOWICZ, FROM JANUARY 1 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 14 | ADOPTION OF A RESOLUTION ON GRANTING THE
MEMBER OF THE MANAGEMENT BOARD, MR. ADAM
BADOWSKI, DISCHARGING PERFORMANCE OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 15 | ADOPTION OF A RESOLUTION ON DISCHARGING
THE MEMBER OF THE MANAGEMENT BOARD, MR
MICHAL NOWAKOWSKI, FROM THE PERFORMANCE
OF HIS DUTIES IN THE PERIOD FROM JANUARY 1
TO DECEMBER 31, 2017 | Management | | For | | For | |
| | | 16 | ADOPTION OF A RESOLUTION ON GRANTING THE
MEMBER OF THE MANAGEMENT BOARD, MR PIOTR
KARWOWSKI DISCHARGE IN RESPECT OF THE
PERFORMANCE OF HIS DUTIES IN THE PERIOD
FROM JANUARY 1 TO DECEMBER 31, 2017 | Management | | For | | For | |
| | | 17 | ADOPTION OF A RESOLUTION ON GRANTING THE
MEMBER OF THE MANAGEMENT BOARD, MR OLEG
KLAPOVSKIY DISCHARGE IN RESPECT OF HIS
DUTIES IN THE PERIOD FROM OCTOBER 11 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 18 | ADOPTION OF A RESOLUTION ON GRANTING THE
CHAIRWOMAN OF THE SUPERVISORY BOARD MS.
KATARZYNA SZWARC DISCHARGE IN RESPECT OF
HER DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 19 | ADOPTION OF A RESOLUTION REGARDING THE
ACKNOWLEDGMENT OF THE FULFILLMENT OF
DUTIES BY THE VICE PRESIDENT OF THE
SUPERVISORY BOARD, MR PIOTR PAGOWSKI,
FROM JANUARY 1 TO DECEMBER 31, 2017 | Management | | For | | For | |
| | | 20 | ADOPTION OF A RESOLUTION ON GIVING THE
MEMBER OF THE SUPERVISORY BOARD MR.
MICHAL BIENI DISCHARGE IN RESPECT OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 21 | ADOPTION OF A RESOLUTION REGARDING THE
GRANTING OF THE MEMBER OF THE SUPERVISORY
BOARD MR KRZYSZTOF KILIAN DISCHARGE IN
RESPECT OF HIS DUTIES IN THE PERIOD FROM
JANUARY 1 TO DECEMBER 31, 2017 | Management | | For | | For | |
| | | 22 | ADOPTION OF A RESOLUTION ON GIVING THE
MEMBER OF THE SUPERVISORY BOARD MR.
MACIEJ NIELUBOWICZ DISCHARGE IN RESPECT OF
HIS DUTIES FROM OCTOBER 11 TO DECEMBER 31,
2017 | Management | | For | | For | |
| | | 23 | ADOPTION OF A RESOLUTION ON GRANTING THE
MEMBER OF THE SUPERVISORY BOARD MR.
MACIEJ MAJEWSKI DISCHARGE IN RESPECT OF HIS
DUTIES IN THE PERIOD FROM JANUARY 1 TO
OCTOBER 11, 2017 | Management | | For | | For | |
| | | 24 | ADOPTION OF A RESOLUTION REGARDING THE
REMUNERATION OF MEMBERS OF THE
SUPERVISORY BOARD INCLUDED IN THE AUDIT
COMMITTEE | Management | | For | | For | |
| | | 25 | ADOPTION OF A RESOLUTION AUTHORIZING THE
MANAGEMENT BOARD TO ACQUIRE OWN SHARES
OF THE COMPANY AND CREATE A RESERVE
CAPITAL IN ORDER TO PURCHASE THE COMPANY
OWN SHARES | Management | | For | | For | |
| | | 26 | CLOSING THE MEETING | Non-Voting | | | | | |
| | | CMMT | 16 APR 2018: IMPORTANT MARKET PROCESSING
REQUIREMENT: A BENEFICIAL OWNER-SIGNED
POWER OF ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR-VOTING
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR-INSTRUCTIONS TO BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR-CLIENT SERVICE
REPRESENTATIVE | Non-Voting | | | | | |
| | | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF COMMENT.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | MBANK S.A., WARSZAWA | |
| | | Security | X0742L100 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | PLBRE0000012 | | | | | | Agenda | 709012417 - Management |
| | | Record Date | 27-Mar-2018 | | | | | | Holding Recon Date | 27-Mar-2018 |
| | | City / | Country | WARSA
W | / | Poland | | | | | Vote Deadline Date | 20-Apr-2018 |
| | | SEDOL(s) | 4143053 - 5334168 - B28FKD3 -
B3BGN20 - B8J56F8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING | Non-Voting | | | | | |
| | | 2 | ELECTION OF THE CHAIRMAN OF THE MEETING | Management | | For | | For | |
| | | 3 | ELECTION OF THE RETURNING COMMITTEE | Management | | For | | For | |
| | | 4 | PRESENTATION OF THE PRESIDENT OF THE
MANAGEMENT BOARD OF MBANK SA,
PRESENTATION OF THE MANAGEMENT BOARD
REPORT ON THE MBANK GROUP OPERATIONS,
INCLUDING THE MANAGEMENT BOARD REPORT ON
THE ACTIVITIES OF MBANK S.A., THE FINANCIAL
STATEMENTS OF MBANK S.A. FOR THE FINANCIAL
YEAR 2017 OF THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE MBANK GROUP FOR 2017 | Management | | For | | For | |
| | | 5 | PRESENTATION OF THE CHAIRMAN OF THE
SUPERVISORY BOARD OF MBANK S.A.,
PRESENTATION OF THE REPORT ON THE
ACTIVITIES OF THE SUPERVISORY BOARD
TOGETHER WITH THE PRESENTATION OF THE
CURRENT SITUATION OF MBANK S.A | Management | | For | | For | |
| | | 6 | CONSIDERATION OF THE MANAGEMENT BOARD
REPORT ON THE MBANK GROUP OPERATIONS,
INCLUDING THE MANAGEMENT BOARD REPORT ON
THE ACTIVITIES OF MBANK S.A., THE REPORT OF
THE SUPERVISORY BOARD OF MBANK S.A. AND
THE FINANCIAL STATEMENTS OF MBANK S.A. FOR
2017 | Management | | For | | For | |
| | | 7 | CONSIDERATION OF THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE MBANK GROUP
FOR 2017 | Management | | For | | For | |
| | | 8.1 | ADOPTION OF RESOLUTION ON APPROVAL OF THE
MANAGEMENT BOARD REPORT ON THE MBANK
GROUP OPERATIONS, INCLUDING THE
MANAGEMENT BOARD REPORT ON MBANK S.A.
ACTIVITY FOR 2017 | Management | | For | | For | |
| | | 8.2 | ADOPTION OF RESOLUTION ON TO APPROVE THE
FINANCIAL STATEMENTS OF MBANK S.A. FOR 2017 | Management | | For | | For | |
| | | 8.3 | ADOPTION OF RESOLUTION ON DISTRIBUTION OF
NET PROFIT FOR 2017 | Management | | For | | For | |
| | | 8.4 | ADOPTION OF RESOLUTION ON DIVISION OF
UNDISTRIBUTED PROFIT FROM PREVIOUS YEARS | Management | | For | | For | |
| | | 8.5 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR. CEZARY
STYPULKOWSKI, PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.6 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MRS. LIDIA
JABLONOWSKA-LUBA, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.7 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR.
PRZEMYSLAW GDANSKI, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.8 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR. HANS
DIETER KEMLER, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.9 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR.
JAROSLAW MASTALERZ, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.10 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR. CEZARY
KOCIK, VICE-PRESIDENT OF THE MANAGEMENT
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.11 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR.
CHRISTOPH HEINS, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.12 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR. ADAM
PERS, VICE-PRESIDENT OF THE MANAGEMENT
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.13 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR.
KRZYSZTOF DABROWSKI, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.14 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR. FRANK
BOCK, VICE-PRESIDENT OF THE MANAGEMENT
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.15 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD OF MBANK S.A: MR.
ANDREAS BOGER, VICE-PRESIDENT OF THE
MANAGEMENT BOARD OF THE BANK | Management | | For | | For | |
| | | 8.16 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. MACIEJ
LESNY, CHAIRMAN OF THE SUPERVISORY BOARD
OF THE BANK | Management | | For | | For | |
| | | 8.17 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. ANDRE
CARLS, MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.18 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR.
THORSTEN KANZLER, MEMBER OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.19 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MRS.
TERESA MOKRYSZ, MEMBER OF THE
SUPERVISORY BOARD OF THE BANK | Management | | For | | For | |
| | | 8.20 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR.
STEPHAN ENGELS, DEPUTY CHAIRMAN OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.21 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MRS.
AGNIESZKA SLOMKA-GOLEBIOWSKA, MEMBER OF
THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.22 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. MARCUS
CHROMIK, MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.23 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. RALPH
MICHAEL MANDEL, MEMBER OF THE SUPERVISORY
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.24 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. JORG
HESSENMULLER, MEMBER OF THE SUPERVISORY
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.25 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR.
WIESLAW THOR, MEMBER OF THE SUPERVISORY
BOARD OF THE BANK | Management | | For | | For | |
| | | 8.26 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR.
WALDEMAR STAWSKI, MEMBER OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.27 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. MAREK
WIERZBOWSKI, MEMBER OF THE SUPERVISORY
BOARD | Management | | For | | For | |
| | | 8.28 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. TOMASZ
BIESKE, MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.29 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR.
MIROSLAW GODLEWSKI, MEMBER OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.30 | ADOPTION OF RESOLUTION ON TO GRANT
DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD OF MBANK S.A: MR. JANUSZ
FISZER, MEMBER OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 8.31 | ADOPTION OF RESOLUTION ON APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
MBANK GROUP FOR 2017 | Management | | For | | For | |
| | | 8.32 | ADOPTION OF RESOLUTION ON AMENDMENT TO
THE STATUTE OF MBANK S.A | Management | | For | | For | |
| | | 8.33 | ADOPTION OF RESOLUTION ON CHANGE OF THE
STANDING RULES OF THE GENERAL MEETING OF
MBANK S.A | Management | | For | | For | |
| | | 8.34 | ADOPTION OF RESOLUTION ON INTRODUCING THE
INCENTIVE PROGRAM AND ESTABLISHING THE
RULES FOR ITS IMPLEMENTATION | Management | | For | | For | |
| | | 8.35 | ADOPTION OF RESOLUTION ON ISSUANCE OF
SUBSCRIPTION WARRANTS, CONDITIONAL SHARE
CAPITAL INCREASE, DEPRIVING EXISTING
SHAREHOLDERS OF PRE-EMPTIVE SUBSCRIPTION
RIGHTS AND SHARES AND AMENDING THE
COMPANY STATUTE, AND ON APPLYING FOR
ADMISSION TO TRADING ON THE REGULATED
MARKET AND DEMATERIALIZATION OF SHARES | Management | | For | | For | |
| | | 8.36 | ADOPTION OF RESOLUTION ON POSITIONS OF
SHAREHOLDERS OF MBANK S.A. REGARDING THE
ASSESSMENT OF THE REMUNERATION POLICY FOR
MEMBERS OF THE MANAGEMENT BOARD AND
PERSONS HOLDING KEY FUNCTIONS IN MBANK S.A | Management | | For | | For | |
| | | 8.37 | ADOPTION OF RESOLUTION ON SELECTION OF AN
AUDITOR TO AUDIT FINANCIAL STATEMENTS OF
MBANK S.A. AND CONSOLIDATED FINANCIAL
STATEMENTS OF THE MBANK GROUP FOR THE
YEARS 2018 2019 | Management | | For | | For | |
| | | 9 | CLOSING THE MEETING | Non-Voting | | | | | |
| | | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO POSTPONEMENT OF THE-
MEETING DATE FROM 12 APR 2018 TO 09 MAY 2018.
IF YOU HAVE ALREADY SENT IN-YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK
YOU | Non-Voting | | | | | |
| | | KINGDEE INTERNATIONAL SOFTWARE GROUP COMPANY LIMIT | |
| | | Security | G52568147 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | KYG525681477 | | | | | | Agenda | 709153744 - Management |
| | | Record Date | 03-May-2018 | | | | | | Holding Recon Date | 03-May-2018 |
| | | City / | Country | SHENZH
EN | / | Cayman
Islands | | | | | Vote Deadline Date | 02-May-2018 |
| | | SEDOL(s) | 6327587 - B08FXC9 - BD8GFY9 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0403/LTN201804031484.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0403/LTN201804031422.pdf | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | | | |
| | | 1 | TO RECEIVE AND ADOPT THE AUDITED
CONSOLIDATED ACCOUNTS AND THE REPORTS OF
THE DIRECTORS OF THE COMPANY (THE
"DIRECTORS") AND AUDITORS OF THE COMPANY
FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 2.A | TO RE-ELECT MR. LIN BO AS AN EXECUTIVE
DIRECTOR | Management | | Against | | Against | |
| | | 2.B | TO RE-ELECT MR. LIU CHIA YUNG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | 2.C | TO RE-ELECT MR. GARY CLARK BIDDLE AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | 2.D | TO RE-ELECT MR. SHEN YUAN CHING AS A NON-
EXECUTIVE DIRECTOR | Management | | Against | | Against | |
| | | 2.E | TO RE-ELECT MR. CAO YANG FENG AS AN
INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | 3 | TO AUTHORIZE THE BOARD OF DIRECTORS (THE
"BOARD") TO FIX THE REMUNERATION OF THE
DIRECTORS | Management | | For | | For | |
| | | 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS,
THE RETIRING AUDITORS OF THE COMPANY, AS
THE AUDITORS OF THE COMPANY AND TO
AUTHORIZE THE BOARD TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE PROPOSED
PAYMENT OF A FINAL DIVIDEND OF RMB0.013
(APPROXIMATELY HKD 0.016) PER SHARE FOR THE
YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 6.A | TO GIVE A GENERAL MANDATE TO THE DIRECTORS
TO ISSUE AND ALLOT ADDITIONAL SHARES NOT
EXCEEDING 20% OF THE TOTAL NUMBER OF
SHARES OF THE COMPANY (THE "SHARES") IN
ISSUE | Management | | Against | | Against | |
| | | 6.B | TO GIVE A GENERAL MANDATE TO THE DIRECTORS
TO REPURCHASE THE COMPANY'S OWN SHARES
NOT EXCEEDING 10% OF THE TOTAL NUMBER OF
SHARES IN ISSUE | Management | | For | | For | |
| | | 6.C | CONDITIONAL UPON ORDINARY RESOLUTIONS 6(A)
AND 6(B) BEING PASSED, TO EXTEND THE
GENERAL MANDATE TO THE DIRECTORS TO ISSUE
AND ALLOT ADDITIONAL SHARES BY THE NUMBER
OF SHARES REPURCHASED BY THE COMPANY
UNDER THE MANDATE REFERRED TO IN
RESOLUTION NUMBERED 6(B) ABOVE | Management | | Against | | Against | |
| | | CA-IMMOBILIEN-ANLAGEN AG, WIEN | |
| | | Security | A1144Q155 | | | | | | Meeting Type | Ordinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 09-May-2018 |
| | | ISIN | AT0000641352 | | | | | | Agenda | 709230926 - Management |
| | | Record Date | 29-Apr-2018 | | | | | | Holding Recon Date | 29-Apr-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 30-Apr-2018 |
| | | SEDOL(s) | 4158392 - 5681046 - 5695218 -
B1N0T17 - B1SS9X8 - B28FMM6 -
BHZLBS1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | | | | | |
| | | 2 | ALLOCATION OF NET PROFITS | Management | | For | | For | |
| | | 3 | DISCHARGE OF MANAGEMENT BOARD | Management | | For | | For | |
| | | 4 | DISCHARGE OF SUPERVISORY BOARD | Management | | For | | For | |
| | | 5 | REMUNERATION FOR SUPERVISORY BOARD | Management | | For | | For | |
| | | 6 | ELECTION OF EXTERNAL AUDITOR | Management | | For | | For | |
| | | 7 | CANCELLATION OF OLD AUTHORIZATION FOR
CAPITAL INCREASE AND NEW AUTHORIZATION AND
AMENDMENT OF RESPECTIVE ARTICLES | Management | | For | | For | |
| | | 8 | CANCELLATION OF OLD AUTHORIZATION TO ISSUE
CONVERTIBLE BONDS AND NEW AUTHORIZATION
AND AMENDMENT OF RESPECTIVE ARTICLES | Management | | For | | For | |
| | | 9 | BUYBACK AND USAGE OF OWN SHARES | Management | | For | | For | |
| | | TENCENT HOLDINGS LIMITED | |
| | | Security | G87572163 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 |
| | | ISIN | KYG875721634 | | | | | | Agenda | 709223553 - Management |
| | | Record Date | 10-May-2018 | | | | | | Holding Recon Date | 10-May-2018 |
| | | City / | Country | HONG
KONG | / | Cayman
Islands | | | | | Vote Deadline Date | 09-May-2018 |
| | | SEDOL(s) | BD8NG70 - BDDXGP3 - BMMV2K8 -
BMN9869 - BMNDJT1 - BP3RXY7 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0410/LTN20180410937.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0410/LTN20180410939.PDF | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE
ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-
ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING | Non-Voting | | | | | |
| | | 1 | TO RECEIVE AND CONSIDER THE AUDITED
FINANCIAL STATEMENTS, THE DIRECTORS'
REPORT AND THE INDEPENDENT AUDITOR'S
REPORT FOR THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 2 | TO DECLARE A FINAL DIVIDEND | Management | | For | | For | |
| | | 3.A | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | Management | | Against | | Against | |
| | | 3.B | TO RE-ELECT MR IAIN FERGUSON BRUCE AS
DIRECTOR | Management | | For | | For | |
| | | 3.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX
THE DIRECTORS' REMUNERATION | Management | | For | | For | |
| | | 4 | APPROVE PRICEWATERHOUSECOOPERS AS
AUDITOR AND AUTHORIZE BOARD TO FIX THEIR
REMUNERATION | Management | | For | | For | |
| | | 5 | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO ISSUE NEW SHARES | Management | | Against | | Against | |
| | | 6 | TO GRANT A GENERAL MANDATE TO THE
DIRECTORS TO REPURCHASE SHARES | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT RESOLUTION 7 IS
CONDITIONAL UPON PASSING OF RESOLUTION NO
5-AND 6. THANK YOU | Non-Voting | | | | | |
| | | 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE
NEW SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED | Management | | Against | | Against | |
| | | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF THE-TEXT IN
RESOLUTION 4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT-VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | BANK ZACHODNI WBK S.A. | |
| | | Security | X0646L107 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 16-May-2018 |
| | | ISIN | PLBZ00000044 | | | | | | Agenda | 709320903 - Management |
| | | Record Date | 30-Apr-2018 | | | | | | Holding Recon Date | 30-Apr-2018 |
| | | City / | Country | WARSA
W | / | Poland | | | | | Vote Deadline Date | 01-May-2018 |
| | | SEDOL(s) | 7153639 - B06P332 - B28FBZ2 -
BH36QN8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE GENERAL MEETING | Non-Voting | | | | | |
| | | 2 | ELECTING THE CHAIRMAN OF THE GENERAL
MEETING | Management | | For | | For | |
| | | 3 | ESTABLISHING WHETHER THE GENERAL MEETING
HAS BEEN DULY CONVENED AND HAS THE
CAPACITY TO ADOPT RESOLUTIONS | Management | | For | | For | |
| | | 4 | ADOPTING THE AGENDA FOR THE GENERAL
MEETING | Management | | For | | For | |
| | | 5 | REVIEWING AND APPROVING THE BANKS
ZACHODNI WBK S.A. FINANCIAL STATEMENTS FOR
2017 | Management | | For | | For | |
| | | 6 | REVIEWING AND APPROVING THE CONSOLIDATED
FINANCIAL STATEMENTS OF THE BZ WBK GROUP
FOR 2017 | Management | | For | | For | |
| | | 7 | REVIEWING AND APPROVING THE MANAGEMENT
BOARD'S REPORT ON THE BANKS ZACHODNI WBK
S.A. ACTIVITIES IN 2017 AND THE MANAGEMENT
BOARD'S REPORT ON THE BZ WBK GROUP
ACTIVITIES IN 2017 | Management | | For | | For | |
| | | 8 | ADOPTING RESOLUTIONS ON DISTRIBUTION OF
PROFIT, THE DIVIDEND DAY AND DIVIDEND
PAYMENT DATE | Management | | For | | For | |
| | | 9 | GIVING DISCHARGE TO THE MEMBERS OF THE
BANK ZACHODNI WBK S.A. MANAGEMENT BOARD | Management | | For | | For | |
| | | 10 | REVIEWING AND APPROVING THE SUPERVISORY
BOARD'S REPORT ON ITS ACTIVITIES IN 2017 AND
THE SUPERVISORY BOARD'S REPORT ON THE
ASSESSMENT OF THE FINANCIAL STATEMENTS OF
THE BANK AND THE BZ WBK GROUP AS WELL AS
THE REPORTS ON THE BANKS AND THE BZ WBK
GROUPS ACTIVITIES AND APPLICABLE
REMUNERATION POLICY ASSESSMENT | Management | | For | | For | |
| | | 11 | GIVING DISCHARGE TO THE MEMBERS OF THE
BANK ZACHODNI WBK S.A. SUPERVISORY BOARD | Management | | For | | For | |
| | | 12 | AMENDMENTS TO THE BANKS STATUTE | Management | | For | | For | |
| | | 13 | CHANGE OF THE BANKS NAME AND THE
REGISTERED OFFICE AND AMENDMENTS TO THE
BANKS STATUTE | Management | | For | | For | |
| | | 14 | DETERMINATION OF REMUNERATION OF THE
MEMBER OF THE BANK ZACHODNI WBK S.A.
SUPERVISORY BOARD | Management | | Against | | Against | |
| | | 15 | AMENDMENTS TO THE TERMS OF REFERENCE OF
THE GENERAL MEETINGS OF BANK ZACHODNI WBK
S.A | Management | | For | | For | |
| | | 16 | CLOSING THE GENERAL MEETING | Non-Voting | | | | | |
| | | GUANGZHOU AUTOMOBILE GROUP CO., LTD. | |
| | | Security | Y2R318121 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 18-May-2018 |
| | | ISIN | CNE100000Q35 | | | | | | Agenda | 709142501 - Management |
| | | Record Date | 17-Apr-2018 | | | | | | Holding Recon Date | 17-Apr-2018 |
| | | City / | Country | HONG
KONG | / | China | | | | | Vote Deadline Date | 11-May-2018 |
| | | SEDOL(s) | B3MRNP5 - B433995 - B5KRNR3 -
BD8NL64 - BP3RV76 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | 03MAY2018: PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE AVAILABLE-BY
CLICKING ON THE URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0329/LTN20180329800.PDF,-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0329/LTN20180329814.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0502/LTN201805022133.PDF | Non-Voting | | | | | |
| | | 1 | RESOLUTION ON THE ANNUAL REPORT AND ITS
SUMMARY FOR THE YEAR 2017 | Management | | | | | |
| | | 2 | RESOLUTION ON THE WORK REPORT OF THE
BOARD OF DIRECTORS FOR THE YEAR 2017 | Management | | | | | |
| | | 3 | RESOLUTION ON THE WORK REPORT OF THE
SUPERVISORY COMMITTEE FOR THE YEAR 2017 | Management | | | | | |
| | | 4 | RESOLUTION ON THE FINANCIAL REPORT FOR THE
YEAR 2017 | Management | | | | | |
| | | 5 | RESOLUTION ON THE PROPOSAL FOR PROFIT
DISTRIBUTION AND CONVERSION OF CAPITAL
RESERVE INTO SHARES FOR THE YEAR 2017: THE
BOARD PROPOSED TO DISTRIBUTE A FINAL CASH
DIVIDEND OF RMB0.43 (INCLUDING TAX) PER
SHARE TO ALL SHAREHOLDERS, AND AT THE SAME
TIME TO ISSUE TO ALL SHAREHOLDERS 0.4 SHARE
FOR EVERY SHARE | Management | | | | | |
| | | 6 | RESOLUTION ON THE APPOINTMENT OF AUDITORS
FOR THE YEAR 2018 | Management | | | | | |
| | | 7 | RESOLUTION ON THE APPOINTMENT OF INTERNAL
CONTROL AUDITORS FOR THE YEAR 2018 | Management | | | | | |
| | | 8 | RESOLUTION ON THE FORMULATION OF DIVIDEND
DISTRIBUTION PLAN FOR SHAREHOLDERS OF
GUANGZHOU AUTOMOBILE GROUP CO., LTD. (2018-
2020) | Management | | | | | |
| | | 9 | RESOLUTION ON THE PROPOSAL IN RELATION TO
THE GRANT OF GENERAL MANDATE TO THE BOARD
OF DIRECTORS OF THE COMPANY | Management | | | | | |
| | | 10 | RESOLUTION ON THE PROPOSAL IN RELATION TO
THE GRANT OF AUTHORISATION TO THE BOARD OF
DIRECTORS OF THE COMPANY TO ISSUE DEBT
FINANCING INSTRUMENTS | Management | | | | | |
| | | CMMT | 03MAY2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO ADDITION OF URL LINK.-IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | OMV AG, WIEN | |
| | | Security | A51460110 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 22-May-2018 |
| | | ISIN | AT0000743059 | | | | | | Agenda | 709356213 - Management |
| | | Record Date | 11-May-2018 | | | | | | Holding Recon Date | 11-May-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 14-May-2018 |
| | | SEDOL(s) | 4651459 - 5179950 - 5788873 -
B02Q7Q0 - B28L3V0 - B827G28 -
BHZLP45 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 918087 DUE TO SPLITTING-OF
RESOLUTIONS 7 AND 8. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE-DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU | Non-Voting | | | | | |
| | | 1 | SUBMISSION OF THE ADOPTED FINANCIAL
STATEMENTS 2017 INCLUDING THE DIRECTORS'-
REPORT, THE (CONSOLIDATED) CORPORATE
GOVERNANCE REPORT, THE (CONSOLIDATED)-
PAYMENTS TO GOVERNMENTS REPORT, THE
CONSOLIDATED NON-FINANCIAL REPORT, THE-
GROUP FINANCIAL STATEMENTS 2017 INCLUDING
THE GROUP DIRECTORS' REPORT, THE-PROPOSAL
OF THE APPROPRIATION OF THE BALANCE SHEET
PROFIT AS WELL AS THE-SUPERVISORY BOARD
REPORT FOR THE FINANCIAL YEAR 2017 | Non-Voting | | | | | |
| | | 2 | APPROPRIATION OF THE PROFIT | Management | | For | | For | |
| | | 3 | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE
BOARD | Management | | For | | For | |
| | | 4 | DISCHARGE OF THE MEMBERS OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 5 | REMUNERATION FOR THE MEMBERS OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 6 | APPOINTMENT OF AUDITOR AND GROUP AUDITOR | Management | | For | | For | |
| | | 7.I | RESOLUTION ON: THE LONG TERM INCENTIVE
PLAN 2018 | Management | | For | | For | |
| | | 7.II | RESOLUTION ON: THE EQUITY DEFERRAL 2018 | Management | | For | | For | |
| | | 8.A | ELECTION TO THE SUPERVISORY BOARD: MS.
