Rotella Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M Co	CMN	88579Y101	624	4,600	SH		SOLE		0	0	4,600
Abraxas Petroleum Corp	CMN	003830106	57	14,501	SH		DFND		14,501	0	0
ACCO Brands Corp	CMN	00081T108	120	19,400	SH		DFND		19,400	0	0
Acura Pharmaceuticals Inc	CMN	00509L703	23	15,976	SH		DFND		15,976	0	0
Advantage Oil & Gas Ltd	CMN	00765F101	259	52,459	SH		DFND		52,459	0	0
Agenus Inc	CMN	00847G705	83	26,032	SH		DFND		26,032	0	0
Alexco Resource Corp	CMN	01535P106	19	12,800	SH		DFND		12,800	0	0
Alexza Pharmaceuticals Inc	CMN	015384209	59	13,337	SH		DFND		13,337	0	0
Alliance One International Inc	CMN	018772103	118	40,318	SH		DFND		40,318	0	0
Almaden Minerals Ltd	CMN	020283107	22	15,668	SH		DFND		15,668	0	0
Alpha PRO Tech Ltd	CMN	020772109	37	16,439	SH		DFND		16,439	0	0
Alphatec Holdings Inc	CMN	02081G102	28	18,656	SH		DFND		18,656	0	0
American Express Co	CMN	025816109	297	3,300	SH		SOLE		0	0	3,300
American Superconductor Corp	CMN	030111108	59	36,942	SH		DFND		36,942	0	0
Anthera Pharmaceuticals Inc	CMN	03674U201	73	21,902	SH		DFND		21,902	0	0
Apricus Biosciences Inc	CMN	03832V109	50	23,400	SH		DFND		23,400	0	0
ARCA Biopharma Inc	CMN	00211Y209	24	12,835	SH		DFND		12,835	0	0
Atlantic Power Corp	CMN	04878Q863	169	58,700	SH		DFND		58,700	0	0
Authentidate Holding Corp	CMN	052666203	18	18,610	SH		DFND		18,610	0	0
AutoZone Inc	CMN	053332102	271	504	SH		SOLE		0	0	504
Avago Technologies Ltd	CMN	Y0486S104	245	3,800	SH		SOLE		0	0	3,800
Aviat Networks Inc	CMN	05366Y102	24	15,285	SH		DFND		15,285	0	0
Ballantyne Strong Inc	CMN	058516105	55	11,598	SH		DFND		11,598	0	0
Ballard Power Systems Inc	CMN	058586108	77	17,600	SH		DFND		17,600	0	0
Baytex Energy Corp	CMN	07317Q105	251	6,097	SH		DFND		6,097	0	0
Bed Bath & Beyond Inc	CMN	075896100	360	5,230	SH		DFND		600	0	4,630
Biodel Inc	CMN	09064M204	88	32,315	SH		DFND		32,315	0	0
BlueLinx Holdings Inc	CMN	09624H109	26	20,209	SH		DFND		20,209	0	0
Body Central Corp	CMN	09689U102	15	14,146	SH		DFND		14,146	0	0
Boeing Co/The	CMN	097023105	667	5,316	SH		DFND		500	0	4,816
Box Ships Inc	CMN	Y09675102	36	14,998	SH		DFND		14,998	0	0
Cal Dive International Inc	CMN	12802T101	28	16,700	SH		DFND		16,700	0	0
Cal-Maine Foods Inc	CMN	128030202	370	5,900	SH		DFND		5,900	0	0
Cardica Inc	CMN	14141R101	36	35,925	SH		DFND		35,925	0	0
Carrols Restaurant Group Inc	CMN	14574X104	75	10,525	SH		DFND		10,525	0	0
Casella Waste Systems Inc	CMN	147448104	112	21,917	SH		DFND		21,917	0	0
Castle Brands Inc	CMN	148435100	21	17,900	SH		DFND		17,900	0	0
Catalyst Pharmaceutical Partners Inc	CMN	14888U101	28	12,300	SH		DFND		12,300	0	0
