The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001528338 |
| ||||||||||||||
Name of Issuer | |||||||||||||||
Judobaby Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
CALIFORNIA | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
Judobaby Inc. | |||
Street Address 1 | Street Address 2 | ||
955 CHARTER STREET, SUITE E | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
REDWOOD CITY | CALIFORNIA | 94063 | 650-368-3499 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Mueller | Dan | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | X | Executive Officer | X | Director | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Mueller | Alan | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | X | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Mueller | Vicci | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | X | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Justus | Vern | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Gardner | William | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
---|---|---|
Pedersen | Stephen | |
Street Address 1 | Street Address 2 | |
955 Charter Street, Suite E | ||
City | State/Province/Country | ZIP/PostalCode |
Redwood City | CALIFORNIA | 94063 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
Rule 504(b)(1) (not (i), (ii) or (iii)) | Rule 505 | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(i) | X | Rule 506 | ||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(ii) | Securities Act Section 4(5) | |||||||||||||||||||||||||||||||||||
Rule 504 (b)(1)(iii) | Investment Company Act Section 3(c) | |||||||||||||||||||||||||||||||||||
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7. Type of Filing
X | New Notice | Date of First Sale | 2010-03-23 | First Sale Yet to Occur | |||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
| ||||||
Marc Senteney | None | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2222 Saint Claire Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Santa Clara | CALIFORNIA | 95054 | |||||
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Recipient |
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Sandy Kay | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
751 Laurel Street #841 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Kay Kearney | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
132 Windsor Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Carol L. Bria | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1801 Howard Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Xiuqin Hou and Ruizhong Wu | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
738 Calico Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Sunnyvale | CALIFORNIA | 94086 | |||||
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Recipient |
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Richard L. Alves | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1141 Bacchini Lane | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Brentwood | CALIFORNIA | 94513 | |||||
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Recipient |
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Edward T. and Barbara B. Strickland | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
151 Purcell Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Alameda | CALIFORNIA | 94502 | |||||
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Recipient |
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The Del Bono Family Trust | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1023 Inverness Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Jeffrey Chen | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
40 Crestline Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Daly City | CALIFORNIA | 94015 | |||||
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Recipient |
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Winnie M. Lau | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
8100 Oceanview Terrace #415 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Francisco | CALIFORNIA | 94132 | |||||
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Recipient |
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Mark S. & Patricia T. Rockwell | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1848 Howard Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Doug Schneider | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
P. O. Box 719 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Canyon | TEXAS | 79015 | |||||
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Recipient |
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Craig A. & Susan E. Norris | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
952 Montgomery Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Gail Gorski | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5 Tiara Court | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Burlingame | CALIFORNIA | 94010 | |||||
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Recipient |
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John and Janine Campo | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1712 Howard Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Fred R. and Janet M. Brinkop | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
876 Durlston Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Redwood City | CALIFORNIA | 94062 | |||||
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Recipient |
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Fredy M. Joudieh | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
740 Laurel Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Carlos | CALIFORNIA | 94070 | |||||
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Recipient |
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Pierre & Elisabeth Buljan | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1412 Chapin Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Burlingame | CALIFORNIA | 94010 | |||||
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Recipient |
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Max Lo | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1020 Bromfield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hillsborough | CALIFORNIA | 94010 | |||||
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Recipient |
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Justin Lo | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1020 Bromfield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hillsborough | CALIFORNIA | 94010 | |||||
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Recipient |
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Philip H. and Kathleen A. Shecter | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
536 Shorebird Circle #5102 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Redwood City | CALIFORNIA | 94065 | |||||
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Recipient |
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Raymond Hsieh | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1305 Garthwick Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Altos | CALIFORNIA | 94024 | |||||
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Recipient |
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Justin Lo & Julie T. Chen | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1020 Bromfield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hillsborough | CALIFORNIA | 94010 | |||||
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Recipient |
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Howard & Erika Sutkin | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
P. O. Box 320074 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Gatos | CALIFORNIA | 95032 | |||||
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Recipient |
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Hector Cervantes | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
15246 Via Comita | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Monte Sereno | CALIFORNIA | 95030 | |||||
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Recipient |
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Sherman N. Tran, Trustee | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
P. O. Box 112538 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Campbell | CALIFORNIA | 95011 | |||||
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Recipient |
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Art Reid | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4242 Talle Way | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dublin | CALIFORNIA | 94568 | |||||
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Recipient |
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Jeff & Sandy Juri | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
35652 Dante Place | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fremont | CALIFORNIA | 94536 | |||||
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Recipient |
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Paul D. & Marilyn J. Flores | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
922 Blandford Boulevard | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Redwood City | CALIFORNIA | 94062 | |||||
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Recipient |
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Rudolph Alfinito | None | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
25870 Westwind Way | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Altos Hills | CALIFORNIA | 94022 | |||||
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Recipient |
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Haumea Hanakahi | None | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2202 Edgewood Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Palomar Park | CALIFORNIA | 94062 | |||||
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Recipient |
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Chek Tan | None | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1200 California Street #19B | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Francisco | CALIFORNIA | 94109 | |||||
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Recipient |
| ||||||
Brian Deprimio | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2142 Century Park Lande #105 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Los Angeles | CALIFORNIA | 90067 | |||||
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| ||||||
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Recipient |
| ||||||
Craig Meathe | None | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2578 Windmill View Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
El Cajon | CALIFORNIA | 92020 | |||||
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Recipient |
| ||||||
Christopher & Melissa Wisdom | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12817 Pinefield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Poway | CALIFORNIA | 92064 | |||||
|
| ||||||
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Recipient |
| ||||||
Warren Teng & Vi Lu | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
777 Luz Del Sol Loop | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Milpitas | CALIFORNIA | 95035 | |||||
|
| ||||||
|
Recipient |
| ||||||
Timothy & Mindy Wei | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
55 Del Monte Drive | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hillsborough | CALIFORNIA | 94010 | |||||
|
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Recipient |
| ||||||
Matt E. Alioto | None | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
110 De Sabla Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Hillsborough | CALIFORNIA | 94010 | |||||
|
| ||||||
|
13. Offering and Sales Amounts
Total Offering Amount | $3,142,406 | USD |
| |||
Total Amount Sold | $3,142,406 | USD | ||||
Total Remaining to be Sold | $0 | USD |
|
Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
|
15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
| ||
Finders' Fees | $115,000 | USD |
|
Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$157,120 | USD |
|
Clarification of Response (if Necessary):
Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
|
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
---|---|---|---|---|
Judobaby Inc. | Daniel Mueller | Daniel Mueller | President | 2011-08-25 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.