ALYAZIA ALI AL KUWAITI | Management | | For | | For | |
| | | 8.B | ELECTION TO THE SUPERVISORY BOARD: MR.
MANSOUR MOHAMED AL MULLA | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THE MEETING HAS BEEN SET
UP USING THE RECORD DATE 11 MAY-2018 WHICH
AT THIS TIME WE ARE UNABLE TO
SYSTEMATICALLY UPDATE. THE TRUE-RECORD
DATE FOR THIS MEETING IS 12 MAY 2018. THANK
YOU | Non-Voting | | | | | |
| | | PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | |
| | | Security | Y69790106 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 23-May-2018 |
| | | ISIN | CNE1000003X6 | | | | | | Agenda | 709365577 - Management |
| | | Record Date | 20-Apr-2018 | | | | | | Holding Recon Date | 20-Apr-2018 |
| | | City / | Country | SHENZH
EN | / | China | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 -
BD8NLC0 - BP3RWZ1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 898423 DUE TO ADDITION OF-
RESOLUTIONS 10 AND 11. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING WILL BE-DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE. THANK YOU | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0403/LTN201804031156.PDF, | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT
OF THE COMPANY FOR THE YEAR 2017 AND ITS
SUMMARY | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE REPORT OF
FINAL ACCOUNTS OF THE COMPANY FOR THE
YEAR 2017 INCLUDING THE AUDIT REPORT AND
AUDITED FINANCIAL STATEMENTS OF THE
COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE PROFIT
DISTRIBUTION PLAN OF THE COMPANY FOR THE
YEAR 2017 AND THE PROPOSED DISTRIBUTION OF
FINAL DIVIDENDS | Management | | For | | For | |
| | | 6 | TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE APPOINTMENT OF AUDITORS OF
THE COMPANY FOR THE YEAR 2018, RE-
APPOINTING PRICEWATERHOUSECOOPERS
ZHONG TIAN LLP AS THE PRC AUDITOR AND
PRICEWATERHOUSECOOPERS AS THE | Management | | For | | For | |
| | | | INTERNATIONAL AUDITOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE CONCLUSION OF THE
NEXT ANNUAL GENERAL MEETING AND
AUTHORIZING THE BOARD TO RE-AUTHORIZE THE
MANAGEMENT OF THE COMPANY TO FIX THEIR
REMUNERATION | | | | | | | |
| | | 7.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. MA MINGZHE AS AN EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE 11TH SESSION OF THE
BOARD | Management | | Against | | Against | |
| | | 7.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. SUN JIANYI AS AN EXECUTIVE DIRECTOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE 11TH SESSION OF THE
BOARD | Management | | Against | | Against | |
| | | 7.3 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. REN HUICHUAN AS AN EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 11TH SESSION OF
THE BOARD | Management | | Against | | Against | |
| | | 7.4 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. YAO JASON BO AS AN EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 11TH SESSION OF
THE BOARD | Management | | Against | | Against | |
| | | 7.5 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. LEE YUANSIONG AS AN EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 11TH SESSION OF
THE BOARD | Management | | Against | | Against | |
| | | 7.6 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MS. CAI FANGFANG AS AN EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 11TH SESSION OF
THE BOARD | Management | | Against | | Against | |
| | | 7.7 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. SOOPAKIJ CHEARAVANONT AS A NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD | Management | | Against | | Against | |
| | | 7.8 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. YANG XIAOPING AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD | Management | | Against | | Against | |
| | | 7.9 | TO CONSIDER AND APPROVE THE ELECTION OF
MR. WANG YONGJIAN AS A NON-EXECUTIVE
DIRECTOR OF THE COMPANY TO HOLD OFFICE
UNTIL THE EXPIRY OF THE TERM OF THE 11TH
SESSION OF THE BOARD | Management | | Against | | Against | |
| | | 7.10 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. LIU CHONG AS A NON-EXECUTIVE DIRECTOR
OF THE COMPANY TO HOLD OFFICE UNTIL THE
EXPIRY OF THE TERM OF THE 11TH SESSION OF
THE BOARD | Management | | Against | | Against | |
| | | 7.11 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. YIP DICKY PETER AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD | Management | | For | | For | |
| | | 7.12 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. WONG OSCAR SAI HUNG AS AN INDEPENDENT
NON-EXECUTIVE DIRECTOR OF THE COMPANY TO
HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF
THE 11TH SESSION OF THE BOARD | Management | | For | | For | |
| | | 7.13 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. SUN DONGDONG AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD | Management | | For | | For | |
| | | 7.14 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. GE MING AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD | Management | | For | | For | |
| | | 7.15 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. OUYANG HUI AS AN INDEPENDENT NON-
EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
11TH SESSION OF THE BOARD | Management | | For | | For | |
| | | 8.1 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. GU LIJI AS AN INDEPENDENT SUPERVISOR OF
THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY
OF THE TERM OF THE 9TH SESSION OF THE
SUPERVISORY COMMITTEE | Management | | For | | For | |
| | | 8.2 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MR. HUANG BAOKUI AS AN INDEPENDENT
SUPERVISOR OF THE COMPANY TO HOLD NO
OFFICE UNTIL THE EXPIRY OF THE TERM OF THE
9TH SESSION OF THE SUPERVISORY COMMITTEE | Management | | For | | For | |
| | | 8.3 | TO CONSIDER AND APPROVE THE RE-ELECTION OF
MS. ZHANG WANGJIN AS A SHAREHOLDER
REPRESENTATIVE SUPERVISOR OF THE COMPANY
TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM
OF THE 9TH SESSION OF THE SUPERVISORY
COMMITTEE | Management | | For | | For | |
| | | 9 | TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE PROPOSED GRANT OF THE
GENERAL MANDATE BY THE GENERAL MEETING TO
THE BOARD TO ISSUE H SHARES, I.E. THE GRANT
OF A GENERAL MANDATE TO THE BOARD TO
ALLOT, ISSUE AND DEAL WITH ADDITIONAL H
SHARES NOT EXCEEDING 20% OF THE AGGREGATE | Management | | For | | For | |
| | | | NOMINAL AMOUNT OF THE H SHARES OF THE
COMPANY IN ISSUE, REPRESENTING UP TO LIMIT
OF 8.15% OF THE TOTAL NUMBER OF SHARES OF
THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY)
OF NO MORE THAN 10% (RATHER THAN 20% AS
LIMITED UNDER THE RULES GOVERNING THE
LISTING OF SECURITIES ON THE STOCK EXCHANGE
OF HONG KONG LIMITED) TO THE BENCHMARK
PRICE (AS DEFINED IN THE MATERIALS FOR THE
COMPANY'S 2017 ANNUAL GENERAL MEETING) AND
AUTHORIZE THE BOARD TO MAKE
CORRESPONDING AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY AS IT THINKS
FIT SO AS TO REFLECT THE NEW CAPITAL
STRUCTURE UPON THE ALLOTMENT OR ISSUANCE
OF H SHARES | | | | | | | |
| | | 10 | TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE 30TH ANNIVERSARY SPECIAL
DIVIDEND OF THE COMPANY | Management | | For | | For | |
| | | 11 | TO CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE SHANGHAI JAHWA EQUITY
INCENTIVE SCHEME | Management | | For | | For | |
| | | ERSTE GROUP BANK AG | |
| | | Security | A19494102 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 24-May-2018 |
| | | ISIN | AT0000652011 | | | | | | Agenda | 709360654 - Management |
| | | Record Date | 14-May-2018 | | | | | | Holding Recon Date | 14-May-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 15-May-2018 |
| | | SEDOL(s) | 5289837 - 5369449 - 7440621 -
B02Q7J3 - B28H192 - B2PWJ52 -
BHZLFS9 - BQ37NY4 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | 01 MAY 2018: DELETION OF COMMENT | Non-Voting | | | | | |
| | | 2 | APPROPRIATION OF THE PROFIT: THE PROFIT
AVAILABLE FOR DISTRIBUTION RECOGNISED IN
THE FINANCIAL ACCOUNTS OF THE CO M- PANY AS
AT 31 DECEMBER 2017 AND AMOUNTING TO EUR
515,760,00.00 WILL BE APPR O- PRIATED IN
ACCORDANCE WITH THE MANAGEMENT BOARD'S
RECOMMENDATION: EACH SHARE ENTITLED TO A
DIVIDEND WILL RECEIVE EUR 1.20, ADDING UP TO A
TOTAL OF NO MORE THAN EUR 515,760,000.00. THE
COMPANY IS NOT ENTITLED TO ANY DIVIDEND
PAYMENTS FROM ITS OWN SHARES. THE DIVIDEND
WILL BE PAID OUT TO SHAREHOLDERS FIVE
BANKING DAYS AFTER THE ANNUAL GENERAL
MEETING - IN DEVIATION FROM CLAUSE 23.4 OF
THE ARTICLES OF ASSOCIATION WHICH
STIPULATES PAYOUT OF DIVIDEND 10 DAYS AFTER
THE ANNUAL GENERAL MEETING - I.E. ON 1 JUNE
2018 | Management | | For | | For | |
| | | 3 | GRANT OF DISCHARGE TO THE MEMBERS OF THE
MANAGEMENT BOARD WITH REGARD TO THE
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 4 | GRANT OF DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD WITH REGARD TO THE
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 5 | REMUNERATION OF THE MEMBERS OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 6 | APPOINTMENT OF AN ADDITIONAL (GROUP)
AUDITOR FOR THE FINANCIAL STATEMENTS, THE
MANAGEMENT REPORT, THE GROUP FINANCIAL
STATEMENTS AND THE GROUP MANAGEMENT
REPORT FOR THE FINANCIAL YEAR 2019 : PWC
WIRTSCHAFTSPRUEFUNG GMBH | Management | | For | | For | |
| | | 7 | REDUCTION OF THE NUMBER OF SUPERVISORY
BOARD MEMBERS | Management | | For | | For | |
| | | 8 | AUTHORISATION OF THE MANAGEMENT BOARD TO
ISSUE CONVERTIBLE BONDS | Management | | For | | For | |
| | | 9 | CANCELLING OF CURRENT AUTHORISED CAPITAL
AND CREATING OF NEW AUTHORISED CAPITAL | Management | | For | | For | |
| | | 10 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION
IN POINT 5., 8.3, 15.5. AND 21.4 | Management | | For | | For | |
| | | CMMT | 01 MAY 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO RECEIPT OF AUDITOR-NAME IN
RESOLUTION 6 AND DELETION OF COMMENT. IF
YOU HAVE ALREADY SENT IN-YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK
YOU. | Non-Voting | | | | | |
| | | YANZHOU COAL MINING COMPANY LIMITED | |
| | | Security | Y97417102 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | | ISIN | CNE1000004Q8 | | | | | | Agenda | 709101959 - Management |
| | | Record Date | 24-Apr-2018 | | | | | | Holding Recon Date | 24-Apr-2018 |
| | | City / | Country | ZOUCHE
NG | / | China | | | | | Vote Deadline Date | 18-May-2018 |
| | | SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 -
BD8NJ93 - BP3RY88 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0323/LTN201803231915.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0323/LTN201803231945.pdf | Non-Voting | | | | | |
| | | 1 | THAT, TO CONSIDER AND APPROVE THE WORKING
REPORT OF THE BOARD FOR THE YEAR ENDED 31
DECEMBER 2017 | Management | | | | | |
| | | 2 | THAT, TO CONSIDER AND APPROVE THE WORKING
REPORT OF THE SUPERVISORY COMMITTEE FOR
THE YEAR ENDED 31 DECEMBER 2017 | Management | | | | | |
| | | 3 | THAT, TO CONSIDER AND APPROVE THE AUDITED
FINANCIAL STATEMENTS OF THE COMPANY AND
ITS SUBSIDIARIES FOR THE YEAR ENDED 31
DECEMBER 2017 | Management | | | | | |
| | | 4 | THAT, TO CONSIDER AND APPROVE THE
PROPOSED PROFIT DISTRIBUTION PLAN OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2017 AND TO AUTHORIZE THE BOARD TO
DISTRIBUTE AN AGGREGATE CASH DIVIDEND OF
RMB2,357.8 MILLION (TAX INCLUSIVE), EQUIVALENT
TO RMB0.48 (TAX INCLUSIVE) PER HARE TO THE
SHAREHOLDERS | Management | | | | | |
| | | 5 | THAT, TO CONSIDER AND APPROVE THE
REMUNERATION OF THE DIRECTORS AND
SUPERVISORS OF THE COMPANY FOR THE YEAR
ENDING 31 DECEMBER 2018 | Management | | | | | |
| | | 6 | THAT, TO CONSIDER AND APPROVE THE RENEWAL
OF THE LIABILITY INSURANCE OF DIRECTORS,
SUPERVISORS AND SENIOR OFFICERS OF THE
COMPANY | Management | | | | | |
| | | 7 | THAT, TO CONSIDER AND APPROVE THE
APPOINTMENT AND REMUNERATION OF EXTERNAL
AUDITING FIRM FOR THE YEAR 2018 | Management | | | | | |
| | | 8 | THAT, TO CONSIDER AND APPROVE THE
PROPOSAL IN RESPECT OF THE PROVISION OF
FINANCIAL GUARANTEE(S) TO THE COMPANY'S
SUBSIDIARIES AND THE GRANTING OF
AUTHORIZATION TO YANCOAL AUSTRALIA LIMITED
AND ITS SUBSIDIARIES TO PROVIDE OF
GUARANTEE(S) IN RELATION TO DAILY
OPERATIONS OF THE SUBSIDIARIES OF THE
COMPANY IN AUSTRALIA | Management | | | | | |
| | | 9 | THAT, TO CONSIDER AND APPROVE THE
PROPOSAL TO AUTHORIZE THE COMPANY TO
CARRY OUT DOMESTIC AND OVERSEAS FINANCING
BUSINESSES | Management | | | | | |
| | | 10 | THAT, TO CONSIDER AND APPROVE THE
PROPOSAL REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO ISSUE ADDITIONAL H
SHARES | Management | | | | | |
| | | 11 | THAT, TO CONSIDER AND APPROVE THE
PROPOSAL REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO REPURCHASE H
SHARES | Management | | | | | |
| | | YANZHOU COAL MINING COMPANY LIMITED | |
| | | Security | Y97417102 | | | | | | Meeting Type | Class Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | | ISIN | CNE1000004Q8 | | | | | | Agenda | 709126331 - Management |
| | | Record Date | 24-Apr-2018 | | | | | | Holding Recon Date | 24-Apr-2018 |
| | | City / | Country | ZOUCHE
NG | / | China | | | | | Vote Deadline Date | 18-May-2018 |
| | | SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 -
BD8NJ93 - BP3RY88 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0323/LTN201803232075.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0323/LTN201803232057.PDF | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE "PROPOSAL
REGARDING THE GENERAL MANDATE
AUTHORIZING THE BOARD TO REPURCHASE H
SHARES | Management | | | | | |
| | | CHINA MOLYBDENUM CO., LTD. | |
| | | Security | Y1503Z105 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | | ISIN | CNE100000114 | | | | | | Agenda | 709202270 - Management |
| | | Record Date | 24-Apr-2018 | | | | | | Holding Recon Date | 24-Apr-2018 |
| | | City / | Country | LUOYAN
G | / | China | | | | | Vote Deadline Date | 18-May-2018 |
| | | SEDOL(s) | B1VRCG6 - B1WKSM2 - B1XDBG5 -
BD8NN46 - BP3RSH5 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0408/LTN20180408061.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0408/LTN20180408063.pdf | Non-Voting | | | | | |
| | | 1 | TO RECEIVE AND CONSIDER THE PROPOSAL IN
RESPECT OF THE FINANCIAL REPORT OF CHINA
MOLYBDENUM CO., LTD. FOR THE YEAR 2017 | Management | | For | | For | |
| | | 2 | TO RECEIVE AND CONSIDER THE PROPOSAL IN
RESPECT OF THE FINANCIAL STATEMENTS OF
CHINA MOLYBDENUM CO., LTD. FOR THE YEAR 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE BUDGET REPORT OF CHINA
MOLYBDENUM CO., LTD. FOR THE YEAR 2018 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE PROFIT
DISTRIBUTION PLAN OF CHINA MOLYBDENUM CO.,
LTD. FOR THE YEAR 2017 | Management | | For | | For | |
| | | 5 | TO RECEIVE AND CONSIDER THE PROPOSAL IN
RESPECT OF THE REPORT OF THE BOARD OF
DIRECTORS OF CHINA MOLYBDENUM CO., LTD.
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 6 | TO RECEIVE AND CONSIDER THE PROPOSAL IN
RESPECT OF THE REPORT OF THE SUPERVISORY
COMMITTEE OF CHINA MOLYBDENUM CO., LTD.
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 7 | TO RECEIVE AND CONSIDER THE PROPOSAL IN
RESPECT OF THE ANNUAL REPORT OF CHINA
MOLYBDENUM CO., LTD. FOR THE YEAR 2017 | Management | | For | | For | |
| | | 8 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE REAPPOINTMENT OF THE
EXTERNAL AUDITORS FOR THE YEAR 2018 | Management | | For | | For | |
| | | 9 | TO CONSIDER AND APPROVE THE FORFEITURE OF
UNCLAIMED FINAL DIVIDENDS FOR THE YEAR
ENDED 31 DECEMBER 2010 | Management | | For | | For | |
| | | 10 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE AUTHORISATION TO THE BOARD
OF DIRECTORS TO DEAL WITH THE DISTRIBUTION
OF INTERIM DIVIDEND AND QUARTERLY DIVIDEND
FOR THE YEAR 2018 | Management | | For | | For | |
| | | 11 | TO CONSIDER AND APPROVE THE AMENDMENTS
TO THE RULES FOR EXTERNAL INVESTMENT
MANAGEMENT OF CHINA MOLYBDENUM CO., LTD.
OF THE COMPANY | Management | | Abstain | | Against | |
| | | 12 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE SUBSCRIPTIONS OF PRINCIPAL-
PROTECTED STRUCTURED DEPOSIT WITH
INTERNAL IDLE FUND | Management | | For | | For | |
| | | 13 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE PURCHASE OF WEALTH
MANAGEMENT OR ENTRUSTED WEALTH
MANAGEMENT PRODUCTS WITH INTERNAL IDLE
FUND | Management | | For | | For | |
| | | 14 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE AMENDMENT TO THE ARTICLES
OF ASSOCIATION OF THE COMPANY | Management | | For | | For | |
| | | 15 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF SEEKING AUTHORIZATION FROM THE
SHAREHOLDERS' MEETING OF THE COMPANY TO
THE BOARD OF DIRECTORS OF THE COMPANY FOR
ISSUE OF DEBT FINANCING INSTRUMENTS | Management | | For | | For | |
| | | 16 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF THE PROVISION OF GUARANTEE FOR
OPERATING LOANS TO DIRECT OR INDIRECT
WHOLLY-OWNED SUBSIDIARIES AND EXTENSION
OF TERM OF AUTHORIZATION | Management | | Abstain | | Against | |
| | | 17 | TO CONSIDER AND APPROVE THE PROPOSAL IN
RESPECT OF SEEKING AUTHORIZATION FROM
SHAREHOLDERS' MEETING OF THE COMPANY OF
THE GRANTING OF A GENERAL MANDATE TO THE
BOARD OF DIRECTORS OF THE COMPANY FOR
ISSUE OF A SHARES AND/OR H SHARES OF THE
COMPANY | Management | | Against | | Against | |
| | | LPP SPOLKA AKCYJNA | |
| | | Security | X5053G103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 25-May-2018 |
| | | ISIN | PLLPP0000011 | | | | | | Agenda | 709352568 - Management |
| | | Record Date | 09-May-2018 | | | | | | Holding Recon Date | 09-May-2018 |
| | | City / | Country | GDANSK | / | Poland | | | | | Vote Deadline Date | 09-May-2018 |
| | | SEDOL(s) | 7127979 - B0ZSJQ7 - B28K113 -
BDR5M80 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE MEETING AND ELECTION OF THE
CHAIRMAN OF THE MEETING | Non-Voting | | | | | |
| | | 2 | CONFIRMATION OF THE CORRECTNESS OF
CONVENING THE GENERAL MEETING AND ITS
ABILITY TO ADOPT RESOLUTIONS, DRAWING UP
THE ATTENDANCE LIST | Management | | For | | For | |
| | | 3 | ELECTION OF THE RETURNING COMMITTEE | Management | | For | | For | |
| | | 4 | ADOPTION OF THE AGENDA | Management | | For | | For | |
| | | 5.A | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD REGARDING ITS OPINION ON
MATTERS SUBJECT TO DEBATE BY THE ORDINARY
GENERAL MEETING | Management | | For | | For | |
| | | 5.B | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD ON THE ASSESSMENT OF
THE MANAGEMENT BOARD REPORT ON THE
OPERATIONS OF THE COMPANY CAPITAL GROUP,
INCLUDING THE REPORT ON THE COMPANY
OPERATIONS. IN THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 5.C | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD ON THE ASSESSMENT OF
THE COMPANY FINANCIAL REPORT FOR THE
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 5.D | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD ON THE ASSESSMENT OF
THE CONSOLIDATED FINANCIAL STATEMENTS OF
THE LPP SA CAPITAL GROUP FOR THE FINANCIAL
YEAR 2017 | Management | | For | | For | |
| | | 5.E | PRESENTATION OF RESOLUTION: THE
MANAGEMENT BOARD REGARDING THE
APPLICATION REGARDING DISTRIBUTION OF THE
COMPANY PROFIT ACHIEVED IN THE 2017
FINANCIAL YEAR | Management | | For | | For | |
| | | 5.F | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD REGARDING THE
CONSIDERATION OF THE MANAGEMENT BOARD
MOTION REGARDING THE DISTRIBUTION OF THE
COMPANY PROFIT ACHIEVED IN THE FINANCIAL
YEAR 2017 | Management | | For | | For | |
| | | 5.G.I | PRESENTATION OF RESOLUTION: SUPERVISORY
BOARD ON THE COMPREHENSIVE ASSESSMENT OF
THE COMPANY SITUATION IN 2017 INCLUDING IN
PARTICULAR: AN ASSESSMENT OF THE FINANCIAL
REPORTING PROCESS | Management | | For | | For | |
| | | 5.GII | PRESENTATION OF RESOLUTION: SUPERVISORY
BOARD ON THE COMPREHENSIVE ASSESSMENT OF
THE COMPANY SITUATION IN 2017 INCLUDING IN
PARTICULAR: AN ASSESSMENT OF THE INTERNAL
CONTROL SYSTEM, INTERNAL AUDIT AND RISK
MANAGEMENT SYSTEM ASSESSMENT, | Management | | For | | For | |
| | | 5GIII | PRESENTATION OF RESOLUTION: SUPERVISORY
BOARD ON THE COMPREHENSIVE ASSESSMENT OF
THE COMPANY SITUATION IN 2017 INCLUDING IN
PARTICULAR: SUPERVISORY BOARD ON THE
COMPREHENSIVE ASSESSMENT OF THE COMPANY
SITUATION IN 2017 INCLUDING IN PARTICULAR: AN
ASSESSMENT OF THE FINANCIAL AUDIT
ACTIVITIES, | Management | | For | | For | |
| | | 5GIV | PRESENTATION OF RESOLUTION: SUPERVISORY
BOARD ON THE COMPREHENSIVE ASSESSMENT OF
THE COMPANY SITUATION IN 2017 INCLUDING IN
PARTICULAR: ASSESSMENT OF THE
INDEPENDENCE OF THE AUDITOR EXAMINING THE
FINANCIAL STATEMENTS OF THE COMPANY AND
THE LPP SA CAPITAL GROUP | Management | | For | | For | |
| | | 5.H | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD REGARDING THE ADOPTION
OF THE SUPERVISORY BOARD REPORT ON
OPERATIONS IN THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 5.I | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD REGARDING THE ADOPTION
OF A REPORT ON THE PERFORMANCE OF THE
AUDIT COMMITTEE DUTIES BY THE SUPERVISORY
BOARD IN THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 5.J | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD REGARDING THE ADOPTION
OF THE ASSESSMENT OF THE COMPANY
COMPLIANCE WITH DISCLOSURE OBLIGATIONS
REGARDING THE APPLICATION OF CORPORATE
GOVERNANCE PRINCIPLES RESULTING FROM THE
PRINCIPLES OF GOOD PRACTICE AND PROVISIONS
ON CURRENT AND PERIODIC INFORMATION
PROVIDED BY ISSUERS OF SECURITIES | Management | | For | | For | |
| | | 5.K | PRESENTATION OF RESOLUTION: THE
SUPERVISORY BOARD ON THE ASSESSMENT OF
THE RATIONALITY OF THE CHARITY AND
SPONSORSHIP POLICY PURSUED BY THE
COMPANY | Management | | For | | For | |
| | | 6 | PRESENTATION, CONSIDERATION AND APPROVAL
OF THE REPORT OF THE MANAGEMENT BOARD ON
THE OPERATIONS OF THE CAPITAL GROUP OF THE
COMPANY AND THE COMPANY IN THE FINANCIAL
YEAR 2017 | Management | | For | | For | |
| | | 7 | PRESENTATION, CONSIDERATION AND APPROVAL
OF THE SUPERVISORY BOARD REPORT ON
OPERATIONS IN THE FINANCIAL YEAR 2017 | Management | | Abstain | | Against | |
| | | 8 | PRESENTATION, CONSIDERATION AND APPROVAL
OF THE COMPANY FINANCIAL STATEMENTS FOR
THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 9 | PRESENTATION, CONSIDERATION AND APPROVAL
OF THE CONSOLIDATED FINANCIAL STATEMENTS
OF THE LPP SA CAPITAL GROUP FOR THE
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 10 | GRANTING DISCHARGE TO MEMBERS OF THE
MANAGEMENT BOARD OF THE COMPANY FOR THE
PERFORMANCE OF THEIR DUTIES IN THE
FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 11 | GRANTING DISCHARGE TO THE MEMBERS OF THE
SUPERVISORY BOARD ON THE PERFORMANCE OF
THEIR DUTIES IN THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 12 | DISTRIBUTION OF THE COMPANY PROFIT
ACHIEVED IN THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 13 | CONSENT TO THE SALE OF AN ORGANIZED PART
OF THE COMPANY LPP SA | Management | | For | | For | |
| | | 14 | CHANGE IN THE ARTICLES OF ASSOCIATION OF
THE COMPANY CHANGING THE FINANCIAL YEAR OF
THE COMPANY, PARAGRAPH 36. AND ABOLISHING
THE LIMITATION ON THE EXERCISE OF VOTING
RIGHTS WITH PERSONAL RIGHTS PARAGRAPH 35 | Management | | For | | For | |
| | | 15 | ADOPTION OF A RESOLUTION REGARDING THE
ADOPTION OF AN INCENTIVE PROGRAM FOR KEY
PERSONS MANAGING THE COMPANY | Management | | For | | For | |
| | | 16 | CLOSING THE MEETING | Non-Voting | | | | | |
| | | ACKERMANS & VAN HAAREN NV | |
| | | Security | B01165156 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-May-2018 |
| | | ISIN | BE0003764785 | | | | | | Agenda | 709348949 - Management |
| | | Record Date | 14-May-2018 | | | | | | Holding Recon Date | 14-May-2018 |
| | | City / | Country | ANTWER
PEN | / | Belgium | | | | | Vote Deadline Date | 14-May-2018 |
| | | SEDOL(s) | 5715774 - B16FN51 - B28DWY2 -
B3CZW18 - BG0S0G1 - BHZL7C7 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | MARKET RULES REQUIRE DISCLOSURE OF
BENEFICIAL OWNER INFORMATION FOR ALL
VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED-IN ORDER FOR YOUR
VOTE TO BE LODGED | Non-Voting | | | | | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | REPORT OF THE BOARD OF DIRECTORS FOR THE
FINANCIAL YEAR ENDED DECEMBER 31,-2017 | Non-Voting | | | | | |
| | | 2 | AUDITOR'S REPORT FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2017 | Non-Voting | | | | | |
| | | 3 | APPROVAL OF THE STATUTORY AND
CONSOLIDATED ANNUAL ACCOUNTS: APPROVAL
OF THE STATUTORY AND CONSOLIDATED ANNUAL
ACCOUNTS FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017, INCLUDING THE APPROVAL OF
A GROSS DIVIDEND OF 2.20 EUROS PER SHARE | Management | | For | | For | |
| | | 4.1 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
ALEXIA BERTRAND | Management | | For | | For | |
| | | 4.2 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017: LUC
BERTRAND | Management | | For | | For | |
| | | 4.3 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
MARION DEBRUYNE BVBA | Management | | For | | For | |
| | | 4.4 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
JACQUES DELEN | Management | | For | | For | |
| | | 4.5 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
VALERIE JURGENS | Management | | For | | For | |
| | | 4.6 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
PIERRE MACHARIS | Management | | For | | For | |
| | | 4.7 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
JULIEN PESTIAUX | Management | | For | | For | |
| | | 4.8 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
THIERRY VAN BAREN | Management | | For | | For | |
| | | 4.9 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
FREDERIC VAN HAAREN | Management | | For | | For | |
| | | 4.10 | DISCHARGE OF THE DIRECTOR: GRANTING
DISCHARGE TO THE DIRECTOR FOR THE
PERFORMANCE OF THEIR MANDATE DURING THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017:
PIERRE WILLAERT | Management | | For | | For | |
| | | 5 | DISCHARGE OF THE AUDITOR | Management | | For | | For | |
| | | 6.1 | APPOINTMENT OF DIRECTOR: APPROVAL OF THE
RENEWAL OF THE MANDATE OF MR THIERRY VAN
BAREN FOR A PERIOD OF FOUR (4) YEARS UNTIL
THE END OF THE ANNUAL GENERAL MEETING IN
2022. THIERRY VAN BAREN (1967, FRENCH/DUTCH)
HOLDS A MASTER'S DEGREE AND TEACHING
QUALIFICATION IN PHILOSOPHY AS WELL AS AN | Management | | Against | | Against | |
| | | | MBA FROM SOLVAY BUSINESS SCHOOL. HE IS
CURRENTLY AN INDEPENDENT CONSULTANT.