Cel-Sci Corp	CMN	150837508	92	60,800	SH		DFND		60,800	0	0
China Auto Logistics Inc	CMN	16936J202	57	15,120	SH		DFND		15,120	0	0
China Green Agriculture Inc	CMN	16943W105	29	10,022	SH		DFND		10,022	0	0
Christopher & Banks Corp	CMN	171046105	87	13,137	SH		DFND		13,137	0	0
CIBER Inc	CMN	17163B102	70	15,371	SH		DFND		15,371	0	0
Citi Trends Inc	CMN	17306X102	167	10,256	SH		DFND		10,256	0	0
Clean Diesel Technologies Inc	CMN	18449C401	41	10,882	SH		DFND		10,882	0	0
Coffee Holding Co Inc	CMN	192176105	319	41,900	SH		DFND		41,900	0	0
Comcast Corp	CMN	20030N101	262	5,239	SH		DFND		800	0	4,439
Comcast Corp	CMN	20030N200	73	1,500	SH		DFND		1,500	0	0
Comstock Holding Cos Inc	CMN	205684103	31	19,441	SH		DFND		19,441	0	0
Comstock Mining Inc	CMN	205750102	22	13,298	SH		DFND		13,298	0	0
Corinthian Colleges Inc	CMN	218868107	35	25,578	SH		DFND		25,578	0	0
Coronado Biosciences Inc	CMN	21976U109	41	20,615	SH		DFND		20,615	0	0
Cowen Group Inc	CMN	223622101	149	33,805	SH		DFND		33,805	0	0
Curis Inc	CMN	231269101	67	23,902	SH		DFND		23,902	0	0
Cyclacel Pharmaceuticals Inc	CMN	23254L306	72	19,639	SH		DFND		19,639	0	0
Dendreon Corp	CMN	24823Q107	98	32,800	SH		DFND		32,800	0	0
Dex Media Inc	CMN	25213A107	153	16,600	SH		DFND		16,600	0	0
Diana Containerships Inc	CMN	Y2069P101	71	18,459	SH		DFND		18,459	0	0
Double Eagle Petroleum Co	CMN	258570209	29	10,136	SH		DFND		10,136	0	0
Dynavax Technologies Corp	CMN	268158102	52	29,000	SH		DFND		29,000	0	0
EarthLink Holdings Corp	CMN	27033X101	139	38,600	SH		DFND		38,600	0	0
eBay Inc	CMN	278642103	217	3,934	SH		SOLE		0	0	3,934
Elephant Talk Communications Corp	CMN	286202205	19	17,300	SH		DFND		17,300	0	0
Emmis Communications Corp	CMN	291525103	87	27,135	SH		DFND		27,135	0	0
Emulex Corp	CMN	292475209	83	11,200	SH		DFND		11,200	0	0
EnviroStar Inc	CMN	29414M100	37	11,019	SH		DFND		11,019	0	0
Enzo Biochem Inc	CMN	294100102	65	15,516	SH		DFND		15,516	0	0
Equal Energy Ltd	CMN	29390Q109	130	28,371	SH		DFND		28,371	0	0
FAB Universal Corp	CMN	302771100	40	13,005	SH		DFND		13,005	0	0
FactSet Research Systems Inc	CMN	303075105	302	2,800	SH		DFND		2,800	0	0
FalconStor Software Inc	CMN	306137100	40	25,179	SH		DFND		25,179	0	0
Federal Signal Corp	CMN	313855108	151	10,155	SH		DFND		10,155	0	0
First Acceptance Corp	CMN	318457108	26	10,300	SH		DFND		10,300	0	0
Five Star Quality Care Inc	CMN	33832D106	84	17,200	SH		DFND		17,200	0	0
Forest Oil Corp	CMN	346091705	28	14,900	SH		DFND		14,900	0	0
Fortress Investment Group LLC	Ltd Part	34958B106	174	23,500	SH		DFND		23,500	0	0
Frontier Communications Corp	CMN	35906A108	64	11,300	SH		DFND		10,500	0	800