THIERRY VAN BAREN WAS APPOINTED DIRECTOR
OF ACKERMANS & VAN HAAREN IN 2006. HE IS A
MEMBER OF THE AUDIT COMMITTEE AND OF THE
REMUNERATION COMMITTEE | | | | | | | |
| | | 6.2 | APPOINTMENT OF DIRECTOR:
ACKNOWLEDGEMENT OF THE RESIGNATION OF
MRS VALERIE JURGENS AS INDEPENDENT
DIRECTOR AND APPROVAL OF THE APPOINTMENT
OF MENLO PARK BVBA, REPRESENTED BY MRS
VICTORIA VANDEPUTTE AS INDEPENDENT
DIRECTOR, AS SHE COMPLIES WITH THE
INDEPENDENCE CRITERIA SET FORTH IN ARTICLE
526TER OF THE COMPANY CODE AND IN ARTICLE
2.2.4. OF THE COMPANY'S CORPORATE
GOVERNANCE CHARTER. HER MANDATE WILL RUN
FOR A PERIOD OF FOUR (4) YEARS UNTIL THE END
OF THE ANNUAL GENERAL MEETING IN 2022.
VICTORIA VANDEPUTTE (DECREE1971, BELGIAN) IS
A CIVIL ENGINEER ELECTROMECHANICS (KU
LEUVEN, 1995) AND OBTAINED A MASTER IN RISK
MANAGEMENT AT THE ECOLE SUPERIEURE DE
COMMERCE DE BORDEAUX (1996). SHE IS
CURRENTLY MEMBER OF THE EXECUTIVE
COMMITTEE AND CHIEF INNOVATION & MARKETING
OFFICER AT DIVERSI FOODS (OETKER GRUPPE).
VICTORIA VANDEPUTTE HAS MORE THAN 20 YEARS
OF NATIONAL AND INTERNATIONAL EXPERIENCE IN
THE CHEMICAL AND FOOD INDUSTRY AND HAS A
SPECIAL EXPERTISE IN MARKETING AND
INNOVATION | Management | | For | | For | |
| | | 7 | REMUNERATION REPORT | Management | | Against | | Against | |
| | | 8 | QUESTIONS | Non-Voting | | | | | |
| | | BANK ZACHODNI WBK S.A. | |
| | | Security | X0646L107 | | | | | | Meeting Type | ExtraOrdinary General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 29-May-2018 |
| | | ISIN | PLBZ00000044 | | | | | | Agenda | 709370477 - Management |
| | | Record Date | 11-May-2018 | | | | | | Holding Recon Date | 11-May-2018 |
| | | City / | Country | WARSA
W | / | Poland | | | | | Vote Deadline Date | 11-May-2018 |
| | | SEDOL(s) | 7153639 - B06P332 - B28FBZ2 -
BH36QN8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE EXTRAORDINARY GENERAL
MEETING | Non-Voting | | | | | |
| | | 2 | ELECTING THE CHAIRMAN OF THE
EXTRAORDINARY GENERAL MEETING | Management | | For | | For | |
| | | 3 | ESTABLISHING WHETHER THE EXTRAORDINARY
GENERAL MEETING HAS BEEN DULY CONVENED
AND HAS THE CAPACITY TO ADOPT RESOLUTIONS | Management | | For | | For | |
| | | 4 | ADOPTING THE AGENDA FOR THE
EXTRAORDINARY GENERAL MEETING | Management | | For | | For | |
| | | 5 | PRESENTATION OF THE KEY ELEMENTS OF THE
DEMERGER PLAN OF DEUTSCHE BANK POLSKA
S.A., THE DEMERGER PLAN , THE REPORT OF THE
MANAGEMENT BOARD DATED 23 FEBRUARY 2018
JUSTIFYING THE DEMERGER OF DEUTSCHE BANK
POLSKA S.A., THE AUDIT OPINION AND ALL THE
MATERIAL CHANGES TO ASSETS, LIABILITIES AND
EQUITY WHICH OCCURRED BETWEEN THE DATE
OF THE DEMERGER PLAN AND THE DATE OF THE
DEMERGER RESOLUTION | Management | | For | | For | |
| | | 6 | ADOPTING A RESOLUTION REGARDING THE
DEMERGER OF DEUTSCHE BANK POLSKA S.A.
INCLUDING THE INCREASE IN THE SHARE CAPITAL
OF BANK ZACHODNI WBK S.A. THE BANK, THE
AMENDMENT OF THE STATUTE OF THE BANK, THE
DEMATERIALISATION OF THE SERIES N SHARES IN
THE BANK AND THE SEEKING OF THE ADMISSION
AND INTRODUCTION THEREOF TO TRADING ON
THE MAIN MARKET OPERATED BY THE WARSAW
STOCK EXCHANGE | Management | | For | | For | |
| | | 7 | DETERMINING THE CONSOLIDATED TEXT OF THE
BANK STATUTE | Management | | For | | For | |
| | | 8 | CLOSING THE EXTRAORDINARY GENERAL
MEETING | Non-Voting | | | | | |
| | | GUANGZHOU R&F PROPERTIES CO., LTD. | |
| | | Security | Y2933F115 | | | | | | Meeting Type | Class Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 30-May-2018 |
| | | ISIN | CNE100000569 | | | | | | Agenda | 709206127 - Management |
| | | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 |
| | | City / | Country | GUANGZ
HOU | / | China | | | | | Vote Deadline Date | 24-May-2018 |
| | | SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 -
BD8NM05 - BP3RV98 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0409/LTN20180409589.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0409/LTN20180409609.PDF | Non-Voting | | | | | |
| | | 1.A | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: CLASS OF SHARES | Management | | For | | For | |
| | | 1.B | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: PLACE OF LISTING | Management | | For | | For | |
| | | 1.C | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: ISSUER | Management | | For | | For | |
| | | 1.D | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: NO. OF SHARES TO
BE ISSUED | Management | | For | | For | |
| | | 1.E | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: NOMINAL VALUE OF
THE SHARES TO BE ISSUED | Management | | For | | For | |
| | | 1.F | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: TARGET
SUBSCRIBER | Management | | For | | For | |
| | | 1.G | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: ISSUE PRICE | Management | | For | | For | |
| | | 1.H | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: METHOD OF ISSUE | Management | | For | | For | |
| | | 1.I | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: UNDERWRITING
METHOD | Management | | For | | For | |
| | | 1.J | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: USE OF PROCEEDS | Management | | For | | For | |
| | | 1.K | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: PLAN ON THE
ALLOCATION OF ACCUMULATED PROFITS PRIOR
TO THE ISSUE | Management | | For | | For | |
| | | 1.L | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: EFFECTIVE PERIOD
OF THE RESOLUTION | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF AUTHORIZING THE
BOARD TO HANDLE MATTERS IN RELATION TO THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITH
FULL AUTHORITY | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE CIRCULATION OF
THE COMPANY'S DOMESTIC SHARES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") ("H SHARE FULL
CIRCULATION") | Management | | For | | For | |
| | | 4 | TO AUTHORIZE THE BOARD TO HANDLE AT ITS
SOLE DISCRETION THE MATTERS IN RELATION TO
THE CIRCULATION OF THE COMPANY'S DOMESTIC
SHARES ON THE STOCK EXCHANGE ("H SHARE
FULL CIRCULATION") | Management | | For | | For | |
| | | GUANGZHOU R&F PROPERTIES CO., LTD. | |
| | | Security | Y2933F115 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 30-May-2018 |
| | | ISIN | CNE100000569 | | | | | | Agenda | 709470417 - Management |
| | | Record Date | 27-Apr-2018 | | | | | | Holding Recon Date | 27-Apr-2018 |
| | | City / | Country | GUANGZ
HOU | / | China | | | | | Vote Deadline Date | 24-May-2018 |
| | | SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 -
BD8NM05 - BP3RV98 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS (THE "BOARD") OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE AUDITED
FINANCIAL STATEMENTS AND THE REPORT OF THE
AUDITORS FOR THE YEAR ENDED 31 DECEMBER
2017 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND DECLARE A FINAL DIVIDEND
FOR THE YEAR ENDED 31 DECEMBER 2017 OF
RMB0.77 PER SHARE | Management | | For | | For | |
| | | 5 | TO CONSIDER AND RE-APPOINT
PRICEWATERHOUSECOOPERS AS AUDITOR OF
THE COMPANY, AND TO AUTHORIZE THE BOARD TO
FIX THE REMUNERATION OF THE AUDITOR | Management | | For | | For | |
| | | 6 | TO AUTHORIZE THE BOARD TO DECIDE ON
MATTERS RELATING TO THE PAYMENT OF INTERIM
DIVIDEND FOR THE SIX MONTHS ENDED 30 JUNE
2018 | Management | | For | | For | |
| | | 7.A | RE-ELECTION OF MR. LI SZE LIM AS THE
COMPANY'S EXECUTIVE DIRECTOR | Management | | Against | | Against | |
| | | 7.B | RE-ELECTION OF MR. ZHANG LI AS THE COMPANY'S
EXECUTIVE DIRECTOR | Management | | Against | | Against | |
| | | 7.C | RE-ELECTION OF MR. ZHOU YAONAN AS THE
COMPANY'S EXECUTIVE DIRECTOR | Management | | Against | | Against | |
| | | 7.D | RE-ELECTION OF MR. LU JING AS THE COMPANY'S
EXECUTIVE DIRECTOR | Management | | Against | | Against | |
| | | 7.E | RE-ELECTION OF MR. NG YAU WAH, DANIEL AS THE
COMPANY'S INDEPENDENT NONEXECUTIVE
DIRECTOR | Management | | For | | For | |
| | | 8 | TO CONSIDER AND APPROVE THE APPOINTMENT
OF BDO CHINA SHU LUN PAN CERTIFIED PUBLIC
ACCOUNTANTS LLP AS THE DOMESTIC AUDITOR
AND THE REPORTING ACCOUNTANT FOR
PREPARING FOR THE COMPANY ACCOUNTANT'S
REPORT AND OTHER REPORTS REQUIRED FOR
THE LISTING IN 2018 | Management | | For | | For | |
| | | 9 | TO AUTHORIZE THE LEGAL REPRESENTATIVE(S)
OR AUTHORIZED PERSON(S) OF THE COMPANY
AND ITS SUBSIDIARIES TO SIGN COMPOSITE
CREDIT FACILITIES OR LOANS RELATED
AGREEMENTS AND DOCUMENTS WITH THE LIMIT
OF EACH AGREEMENT NOT MORE THAN RMB5
BILLION (INCLUDING RMB5 BILLION) | Management | | For | | For | |
| | | 10 | TO CONSIDER AND APPROVE THE COMPANY TO
EXTEND GUARANTEES ON BEHALF OF
SUBSIDIARIES AND EXTEND GUARANTEES ON
BEHALF OF ASSOCIATES AND JOINT VENTURES
AND OTHER INVESTEE COMPANIES (INCLUDING
THE EXTENSION OF EXTERNAL GUARANTEES BY
THE SUBSIDIARIES), THE NEW AGGREGATE
AMOUNT OF THE GUARANTEES SHALL BE UP TO
RMB80 BILLION | Management | | Against | | Against | |
| | | 11 | TO CONSIDER AND APPROVE THE GUARANTEES
EXTENDED PURSUANT TO SPECIAL RESOLUTION
NO. 10 OF THE 2016 ANNUAL GENERAL MEETING,
THE GUARANTEES EXTENDED ON BEHALF OF
SUBSIDIARIES AND ASSOCIATES AND JOINT
VENTURES (INCLUDING THE EXTENSION OF
EXTERNAL GUARANTEES BY THE SUBSIDIARIES) IN
2017 | Management | | For | | For | |
| | | 12 | TO GRANT AN UNCONDITIONAL AND GENERAL
MANDATE TO THE BOARD TO ISSUE, ALLOT AND
DEAL IN ADDITIONAL SHARES IN THE CAPITAL OF
THE COMPANY AND TO AUTHORIZE THE BOARD TO
EXECUTE ALL SUCH RELEVANT DOCUMENTS AND
TO MAKE NECESSARY AMENDMENTS TO THE
ARTICLES OF ASSOCIATION | Management | | Against | | Against | |
| | | 13.A | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: CLASS OF SHARES | Management | | For | | For | |
| | | 13.B | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: PLACE OF LISTING | Management | | For | | For | |
| | | 13.C | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: ISSUER | Management | | For | | For | |
| | | 13.D | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: NO. OF SHARES TO
BE ISSUED | Management | | For | | For | |
| | | 13.E | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: NOMINAL VALUE OF
THE SHARES TO BE ISSUED | Management | | For | | For | |
| | | 13.F | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: TARGET
SUBSCRIBER | Management | | For | | For | |
| | | 13.G | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: ISSUE PRICE | Management | | For | | For | |
| | | 13.H | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: METHOD OF ISSUE | Management | | For | | For | |
| | | 13.I | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: UNDERWRITING
METHOD | Management | | For | | For | |
| | | 13.J | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: USE OF PROCEEDS | Management | | For | | For | |
| | | 13.K | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: PLAN ON THE
ALLOCATION OF ACCUMULATED PROFITS PRIOR
TO THE ISSUE | Management | | For | | For | |
| | | 13.L | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF APPLYING FOR THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITHIN
THE TERRITORY OF THE PRC: EFFECTIVE PERIOD
OF THE RESOLUTION | Management | | For | | For | |
| | | 14 | TO CONSIDER AND APPROVE THE EXTENSION OF
THE VALIDITY PERIOD OF AUTHORIZING THE
BOARD TO HANDLE MATTERS IN RELATION TO THE
INITIAL PUBLIC OFFERING AND LISTING OF
RENMINBI ORDINARY SHARES (A SHARES) WITH
FULL AUTHORITY | Management | | For | | For | |
| | | 15 | TO CONSIDER AND APPROVE THE CIRCULATION OF
THE COMPANY'S DOMESTIC SHARES ON THE
STOCK EXCHANGE OF HONG KONG LIMITED (THE
"STOCK EXCHANGE") ("H SHARE FULL
CIRCULATION") | Management | | For | | For | |
| | | 16 | TO AUTHORIZE THE BOARD TO HANDLE AT ITS
SOLE DISCRETION THE MATTERS IN RELATION TO
THE CIRCULATION OF THE COMPANY'S DOMESTIC
SHARES ON THE STOCK EXCHANGE ("H SHARE
FULL CIRCULATION") | Management | | For | | For | |
| | | 17 | TO CONSIDER AND APPROVE THE COMPANY'S
ISSUE OF FINANCING PRODUCTS SUCH AS DIRECT
DEBT FINANCING PRODUCTS AND ASSET
SECURITIZATION PRODUCTS IN 2018 | Management | | For | | For | |
| | | 18 | TO AUTHORIZE THE BOARD (OR ITS AUTHORIZED
PERSON(S)) TO HANDLE AT ITS SOLE DISCRETION
THE MATTERS IN RELATION TO THE COMPANY'S
ISSUE OF FINANCING PRODUCTS SUCH AS DIRECT
DEBT FINANCING PRODUCTS AND ASSET
SECURITIZATION PRODUCTS IN 2018 | Management | | For | | For | |
| | | 19 | TO APPROVE THE PROPOSED AMENDMENTS TO
THE ARTICLES OF ASSOCIATION SET OUT IN
APPENDIX I TO THE CIRCULAR OF THE COMPANY
DATED 11 MAY 2018 AND TO AUTHORIZE THE
BOARD OF DIRECTORS OF THE COMPANY OR
AUTHORIZED PERSON OF THE BOARD OF
DIRECTORS TO HANDLE MATTERS IN RELATION TO
THE AMENDMENTS TO THE ARTICLES OF
ASSOCIATION | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0409/LTN20180409571.pdf,-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0409/LTN20180409559.pdf,-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0510/LTN20180510402.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0510/LTN20180510400.pdf | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 895935 DUE TO ADDITION OF-
RESOLUTION 19. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED-AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU. | Non-Voting | | | | | |
| | | AMS AG, UNTERPREMSTAETTEN | |
| | | Security | A0400Q115 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 06-Jun-2018 |
| | | ISIN | AT0000A18XM4 | | | | | | Agenda | 709516996 - Management |
| | | Record Date | 27-May-2018 | | | | | | Holding Recon Date | 27-May-2018 |
| | | City / | Country | PREMST
AETTEN | / | Austria | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | BFWVC10 - BPF0537 - BPF0548 -
BPFJ772 - BPH3KB7 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 883407 DUE TO SPLITTING-OF
RESOLUTION 7. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED IF
VOTE DEADLINE EXTENSIONS ARE GRANTED.
THEREFORE PLEASE-REINSTRUCT ON THIS
MEETING NOTICE ON THE NEW JOB. IF HOWEVER
VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED
IN THE MARKET, THIS MEETING WILL BE CLOSED
AND-YOUR VOTE INTENTIONS ON THE ORIGINAL
MEETING WILL BE APPLICABLE. PLEASE-ENSURE
VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE
ORIGINAL MEETING, AND AS-SOON AS POSSIBLE
ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | | | | | |
| | | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS | Non-Voting | | | | | |
| | | 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS
OF EUR 0.33 PER SHARE | Management | | For | | For | |
| | | 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | | For | | For | |
| | | 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | | For | | For | |
| | | 5 | APPROVE REMUNERATION OF SUPERVISORY
BOARD MEMBERS | Management | | For | | For | |
| | | 6 | RATIFY KPMG AUSTRIA GMBH AS AUDITORS | Management | | For | | For | |
| | | 7.1 | ELECT HANS KALTENBRUNNER AS SUPERVISORY
BOARD MEMBER | Management | | For | | For | |
| | | 7.2 | ELECT MICHAEL GRIMM AS SUPERVISORY BOARD
MEMBER | Management | | For | | For | |
| | | 7.3 | ELECT YEN YEN TAN AS SUPERVISORY BOARD
MEMBER | Management | | For | | For | |
| | | 7.4 | ELECT MONIKA HENZINGER AS SUPERVISORY
BOARD MEMBER | Management | | For | | For | |
| | | 8 | APPROVE CREATION OF EUR 8.4 MILLION CAPITAL
INCREASE WITHOUT PREEMPTIVE RIGHTS | Management | | For | | For | |
| | | 9 | RECEIVE REPORT ON SHARE REPURCHASE
PROGRAM | Non-Voting | | | | | |
| | | CMMT | 28 MAY 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN THE MEETING-TYPE
FROM OGM TO AGM. IF YOU HAVE ALREADY SENT
IN YOUR VOTES FOR MID: 948938,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | WIENERBERGER AG, WIEN | |
| | | Security | A95384110 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 14-Jun-2018 |
| | | ISIN | AT0000831706 | | | | | | Agenda | 709556635 - Management |
| | | Record Date | 04-Jun-2018 | | | | | | Holding Recon Date | 04-Jun-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 05-Jun-2018 |
| | | SEDOL(s) | 5699373 - 5699384 - B02Q812 -
B28N714 - BHZKVW2 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | PRESENTATION OF THE APPROVED ANNUAL
FINANCIAL STATEMENTS FOR THE 2017-FINANCIAL
YEAR AND THE REVIEW OF OPERATIONS FOR THE
COMPANY, WHICH WAS-COMBINED WITH THE
REVIEW OF OPERATIONS FOR THE GROUP, THE
CORPORATE-GOVERNANCE REPORT, THE NON-
FINANCIAL REPORT AND THE CONSOLIDATED
FINANCIAL-STATEMENTS FOR THE 2017 FINANCIAL
YEAR AS WELL AS THE REPORT OF THE-
SUPERVISORY BOARD ON THE 2017 FINANCIAL
YEAR | Non-Voting | | | | | |
| | | 2 | USE OF PROFIT AS SHOWN IN THE ANNUAL
FINANCIAL STATEMENTS FOR 2017 : EUR 0.30 PER
DIVIDEND-BEARING SHARE | Management | | For | | For | |
| | | 3 | RELEASE OF THE MEMBERS OF THE MANAGING
BOARD FROM LIABILITY FOR THE 2017 FINANCIAL
YEAR | Management | | For | | For | |
| | | 4 | RELEASE OF THE MEMBERS OF THE SUPERVISORY
BOARD FROM LIABILITY FOR THE 2017 FINANCIAL
YEAR | Management | | For | | For | |
| | | 5 | ELECTION OF THE AUDITOR FOR THE 2018
FINANCIAL YEAR : DELOITTE AUDIT
WIRTSCHAFTSPRUFUNGS GMBH, VIENNA | Management | | For | | For | |
| | | 6 | ELECTIONS TO THE SUPERVISORY BOARD | Non-Voting | | | | | |
| | | 6.1 | FIRST POSITION TO BE FILLED | Non-Voting | | | | | |
| | | 6.1.A | RE-ELECTION OF CHRISTIAN JOURQUIN
(NOMINATION BY WIENERBERGER) TO THE
SUPERVISORY BOARD | Management | | Against | | Against | |
| | | 6.1.B | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: ELECTION OF PIERRE-
MARIE DE LEENER (NOMINATION BY PETRUS
ADVISERS/BKBAHAR TRUST) TO THE SUPERVISORY
BOARD | Shareholder | | For | | Against | |
| | | 6.2 | SECOND POSITION TO BE FILLED | Non-Voting | | | | | |
| | | 6.2.A | ELECTION OF PETER STEINER (NOMINATION BY
WIENERBERGER) TO THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 6.2.B | PLEASE NOTE THAT THIS RESOLUTION IS A
SHAREHOLDER PROPOSAL: ELECTION OF JAN
BUCK-EMDEN (NOMINATION BY PETRUS
ADVISERS/BKBAHAR TRUST) TO THE SUPERVISORY
BOARD | Shareholder | | Against | | For | |
| | | 7 | AUTHORIZATION TO BUY BACK OWN SHARES AND
SALE OF TREASURY SHARES | Management | | For | | For | |
| | | POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI SPOLKA AK | |
| | | Security | X6919X108 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 18-Jun-2018 |
| | | ISIN | PLPKO0000016 | | | | | | Agenda | 709429535 - Management |
| | | Record Date | 02-May-2018 | | | | | | Holding Recon Date | 02-May-2018 |
| | | City / | Country | WARSZA
WA | / | Poland | | | | | Vote Deadline Date | 30-May-2018 |
| | | SEDOL(s) | B03NGS5 - B040663 - B28LD76 -
B7X3QN9 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING THE DEBATES OF THE ORDINARY
GENERAL MEETING | Non-Voting | | | | | |
| | | 2 | ELECTION OF THE CHAIRMAN OF THE ORDINARY
GENERAL MEETING, | Management | | For | | For | |
| | | 3 | STATEMENT OF THE CORRECTNESS OF
CONVENING THE ORDINARY GENERAL MEETING
AND ITS ABILITY TO ADOPT BINDING RESOLUTIONS, | Management | | For | | For | |
| | | 4 | ADOPTION OF THE AGENDA, | Management | | For | | For | |
| | | 5 | CONSIDERATION OF THE FINANCIAL STATEMENTS
OF PKO BANK POLSKI SA FOR THE YEAR ENDED
DECEMBER 31, 2017 AND THE MANAGEMENT
BOARD MOTION REGARDING THE DISTRIBUTION OF
PROFIT OF PKO BANK POLSKI S.A. ACHIEVED IN
2017, | Management | | For | | For | |
| | | 6 | CONSIDERATION OF THE MANAGEMENT BOARD
REPORT ON THE OPERATIONS OF THE PKO BANK
POLSKI SA GROUP FOR 2017, PREPARED
TOGETHER WITH THE REPORT OF THE
MANAGEMENT BOARD ON THE OPERATIONS OF
PKO BANK POLSKI SA, CONSOLIDATED FINANCIAL
REPORT OF THE PKO BANK POLSKI SA GROUP FOR
THE YEAR ENDED DECEMBER 31, 2017 AND THE
MANAGEMENT BOARD REPORT ON NON-FINANCIAL
INFORMATION OF THE PKO BANK POLSKI SA
GROUP FOR 2017 INCLUDING THE MANAGEMENT
BOARD REPORT ON NON-FINANCIAL INFORMATION
OF PKO BANK POLSKI S.A | Management | | For | | For | |
| | | 7 | CONSIDERATION OF THE REPORT OF THE
SUPERVISORY BOARD OF POWSZECHNA KASA
OSZCZEDNOSCI BANK POLSKI SPOLKA AKCYJNA
FOR 2017 | Management | | For | | For | |
| | | 8.A | ADOPTION OF RESOLUTION ON APPROVAL OF THE
FINANCIAL STATEMENTS OF PKO BANK POLSKI SA
FOR THE YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 8.B | ADOPTION OF RESOLUTION ON APPROVAL OF THE
MANAGEMENT BOARD REPORT ON THE
OPERATIONS OF THE PKO BANK POLSKI SA GROUP
FOR 2017 PREPARED TOGETHER WITH THE
REPORT OF THE MANAGEMENT BOARD ON.THE
OPERATIONS OF PKO BANK POLSKI SA | Management | | For | | For | |
| | | 8.C | ADOPTION OF RESOLUTION ON APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
PKO BANK POLSKI SA GROUP FOR THE YEAR
ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 8.D | ADOPTION OF RESOLUTION ON APPROVAL OF THE
MANAGEMENT BOARD REPORT ON NON-FINANCIAL
INFORMATION OF THE PKO BANK POLSKI SA
GROUP FOR 2017 INCLUDING THE MANAGEMENT
BOARD REPORT ON NON-FINANCIAL INFORMATION
OF PKO BANK POLSKI S.A | Management | | For | | For | |
| | | 8.E | ADOPTION OF RESOLUTION ON APPROVAL OF THE
REPORT OF THE SUPERVISORY BOARD OF
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI
SPOLKA AKCYJNA FOR 2017 | Management | | For | | For | |
| | | 8.F | ADOPTION OF RESOLUTION ON DISTRIBUTION OF
THE PROFIT OF PKO BANK POLSKI S.A. ACHIEVED
IN 2017 | Management | | For | | For | |
| | | 8.G | ADOPTION OF RESOLUTION ON DETERMINE THE
AMOUNT OF THE DIVIDEND PER SHARE, THE DATE
OF THE DIVIDEND AND DETERMINE THE DATE OF
PAYMENT OF THE DIVIDEND | Management | | For | | For | |
| | | 8.H.1 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF ZBIGNIEW JAGIELLO
(CEO) | Management | | For | | For | |
| | | 8.H.2 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF RAFAL ANTCZAK
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.3 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF MAKS KRACZKOWSKI
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.4 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF MIECZYSLAW KROL
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.5 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF ADAM MARCINIAK
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.6 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF PIOTR MAZUR (DEPUTY
CEO) | Management | | For | | For | |
| | | 8.H.7 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF JAKUB PAPIERSKI
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.8 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF JAN ROSCISZEWSKI
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H.9 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF BARTOSZ DRABIKOWSKI
(DEPUTY CEO) | Management | | For | | For | |
| | | 8.H10 | ADOPTION OF RESOLUTION ON GRANT DISCHARGE
TO THE MANAGEMENT BOARD MEMBER FOR 2017:
APPROVE DISCHARGE OF JANUSZ DERDA (DEPUTY
CEO) | Management | | For | | For | |
| | | 8.I.1 | IADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF PIOTR SADOWNIK (SUPERVISORY
BOARD CHAIRMAN) | Management | | For | | For | |
| | | 8.I.2 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF GRAZYNA CIURZYNSKA
(SUPERVISORY BOARD DEPUTY - CHAIRMAN) | Management | | For | | For | |
| | | 8.I.3 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF ZBIGNIEW HAJLASZ (SUPERVISORY
BOARD SECRETARY) | Management | | For | | For | |
| | | 8.I.4 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF MARIUSZ ANDRZEJEWSKI
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I.5 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF MIROSLAW BARSZCZ
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I.6 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF ADAM BUDNIKOWSKI
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I.7 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF WOJCIECH JASINSKI
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I.8 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF ANDRZEJ KISIELEWICZ
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I.9 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF ELZBIETA MACZYNSK A-ZIEMACKA
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I10 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF JANUSZ OSTASZEWSKI
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 8.I11 | ADOPTION OF RESOLUTION ON GRANTING A VOTE
OF ACCEPTANCE TO THE MEMBER OF THE
SUPERVISORY BOARD FOR 2017: APPROVE
DISCHARGE OF JERZY PALUCHNIAK
(SUPERVISORY BOARD MEMBER) | Management | | For | | For | |
| | | 9 | ADOPTION OF A RESOLUTION REGARDING
AMENDMENTS TO THE STATUTE OF THE
POWSZECHNA KASA OSZCZEDNOSCI BANK POLSKI
SPOLKA AKCYJNA | Management | | For | | For | |
| | | 10 | PRESENTATION OF THE SUPERVISORY BOARD
REPORT ON THE ASSESSMENT OF THE
REMUNERATION POLICY IN PKO BANK POLSKI S.A.
AND THE OPINION OF THE SUPERVISORY BOARD
ON THE APPLICATION BY PKO BANK POLSKI S.A.,
PRINCIPLES OF CORPORATE GOVERNANCE FOR
SUPERVISED INSTITUTIONS | Management | | For | | For | |
| | | 11.1 | ADOPTION OF RESOLUTION REGARDING CHANGES
IN THE COMPOSITION OF THE SUPERVISORY
BOARD: RECALL SUPERVISORY BOARD MEMBER | Management | | Abstain | | Against | |
| | | 11.2 | ADOPTION OF RESOLUTION REGARDING CHANGES
IN THE COMPOSITION OF THE SUPERVISORY
BOARD: ELECT SUPERVISORY BOARD MEMBER | Management | | Abstain | | Against | |
| | | 12 | CLOSING THE MEETING | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 927915 DUE TO SPLITTING-OF
RESOLUTION 8.H, 8.I AND 11 INTO SUB-POINTS. ALL
VOTES RECEIVED ON THE-PREVIOUS MEETING
WILL BE DISREGARDED IF VOTE DEADLINE
EXTENSIONS ARE GRANTED.-THEREFORE PLEASE
REINSTRUCT ON THIS MEETING NOTICE ON THE
NEW JOB. IF HOWEVER-VOTE DEADLINE
EXTENSIONS ARE NOT GRANTED IN THE MARKET,
THIS MEETING WILL BE-CLOSED AND YOUR VOTE
INTENTIONS ON THE ORIGINAL MEETING WILL BE
APPLICABLE.-PLEASE ENSURE VOTING IS
SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL
MEETING,-AND AS SOON AS POSSIBLE ON THIS
NEW AMENDED MEETING. THANK YOU. | Non-Voting | | | | | |
| | | CMMT | 25 MAY 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO POSTPONEMENT OF THE-
MEETING DATE. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE-AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | CCC S.A. | |
| | | Security | X5818P109 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 19-Jun-2018 |
| | | ISIN | PLCCC0000016 | | | | | | Agenda | 709531695 - Management |
| | | Record Date | 01-Jun-2018 | | | | | | Holding Recon Date | 01-Jun-2018 |
| | | City / | Country | POLKOW
ICE | / | Poland | | | | | Vote Deadline Date | 01-Jun-2018 |
| | | SEDOL(s) | B04QR13 - B198346 - B28L0J7 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | | | | | |
| | | 2 | ELECTION OF THE CHAIRMAN OF THE ANNUAL
GENERAL MEETING | Management | | For | | For | |
| | | 3 | VALIDATION OF CONVENING THE AGM AND ITS
POSSIBILITY TO ADOPT RESOLUTIONS | Management | | For | | For | |
| | | 4 | ACCEPTANCE OF THE AGM AGENDA | Management | | For | | For | |
| | | 5 | PRESENTATION BY THE MANAGEMENT BOARD'S
ANNUAL FINANCIAL STATEMENTS AND REPORT ON
THE OPERATIONS OF THE COMPANY CCC S.A. AND
CONSOLIDATED FINANCIAL STATEMENTS AND THE
REPORT OF THE CAPITAL GROUP'S OPERATIONS IN
THE FINANCIAL YEAR 2017 | Management | | For | | For | |
| | | 6.A | PRESENTATION BY THE SUPERVISORY BOARD:
REPORT ON THE SUPERVISORY BOARD'S
ACTIVITIES FOR THE PERIOD FROM 01.01.2017 TO
31.12.2017, INCLUDING AMONG OTHER THINGS, AN
ASSESSMENT OF THE COMPANY'S POSITION
INCLUDING AN ASSESSMENT OF INTERNAL
CONTROL, RISK MANAGEMENT AND COMPLIANCE
SYSTEMS AND THE INTERNAL AUDIT FUNCTIONS,
ASSESSMENT OF COMPANY'S COMPLIANCE WITH
THE DISCLOSURE OBLIGATIONS CONCERNING
COMPLIANCE WITH THE CORPORATE
GOVERNANCE PRINCIPLES, ASSESSMENT OF THE
RATIONALITY OF THE COMPANY'S SPONSORSHIP
POLICY, CHARITIES OR OTHER SIMILAR ACTIVITIES
AND ASSESSMENT OF FULFILMENT OF THE
CRITERIA OF INDEPENDENCE BY MEMBERS OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 6.B | PRESENTATION BY THE SUPERVISORY BOARD:
REPORTS OF THE SUPERVISORY BOARD ON THE
RESULTS OF THE EVALUATION OF THE INDIVIDUAL
AND THE CONSOLIDATED FINANCIAL STATEMENTS
ON THE OPERATIONS OF THE COMPANY CCC S.A.
AND CAPITAL GROUP CCC S.A. AS WELL AS THE
MANAGEMENT BOARD'S PROPOSAL FOR THE
ALLOCATION OF THE PART OF THE SPARE CAPITAL
FOR THE PAYMENT OF DIVIDEND AND
DISTRIBUTION OF PROFIT FOR THE PERIOD FROM
01.01.2017 TO 31.12.2017 | Management | | For | | For | |
| | | 7 | REVIEWING AND APPROVAL OF THE INDIVIDUAL
FINANCIAL STATEMENTS OF CCC S.A. FOR THE
PERIOD FROM 01.01.2017 TO 31.12.2017 AND THE
STATEMENTS ON THE OPERATIONS OF THE
COMPANY FOR THE PERIOD FROM 01.01.2017 TO
31.12.2017 | Management | | For | | For | |
| | | 8 | REVIEWING AND APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF CCC
S.A. FOR THE PERIOD FROM 01.01.2017 TO
31.12.2017 AND THE STATEMENTS ON THE
OPERATIONS OF THE CAPITAL GROUP CCC S.A.
FOR THE PERIOD FROM 01.01.2017 TO 31.12.2017 | Management | | For | | For | |
| | | 9 | REVIEWING AND APPROVING THE MANAGEMENT
BOARD'S MENTION ON THE ALLOCATION OF THE
PART OF THE SPARE CAPITAL FOR THE PAYMENT
OF DIVIDEND | Management | | For | | For | |
| | | 10 | REVIEWING AND APPROVING THE MANAGEMENT
BOARD'S MOTION ON THE DISTRIBUTION OF THE
PROFIT FOR THE FINANCIAL YEAR 2017 AND THE
PAYMENT OF DIVIDEND | Management | | For | | For | |
| | | 11 | ADOPTION OF RESOLUTIONS ON THE
ACKNOWLEDGEMENT OF THE FULFILMENT OF
DUTIES IN 2017 BY MEMBERS OF THE
MANAGEMENT BOARD | Management | | For | | For | |
| | | 12 | ADOPTION OF RESOLUTIONS ON THE
ACKNOWLEDGEMENT OF THE FULFILMENT OF
DUTIES IN 2017 BY MEMBERS OF THE
SUPERVISORY BOARD | Management | | For | | For | |
| | | 13 | ADOPTION OF A RESOLUTION ON CHANGING THE
RULES FOR REMUNERATING MEMBERS OF THE
SUPERVISORY BOARD OF CCC S.A | Management | | For | | For | |
| | | 14 | ADOPTION OF A RESOLUTION ON THE AMENDMENT
OF THE STATUTE | Management | | For | | For | |
| | | 15 | ADOPTION OF A RESOLUTION REGARDING THE
APPROVAL OF THE AMENDMENT TO THE
REGULATIONS OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 16 | CLOSING THE AGM | Non-Voting | | | | | |
| | | RAIFFEISEN BANK INTERNATIONAL AG | |
| | | Security | A7111G104 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2018 |
| | | ISIN | AT0000606306 | | | | | | Agenda | 709548284 - Management |
| | | Record Date | 11-Jun-2018 | | | | | | Holding Recon Date | 11-Jun-2018 |
| | | City / | Country | VIENNA | / | Austria | | | | | Vote Deadline Date | 12-Jun-2018 |
| | | SEDOL(s) | B0704T9 - B07T0L0 - B07ZH40 -
B28LHN0 - BHZLQN1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | PRESENTATION OF THE FINANCIAL STATEMENTS
AND ANNUAL REPORT FOR THE 2017-FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL-STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE
CORPORATE GOVERNANCE-REPORT, THE
SEPARATE NON-FINANCIAL REPORT AND THE
PROPOSAL ON THE-APPROPRIATION OF THE
DISTRIBUTABLE PROFIT | Non-Voting | | | | | |
| | | 2 | RESOLUTION ON THE APPROPRIATION OF THE
DISTRIBUTABLE PROFIT: EUR 0.62 PER SHARE | Management | | For | | For | |
| | | 3 | RATIFICATION OF THE ACTS OF THE BOARD OF
MDS | Management | | For | | For | |
| | | 4 | RATIFICATION OF THE ACTS OF THE SUPERVISORY
BOARD | Management | | For | | For | |
| | | 5.1 | RESOLUTION ON THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD AND THE
MEMBERS OF THE ADVISORY COUNCIL: FOR THE
MEMBERS OF THE SUPERVISORY BOARD | Management | | For | | For | |
| | | 5.2 | RESOLUTION ON THE REMUNERATION FOR THE
MEMBERS OF THE SUPERVISORY BOARD AND THE
MEMBERS OF THE ADVISORY COUNCIL: FOR THE
MEMBERS OF THE ADVISORY COUNCIL | Management | | For | | For | |
| | | 6 | APPOINTMENT OF BANK AUDITORS FOR THE 2019
FINANCIAL YEAR: KPMG AUSTRIA GMBH | Management | | For | | For | |
| | | 7 | ELECTION OF ONE PERSON TO THE SUPERVISORY
BOARD - ANDREA GAAL | Management | | For | | For | |
| | | 8 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE
OWN SHARES AUTHORIZATION TO ACQUIRE AND,
IF APPLICABLE, TO RETIRE OWN SHARES
PURSUANT TO SECTION 65(1) OF THE STOCK
CORPORATION ACT. AUTHORIZATION, WITH THE
CONSENT OF THE SUPERVISORY BOARD, TO
DISPOSE OF THE SHARES IN A MANNER OTHER
THAN THE STOCK EXCHANGE OR AN OFFER TO ALL
SHAREHOLDERS TO THE EXCLUSION OF
SHAREHOLDERS' SUBSCRIPTION RIGHTS | Management | | For | | For | |
| | | 9 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE
OWN SHARES AUTHORIZATION TO ACQUIRE OWN
SHARES FOR TRADING PURPOSES PURSUANT TO
SECTION 65(1) OF THE STOCK CORPORATION ACT | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 943929 DUE TO SPLITTING-OF
RESOLUTION 5. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK-YOU. | Non-Voting | | | | | |
| | | CMMT | 29 MAY 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO MODIFICATION OF TEXT-IN
RESOLUTION 2. IF YOU HAVE ALREADY SENT IN
YOUR VOTES FOR MID: 952447,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | | |
| | | SHANGHAI FOSUN PHARMACEUTICAL (GROUP) CO., LTD. | |
| | | Security | Y7687D109 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 |
| | | ISIN | CNE100001M79 | | | | | | Agenda | 709462662 - Management |
| | | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 |
| | | City / | Country | SHANGH
AI | / | China | | | | | Vote Deadline Date | 21-Jun-2018 |
| | | SEDOL(s) | B8XBQ96 - BD8NL53 - BLRY465 -
BP3RX70 - BS8TX50 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0508/LTN20180508249.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0508/LTN20180508237.pdf | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE ANNUAL REPORT
OF THE GROUP FOR THE YEAR 2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE WORK REPORT OF
THE BOARD OF THE COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE WORK REPORT
OF THE SUPERVISORY COMMITTEE OF THE
COMPANY FOR THE YEAR 2017 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE FINAL
ACCOUNTS REPORT OF THE GROUP FOR THE
YEAR 2017 | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE ANNUAL PROFIT
DISTRIBUTION PROPOSAL OF THE COMPANY FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 6 | TO CONSIDER AND APPROVE THE RE-
APPOINTMENT OF ERNST & YOUNG HUA MING (A
SPECIAL GENERAL PARTNERSHIP) AS PRC
FINANCIAL REPORT AND INTERNAL CONTROL
REPORT AUDITORS OF THE COMPANY FOR THE
YEAR 2018 AND RE-APPOINTMENT OF ERNST &
YOUNG AS INTERNATIONAL FINANCIAL REPORT
AUDITORS OF THE COMPANY FOR THE YEAR 2018
AND THE PASSING OF REMUNERATION PACKAGES
FOR THE PRC AND INTERNATIONAL AUDITORS FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 7 | TO CONSIDER AND APPROVE THE ESTIMATED
ONGOING RELATED PARTY/CONNECTED
TRANSACTIONS FOR 2018 OF THE GROUP | Management | | For | | For | |
| | | 8 | TO CONSIDER AND APPROVE THE APPRAISAL
RESULTS AND REMUNERATIONS OF EXECUTIVE
DIRECTORS FOR 2017 | Management | | For | | For | |
| | | 9 | TO CONSIDER AND APPROVE THE APPRAISAL
PROGRAM OF EXECUTIVE DIRECTORS FOR 2018 | Management | | For | | For | |
| | | 10 | TO CONSIDER AND APPROVE THE RENEWAL OF
AND NEW ENTRUSTED LOAN/BORROWING QUOTA
OF THE GROUP | Management | | For | | For | |
| | | 11 | TO CONSIDER AND APPROVE THE TOTAL BANK
CREDIT APPLICATIONS OF THE COMPANY | Management | | For | | For | |
| | | 12 | TO CONSIDER AND APPROVE THE AUTHORIZATION
TO THE MANAGEMENT TO DISPOSE OF LISTED
SECURITIES | Management | | For | | For | |
| | | 13 | TO CONSIDER AND APPROVE THE RENEWAL OF
AND NEW GUARANTEE QUOTA OF THE GROUP | Management | | For | | For | |
| | | 14 | TO CONSIDER AND APPROVE THE GRANT OF THE
GENERAL MANDATE TO THE BOARD TO ISSUE A
SHARES AND/OR H SHARES OF THE COMPANY | Management | | Against | | Against | |
| | | CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED
BY THE ISSUER, AGAINST AND ABSTAIN-VOTES
FOR RESOLUTIONS 15.1 THROUGH 15.2 WILL BE
PROCESSED AS TAKE NO ACTION-BY THE LOCAL
CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE-LODGED IN THE MARKET. | Non-Voting | | | | | |
| | | 15.1 | ELECT MS. MU HAINING AS THE NON-EXECUTIVE
DIRECTOR OF THE COMPANY | Management | | Against | | Against | |
| | | 15.2 | ELECT MR. ZHANG XUEQING AS THE NON-
EXECUTIVE DIRECTOR OF THE COMPANY | Management | | Against | | Against | |
| | | CHINA MERCHANTS BANK CO., LTD. | |
| | | Security | Y14896115 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 27-Jun-2018 |
| | | ISIN | CNE1000002M1 | | | | | | Agenda | 709612887 - Management |
| | | Record Date | 25-May-2018 | | | | | | Holding Recon Date | 25-May-2018 |
| | | City / | Country | SHENZH
EN | / | China | | | | | Vote Deadline Date | 21-Jun-2018 |
| | | SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 -
BD8NN13 - BP3RSD1 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0608/LTN20180608251.pdf,-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0608/LTN20180608219.pdf-AND-
http://www.hkexnews.hk/LISTEDCO/LISTCONEWS/SEH
K/2018/0510/LTN20180510392.PDF | Non-Voting | | | | | |
| | | 1 | CONSIDER AND APPROVE THE WORK REPORT OF
THE BOARD OF DIRECTORS OF THE COMPANY FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 2 | CONSIDER AND APPROVE THE WORK REPORT OF
THE BOARD OF SUPERVISORS OF THE COMPANY
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 3 | CONSIDER AND APPROVE THE ANNUAL REPORT OF
THE COMPANY FOR THE YEAR 2017 (INCLUDING
THE AUDITED FINANCIAL REPORT) | Management | | For | | For | |
| | | 4 | CONSIDER AND APPROVE THE AUDITED FINANCIAL
STATEMENTS OF THE COMPANY FOR THE YEAR
2017 | Management | | For | | For | |
| | | 5 | CONSIDER AND APPROVE THE PROPOSAL
REGARDING THE PROFIT APPROPRIATION PLAN
FOR THE YEAR 2017 (INCLUDING THE
DISTRIBUTION OF FINAL DIVIDEND) | Management | | For | | For | |
| | | 6 | CONSIDER AND APPROVE THE RESOLUTION
REGARDING THE ENGAGEMENT OF ACCOUNTING
FIRMS AND THEIR REMUNERATION FOR THE YEAR
2018 | Management | | For | | For | |
| | | 7 | CONSIDER AND APPROVE THE ASSESSMENT
REPORT ON THE DUTY PERFORMANCE OF THE
BOARD OF DIRECTORS AND ITS MEMBERS FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 8 | CONSIDER AND APPROVE THE ASSESSMENT
REPORT ON THE DUTY PERFORMANCE OF THE
BOARD OF SUPERVISORS AND ITS MEMBERS FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 9 | CONSIDER AND APPROVE THE ASSESSMENT
REPORT ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF INDEPENDENT DIRECTORS
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 10 | CONSIDER AND APPROVE THE ASSESSMENT
REPORT ON THE DUTY PERFORMANCE AND
CROSS-EVALUATION OF EXTERNAL SUPERVISORS
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 11 | CONSIDER AND APPROVE THE ASSESSMENT
REPORT ON THE DUTY PERFORMANCE OF THE
SENIOR MANAGEMENT AND ITS MEMBERS FOR THE
YEAR 2017 | Management | | For | | For | |
| | | 12 | CONSIDER AND APPROVE THE RELATED PARTY
TRANSACTION REPORT FOR THE YEAR 2017 | Management | | For | | For | |
| | | 13 | CONSIDER AND APPROVE THE ADDITION OF MR.