FuelCell Energy Inc	CMN	35952H106	41	16,600	SH		DFND		16,600	0	0
Gafisa SA	ADR	362607301	54	17,100	SH		DFND		17,100	0	0
General Communication Inc	CMN	369385109	124	10,901	SH		DFND		10,901	0	0
General Steel Holdings Inc	CMN	370853103	41	34,152	SH		DFND		34,152	0	0
GenVec Inc	CMN	37246C307	55	20,735	SH		DFND		20,735	0	0
Global Sources Ltd	CMN	G39300101	268	29,911	SH		DFND		29,911	0	0
Gol Linhas Aereas Inteligentes SA	ADR	38045R107	55	11,300	SH		DFND		11,300	0	0
Gran Tierra Energy Inc	CMN	38500T101	76	10,100	SH		DFND		10,100	0	0
Graphic Packaging Holding Co	CMN	388689101	135	13,300	SH		DFND		13,300	0	0
GreenHunter Resources Inc	CMN	39530A104	27	27,880	SH		DFND		27,880	0	0
Guanwei Recycling Corp	CMN	400685202	63	22,654	SH		DFND		22,654	0	0
Gulf Resources Inc	CMN	40251W309	42	17,206	SH		DFND		17,206	0	0
Hallmark Financial Services Inc	CMN	40624Q203	135	16,281	SH		DFND		16,281	0	0
Health Care Select Sector SPDR Fund	ETP	81369Y209	380	6,500	SH		SOLE		0	0	6,500
Home Depot Inc/The	CMN	437076102	413	5,224	SH		DFND		1,200	0	4,024
Hyperdynamics Corp	CMN	448954206	33	18,692	SH		DFND		18,692	0	0
IAMGOLD Corp	CMN	450913108	52	14,900	SH		DFND		14,900	0	0
IHS Inc	CMN	451734107	255	2,100	SH		DFND		2,100	0	0
Imation Corp	CMN	45245A107	155	26,928	SH		DFND		26,928	0	0
Information Services Group Inc	CMN	45675Y104	72	14,585	SH		DFND		14,585	0	0
Infosonics Corp	CMN	456784107	62	17,700	SH		DFND		17,700	0	0
Insignia Systems Inc	CMN	45765Y105	45	15,002	SH		DFND		15,002	0	0
International Tower Hill Mines Ltd	CMN	46050R102	22	28,700	SH		DFND		28,700	0	0
Intuitive Surgical Inc	CMN	46120E602	307	700	SH		SOLE		0	0	700
Inuvo Inc	CMN	46122W204	46	59,904	SH		DFND		59,904	0	0
Ipass Inc	CMN	46261V108	23	13,712	SH		DFND		13,712	0	0
iShares 1-3 Year Credit Bond ETF	ETP	464288646	2,700	25,600	SH		SOLE		0	0	25,600
iShares 20+ Year Treasury Bond ETF	ETP	464287432	4,233	38,800	SH		SOLE		0	0	38,800
iShares Core S&P 500 ETF	ETP	464287200	1,280	6,800	SH		SOLE		0	0	6,800
iShares Core S&P Mid-Cap ETF	ETP	464287507	1,787	13,000	SH		SOLE		0	0	13,000
iShares Core S&P Small-Cap ETF	ETP	464287804	678	6,157	SH		SOLE		0	0	6,157
iShares Core Total US Bond Market ETF	ETP	464287226	1,020	9,450	SH		SOLE		0	0	9,450
iShares iBoxx $ High Yield Corporate Bond ETF	ETP	464288513	3,794	40,200	SH		SOLE		0	0	40,200
iShares iBoxx $ Investment Grade Corporate Bond ETF	ETP	464287242	1,240	10,600	SH		SOLE		0	0	10,600
iShares Intermediate Credit Bond ETF	ETP	464288638	1,925	17,650	SH		SOLE		0	0	17,650
iShares JP Morgan USD Emerging Markets Bond ETF	ETP	464288281	3,019	27,100	SH		SOLE		0	0	27,100