ZHOU SONG AS A NON-EXECUTIVE DIRECTOR OF
THE COMPANY | Management | | Against | | Against | |
| | | 14 | CONSIDER AND APPROVE THE PROPOSAL
REGARDING THE AMENDMENTS TO THE ARTICLES
OF ASSOCIATION OF CHINA MERCHANTS BANK CO.,
LTD | Management | | Against | | Against | |
| | | 15 | CONSIDER AND APPROVE THE PROPOSAL
REGARDING THE ISSUANCE OF CAPITAL BONDS | Management | | For | | For | |
| | | 16 | CONSIDER AND APPROVE THE PROPOSAL
REGARDING THE GENERAL MANDATE TO ISSUE
SHARES AND/OR DEAL WITH SHARE OPTIONS | Management | | Against | | Against | |
| | | 17 | CONSIDER AND APPROVE THE PROPOSAL IN
RELATION TO THE ADDITION OF MR. LI MENGGANG
AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | 18 | CONSIDER AND APPROVE THE PROPOSAL IN
RELATION TO THE ADDITION OF MR. LIU QIAO AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO
MEETING ID 942497 DUE TO RECEIVED-ADDITIONAL
RESOLUTIONS 17 & 18. ALL VOTES RECEIVED ON
THE PREVIOUS MEETING-WILL BE DISREGARDED
AND YOU WILL NEED TO REINSTRUCT ON THIS
MEETING NOTICE.-THANK YOU | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE THAT THIS IS 2017 ANNUAL GENERAL
MEETING. THANK YOU | Non-Voting | | | | | |
| | | JASTRZEBSKA SP LKA WEGLOWA SP LKA AKCYJNA | |
| | | Security | X4038D103 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-Jun-2018 |
| | | ISIN | PLJSW0000015 | | | | | | Agenda | 709406208 - Management |
| | | Record Date | 11-May-2018 | | | | | | Holding Recon Date | 11-May-2018 |
| | | City / | Country | JASTRZ
EBIE
ZDROJ | / | Poland | | | | | Vote Deadline Date | 07-Jun-2018 |
| | | SEDOL(s) | B5LHL01 - B6R2S06 - B8J56R0 | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT:
A BENEFICIAL OWNER SIGNED POWER OF-
ATTORNEY (POA) IS REQUIRED IN ORDER TO
LODGE AND EXECUTE YOUR VOTING-
INSTRUCTIONS IN THIS MARKET. ABSENCE OF A
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-
REPRESENTATIVE | Non-Voting | | | | | |
| | | 1 | OPENING OF THE ORDINARY GENERAL MEETING | Non-Voting | | | | | |
| | | 2 | ELECTION OF THE CHAIRMAN OF THE ORDINARY
GENERAL MEETING | Management | | For | | For | |
| | | 3 | CONFIRMATION OF THE CORRECTNESS OF
CONVENING THE ORDINARY GENERAL MEETING
AND ITS ABILITY TO ADOPT RESOLUTIONS | Management | | For | | For | |
| | | 4 | ELECTION OF THE RETURNING COMMITTEE OF THE
ORDINARY GENERAL MEETING | Management | | For | | For | |
| | | 5 | ADOPTION OF THE AGENDA OF THE ORDINARY
GENERAL MEETING | Management | | For | | For | |
| | | 6.A | PRESENTATION OF THE SUPERVISORY BOARD
REPORTS: REPORTS OF THE SUPERVISORY BOARD
OF JASTRZEBSKA SPOLKA WEGLOWA S.A. FROM
THE RESULTS OF THE ASSESSMENT OF THE
FINANCIAL REPORT OF JASTRZEBSKA SPOLKA
WEGLOWA SA, REPORT OF THE MANAGEMENT
BOARD ON THE OPERATIONS OF JASTRZEBSKA
SPOLKA WEGLOWA S.A. AND REPORTS ON
PAYMENTS TO THE PUBLIC ADMINISTRATION OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017, AS
WELL AS MOTIONS OF THE MANAGEMENT BOARD
TO THE GENERAL MEETING REGARDING THE
DISTRIBUTION OF NET PROFIT AND THE
SETTLEMENT OF OTHER COMPREHENSIVE INCOME
OF JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 6.B | PRESENTATION OF THE SUPERVISORY BOARD
REPORTS: REPORTS OF THE SUPERVISORY BOARD
OF JASTRZEBSKA SPOLKA WEGLOWA S.A. FROM
THE RESULTS OF THE ASSESSMENT OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
JASTRZEBSKA SPOLKA WEGLOWA SA CAPITAL
GROUP. AND THE REPORT OF THE MANAGEMENT
BOARD ON THE OPERATIONS OF THE CAPITAL
GROUP OF JASTRZEBSKA SPOLKA WEGLOWA S.A.
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2017 | Management | | For | | For | |
| | | 6.C | PRESENTATION OF THE SUPERVISORY BOARD
REPORTS: REPORTS ON THE ACTIVITIES OF THE
SUPERVISORY BOARD OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. AS THE COMPANY'S BODY FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017,
INCLUDING A CONCISE EVALUATION OF THE
COMPANY'S SITUATION, INCLUDING THE
ASSESSMENT OF THE INTERNAL CONTROL
SYSTEM AND RISK MANAGEMENT | Management | | For | | For | |
| | | 7.A | CONSIDERATION: FINANCIAL STATEMENTS OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 7.B | CONSIDERATION: REPORTS OF THE MANAGEMENT
BOARD ON THE OPERATIONS OF JASTRZEBSKA
SPOLKA WEGLOWA S.A. FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 7.C | CONSIDERATION: REPORTS ON PAYMENTS TO THE
PUBLIC ADMINISTRATION OF JASTRZEBSKA
SPOLKA WEGLOWA S.A. FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 7.D | CONSIDERATION: THE MOTION OF THE
MANAGEMENT BOARD REGARDING THE
DISTRIBUTION OF THE NET PROFIT OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 7.E | CONSIDERATION: THE MANAGEMENT BOARD'S
MOTION REGARDING THE SETTLEMENT OF OTHER
COMPREHENSIVE INCOME OF JASTRZEBSKA
SPOLKA WEGLOWA S.A. FOR THE FINANCIAL YEAR
ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 8.A | ADOPTION OF RESOLUTION ON: APPROVAL OF THE
FINANCIAL REPORT OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017 DOCUMENT: ANNOUNCEMENT
ON THE CONVENING OF 29/05/2018 2 OUT OF 8 | Management | | For | | For | |
| | | 8.B | ADOPTION OF RESOLUTION ON: APPROVAL OF THE
REPORT OF THE MANAGEMENT BOARD ON THE
OPERATIONS OF JASTRZEBSKA SPOLKA WEGLOWA
S.A. FOR THE FINANCIAL YEAR ENDED DECEMBER
31, 2017 | Management | | For | | For | |
| | | 8.C | ADOPTION OF RESOLUTION ON: APPROVAL OF THE
REPORT ON PAYMENTS TO THE PUBLIC
ADMINISTRATION OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 8.D | ADOPTION OF RESOLUTION ON: DISTRIBUTION OF
THE NET PROFIT OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 8.E | ADOPTION OF RESOLUTION ON: SETTLEMENT OF
OTHER COMPREHENSIVE INCOME OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 9.A | CONSIDERATION: CONSOLIDATED FINANCIAL
STATEMENTS OF THE CAPITAL GROUP OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 9.B | CONSIDERATION: REPORTS OF THE MANAGEMENT
BOARD ON THE OPERATIONS OF THE CAPITAL
GROUP OF JASTRZEBSKA SPOLKA WEGLOWA S.A.
FOR THE FINANCIAL YEAR ENDED DECEMBER 31,
2017 | Management | | For | | For | |
| | | 10.A | ADOPTION OF RESOLUTION ON: APPROVAL OF THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
JASTRZEBSKA SPOLKA WEGLOWA SA CAPITAL
GROUP FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 10.B | ADOPTION OF RESOLUTION ON: APPROVAL OF THE
REPORT OF THE MANAGEMENT BOARD ON THE
OPERATIONS OF THE CAPITAL GROUP OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. FOR THE
FINANCIAL YEAR ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 11 | PRESENTATION OF THE REPORT ON
REPRESENTATION EXPENSES, EXPENSES FOR
LEGAL SERVICES, MARKETING SERVICES, PUBLIC
RELATIONS AND SOCIAL COMMUNICATION
SERVICES AND CONSULTANCY SERVICES RELATED
TO THE MANAGEMENT OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. FOR THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017, TOGETHER WITH THE
OPINION OF THE SUPERVISORY BOARD OF JSW S.A | Management | | For | | For | |
| | | 12.A | ADOPTION OF RESOLUTION ON: AGRANTING
MEMBERS OF THE BOARD OF JASTRZEBSKA
SPOLKA WEGLOWA S.A. DISCHARGE FOR DUTIES
PERFORMED IN THE FINANCIAL YEAR ENDED
DECEMBER 31, 2017 | Management | | For | | For | |
| | | 12.B | ADOPTION OF RESOLUTION ON: GRANTING
MEMBERS OF THE SUPERVISORY BOARD OF
JASTRZEBSKA SPOLKA WEGLOWA S.A. DISCHARGE
FOR DUTIES PERFORMED IN THE FINANCIAL YEAR
ENDED DECEMBER 31, 2017 | Management | | For | | For | |
| | | 13 | PRESENTATION OF THE PROTOCOL ON THE
ELECTION OF THE MEMBERS OF THE
SUPERVISORY BOARD OF THE 10TH TERM
ELECTED BY THE EMPLOYEES OF JASTRZEBSKA
SPOLKA WEGLOWA S.A | Management | | For | | For | |
| | | 14 | ADOPTION OF RESOLUTIONS REGARDING THE
APPOINTMENT OF MEMBERS OF THE
SUPERVISORY BOARD OF JASTRZEBSKA SPOLKA
WEGLOWA S.A. FOR THE TENTH TERM | Management | | Abstain | | Against | |
| | | 15 | ADOPTION OF A RESOLUTION REGARDING
AMENDMENTS TO THE JASTRZEBSKA SPOLKA
WEGLOWA S.A. AND ADOPTION OF THE
CONSOLIDATED TEXT OF THE ARTICLES OF
ASSOCIATION | Management | | For | | For | |
| | | 16 | CLOSING THE PROCEEDINGS OF THE ORDINARY
GENERAL MEETING | Non-Voting | | | | | |
| | | CMMT | 04 JUN 2018: PLEASE NOTE THAT THIS IS A
REVISION DUE TO CHANGE IN MEETING-DATE
FROM 29 MAY 2018 TO 28 JUN 2018. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | TRAVELSKY TECHNOLOGY LIMITED | |
| | | Security | Y8972V101 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-Jun-2018 |
| | | ISIN | CNE1000004J3 | | | | | | Agenda | 709462826 - Management |
| | | Record Date | 28-May-2018 | | | | | | Holding Recon Date | 28-May-2018 |
| | | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 22-Jun-2018 |
| | | SEDOL(s) | 6321954 - B01DRR3 - B1BJTR2 -
BD8DQR0 - BD8GFN8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE REPORT OF THE BOARD OF THE
COMPANY FOR THE YEAR ENDED 31 DECEMBER
2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE REPORT OF THE SUPERVISORY
COMMITTEE OF THE COMPANY FOR THE YEAR
ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE AUDITED FINANCIAL
STATEMENTS OF THE GROUP (I.E. THE COMPANY
AND ITS SUBSIDIARIES) FOR THE YEAR ENDED 31
DECEMBER 2017 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE ALLOCATION OF PROFIT AND
DISTRIBUTION OF FINAL DIVIDEND FOR THE YEAR
ENDED 31 DECEMBER 2017 | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE APPOINTMENT OF AUDITORS
FOR THE YEAR ENDING 31 DECEMBER 2018 AND
THE AUTHORIZATION TO THE BOARD TO FIX THE
REMUNERATION THEREOF | Management | | For | | For | |
| | | 6 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE AUTHORIZATION OF A GENERAL
MANDATE TO THE BOARD OF THE COMPANY TO
ISSUE NEW H SHARES AND DOMESTIC SHARES OF
THE COMPANY | Management | | Against | | Against | |
| | | 7 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE AUTHORIZATION OF A GENERAL
MANDATE TO THE BOARD OF THE COMPANY TO
REPURCHASE H SHARES OF THE COMPANY | Management | | For | | For | |
| | | 8 | TO CONSIDER AND APPROVE THE RESOLUTION IN
RELATION TO THE PROPOSED AMENDMENTS TO
THE ARTICLES OF ASSOCIATION, DETAILS OF
WHICH ARE MORE PARTICULARLY DESCRIBED IN
THE CIRCULAR TO THE SHAREHOLDERS OF THE
COMPANY DATED 9 MAY 2018 | Management | | For | | For | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0508/LTN20180508404.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0508/LTN20180508486.PDF | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME
AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| | | TRAVELSKY TECHNOLOGY LIMITED | |
| | | Security | Y8972V101 | | | | | | Meeting Type | Class Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 28-Jun-2018 |
| | | ISIN | CNE1000004J3 | | | | | | Agenda | 709463563 - Management |
| | | Record Date | 28-May-2018 | | | | | | Holding Recon Date | 28-May-2018 |
| | | City / | Country | BEIJING | / | China | | | | | Vote Deadline Date | 22-Jun-2018 |
| | | SEDOL(s) | 6321954 - B01DRR3 - B1BJTR2 -
BD8DQR0 - BD8GFN8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND
PROXY FORM ARE AVAILABLE BY CLICKING-ON THE
URL LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0508/LTN20180508408.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW
S/SEHK/2018/0508/LTN20180508496.PDF | Non-Voting | | | | | |
| | | CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A
VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME
AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE AUTHORIZATION
OF A GENERAL MANDATE TO THE BOARD OF THE
COMPANY TO REPURCHASE H SHARES OF THE
COMPANY | Management | | For | | For | |
| | | CHINA VANKE CO., LTD. | |
| | | Security | Y77421132 | | | | | | Meeting Type | Annual General Meeting |
| | | Ticker Symbol | | | | | | | Meeting Date | 29-Jun-2018 |
| | | ISIN | CNE100001SR9 | | | | | | Agenda | 709489795 - Management |
| | | Record Date | 29-May-2018 | | | | | | Holding Recon Date | 29-May-2018 |
| | | City / | Country | SHENZH
EN | / | China | | | | | Vote Deadline Date | 25-Jun-2018 |
| | | SEDOL(s) | BD8GJS1 - BN320P8 - BNQ4KS4 -
BYSWDW8 | | | | Quick Code | |
| | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | CMMT | http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0514/LTN20180514743.pdf-AND-
http://www.hkexnews.hk/listedco/listconews/SEHK/2018/
0514/LTN20180514671.pdf-PLEASE NOTE THAT THE
COMPANY NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL LINKS: | Non-Voting | | | | | |
| | | 1 | TO CONSIDER AND APPROVE THE REPORT OF THE
BOARD OF DIRECTORS OF THE COMPANY FOR THE
YEAR 2017 | Management | | For | | For | |
| | | 2 | TO CONSIDER AND APPROVE THE REPORT OF THE
SUPERVISORY COMMITTEE OF THE COMPANY FOR
THE YEAR 2017 | Management | | For | | For | |
| | | 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT
FOR THE YEAR 2017 | Management | | For | | For | |
| | | 4 | TO CONSIDER AND APPROVE THE DIVIDEND
DISTRIBUTION PLAN FOR THE YEAR 2017 | Management | | For | | For | |
| | | 5 | TO CONSIDER AND APPROVE THE RE-
APPOINTMENT OF CERTIFIED PUBLIC
ACCOUNTANTS FOR THE YEAR 2018 | Management | | For | | For | |
| | | 6 | TO CONSIDER AND APPROVE THE AUTHORISATION
ON THE COMPANY AND ITS MAJORITY-OWNED
SUBSIDIARIES PROVIDING FINANCIAL ASSISTANCE
TO THIRD PARTIES | Management | | For | | For | |
| | | 7 | TO CONSIDER AND APPROVE A GENERAL
MANDATE TO ISSUE ADDITIONAL H SHARES OF THE
COMPANY | Management | | Against | | Against | |
| Registrant: ARROW INVESTMENTS TRUST -- Arrow QVM Equity Factor ETF | | Item 1, Exhibit 8 |
| | |
| | Vote Summary |
| | | CA, INC. | |
| | | Security | 12673P105 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CA | | | | | | Meeting Date | 09-Aug-2017 |
| | | ISIN | US12673P1057 | | | | | | Agenda | 934653052 - Management |
| | | Record Date | 12-Jun-2017 | | | | | | Holding Recon Date | 12-Jun-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 08-Aug-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | | For | | For | |
| | | 1B. | ELECTION OF DIRECTOR: RAYMOND J. BROMARK | Management | | For | | For | |
| | | 1C. | ELECTION OF DIRECTOR: MICHAEL P. GREGOIRE | Management | | For | | For | |
| | | 1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | | For | | For | |
| | | 1E. | ELECTION OF DIRECTOR: JEFFREY G. KATZ | Management | | For | | For | |
| | | 1F. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | | For | | For | |
| | | 1G. | ELECTION OF DIRECTOR: CHRISTOPHER B.
LOFGREN | Management | | For | | For | |
| | | 1H. | ELECTION OF DIRECTOR: RICHARD SULPIZIO | Management | | For | | For | |
| | | 1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | | For | | For | |
| | | 1J. | ELECTION OF DIRECTOR: ARTHUR F. WEINBACH | Management | | For | | For | |
| | | 1K. | ELECTION OF DIRECTOR: RENATO (RON)
ZAMBONINI | Management | | For | | For | |
| | | 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
MARCH 31, 2018. | Management | | For | | For | |
| | | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | | For | | For | |
| | | 4. | TO VOTE, ON AN ADVISORY BASIS, ON THE
FREQUENCY OF FUTURE VOTES TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | | 1 Year | | For | |
| | | 5. | TO APPROVE AN AMENDMENT TO INCREASE THE
NUMBER OF AUTHORIZED SHARES ISSUABLE
UNDER THE CA, INC. 2012 COMPENSATION PLAN
FOR NON-EMPLOYEE DIRECTORS. | Management | | For | | For | |
| | | H&R BLOCK, INC. | |
| | | Security | 093671105 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | HRB | | | | | | Meeting Date | 14-Sep-2017 |
| | | ISIN | US0936711052 | | | | | | Agenda | 934663332 - Management |
| | | Record Date | 14-Jul-2017 | | | | | | Holding Recon Date | 14-Jul-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 13-Sep-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | ELECTION OF DIRECTOR: ANGELA N. ARCHON | Management | | For | | For | |
| | | 1B. | ELECTION OF DIRECTOR: PAUL J. BROWN | Management | | For | | For | |
| | | 1C. | ELECTION OF DIRECTOR: ROBERT A. GERARD | Management | | For | | For | |
| | | 1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | | For | | For | |
| | | 1E. | ELECTION OF DIRECTOR: DAVID BAKER LEWIS | Management | | For | | For | |
| | | 1F. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | | For | | For | |
| | | 1G. | ELECTION OF DIRECTOR: BRUCE C. ROHDE | Management | | For | | For | |
| | | 1H. | ELECTION OF DIRECTOR: TOM D. SEIP | Management | | For | | For | |
| | | 1I. | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Management | | For | | For | |
| | | 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE
& TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING APRIL 30, 2018. | Management | | For | | For | |
| | | 3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | | 4. | ADVISORY APPROVAL OF THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES ON THE
COMPANY'S NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | | 1 Year | | For | |
| | | 5. | APPROVAL OF THE H&R BLOCK, INC. 2018 LONG
TERM INCENTIVE PLAN. | Management | | For | | For | |
| | | 6. | SHAREHOLDER PROPOSAL ASKING THE BOARD OF
DIRECTORS TO ADOPT AMENDMENTS TO THE
COMPANY'S PROXY ACCESS BYLAW, IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | Against | | For | |
| | | CDW CORP | |
| | | Security | 12514G108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CDW | | | | | | Meeting Date | 19-Sep-2017 |
| | | ISIN | US12514G1085 | | | | | | Agenda | 934665247 - Management |
| | | Record Date | 24-Jul-2017 | | | | | | Holding Recon Date | 24-Jul-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Sep-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | ELECTION OF CLASS I DIRECTOR: STEVEN W.
ALESIO | Management | | For | | For | |
| | | 1B. | ELECTION OF CLASS I DIRECTOR: BARRY K. ALLEN | Management | | For | | For | |
| | | 1C. | ELECTION OF CLASS I DIRECTOR: DAVID W. NELMS | Management | | For | | For | |
| | | 1D. | ELECTION OF CLASS I DIRECTOR: DONNA F.
ZARCONE | Management | | For | | For | |
| | | 2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | |
| | | 3. | TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF THE ADVISORY VOTE TO APPROVE
NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | 1 Year | | For | |
| | | 4. | TO RATIFY THE SELECTION OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
YEAR ENDING DECEMBER 31, 2017. | Management | | For | | For | |
| | | SEAGATE TECHNOLOGY PLC | |
| | | Security | G7945M107 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | STX | | | | | | Meeting Date | 18-Oct-2017 |
| | | ISIN | IE00B58JVZ52 | | | | | | Agenda | 934672975 - Management |
| | | Record Date | 21-Aug-2017 | | | | | | Holding Recon Date | 21-Aug-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Oct-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | | For | | For | |
| | | 1B. | ELECTION OF DIRECTOR: MARK W. ADAMS | Management | | For | | For | |
| | | 1C. | ELECTION OF DIRECTOR: MICHAEL R. CANNON | Management | | For | | For | |
| | | 1D. | ELECTION OF DIRECTOR: MEI-WEI CHENG | Management | | For | | For | |
| | | 1E. | ELECTION OF DIRECTOR: WILLIAM T. COLEMAN | Management | | For | | For | |
| | | 1F. | ELECTION OF DIRECTOR: JAY L. GELDMACHER | Management | | For | | For | |
| | | 1G. | ELECTION OF DIRECTOR: WILLIAM D. MOSLEY | Management | | For | | For | |
| | | 1H. | ELECTION OF DIRECTOR: DR. CHONG SUP PARK | Management | | For | | For | |
| | | 1I. | ELECTION OF DIRECTOR: STEPHANIE TILENIUS | Management | | For | | For | |
| | | 1J. | ELECTION OF DIRECTOR: EDWARD J. ZANDER | Management | | For | | For | |
| | | 2. | APPROVE, IN AN ADVISORY, NON-BINDING VOTE,
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS ("SAY-ON-PAY"). | Management | | For | | For | |
| | | 3. | APPROVE, IN AN ADVISORY, NON-BINDING VOTE,
THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | | 1 Year | | For | |
| | | 4. | APPROVE AN AMENDMENT AND RESTATEMENT OF
THE SEAGATE TECHNOLOGY PUBLIC LIMITED
COMPANY AMENDED AND RESTATED EMPLOYEE
STOCK PURCHASE PLAN TO INCREASE THE
NUMBER OF SHARES AVAILABLE FOR ISSUANCE. | Management | | For | | For | |
| | | 5. | RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF ERNST & YOUNG LLP AS THE
INDEPENDENT AUDITORS OF THE COMPANY AND
TO AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE COMPANY'S BOARD OF
DIRECTORS (THE "BOARD") TO SET THE AUDITORS'
REMUNERATION. | Management | | For | | For | |
| | | 6. | GRANT THE BOARD THE AUTHORITY TO ALLOT
AND/OR ISSUE SHARES UNDER IRISH LAW. | Management | | For | | For | |
| | | 7. | GRANT THE BOARD THE AUTHORITY TO OPT-OUT
OF STATUTORY PRE-EMPTION RIGHTS UNDER
IRISH LAW. | Management | | For | | For | |
| | | 8. | DETERMINE THE PRICE RANGE AT WHICH THE
COMPANY CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW. | Management | | For | | For | |
| | | DELPHI AUTOMOTIVE PLC | |
| | | Security | G27823106 | | | | | | Meeting Type | Special |
| | | Ticker Symbol | DLPH | | | | | | Meeting Date | 07-Nov-2017 |
| | | ISIN | JE00B783TY65 | | | | | | Agenda | 934688055 - Management |
| | | Record Date | 05-Oct-2017 | | | | | | Holding Recon Date | 05-Oct-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-Nov-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | THAT THE NAME OF THE COMPANY BE CHANGED
TO APTIV PLC, EFFECTIVE UPON COMPLETION OF
THE SPIN-OFF OF OUR POWERTRAIN SYSTEMS
SEGMENT, AND AT SUCH TIME, ALL REFERENCES
IN THE MEMORANDUM AND ARTICLES OF
ASSOCIATION OF THE COMPANY TO THE EXISTING
NAME OF THE COMPANY BE CHANGED TO APTIV
PLC. | Management | | For | | For | |
| | | BRINKER INTERNATIONAL, INC. | |
| | | Security | 109641100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | EAT | | | | | | Meeting Date | 16-Nov-2017 |
| | | ISIN | US1096411004 | | | | | | Agenda | 934684689 - Management |
| | | Record Date | 18-Sep-2017 | | | | | | Holding Recon Date | 18-Sep-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-Nov-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | ELECTION OF DIRECTOR: ELAINE L. BOLTZ | Management | | For | | For | |
| | | 1B. | ELECTION OF DIRECTOR: JOSEPH M. DEPINTO | Management | | For | | For | |
| | | 1C. | ELECTION OF DIRECTOR: HARRIET EDELMAN | Management | | For | | For | |
| | | 1D. | ELECTION OF DIRECTOR: MICHAEL A. GEORGE | Management | | For | | For | |
| | | 1E. | ELECTION OF DIRECTOR: WILLIAM T. GILES | Management | | For | | For | |
| | | 1F. | ELECTION OF DIRECTOR: GERARDO I. LOPEZ | Management | | For | | For | |
| | | 1G. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC | Management | | For | | For | |
| | | 1H. | ELECTION OF DIRECTOR: JOSE LUIS PRADO | Management | | For | | For | |
| | | 1I. | ELECTION OF DIRECTOR: WYMAN T. ROBERTS | Management | | For | | For | |
| | | 2. | THE RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL 2018
YEAR. | Management | | For | | For | |
| | | 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION. | Management | | For | | For | |
| | | 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE
FREQUENCY OF EXECUTIVE COMPENSATION
VOTES. | Management | | 1 Year | | For | |
| | | TRINSEO S.A. | |
| | | Security | L9340P101 | | | | | | Meeting Type | Special |
| | | Ticker Symbol | TSE | | | | | | Meeting Date | 28-Nov-2017 |
| | | ISIN | LU1057788488 | | | | | | Agenda | 934693323 - Management |
| | | Record Date | 17-Oct-2017 | | | | | | Holding Recon Date | 17-Oct-2017 |
| | | City / | Country | | | / | Luxembourg | | | | | Vote Deadline Date | 27-Nov-2017 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A | ELECTION OF CLASS III DIRECTOR: HENRI
STEINMETZ | Management | | For | | For | |
| | | APPLE INC. | |
| | | Security | 037833100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AAPL | | | | | | Meeting Date | 13-Feb-2018 |
| | | ISIN | US0378331005 | | | | | | Agenda | 934716068 - Management |
| | | Record Date | 15-Dec-2017 | | | | | | Holding Recon Date | 15-Dec-2017 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Feb-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of director: James Bell | Management | | For | | For | |
| | | 1b. | Election of director: Tim Cook | Management | | For | | For | |
| | | 1c. | Election of director: Al Gore | Management | | For | | For | |
| | | 1d. | Election of director: Bob Iger | Management | | For | | For | |
| | | 1e. | Election of director: Andrea Jung | Management | | For | | For | |
| | | 1f. | Election of director: Art Levinson | Management | | For | | For | |
| | | 1g. | Election of director: Ron Sugar | Management | | For | | For | |
| | | 1h. | Election of director: Sue Wagner | Management | | For | | For | |
| | | 2. | Ratification of the appointment of Ernst & Young LLP as
Apple's independent registered public accounting firm for
2018 | Management | | For | | For | |
| | | 3. | Advisory vote to approve executive compensation | Management | | For | | For | |
| | | 4. | Approval of the amended and restated Apple Inc. Non-
Employee Director Stock Plan | Management | | For | | For | |
| | | 5. | A shareholder proposal entitled "Shareholder Proxy
Access Amendments" | Shareholder | | Against | | For | |
| | | 6. | A shareholder proposal entitled "Human Rights
Committee" | Shareholder | | Against | | For | |
| | | AETNA INC. | |
| | | Security | 00817Y108 | | | | | | Meeting Type | Special |
| | | Ticker Symbol | AET | | | | | | Meeting Date | 13-Mar-2018 |
| | | ISIN | US00817Y1082 | | | | | | Agenda | 934728227 - Management |
| | | Record Date | 05-Feb-2018 | | | | | | Holding Recon Date | 05-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 12-Mar-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | To approve and adopt the Agreement and Plan of
Merger, dated as of December 3, 2017, as it may be
amended from time to time, among CVS Health
Corporation, Hudson Merger Sub Corp. and Aetna Inc.
(the "merger agreement"). | Management | | For | | For | |
| | | 2. | To approve the adjournment from time to time of the
Special Meeting of Shareholders of Aetna Inc. if
necessary to solicit additional proxies if there are not
sufficient votes to approve and adopt the merger
agreement at the time of the Special Meeting of
Shareholders of Aetna Inc. or any adjournment or
postponement thereof. | Management | | For | | For | |
| | | 3. | To approve, on an advisory (non-binding) basis, the
compensation that will or may be paid or provided by
Aetna Inc. to its named executive officers in connection
with the merger of Hudson Merger Sub Corp. with and
into Aetna Inc. | Management | | For | | For | |
| | | ROYAL BANK OF CANADA | |
| | | Security | 780087102 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | RY | | | | | | Meeting Date | 06-Apr-2018 |
| | | ISIN | CA7800871021 | | | | | | Agenda | 934733812 - Management |
| | | Record Date | 08-Feb-2018 | | | | | | Holding Recon Date | 08-Feb-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 04-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | DIRECTOR | Management | | | | | |
| | | | | 1 | A.A. CHISHOLM | | | | For | | For | |
| | | | | 2 | J. CÔTÉ | | | | For | | For | |
| | | | | 3 | T.N. DARUVALA | | | | For | | For | |
| | | | | 4 | D.F. DENISON | | | | For | | For | |
| | | | | 5 | A.D. LABERGE | | | | For | | For | |
| | | | | 6 | M.H. MCCAIN | | | | For | | For | |
| | | | | 7 | D. MCKAY | | | | For | | For | |
| | | | | 8 | H. MUNROE-BLUM | | | | For | | For | |
| | | | | 9 | T.A. RENYI | | | | For | | For | |
| | | | | 10 | K. TAYLOR | | | | For | | For | |
| | | | | 11 | B.A. VAN KRALINGEN | | | | For | | For | |
| | | | | 12 | T. VANDAL | | | | For | | For | |
| | | | | 13 | J. YABUKI | | | | For | | For | |
| | | 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS
LLP AS AUDITOR | Management | | For | | For | |
| | | 3 | ADVISORY VOTE ON THE BANK'S APPROACH TO
EXECUTIVE COMPENSATION | Management | | For | | For | |
| | | THE BANK OF NOVA SCOTIA | |
| | | Security | 064149107 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | BNS | | | | | | Meeting Date | 10-Apr-2018 |
| | | ISIN | CA0641491075 | | | | | | Agenda | 934732517 - Management |
| | | Record Date | 13-Feb-2018 | | | | | | Holding Recon Date | 13-Feb-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 06-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | DIRECTOR | Management | | | | | |
| | | | | 1 | Nora A. Aufreiter | | | | For | | For | |
| | | | | 2 | Guillermo E. Babatz | | | | For | | For | |
| | | | | 3 | Scott B. Bonham | | | | For | | For | |
| | | | | 4 | Charles H. Dallara | | | | For | | For | |
| | | | | 5 | Tiff Macklem | | | | For | | For | |
| | | | | 6 | Thomas C. O'Neill | | | | For | | For | |
| | | | | 7 | Eduardo Pacheco | | | | For | | For | |
| | | | | 8 | Michael D. Penner | | | | For | | For | |
| | | | | 9 | Brian J. Porter | | | | For | | For | |
| | | | | 10 | Una M. Power | | | | For | | For | |
| | | | | 11 | Aaron W. Regent | | | | For | | For | |
| | | | | 12 | Indira V. Samarasekera | | | | For | | For | |
| | | | | 13 | Susan L. Segal | | | | For | | For | |
| | | | | 14 | Barbara S. Thomas | | | | For | | For | |
| | | | | 15 | L. Scott Thomson | | | | For | | For | |
| | | 2 | Appointment of KPMG LLP as auditors. | Management | | For | | For | |
| | | 3 | Advisory vote on non-binding resolution on executive
compensation approach. | Management | | For | | For | |
| | | 4 | Shareholder Proposal 1 - Revision to Human Rights
Policies. | Shareholder | | Against | | For | |
| | | CELANESE CORPORATION | |
| | | Security | 150870103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CE | | | | | | Meeting Date | 19-Apr-2018 |
| | | ISIN | US1508701034 | | | | | | Agenda | 934732531 - Management |
| | | Record Date | 20-Feb-2018 | | | | | | Holding Recon Date | 20-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | Election of Director: Jean S. Blackwell | Management | | For | | For | |
| | | 1B. | Election of Director: William M. Brown | Management | | For | | For | |
| | | 1C. | Election of Director: Bennie W. Fowler | Management | | For | | For | |
| | | 1D. | Election of Director: Edward G. Galante | Management | | For | | For | |
| | | 1E. | Election of Director: Kathryn M. Hill | Management | | For | | For | |
| | | 1F. | Election of Director: David F. Hoffmeister | Management | | For | | For | |
| | | 1G. | Election of Director: John K. Wulff | Management | | For | | For | |
| | | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | | 3. | Ratification of the selection of KPMG LLP as our
independent registered public accounting firm for 2018. | Management | | For | | For | |
| | | 4. | Approval of the 2018 Global Incentive Plan. | Management | | For | | For | |
| | | VF CORPORATION | |
| | | Security | 918204108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | VFC | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | US9182041080 | | | | | | Agenda | 934736072 - Management |
| | | Record Date | 01-Mar-2018 | | | | | | Holding Recon Date | 01-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Richard T. Carucci | | | | For | | For | |
| | | | | 2 | Juliana L. Chugg | | | | For | | For | |
| | | | | 3 | Benno Dorer | | | | For | | For | |
| | | | | 4 | Mark S. Hoplamazian | | | | For | | For | |
| | | | | 5 | Laura W. Lang | | | | For | | For | |
| | | | | 6 | W. Alan McCollough | | | | For | | For | |
| | | | | 7 | W. Rodney McMullen | | | | For | | For | |
| | | | | 8 | Clarence Otis, Jr. | | | | For | | For | |
| | | | | 9 | Steven E. Rendle | | | | For | | For | |
| | | | | 10 | Carol L. Roberts | | | | For | | For | |
| | | | | 11 | Matthew J. Shattock | | | | For | | For | |
| | | 2. | Advisory vote to approve named executive officer
compensation. | Management | | For | | For | |
| | | 3. | Ratification of the selection of PricewaterhouseCoopers
LLP as VF's independent registered public accounting
firm for the 2018 transition period and for the 2019 fiscal
year. | Management | | For | | For | |
| | | HANESBRANDS INC. | |
| | | Security | 410345102 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | HBI | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | US4103451021 | | | | | | Agenda | 934736197 - Management |
| | | Record Date | 20-Feb-2018 | | | | | | Holding Recon Date | 20-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | Election of Director: Gerald W. Evans, Jr. | Management | | For | | For | |
| | | 1B. | Election of Director: Bobby J. Griffin | Management | | For | | For | |
| | | 1C. | Election of Director: James C. Johnson | Management | | For | | For | |
| | | 1D. | Election of Director: Jessica T. Mathews | Management | | For | | For | |
| | | 1E. | Election of Director: Franck J. Moison | Management | | For | | For | |
| | | 1F. | Election of Director: Robert F. Moran | Management | | For | | For | |
| | | 1G. | Election of Director: Ronald L. Nelson | Management | | For | | For | |
| | | 1H. | Election of Director: Richard A. Noll | Management | | For | | For | |
| | | 1I. | Election of Director: David V. Singer | Management | | For | | For | |
| | | 1J. | Election of Director: Ann E. Ziegler | Management | | For | | For | |
| | | 2. | To ratify the appointment of PricewaterhouseCoopers
LLP as Hanesbrands' independent registered public
accounting firm for Hanesbrands' 2018 fiscal year | Management | | For | | For | |
| | | 3. | To approve, on an advisory basis, executive
compensation as described in the proxy statement for the
Annual Meeting | Management | | For | | For | |
| | | INTERNATIONAL BUSINESS MACHINES CORP. | |
| | | Security | 459200101 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | IBM | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | US4592001014 | | | | | | Agenda | 934738886 - Management |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director for a Term of One Year: K.I. Chenault | Management | | For | | For | |
| | | 1b. | Election of Director for a Term of One Year: M.L. Eskew | Management | | For | | For | |
| | | 1c. | Election of Director for a Term of One Year: D.N. Farr | Management | | For | | For | |
| | | 1d. | Election of Director for a Term of One Year: A. Gorsky | Management | | For | | For | |
| | | 1e. | Election of Director for a Term of One Year: S.A. Jackson | Management | | For | | For | |
| | | 1f. | Election of Director for a Term of One Year: A.N. Liveris | Management | | For | | For | |
| | | 1g. | Election of Director for a Term of One Year: H.S. Olayan | Management | | For | | For | |
| | | 1h. | Election of Director for a Term of One Year: J.W. Owens | Management | | For | | For | |
| | | 1i. | Election of Director for a Term of One Year: V.M.
Rometty | Management | | For | | For | |
| | | 1j. | Election of Director for a Term of One Year: J.R. Swedish | Management | | For | | For | |
| | | 1k. | Election of Director for a Term of One Year: S. Taurel | Management | | For | | For | |
| | | 1l. | Election of Director for a Term of One Year: P.R. Voser | Management | | For | | For | |
| | | 1m. | Election of Director for a Term of One Year: F.H. Waddell | Management | | For | | For | |
| | | 2. | Ratification of Appointment of Independent Registered
Public Accounting Firm | Management | | For | | For | |
| | | 3. | Advisory Vote on Executive Compensation | Management | | For | | For | |
| | | 4. | Stockholder Proposal on Lobbying Disclosure | Shareholder | | Against | | For | |
| | | 5. | Stockholder Proposal on Shareholder Ability to Call a
Special Shareholder Meeting | Shareholder | | For | | Against | |
| | | 6. | Stockholder Proposal to Have an Independent Board
Chairman | Shareholder | | Against | | For | |
| | | CANADIAN NATIONAL RAILWAY COMPANY | |
| | | Security | 136375102 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CNI | | | | | | Meeting Date | 24-Apr-2018 |
| | | ISIN | CA1363751027 | | | | | | Agenda | 934755692 - Management |
| | | Record Date | 01-Mar-2018 | | | | | | Holding Recon Date | 01-Mar-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 19-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | DIRECTOR | Management | | | | | |
| | | | | 1 | SHAUNEEN BRUDER | | | | For | | For | |
| | | | | 2 | DONALD J. CARTY | | | | For | | For | |
| | | | | 3 | AMB.GORDON D. GIFFIN | | | | For | | For | |
| | | | | 4 | JULIE GODIN | | | | For | | For | |
| | | | | 5 | EDITH E. HOLIDAY | | | | For | | For | |
| | | | | 6 | V. M. KEMPSTON DARKES | | | | For | | For | |
| | | | | 7 | THE HON. DENIS LOSIER | | | | For | | For | |
| | | | | 8 | THE HON. KEVIN G. LYNCH | | | | For | | For | |
| | | | | 9 | JAMES E. O'CONNOR | | | | For | | For | |
| | | | | 10 | ROBERT PACE | | | | For | | For | |
| | | | | 11 | ROBERT L. PHILLIPS | | | | For | | For | |
| | | | | 12 | LAURA STEIN | | | | For | | For | |
| | | 2 | APPOINTMENT OF KPMG LLP AS AUDITORS. | Management | | For | | For | |
| | | 3 | NON-BINDING ADVISORY RESOLUTION TO ACCEPT
THE APPROACH TO EXECUTIVE COMPENSATION
DISCLOSED IN THE ACCOMPANYING MANAGEMENT
INFORMATION CIRCULAR, THE FULL TEXT OF
WHICH RESOLUTION IS SET OUT ON P. 9 OF THE
ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR. | Management | | For | | For | |
| | | EATON CORPORATION PLC | |
| | | Security | G29183103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | ETN | | | | | | Meeting Date | 25-Apr-2018 |
| | | ISIN | IE00B8KQN827 | | | | | | Agenda | 934739080 - Management |
| | | Record Date | 26-Feb-2018 | | | | | | Holding Recon Date | 26-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Craig Arnold | Management | | For | | For | |
| | | 1b. | Election of Director: Todd M. Bluedorn | Management | | For | | For | |
| | | 1c. | Election of Director: Christopher M. Connor | Management | | For | | For | |
| | | 1d. | Election of Director: Michael J. Critelli | Management | | For | | For | |
| | | 1e. | Election of Director: Richard H. Fearon | Management | | For | | For | |
| | | 1f. | Election of Director: Charles E. Golden | Management | | For | | For | |
| | | 1g. | Election of Director: Arthur E. Johnson | Management | | For | | For | |
| | | 1h. | Election of Director: Deborah L. McCoy | Management | | For | | For | |
| | | 1i. | Election of Director: Gregory R. Page | Management | | For | | For | |
| | | 1j. | Election of Director: Sandra Pianalto | Management | | For | | For | |
| | | 1k. | Election of Director: Gerald B. Smith | Management | | For | | For | |
| | | 1l. | Election of Director: Dorothy C. Thompson | Management | | For | | For | |
| | | 2. | Approving the appointment of Ernst & Young LLP as
independent auditor for 2018 and authorizing the Audit
Committee of the Board of Directors to set its
remuneration. | Management | | For | | For | |
| | | 3. | Advisory approval of the Company's executive
compensation. | Management | | For | | For | |
| | | 4. | Approving a proposal to grant the Board authority to
issue shares. | Management | | For | | For | |
| | | 5. | Approving a proposal to grant the Board authority to opt
out of pre-emption rights. | Management | | For | | For | |
| | | 6. | Authorizing the Company and any subsidiary of the
Company to make overseas market purchases of
Company shares. | Management | | For | | For | |
| | | AMERIPRISE FINANCIAL, INC. | |
| | | Security | 03076C106 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AMP | | | | | | Meeting Date | 25-Apr-2018 |
| | | ISIN | US03076C1062 | | | | | | Agenda | 934741504 - Management |
| | | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 24-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | Election of Director: James M. Cracchiolo | Management | | For | | For | |
| | | 1B. | Election of Director: Dianne Neal Blixt | Management | | For | | For | |
| | | 1C. | Election of Director: Amy DiGeso | Management | | For | | For | |
| | | 1D. | Election of Director: Lon R. Greenberg | Management | | For | | For | |
| | | 1E. | Election of Director: Jeffrey Noddle | Management | | For | | For | |
| | | 1F. | Election of Director: Robert F. Sharpe, Jr. | Management | | For | | For | |
| | | 1G. | Election of Director: Christopher J. Williams | Management | | For | | For | |
| | | 1H. | Election of Director: W. Edward Walter | Management | | For | | For | |
| | | 2. | To approve the compensation of the named executive
officers by a nonbinding advisory vote. | Management | | Against | | Against | |
| | | 3. | To ratify the Audit Committee's selection of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2018. | Management | | For | | For | |
| | | 4. | To vote on a shareholder proposal relating to the
disclosure of political contributions and expenditures,if
properly presented. | Shareholder | | Against | | For | |
| | | BRITISH AMERICAN TOBACCO P.L.C. | |
| | | Security | 110448107 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | BTI | | | | | | Meeting Date | 25-Apr-2018 |
| | | ISIN | US1104481072 | | | | | | Agenda | 934759044 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | Receipt of the 2017 Annual Report and Accounts | Management | | For | | For | |
| | | 2. | Approval of the 2017 Directors' remuneration report | Management | | For | | For | |
| | | 3. | Reappointment of the Auditors | Management | | For | | For | |
| | | 4. | Authority for the Audit Committee to agree the Auditors'
remuneration | Management | | For | | For | |
| | | 5. | Re-election of Richard Burrows as a Director
(Nominations) | Management | | For | | For | |
| | | 6. | Re-election of Nicandro Durante as a Director | Management | | For | | For | |
| | | 7. | Re-election of Sue Farr as a Director (Nominations,
Remuneration) | Management | | For | | For | |
| | | 8. | Re-election of Dr Marion Helmes as a Director (Audit,
Nominations) | Management | | For | | For | |
| | | 9. | Re-election of Savio Kwan as a Director (Nominations,
Remuneration) | Management | | For | | For | |
| | | 10. | Re-election of Dimitri Panayotopoulos as a Director
(Nominations, Remuneration) | Management | | For | | For | |
| | | 11. | Re-election of Kieran Poynter as a Director (Audit,
Nominations) | Management | | For | | For | |
| | | 12. | Re-election of Ben Stevens as a Director | Management | | For | | For | |
| | | 13. | Election of Luc Jobin as a Director who has been
appointed since the last Annual General Meeting
(Nominations, Remuneration) | Management | | For | | For | |
| | | 14. | Election of Holly Keller Koeppel as a Director who has
been appointed since the last Annual General Meeting
(Audit, Nominations) | Management | | For | | For | |
| | | 15. | Election of Lionel Nowell, III as a Director who has been
appointed since the last Annual General Meeting (Audit,
Nominations) | Management | | For | | For | |
| | | 16. | Renewal of the Directors' authority to allot shares | Management | | For | | For | |
| | | 17. | Renewal of the Directors' authority to disapply pre-
emption rights | Management | | For | | For | |
| | | 18. | Authority for the Company to purchase its own shares | Management | | For | | For | |
| | | 19. | Authority to make donations to political organisations and
to incur political expenditure | Management | | For | | For | |
| | | 20. | Notice period for General Meetings | Management | | For | | For | |
| | | T. ROWE PRICE GROUP, INC. | |
| | | Security | 74144T108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | TROW | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | US74144T1088 | | | | | | Agenda | 934732745 - Management |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | Election of Director: Mark S. Bartlett | Management | | For | | For | |
| | | 1B. | Election of Director: Edward C. Bernard | Management | | For | | For | |
| | | 1C. | Election of Director: Mary K. Bush | Management | | For | | For | |
| | | 1D. | Election of Director: H. Lawrence Culp, Jr. | Management | | For | | For | |
| | | 1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | | For | | For | |
| | | 1F. | Election of Director: Robert F. MacLellan | Management | | For | | For | |
| | | 1G. | Election of Director: Brian C. Rogers | Management | | For | | For | |
| | | 1H. | Election of Director: Olympia J. Snowe | Management | | For | | For | |
| | | 1I. | Election of Director: William J. Stromberg | Management | | For | | For | |
| | | 1J. | Election of Director: Richard R. Verma | Management | | For | | For | |
| | | 1K. | Election of Director: Sandra S. Wijnberg | Management | | For | | For | |
| | | 1L. | Election of Director: Alan D. Wilson | Management | | For | | For | |
| | | 2. | To approve, by a non-binding advisory vote, the
compensation paid by the Company to its Named
Executive Officers. | Management | | For | | For | |
| | | 3. | Approval of a proposed charter amendment to eliminate
the provision that limits voting of share ownership to 15%
of the outstanding shares. | Management | | For | | For | |
| | | 4. | Ratification of the appointment of KPMG LLP as our
independent registered public accounting firm for 2018. | Management | | For | | For | |
| | | APTIV PLC | |
| | | Security | G6095L109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | APTV | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | JE00B783TY65 | | | | | | Agenda | 934736224 - Management |
| | | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | Election of Director: Kevin P. Clark | Management | | For | | For | |
| | | 2. | Election of Director: Nancy E. Cooper | Management | | For | | For | |
| | | 3. | Election of Director: Frank J. Dellaquila | Management | | For | | For | |
| | | 4. | Election of Director: Nicholas M. Donofrio | Management | | For | | For | |
| | | 5. | Election of Director: Mark P. Frissora | Management | | For | | For | |
| | | 6. | Election of Director: Rajiv L. Gupta | Management | | For | | For | |
| | | 7. | Election of Director: Sean O. Mahoney | Management | | For | | For | |
| | | 8. | Election of Director: Colin J. Parris | Management | | For | | For | |
| | | 9. | Election of Director: Ana G. Pinczuk | Management | | For | | For | |
| | | 10. | Election of Director: Thomas W. Sidlik | Management | | For | | For | |
| | | 11. | Election of Director: Lawrence A. Zimmerman | Management | | For | | For | |
| | | 12. | Proposal to re-appoint auditors, ratify independent public
accounting firm and authorize the directors to determine
the fees paid to the auditors. | Management | | For | | For | |
| | | 13. | Say-on-Pay - To approve, by advisory vote, executive
compensation. | Management | | For | | For | |
| | | 14. | Say-When-on-Pay - To determine, by advisory vote, the
frequency of shareholder votes on executive
compensation. | Management | | 1 Year | | For | |
| | | PFIZER INC. | |
| | | Security | 717081103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | PFE | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | US7170811035 | | | | | | Agenda | 934739256 - Management |
| | | Record Date | 27-Feb-2018 | | | | | | Holding Recon Date | 27-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Dennis A. Ausiello | Management | | For | | For | |
| | | 1b. | Election of Director: Ronald E. Blaylock | Management | | For | | For | |
| | | 1c. | Election of Director: Albert Bourla | Management | | For | | For | |
| | | 1d. | Election of Director: W. Don Cornwell | Management | | For | | For | |
| | | 1e. | Election of Director: Joseph J. Echevarria | Management | | For | | For | |
| | | 1f. | Election of Director: Helen H. Hobbs | Management | | For | | For | |
| | | 1g. | Election of Director: James M. Kilts | Management | | For | | For | |
| | | 1h. | Election of Director: Dan R. Littman | Management | | For | | For | |
| | | 1i. | Election of Director: Shantanu Narayen | Management | | For | | For | |
| | | 1j. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | |
| | | 1k. | Election of Director: Ian C. Read | Management | | For | | For | |
| | | 1l. | Election of Director: James C. Smith | Management | | For | | For | |
| | | 2. | Ratify the selection of KPMG LLP as independent
registered public accounting firm for 2018 | Management | | For | | For | |
| | | 3. | 2018 Advisory approval of executive compensation | Management | | For | | For | |
| | | 4. | Approval of the Pfizer Inc. French Sub-Plan under the
2014 Stock Plan | Management | | For | | For | |
| | | 5. | Shareholder proposal regarding right to act by written
consent | Shareholder | | Against | | For | |
| | | 6. | Shareholder proposal regarding independent chair policy | Shareholder | | Against | | For | |
| | | 7. | Shareholder proposal regarding report on lobbying
activities | Shareholder | | Against | | For | |
| | | LOCKHEED MARTIN CORPORATION | |
| | | Security | 539830109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LMT | | | | | | Meeting Date | 26-Apr-2018 |
| | | ISIN | US5398301094 | | | | | | Agenda | 934744221 - Management |
| | | Record Date | 23-Feb-2018 | | | | | | Holding Recon Date | 23-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 25-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Daniel F. Akerson | Management | | For | | For | |
| | | 1b. | Election of Director: Nolan D. Archibald | Management | | For | | For | |
| | | 1c. | Election of Director: David B. Burritt | Management | | For | | For | |
| | | 1d. | Election of Director: Bruce A. Carlson | Management | | For | | For | |
| | | 1e. | Election of Director: James O. Ellis, Jr. | Management | | For | | For | |
| | | 1f. | Election of Director: Thomas J. Falk | Management | | For | | For | |
| | | 1g. | Election of Director: Ilene S. Gordon | Management | | For | | For | |
| | | 1h. | Election of Director: Marillyn A. Hewson | Management | | For | | For | |
| | | 1i. | Election of Director: Jeh C. Johnson | Management | | For | | For | |
| | | 1j. | Election of Director: Joseph W. Ralston | Management | | For | | For | |
| | | 1k. | Election of Director: James D. Taiclet, Jr. | Management | | For | | For | |
| | | 2. | Ratification of Appointment of Ernst & Young LLP as
Independent Auditors for 2018 | Management | | For | | For | |
| | | 3. | Management Proposal to Approve the Lockheed Martin
Corporation Amended and Restated Directors Equity
Plan | Management | | For | | For | |
| | | 4. | Advisory Vote to Approve the Compensation of our
Named Executive Officers (Say-on-Pay) | Management | | For | | For | |
| | | 5. | Stockholder Proposal to Adopt Stockholder Action By
Written Consent | Shareholder | | For | | Against | |
| | | LITHIA MOTORS, INC. | |
| | | Security | 536797103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LAD | | | | | | Meeting Date | 27-Apr-2018 |
| | | ISIN | US5367971034 | | | | | | Agenda | 934739167 - Management |
| | | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 26-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Sidney B. DeBoer | | | | For | | For | |
| | | | | 2 | Thomas R. Becker | | | | For | | For | |
| | | | | 3 | Susan O. Cain | | | | For | | For | |
| | | | | 4 | Bryan B. DeBoer | | | | For | | For | |
| | | | | 5 | Louis P. Miramontes | | | | For | | For | |
| | | | | 6 | Kenneth E. Roberts | | | | For | | For | |
| | | | | 7 | David J. Robino | | | | For | | For | |
| | | 2. | To conduct an advisory vote on the compensation of our
named executive officers, as disclosed pursuant to Item
402 of Regulation S-K. | Management | | For | | For | |
| | | 3. | To ratify the appointment of KPMG LLP as our
Independent Registered Public Accounting Firm for the
year ending December 31, 2018. | Management | | For | | For | |
| | | THE BOEING COMPANY | |
| | | Security | 097023105 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | BA | | | | | | Meeting Date | 30-Apr-2018 |
| | | ISIN | US0970231058 | | | | | | Agenda | 934739927 - Management |
| | | Record Date | 01-Mar-2018 | | | | | | Holding Recon Date | 01-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 27-Apr-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Robert A. Bradway | Management | | For | | For | |
| | | 1b. | Election of Director: David L. Calhoun | Management | | For | | For | |
| | | 1c. | Election of Director: Arthur D. Collins Jr. | Management | | For | | For | |
| | | 1d. | Election of Director: Kenneth M. Duberstein | Management | | For | | For | |
| | | 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | | For | | For | |
| | | 1f. | Election of Director: Lynn J. Good | Management | | For | | For | |
| | | 1g. | Election of Director: Lawrence W. Kellner | Management | | For | | For | |
| | | 1h. | Election of Director: Caroline B. Kennedy | Management | | For | | For | |
| | | 1i. | Election of Director: Edward M. Liddy | Management | | For | | For | |
| | | 1j. | Election of Director: Dennis A. Muilenburg | Management | | For | | For | |
| | | 1k. | Election of Director: Susan C. Schwab | Management | | For | | For | |
| | | 1l. | Election of Director: Ronald A. Williams | Management | | For | | For | |
| | | 1m. | Election of Director: Mike S. Zafirovski | Management | | For | | For | |
| | | 2. | Approve, on an Advisory Basis, Named Executive Officer
Compensation. | Management | | For | | For | |
| | | 3. | Ratify the Appointment of Deloitte & Touche LLP as
Independent Auditor for 2018. | Management | | For | | For | |
| | | 4. | Additional Report on Lobbying Activities. | Shareholder | | Against | | For | |
| | | 5. | Reduce Threshold to Call Special Shareholder Meetings
from 25% to 10%. | Shareholder | | For | | Against | |
| | | 6. | Independent Board Chairman. | Shareholder | | Against | | For | |
| | | 7. | Require Shareholder Approval to Increase the Size of the
Board to More Than 14. | Shareholder | | Against | | For | |
| | | EASTMAN CHEMICAL COMPANY | |
| | | Security | 277432100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | EMN | | | | | | Meeting Date | 03-May-2018 |
| | | ISIN | US2774321002 | | | | | | Agenda | 934758369 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 02-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | ELECTION OF DIRECTOR: HUMBERTO P. ALFONSO | Management | | For | | For | |
| | | 1b. | ELECTION OF DIRECTOR: BRETT D. BEGEMANN | Management | | For | | For | |
| | | 1c. | ELECTION OF DIRECTOR: MICHAEL P. CONNORS | Management | | For | | For | |
| | | 1d. | ELECTION OF DIRECTOR: MARK J. COSTA | Management | | For | | For | |
| | | 1e. | ELECTION OF DIRECTOR: STEPHEN R. DEMERITT | Management | | For | | For | |
| | | 1f. | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ | Management | | For | | For | |
| | | 1g. | ELECTION OF DIRECTOR: JULIE F. HOLDER | Management | | For | | For | |
| | | 1h. | ELECTION OF DIRECTOR: RENEE J. HORNBAKER | Management | | For | | For | |
| | | 1i. | ELECTION OF DIRECTOR: LEWIS M. KLING | Management | | For | | For | |
| | | 1j. | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Management | | For | | For | |
| | | 1k. | ELECTION OF DIRECTOR: DAVID W. RAISBECK | Management | | For | | For | |
| | | 2. | Advisory Approval of Executive Compensation as
Disclosed in Proxy Statement | Management | | For | | For | |
| | | 3. | Ratification of Appointment of PricewaterhouseCoopers
LLP as Independent Registered Public Accounting Firm | Management | | For | | For | |
| | | 4. | Advisory Vote on Stockholder Proposal Requesting that
the Board of Directors Take Steps Necessary to Permit
Stockholders to Act by Written Consent | Shareholder | | For | | Against | |
| | | ABBVIE INC. | |
| | | Security | 00287Y109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | ABBV | | | | | | Meeting Date | 04-May-2018 |
| | | ISIN | US00287Y1091 | | | | | | Agenda | 934746768 - Management |
| | | Record Date | 07-Mar-2018 | | | | | | Holding Recon Date | 07-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 03-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Roxanne S. Austin | | | | For | | For | |
| | | | | 2 | Richard A. Gonzalez | | | | For | | For | |
| | | | | 3 | Rebecca B. Roberts | | | | For | | For | |
| | | | | 4 | Glenn F. Tilton | | | | For | | For | |
| | | 2. | Ratification of Ernst & Young LLP as AbbVie's
independent registered public accounting firm for 2018 | Management | | For | | For | |
| | | 3. | Say on Pay - An advisory vote on the approval of
executive compensation | Management | | For | | For | |
| | | 4. | Say When on Pay - An advisory vote on the frequency of
the advisory vote to approve executive compensation | Management | | 1 Year | | For | |
| | | 5. | Approval of a management proposal regarding
amendment of the certificate of incorporation for the
annual election of directors | Management | | For | | For | |
| | | 6. | Approval of a management proposal regarding
amendment of the certificate of incorporation to eliminate
supermajority voting | Management | | For | | For | |
| | | 7. | Stockholder Proposal - to Issue an Annual Report on
Lobbying | Shareholder | | Against | | For | |
| | | 8. | Stockholder Proposal - to Separate Chair and CEO | Shareholder | | Against | | For | |
| | | 9. | Stockholder Proposal - to Issue an Annual Compensation
Committee Report on Drug Pricing | Shareholder | | Against | | For | |
| | | AFLAC INCORPORATED | |
| | | Security | 001055102 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AFL | | | | | | Meeting Date | 07-May-2018 |
| | | ISIN | US0010551028 | | | | | | Agenda | 934740273 - Management |
| | | Record Date | 28-Feb-2018 | | | | | | Holding Recon Date | 28-Feb-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Daniel P. Amos | Management | | For | | For | |
| | | 1b. | Election of Director: W. Paul Bowers | Management | | For | | For | |
| | | 1c. | Election of Director: Toshihiko Fukuzawa | Management | | For | | For | |
| | | 1d. | Election of Director: Douglas W. Johnson | Management | | For | | For | |
| | | 1e. | Election of Director: Robert B. Johnson | Management | | For | | For | |
| | | 1f. | Election of Director: Thomas J. Kenny | Management | | For | | For | |
| | | 1g. | Election of Director: Karole F. Lloyd | Management | | For | | For | |
| | | 1h. | Election of Director: Joseph L. Moskowitz | Management | | For | | For | |
| | | 1i. | Election of Director: Barbara K. Rimer, DrPH | Management | | For | | For | |
| | | 1j. | Election of Director: Katherine T. Rohrer | Management | | For | | For | |
| | | 1k. | Election of Director: Melvin T. Stith | Management | | For | | For | |
| | | 2. | To consider the following non-binding advisory proposal:
"Resolved, on an advisory basis, the shareholders of
Aflac Incorporated approve the compensation of the
named executives, as disclosed pursuant to the
compensation disclosure rules of the Securities and
Exchange Commission, including the Compensation
Discussion and Analysis and accompanying tables and
narrative of the Notice of 2018 Annual Meeting of
Shareholders and Proxy Statement" | Management | | For | | For | |
| | | 3. | To consider and act upon the ratification of the
appointment of KPMG LLP as independent registered
public accounting firm of the Company for the year
ending December 31, 2018 | Management | | For | | For | |
| | | AMERICAN EXPRESS COMPANY | |
| | | Security | 025816109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AXP | | | | | | Meeting Date | 07-May-2018 |
| | | ISIN | US0258161092 | | | | | | Agenda | 934753256 - Management |
| | | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 04-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Charlene Barshefsky | Management | | For | | For | |
| | | 1b. | Election of Director: John J. Brennan | Management | | For | | For | |
| | | 1c. | Election of Director: Peter Chernin | Management | | For | | For | |
| | | 1d. | Election of Director: Ralph de la Vega | Management | | For | | For | |
| | | 1e. | Election of Director: Anne L. Lauvergeon | Management | | For | | For | |
| | | 1f. | Election of Director: Michael O. Leavitt | Management | | For | | For | |
| | | 1g. | Election of Director: Theodore J. Leonsis | Management | | For | | For | |
| | | 1h. | Election of Director: Richard C. Levin | Management | | For | | For | |
| | | 1i. | Election of Director: Samuel J. Palmisano | Management | | For | | For | |
| | | 1j. | Election of Director: Stephen J. Squeri | Management | | For | | For | |
| | | 1k. | Election of Director: Daniel L. Vasella | Management | | For | | For | |
| | | 1l. | Election of Director: Ronald A. Williams | Management | | For | | For | |
| | | 1m. | Election of Director: Christopher D. Young | Management | | For | | For | |
| | | 2. | Ratification of appointment of PricewaterhouseCoopers
LLP as independent registered public accounting firm for
2018. | Management | | For | | For | |
| | | 3. | Approval, on an advisory basis, of the Company's
executive compensation. | Management | | For | | For | |
| | | 4. | Shareholder proposal relating to action by written
consent. | Shareholder | | For | | Against | |
| | | 5. | Shareholder proposal relating to independent board
chairman. | Shareholder | | Against | | For | |
| | | MSCI INC. | |
| | | Security | 55354G100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | MSCI | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | US55354G1004 | | | | | | Agenda | 934748750 - Management |
| | | Record Date | 14-Mar-2018 | | | | | | Holding Recon Date | 14-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 09-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Henry A. Fernandez | Management | | For | | For | |
| | | 1b. | Election of Director: Robert G. Ashe | Management | | For | | For | |
| | | 1c. | Election of Director: Benjamin F. duPont | Management | | For | | For | |
| | | 1d. | Election of Director: Wayne Edmunds | Management | | For | | For | |
| | | 1e. | Election of Director: Alice W. Handy | Management | | For | | For | |
| | | 1f. | Election of Director: Catherine R. Kinney | Management | | For | | For | |
| | | 1g. | Election of Director: Wendy E. Lane | Management | | For | | For | |
| | | 1h. | Election of Director: Jacques P. Perold | Management | | For | | For | |
| | | 1i. | Election of Director: Linda H. Riefler | Management | | For | | For | |
| | | 1j. | Election of Director: George W. Siguler | Management | | For | | For | |
| | | 1k. | Election of Director: Marcus L. Smith | Management | | For | | For | |
| | | 2. | To approve, by non-binding vote, our executive
compensation, as described in these proxy materials. | Management | | For | | For | |
| | | 3. | To ratify the appointment of PricewaterhouseCoopers
LLP as independent auditor. | Management | | For | | For | |
| | | TELUS CORPORATION | |
| | | Security | 87971M103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | TU | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA87971M1032 | | | | | | Agenda | 934766811 - Management |
| | | Record Date | 12-Mar-2018 | | | | | | Holding Recon Date | 12-Mar-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 07-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | DIRECTOR | Management | | | | | |
| | | | | 1 | R. H. (Dick) Auchinleck | | | | For | | For | |
| | | | | 2 | Raymond T. Chan | | | | For | | For | |
| | | | | 3 | Stockwell Day | | | | For | | For | |
| | | | | 4 | Lisa de Wilde | | | | For | | For | |
| | | | | 5 | Darren Entwistle | | | | For | | For | |
| | | | | 6 | Mary Jo Haddad | | | | For | | For | |
| | | | | 7 | Kathy Kinloch | | | | For | | For | |
| | | | | 8 | W.(Bill) A. MacKinnon | | | | For | | For | |
| | | | | 9 | John Manley | | | | For | | For | |
| | | | | 10 | Sarabjit (Sabi) Marwah | | | | For | | For | |
| | | | | 11 | Claude Mongeau | | | | For | | For | |
| | | | | 12 | David L. Mowat | | | | For | | For | |
| | | | | 13 | Marc Parent | | | | For | | For | |
| | | 2 | Appoint Deloitte LLP as auditors for the ensuing year and
authorize directors to fix their remuneration. | Management | | For | | For | |
| | | 3 | Accept the Company's approach to executive
compensation. | Management | | For | | For | |
| | | CANADIAN PACIFIC RAILWAY LIMITED | |
| | | Security | 13645T100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CP | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA13645T1003 | | | | | | Agenda | 934767231 - Management |
| | | Record Date | 15-Mar-2018 | | | | | | Holding Recon Date | 15-Mar-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 09-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | Appointment of Auditor as named in the Proxy Circular. | Management | | For | | For | |
| | | 2 | Advisory vote to approve Compensation of the
Corporation's named Executive Officers as described in
the Proxy Circular. | Management | | For | | For | |
| | | 3 | DIRECTOR | Management | | | | | |
| | | | | 1 | The Hon. John Baird | | | | For | | For | |
| | | | | 2 | Isabelle Courville | | | | For | | For | |
| | | | | 3 | Keith E. Creel | | | | For | | For | |
| | | | | 4 | Gillian H. Denham | | | | For | | For | |
| | | | | 5 | Rebecca MacDonald | | | | For | | For | |
| | | | | 6 | Matthew H. Paull | | | | For | | For | |
| | | | | 7 | Jane L. Peverett | | | | For | | For | |
| | | | | 8 | Andrew F. Reardon | | | | For | | For | |
| | | | | 9 | Gordon T. Trafton II | | | | For | | For | |
| | | MAGNA INTERNATIONAL INC. | |
| | | Security | 559222401 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | MGA | | | | | | Meeting Date | 10-May-2018 |
| | | ISIN | CA5592224011 | | | | | | Agenda | 934772686 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | | | / | Canada | | | | | Vote Deadline Date | 07-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | | | | | | | | | | | | | | | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1 | DIRECTOR | Management | | | | | |
| | | | | 1 | Scott B. Bonham | | | | For | | For | |
| | | | | 2 | Peter G. Bowie | | | | For | | For | |
| | | | | 3 | Mary S. Chan | | | | For | | For | |
| | | | | 4 | Dr. Kurt J. Lauk | | | | For | | For | |
| | | | | 5 | Robert F. MacLellan | | | | For | | For | |
| | | | | 6 | Cynthia A. Niekamp | | | | For | | For | |
| | | | | 7 | William A. Ruh | | | | For | | For | |
| | | | | 8 | Dr. I. V. Samarasekera | | | | For | | For | |
| | | | | 9 | Donald J. Walker | | | | For | | For | |
| | | | | 10 | Lawrence D. Worrall | | | | For | | For | |
| | | | | 11 | William L. Young | | | | For | | For | |
| | | 2 | Reappointment of Deloitte LLP as the independent
auditor of the Corporation and authorization of the Audit
Committee to fix the independent auditor's remuneration. | Management | | For | | For | |
| | | 3 | Resolved, on an advisory basis and not to diminish the
roles and responsibilities of the board of directors, that
the shareholders accept the approach to executive
compensation disclosed in the accompanying
Management Information Circular/Proxy Statement. | Management | | For | | For | |
| | | STATE STREET CORPORATION | |
| | | Security | 857477103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | STT | | | | | | Meeting Date | 16-May-2018 |
| | | ISIN | US8574771031 | | | | | | Agenda | 934769273 - Management |
| | | Record Date | 09-Mar-2018 | | | | | | Holding Recon Date | 09-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 15-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: K. Burnes | Management | | For | | For | |
| | | 1b. | Election of Director: P. de Saint-Aignan | Management | | For | | For | |
| | | 1c. | Election of Director: L. Dugle | Management | | For | | For | |
| | | 1d. | Election of Director: A. Fawcett | Management | | For | | For | |
| | | 1e. | Election of Director: W. Freda | Management | | For | | For | |
| | | 1f. | Election of Director: L. Hill | Management | | For | | For | |
| | | 1g. | Election of Director: J. Hooley | Management | | For | | For | |
| | | 1h. | Election of Director: S. Mathew | Management | | For | | For | |
| | | 1i. | Election of Director: W. Meaney | Management | | For | | For | |
| | | 1j. | Election of Director: S. O'Sullivan | Management | | For | | For | |
| | | 1k. | Election of Director: R. Sergel | Management | | For | | For | |
| | | 1l. | Election of Director: G. Summe | Management | | For | | For | |
| | | 2. | To approve an advisory proposal on executive
compensation. | Management | | For | | For | |
| | | 3. | To amend the Articles of Organization to implement a
majority voting standard for specified corporate actions. | Management | | For | | For | |
| | | 4. | To ratify the selection of Ernst & Young LLP as State
Street's independent registered public accounting firm for
the year ending December 31, 2018. | Management | | For | | For | |
| | | LEAR CORPORATION | |
| | | Security | 521865204 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LEA | | | | | | Meeting Date | 17-May-2018 |
| | | ISIN | US5218652049 | | | | | | Agenda | 934758446 - Management |
| | | Record Date | 22-Mar-2018 | | | | | | Holding Recon Date | 22-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1A. | Election of Director: Richard H. Bott | Management | | For | | For | |
| | | 1B. | Election of Director: Thomas P. Capo | Management | | For | | For | |
| | | 1C. | Election of Director: Jonathan F. Foster | Management | | For | | For | |
| | | 1D. | Election of Director: Mary Lou Jepsen | Management | | For | | For | |
| | | 1E. | Election of Director: Kathleen A. Ligocki | Management | | For | | For | |
| | | 1F. | Election of Director: Conrad L. Mallett, Jr. | Management | | For | | For | |
| | | 1G. | Election of Director: Raymond E. Scott | Management | | For | | For | |
| | | 1H. | Election of Director: Gregory C. Smith | Management | | For | | For | |
| | | 1I. | Election of Director: Henry D.G. Wallace | Management | | For | | For | |
| | | 2. | Ratification of the retention of Ernst & Young LLP as
independent registered public accounting firm for 2018. | Management | | For | | For | |
| | | 3. | Advisory vote to approve Lear Corporation's executive
compensation. | Management | | For | | For | |
| | | THE HOME DEPOT, INC. | |
| | | Security | 437076102 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | HD | | | | | | Meeting Date | 17-May-2018 |
| | | ISIN | US4370761029 | | | | | | Agenda | 934760136 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Gerard J. Arpey | Management | | For | | For | |
| | | 1b. | Election of Director: Ari Bousbib | Management | | For | | For | |
| | | 1c. | Election of Director: Jeffery H. Boyd | Management | | For | | For | |
| | | 1d. | Election of Director: Gregory D. Brenneman | Management | | For | | For | |
| | | 1e. | Election of Director: J. Frank Brown | Management | | For | | For | |
| | | 1f. | Election of Director: Albert P. Carey | Management | | For | | For | |
| | | 1g. | Election of Director: Armando Codina | Management | | For | | For | |
| | | 1h. | Election of Director: Helena B. Foulkes | Management | | For | | For | |
| | | 1i. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | | 1j. | Election of Director: Wayne M. Hewett | Management | | For | | For | |
| | | 1k. | Election of Director: Stephanie C. Linnartz | Management | | For | | For | |
| | | 1l. | Election of Director: Craig A. Menear | Management | | For | | For | |
| | | 1m. | Election of Director: Mark Vadon | Management | | For | | For | |
| | | 2. | Ratification of the Appointment of KPMG LLP | Management | | For | | For | |
| | | 3. | Advisory Vote to Approve Executive Compensation
("Say-on-Pay") | Management | | For | | For | |
| | | 4. | Shareholder Proposal Regarding Semi-Annual Report on
Political Contributions | Shareholder | | Against | | For | |
| | | 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | | For | | Against | |
| | | 6. | Shareholder Proposal to Reduce the Threshold to Call
Special Shareholder Meetings to 10% of Outstanding
Shares | Shareholder | | For | | Against | |
| | | 7. | Shareholder Proposal Regarding Amendment of
Compensation Clawback Policy | Shareholder | | For | | Against | |
| | | INTEL CORPORATION | |
| | | Security | 458140100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | INTC | | | | | | Meeting Date | 17-May-2018 |
| | | ISIN | US4581401001 | | | | | | Agenda | 934763613 - Management |
| | | Record Date | 19-Mar-2018 | | | | | | Holding Recon Date | 19-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Aneel Bhusri | Management | | For | | For | |
| | | 1b. | Election of Director: Andy D. Bryant | Management | | For | | For | |
| | | 1c. | Election of Director: Reed E. Hundt | Management | | For | | For | |
| | | 1d. | Election of Director: Omar Ishrak | Management | | For | | For | |
| | | 1e. | Election of Director: Brian M. Krzanich | Management | | For | | For | |
| | | 1f. | Election of Director: Risa Lavizzo-Mourey | Management | | For | | For | |
| | | 1g. | Election of Director: Tsu-Jae King Liu | Management | | For | | For | |
| | | 1h. | Election of Director: Gregory D. Smith | Management | | For | | For | |
| | | 1i. | Election of Director: Andrew M. Wilson | Management | | For | | For | |
| | | 1j. | Election of Director: Frank D. Yeary | Management | | For | | For | |
| | | 2. | Ratification of selection of Ernst & Young LLP as our
independent registered public accounting firm for 2018 | Management | | For | | For | |
| | | 3. | Advisory vote to approve executive compensation | Management | | For | | For | |
| | | 4. | Stockholder proposal on whether to allow stockholders to
act by written consent, if properly presented | Shareholder | | For | | Against | |
| | | 5. | Stockholder proposal on whether the chairman of the
board should be an independent director, if properly
presented | Shareholder | | Against | | For | |
| | | 6. | Stockholder proposal requesting a political contributions
cost-benefit analysis report, if properly presented | Shareholder | | Against | | For | |
| | | WYNDHAM WORLDWIDE CORPORATION | |
| | | Security | 98310W108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | WYN | | | | | | Meeting Date | 17-May-2018 |
| | | ISIN | US98310W1080 | | | | | | Agenda | 934769398 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Myra J. Biblowit | | | | For | | For | |
| | | | | 2 | Louise F. Brady | | | | For | | For | |
| | | | | 3 | James E. Buckman | | | | For | | For | |
| | | | | 4 | George Herrera | | | | For | | For | |
| | | | | 5 | Stephen P. Holmes | | | | For | | For | |
| | | | | 6 | Brian M. Mulroney | | | | For | | For | |
| | | | | 7 | Pauline D.E. Richards | | | | For | | For | |
| | | | | 8 | Michael H. Wargotz | | | | For | | For | |
| | | 2. | To vote on an advisory resolution to approve executive
compensation | Management | | Against | | Against | |
| | | 3. | To vote on a proposal to ratify the appointment of Deloitte
& Touche LLP to serve as our independent registered
public accounting firm for fiscal year 2018 | Management | | For | | For | |
| | | 4. | To vote on a proposal to approve the amendment and
restatement of the Wyndham Worldwide 2006 Equity and
Incentive Plan | Management | | For | | For | |
| | | 5. | To vote on a shareholder proposal regarding political
contributions disclosure if properly presented at the
meeting | Shareholder | | Against | | For | |
| | | CARTER'S INC. | |
| | | Security | 146229109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CRI | | | | | | Meeting Date | 17-May-2018 |
| | | ISIN | US1462291097 | | | | | | Agenda | 934783110 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 16-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Amy Woods Brinkley | Management | | For | | For | |
| | | 1b. | Election of Director: Giuseppina Buonfantino | Management | | For | | For | |
| | | 1c. | Election of Director: Michael D. Casey | Management | | For | | For | |
| | | 1d. | Election of Director: Vanessa J. Castagna | Management | | For | | For | |
| | | 1e. | Election of Director: A. Bruce Cleverly | Management | | For | | For | |
| | | 1f. | Election of Director: Jevin S. Eagle | Management | | For | | For | |
| | | 1g. | Election of Director: Mark P. Hipp | Management | | For | | For | |
| | | 1h. | Election of Director: William J. Montgoris | Management | | For | | For | |
| | | 1i. | Election of Director: David Pulver | Management | | For | | For | |
| | | 1j. | Election of Director: Thomas E. Whiddon | Management | | For | | For | |
| | | 2. | Advisory approval of executive compensation. | Management | | For | | For | |
| | | 3. | Approval of the Company's Amended and Restated
Equity Incentive Plan. | Management | | For | | For | |
| | | 4. | Ratification of the appointment of
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for fiscal
2018. | Management | | For | | For | |
| | | AETNA INC. | |
| | | Security | 00817Y108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AET | | | | | | Meeting Date | 18-May-2018 |
| | | ISIN | US00817Y1082 | | | | | | Agenda | 934766924 - Management |
| | | Record Date | 16-Mar-2018 | | | | | | Holding Recon Date | 16-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 17-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Fernando Aguirre | Management | | For | | For | |
| | | 1b. | Election of Director: Mark T. Bertolini | Management | | For | | For | |
| | | 1c. | Election of Director: Frank M. Clark | Management | | For | | For | |
| | | 1d. | Election of Director: Molly J. Coye, M.D. | Management | | For | | For | |
| | | 1e. | Election of Director: Roger N. Farah | Management | | For | | For | |
| | | 1f. | Election of Director: Jeffrey E. Garten | Management | | For | | For | |
| | | 1g. | Election of Director: Ellen M. Hancock | Management | | For | | For | |
| | | 1h. | Election of Director: Richard J. Harrington | Management | | For | | For | |
| | | 1i. | Election of Director: Edward J. Ludwig | Management | | For | | For | |
| | | 1j. | Election of Director: Olympia J. Snowe | Management | | For | | For | |
| | | 2. | Company Proposal - Approval of the Appointment of the
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | |
| | | 3. | Company Proposal - Approval of the Company's
Executive Compensation on a Non-Binding Advisory
Basis | Management | | Against | | Against | |
| | | 4A. | Shareholder Proposal - Annual Report on Direct and
Indirect Lobbying | Shareholder | | Against | | For | |
| | | 4B. | Shareholder Proposal - Special Shareholder Meeting
Vote Threshold | Shareholder | | Against | | For | |
| | | AMGEN INC. | |
| | | Security | 031162100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | AMGN | | | | | | Meeting Date | 22-May-2018 |
| | | ISIN | US0311621009 | | | | | | Agenda | 934775101 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Dr. Wanda M. Austin | Management | | For | | For | |
| | | 1b. | Election of Director: Mr. Robert A. Bradway | Management | | For | | For | |
| | | 1c. | Election of Director: Dr. Brian J. Druker | Management | | For | | For | |
| | | 1d. | Election of Director: Mr. Robert A. Eckert | Management | | For | | For | |
| | | 1e. | Election of Director: Mr. Greg C. Garland | Management | | For | | For | |
| | | 1f. | Election of Director: Mr. Fred Hassan | Management | | For | | For | |
| | | 1g. | Election of Director: Dr. Rebecca M. Henderson | Management | | For | | For | |
| | | 1h. | Election of Director: Mr. Frank C. Herringer | Management | | For | | For | |
| | | 1i. | Election of Director: Mr. Charles M. Holley, Jr. | Management | | For | | For | |
| | | 1j. | Election of Director: Dr. Tyler Jacks | Management | | For | | For | |
| | | 1k. | Election of Director: Ms. Ellen J. Kullman | Management | | For | | For | |
| | | 1l. | Election of Director: Dr. Ronald D. Sugar | Management | | For | | For | |
| | | 1m. | Election of Director: Dr. R. Sanders Williams | Management | | For | | For | |
| | | 2. | Advisory vote to approve our executive compensation. | Management | | For | | For | |
| | | 3. | To ratify the selection of Ernst & Young LLP as our
independent registered public accountants for the fiscal
year ending December 31, 2018. | Management | | For | | For | |
| | | 4. | Stockholder proposal for an annual report on the extent
to which risks related to public concern over drug pricing
strategies are integrated into our executive incentive
compensation. | Shareholder | | Against | | For | |
| | | GAP INC. | |
| | | Security | 364760108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | GPS | | | | | | Meeting Date | 22-May-2018 |
| | | ISIN | US3647601083 | | | | | | Agenda | 934775480 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Robert J. Fisher | Management | | For | | For | |
| | | 1b. | Election of Director: William S. Fisher | Management | | For | | For | |
| | | 1c. | Election of Director: Tracy Gardner | Management | | For | | For | |
| | | 1d. | Election of Director: Brian Goldner | Management | | For | | For | |
| | | 1e. | Election of Director: Isabella D. Goren | Management | | For | | For | |
| | | 1f. | Election of Director: Bob L. Martin | Management | | For | | For | |
| | | 1g. | Election of Director: Jorge P. Montoya | Management | | For | | For | |
| | | 1h. | Election of Director: Chris O'Neill | Management | | For | | For | |
| | | 1i. | Election of Director: Arthur Peck | Management | | For | | For | |
| | | 1j. | Election of Director: Mayo A. Shattuck III | Management | | For | | For | |
| | | 2. | Ratification of the selection of Deloitte & Touche LLP as
our independent registered public accounting firm for the
fiscal year ending on February 2, 2019. | Management | | For | | For | |
| | | 3. | Approval, on an advisory basis, of the overall
compensation of the named executive officers. | Management | | For | | For | |
| | | OMNICOM GROUP INC. | |
| | | Security | 681919106 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | OMC | | | | | | Meeting Date | 22-May-2018 |
| | | ISIN | US6819191064 | | | | | | Agenda | 934785227 - Management |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 21-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: John D. Wren | Management | | For | | For | |
| | | 1b. | Election of Director: Alan R. Batkin | Management | | For | | For | |
| | | 1c. | Election of Director: Mary C. Choksi | Management | | For | | For | |
| | | 1d. | Election of Director: Robert Charles Clark | Management | | For | | For | |
| | | 1e. | Election of Director: Leonard S. Coleman, Jr. | Management | | For | | For | |
| | | 1f. | Election of Director: Susan S. Denison | Management | | For | | For | |
| | | 1g. | Election of Director: Ronnie S. Hawkins | Management | | For | | For | |
| | | 1h. | Election of Director: Deborah J. Kissire | Management | | For | | For | |
| | | 1i. | Election of Director: Gracia C. Martore | Management | | For | | For | |
| | | 1j. | Election of Director: Linda Johnson Rice | Management | | For | | For | |
| | | 1k.�� | Election of Director: Valerie M. Williams | Management | | For | | For | |
| | | 2. | Advisory resolution to approve executive compensation. | Management | | For | | For | |
| | | 3. | Ratification of the appointment of KPMG LLP as the
Company's independent auditors for the 2018 fiscal year. | Management | | For | | For | |
| | | 4. | Shareholder proposal regarding the ownership threshold
for calling special shareholder meetings. | Shareholder | | For | | Against | |
| | | CDW CORP | |
| | | Security | 12514G108 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | CDW | | | | | | Meeting Date | 23-May-2018 |
| | | ISIN | US12514G1085 | | | | | | Agenda | 934764665 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 22-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Virginia C. Addicott | Management | | For | | For | |
| | | 1b. | Election of Director: James A. Bell | Management | | For | | For | |
| | | 1c. | Election of Director: Benjamin D. Chereskin | Management | | For | | For | |
| | | 1d. | Election of Director: Paul J. Finnegan | Management | | For | | For | |
| | | 2. | To approve, on an advisory basis, named executive
officer compensation. | Management | | For | | For | |
| | | 3. | To approve a management proposal regarding
amendment of the Company's certificate of incorporation
to provide for the annual election of directors. | Management | | For | | For | |
| | | 4. | To ratify the selection of Ernst & Young LLP as the
Company's independent registered public accounting firm
for the year ending December 31, 2018. | Management | | For | | For | |
| | | MCDONALD'S CORPORATION | |
| | | Security | 580135101 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | MCD | | | | | | Meeting Date | 24-May-2018 |
| | | ISIN | US5801351017 | | | | | | Agenda | 934776963 - Management |
| | | Record Date | 26-Mar-2018 | | | | | | Holding Recon Date | 26-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 23-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Lloyd Dean | Management | | For | | For | |
| | | 1b. | Election of Director: Stephen Easterbrook | Management | | For | | For | |
| | | 1c. | Election of Director: Robert Eckert | Management | | For | | For | |
| | | 1d. | Election of Director: Margaret Georgiadis | Management | | For | | For | |
| | | 1e. | Election of Director: Enrique Hernandez, Jr. | Management | | For | | For | |
| | | 1f. | Election of Director: Jeanne Jackson | Management | | For | | For | |
| | | 1g. | Election of Director: Richard Lenny | Management | | For | | For | |
| | | 1h. | Election of Director: John Mulligan | Management | | For | | For | |
| | | 1i. | Election of Director: Sheila Penrose | Management | | For | | For | |
| | | 1j. | Election of Director: John Rogers, Jr. | Management | | For | | For | |
| | | 1k. | Election of Director: Miles White | Management | | For | | For | |
| | | 2. | Advisory vote to approve executive compensation. | Management | | For | | For | |
| | | 3. | Advisory vote to approve the appointment of Ernst &
Young LLP as independent auditor for 2018. | Management | | For | | For | |
| | | 4. | Advisory vote on a shareholder proposal requesting the
ability for shareholders to act by written consent, if
properly presented. | Shareholder | | For | | Against | |
| | | 5. | Advisory vote on a shareholder proposal requesting a
report on plastic straws, if properly presented. | Shareholder | | Against | | For | |
| | | 6. | Advisory vote on a shareholder proposal requesting a
report on charitable contributions, if properly presented. | Shareholder | | Against | | For | |
| | | WILLIAMS-SONOMA, INC. | |
| | | Security | 969904101 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | WSM | | | | | | Meeting Date | 30-May-2018 |
| | | ISIN | US9699041011 | | | | | | Agenda | 934786368 - Management |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 29-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1.1 | Election of Director: Laura Alber | Management | | For | | For | |
| | | 1.2 | Election of Director: Adrian Bellamy | Management | | For | | For | |
| | | 1.3 | Election of Director: Anthony Greener | Management | | For | | For | |
| | | 1.4 | Election of Director: Robert Lord | Management | | For | | For | |
| | | 1.5 | Election of Director: Grace Puma | Management | | For | | For | |
| | | 1.6 | Election of Director: Christiana Smith Shi | Management | | For | | For | |
| | | 1.7 | Election of Director: Sabrina Simmons | Management | | For | | For | |
| | | 1.8 | Election of Director: Jerry Stritzke | Management | | For | | For | |
| | | 1.9 | Election of Director: Frits van Paasschen | Management | | For | | For | |
| | | 2. | The amendment and restatement of the Williams-
Sonoma, Inc. 2001 Long-Term Incentive Plan | Management | | For | | For | |
| | | 3. | An advisory vote to approve executive compensation | Management | | Against | | Against | |
| | | 4. | Ratification of the selection of Deloitte & Touche LLP as
our independent registered public accounting firm for the
fiscal year ending February 3, 2019 | Management | | For | | For | |
| | | BIG LOTS, INC. | |
| | | Security | 089302103 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | BIG | | | | | | Meeting Date | 31-May-2018 |
| | | ISIN | US0893021032 | | | | | | Agenda | 934795230 - Management |
| | | Record Date | 02-Apr-2018 | | | | | | Holding Recon Date | 02-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 30-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Jeffrey P. Berger | | | | For | | For | |
| | | | | 2 | James R. Chambers | | | | For | | For | |
| | | | | 3 | Marla C. Gottschalk | | | | For | | For | |
| | | | | 4 | Cynthia T. Jamison | | | | For | | For | |
| | | | | 5 | Philip E. Mallott | | | | For | | For | |
| | | | | 6 | Nancy A. Reardon | | | | For | | For | |
| | | | | 7 | Wendy L. Schoppert | | | | For | | For | |
| | | | | 8 | Russell E. Solt | | | | For | | For | |
| | | 2. | approval of the compensation of Big Lots' named
executive officers, as disclosed in the Proxy Statement
pursuant to Item 402 of Regulation S-K, including the
Compensation Discussion and Analysis, compensation
tables and narrative discussion accompanying the tables. | Management | | For | | For | |
| | | 3. | ratification of the appointment of Deloitte & Touche LLP
as Big Lots' independent registered public accounting
firm for the 2018 fiscal year. | Management | | For | | For | |
| | | LOWE'S COMPANIES, INC. | |
| | | Security | 548661107 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LOW | | | | | | Meeting Date | 01-Jun-2018 |
| | | ISIN | US5486611073 | | | | | | Agenda | 934787245 - Management |
| | | Record Date | 23-Mar-2018 | | | | | | Holding Recon Date | 23-Mar-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | DIRECTOR | Management | | | | | |
| | | | | 1 | Raul Alvarez | | | | For | | For | |
| | | | | 2 | David H. Batchelder | | | | For | | For | |
| | | | | 3 | Angela F. Braly | | | | For | | For | |
| | | | | 4 | Sandra B. Cochran | | | | For | | For | |
| | | | | 5 | Laurie Z. Douglas | | | | For | | For | |
| | | | | 6 | Richard W. Dreiling | | | | For | | For | |
| | | | | 7 | Marshall O. Larsen | | | | For | | For | |
| | | | | 8 | James H. Morgan | | | | For | | For | |
| | | | | 9 | Robert A. Niblock | | | | For | | For | |
| | | | | 10 | Brian C. Rogers | | | | For | | For | |
| | | | | 11 | Bertram L. Scott | | | | For | | For | |
| | | | | 12 | Lisa W. Wardell | | | | For | | For | |
| | | | | 13 | Eric C. Wiseman | | | | For | | For | |
| | | 2. | Advisory vote to approve Lowe's named executive officer
compensation in fiscal 2017. | Management | | For | | For | |
| | | 3. | Ratification of the appointment of Deloitte & Touche LLP
as Lowe's independent registered public accounting firm
for fiscal 2018. | Management | | For | | For | |
| | | 4. | Shareholder proposal to reduce the threshold to call
special shareholder meetings to 10% of outstanding
shares. | Shareholder | | For | | Against | |
| | | LYONDELLBASELL INDUSTRIES N.V. | |
| | | Security | N53745100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LYB | | | | | | Meeting Date | 01-Jun-2018 |
| | | ISIN | NL0009434992 | | | | | | Agenda | 934787928 - Management |
| | | Record Date | 04-Apr-2018 | | | | | | Holding Recon Date | 04-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | Adoption of the Proposed Amendments to our Articles of
Association | Management | | For | | For | |
| | | 2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board
only) | Management | | For | | For | |
| | | 2b. | Election of Director: Robert Gwin | Management | | For | | For | |
| | | 2c. | Election of Director: Jacques Aigrain | Management | | For | | For | |
| | | 2d. | Election of Director: Lincoln Benet | Management | | For | | For | |
| | | 2e. | Election of Director: Jagjeet Bindra | Management | | For | | For | |
| | | 2f. | Election of Director: Robin Buchanan | Management | | For | | For | |
| | | 2g. | Election of Director: Stephen Cooper | Management | | For | | For | |
| | | 2h. | Election of Director: Nance Dicciani | Management | | For | | For | |
| | | 2i. | Election of Director: Claire Farley | Management | | For | | For | |
| | | 2j. | Election of Director: Isabella Goren | Management | | For | | For | |
| | | 2k. | Election of Director: Bruce Smith | Management | | For | | For | |
| | | 2l. | Election of Director: Rudy van der Meer | Management | | For | | For | |
| | | 3a. | Election of director to our Management Board: Bhavesh
(Bob) Patel | Management | | For | | For | |
| | | 3b. | Election of director to our Management Board: Thomas
Aebischer | Management | | For | | For | |
| | | 3c. | Election of director to our Management Board: Daniel
Coombs | Management | | For | | For | |
| | | 3d. | Election of director to our Management Board: Jeffrey
Kaplan | Management | | For | | For | |
| | | 3e. | Election of director to our Management Board: James
Guilfoyle | Management | | For | | For | |
| | | 4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | | For | | For | |
| | | 5. | Discharge from Liability of Members of the Management
Board | Management | | For | | For | |
| | | 6. | Discharge from Liability of Members of the Supervisory
Board | Management | | For | | For | |
| | | 7. | Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor for our 2018 Dutch Statutory Annual
Accounts | Management | | For | | For | |
| | | 8. | Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | |
| | | 9. | Ratification and Approval of Dividends in Respect of the
2017 Dutch Statutory Annual Accounts | Management | | For | | For | |
| | | 10. | Advisory (Non-Binding) Vote Approving Executive
Compensation | Management | | For | | For | |
| | | 11. | Authorization to Conduct Share Repurchases | Management | | For | | For | |
| | | 12. | Authorization of the Cancellation of Shares | Management | | For | | For | |
| | | 13. | Amendment and Extension of Employee Stock Purchase
Plan | Management | | For | | For | |
| | | LYONDELLBASELL INDUSTRIES N.V. | |
| | | Security | N53745100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | LYB | | | | | | Meeting Date | 01-Jun-2018 |
| | | ISIN | NL0009434992 | | | | | | Agenda | 934825805 - Management |
| | | Record Date | 04-May-2018 | | | | | | Holding Recon Date | 04-May-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 31-May-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1. | Adoption of the Proposed Amendments to our Articles of
Association | Management | | For | | For | |
| | | 2a. | Election of Director: Bhavesh (Bob) Patel (unitary Board
only) | Management | | For | | For | |
| | | 2b. | Election of Director: Robert Gwin | Management | | For | | For | |
| | | 2c. | Election of Director: Jacques Aigrain | Management | | For | | For | |
| | | 2d. | Election of Director: Lincoln Benet | Management | | For | | For | |
| | | 2e. | Election of Director: Jagjeet Bindra | Management | | For | | For | |
| | | 2f. | Election of Director: Robin Buchanan | Management | | For | | For | |
| | | 2g. | Election of Director: Stephen Cooper | Management | | For | | For | |
| | | 2h. | Election of Director: Nance Dicciani | Management | | For | | For | |
| | | 2i. | Election of Director: Claire Farley | Management | | For | | For | |
| | | 2j. | Election of Director: Isabella Goren | Management | | For | | For | |
| | | 2k. | Election of Director: Bruce Smith | Management | | For | | For | |
| | | 2l. | Election of Director: Rudy van der Meer | Management | | For | | For | |
| | | 3a. | Election of director to our Management Board: Bhavesh
(Bob) Patel | Management | | For | | For | |
| | | 3b. | Election of director to our Management Board: Thomas
Aebischer | Management | | For | | For | |
| | | 3c. | Election of director to our Management Board: Daniel
Coombs | Management | | For | | For | |
| | | 3d. | Election of director to our Management Board: Jeffrey
Kaplan | Management | | For | | For | |
| | | 3e. | Election of director to our Management Board: James
Guilfoyle | Management | | For | | For | |
| | | 4. | Adoption of Dutch Statutory Annual Accounts for 2017 | Management | | For | | For | |
| | | 5. | Discharge from Liability of Members of the Management
Board | Management | | For | | For | |
| | | 6. | Discharge from Liability of Members of the Supervisory
Board | Management | | For | | For | |
| | | 7. | Appointment of PricewaterhouseCoopers Accountants
N.V. as the Auditor for our 2018 Dutch Statutory Annual
Accounts | Management | | For | | For | |
| | | 8. | Ratification of PricewaterhouseCoopers LLP as our
Independent Registered Public Accounting Firm for 2018 | Management | | For | | For | |
| | | 9. | Ratification and Approval of Dividends in Respect of the
2017 Dutch Statutory Annual Accounts | Management | | For | | For | |
| | | 10. | Advisory (Non-Binding) Vote Approving Executive
Compensation | Management | | For | | For | |
| | | 11. | Authorization to Conduct Share Repurchases | Management | | For | | For | |
| | | 12. | Authorization of the Cancellation of Shares | Management | | For | | For | |
| | | 13. | Amendment and Extension of Employee Stock Purchase
Plan | Management | | For | | For | |
| | | GENERAL MOTORS COMPANY | |
| | | Security | 37045V100 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | GM | | | | | | Meeting Date | 12-Jun-2018 |
| | | ISIN | US37045V1008 | | | | | | Agenda | 934798577 - Management |
| | | Record Date | 16-Apr-2018 | | | | | | Holding Recon Date | 16-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 11-Jun-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1a. | Election of Director: Mary T. Barra | Management | | For | | For | |
| | | 1b. | Election of Director: Linda R. Gooden | Management | | For | | For | |
| | | 1c. | Election of Director: Joseph Jimenez | Management | | For | | For | |
| | | 1d. | Election of Director: Jane L. Mendillo | Management | | For | | For | |
| | | 1e. | Election of Director: Michael G. Mullen | Management | | For | | For | |
| | | 1f. | Election of Director: James J. Mulva | Management | | For | | For | |
| | | 1g. | Election of Director: Patricia F. Russo | Management | | For | | For | |
| | | 1h. | Election of Director: Thomas M. Schoewe | Management | | For | | For | |
| | | 1i. | Election of Director: Theodore M. Solso | Management | | For | | For | |
| | | 1j. | Election of Director: Carol M. Stephenson | Management | | For | | For | |
| | | 1k. | Election of Director: Devin N. Wenig | Management | | For | | For | |
| | | 2. | Approval of, on an Advisory Basis, Named Executive
Officer Compensation | Management | | For | | For | |
| | | 3. | Ratification of the Selection of Ernst & Young LLP as
GM's Independent Registered Public Accounting Firm for
2018 | Management | | For | | For | |
| | | 4. | Shareholder Proposal Regarding Independent Board
Chairman | Shareholder | | Against | | For | |
| | | 5. | Shareholder Proposal Regarding Shareholder Right to
Act by Written Consent | Shareholder | | For | | Against | |
| | | 6. | Shareholder Proposal Regarding Report on Greenhouse
Gas Emissions and CAFE Standards | Shareholder | | Against | | For | |
| | | BRIGHTSPHERE INVESTMENT GROUP PLC | |
| | | Security | G1644T109 | | | | | | Meeting Type | Annual |
| | | Ticker Symbol | BSIG | | | | | | Meeting Date | 19-Jun-2018 |
| | | ISIN | GB00BQVC8B38 | | | | | | Agenda | 934815424 - Management |
| | | Record Date | 23-Apr-2018 | | | | | | Holding Recon Date | 23-Apr-2018 |
| | | City / | Country | | | / | United
States | | | | | Vote Deadline Date | 18-Jun-2018 |
| | | SEDOL(s) | | | | | Quick Code | |
| | | Item | Proposal | | Proposed
by | | Vote | For/Against
Management | |
| | | 1.1 | Election of Director: Stephen H. Belgrad | Management | | Against | | Against | |
| | | 1.2 | Election of Director: Robert J. Chersi | Management | | For | | For | |
| | | 1.3 | Election of Director: Suren S. Rana | Management | | Against | | Against | |
| | | 1.4 | Election of Director: James J. Ritchie | Management | | For | | For | |
| | | 1.5 | Election of Director: Barbara Trebbi | Management | | For | | For | |
| | | 1.6 | Election of Director: Guang Yang | Management | | Against | | Against | |
| | | 2. | Ratification of the appointment of KPMG LLP as
BrightSphere's independent registered public accounting
firm. | Management | | For | | For | |
| | | 3. | Appointment of KPMG LLP as BrightSphere's U.K.
statutory auditor under the Companies Act 2006. | Management | | For | | For | |
| | | 4. | Authorization of BrightSphere's Board of Directors to
determine the remuneration of KPMG LLP. | Management | | For | | For | |
| | | 5. | Advisory vote to approve executive compensation. | Management | | Against | | Against | |
| | | 6. | Advisory vote to approve the Directors' Remuneration
Report. | Management | | Against | | Against | |
| | | 7. | Approval of the form of Amendment to the share
repurchase contract and repurchase authorization. | Management | | For | | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