iShares MBS ETF	ETP	464288588	382	3,600	SH		SOLE		0	0	3,600
iShares National AMT-Free Muni Bond ETF	ETP	464288414	396	3,700	SH		SOLE		0	0	3,700
iShares Russell 2000 ETF	ETP	464287655	2,492	21,418	SH		SOLE		0	0	21,418
iShares TIPS Bond ETF	ETP	464287176	392	3,500	SH		SOLE		0	0	3,500
iShares US Real Estate ETF	ETP	464287739	440	6,500	SH		SOLE		0	0	6,500
JAKKS Pacific Inc	CMN	47012E106	88	12,244	SH		DFND		12,244	0	0
JetBlue Airways Corp	CMN	477143101	93	10,700	SH		DFND		10,700	0	0
Jinpan International Ltd	CMN	G5138L100	77	10,184	SH		DFND		10,184	0	0
JMP Group Inc	CMN	46629U107	83	11,654	SH		DFND		11,654	0	0
Kemet Corp	CMN	488360207	78	13,386	SH		DFND		13,386	0	0
Ladenburg Thalmann Financial Services Inc	CMN	50575Q102	132	43,776	SH		DFND		43,776	0	0
Lee Enterprises Inc/IA	CMN	523768109	159	35,502	SH		DFND		35,502	0	0
Local Corp	CMN	53954W104	91	47,464	SH		DFND		47,464	0	0
Logitech International SA	CMN	H50430232	160	10,786	SH		DFND		10,786	0	0
Macy's Inc	CMN	55616P104	227	3,835	SH		DFND		2,300	0	1,535
Magellan Petroleum Corp	CMN	559091301	31	21,921	SH		DFND		21,921	0	0
Marcus Corp/The	CMN	566330106	281	16,800	SH		DFND		16,800	0	0
Market Vectors Semiconductor ETF	ETP	57060U233	296	6,500	SH		SOLE		0	0	6,500
Mattson Technology Inc	CMN	577223100	66	28,571	SH		DFND		28,571	0	0
McClatchy Co/The	CMN	579489105	78	12,216	SH		DFND		12,216	0	0
McCormick & Co Inc/MD	CMN	579780206	260	3,630	SH		DFND		3,600	0	30
Medallion Financial Corp	CMN	583928106	155	11,758	SH		DFND		11,758	0	0
Medical Action Industries Inc	CMN	58449L100	120	17,227	SH		DFND		17,227	0	0
MeetMe Inc	CMN	585141104	63	19,300	SH		DFND		19,300	0	0
Merge Healthcare Inc	CMN	589499102	102	41,612	SH		DFND		41,612	0	0
Metalico Inc	CMN	591176102	36	21,991	SH		DFND		21,991	0	0
Microvision Inc	CMN	594960304	57	29,759	SH		DFND		29,759	0	0
Mines Management Inc	CMN	603432105	11	10,000	SH		DFND		10,000	0	0
Mondelez International Inc	CMN	609207105	304	8,800	SH		DFND		800	0	8,000
Movado Group Inc	CMN	624580106	392	8,600	SH		DFND		8,600	0	0
Mylan Inc/PA	CMN	628530107	313	6,400	SH		DFND		1,900	0	4,500
Neostem Inc	CMN	640650404	80	11,400	SH		DFND		11,400	0	0
Netlist Inc	CMN	64118P109	22	11,400	SH		DFND		11,400	0	0
NIKE Inc	CMN	654106103	312	4,226	SH		DFND		300	0	3,926
Noranda Aluminum Holding Corp	CMN	65542W107	50	12,117	SH		DFND		12,117	0	0
Oclaro Inc	CMN	67555N206	31	10,100	SH		DFND		10,100	0	0
Odyssey Marine Exploration Inc	CMN	676118102	104	45,274	SH		DFND		45,274	0	0
Omega Protein Corp	CMN	68210P107	184	15,271	SH		DFND		15,271	0	0
ON Semiconductor Corp	CMN	682189105	101	10,700	SH		DFND		10,700	0	0
Oncothyreon Inc	CMN	682324108	64	21,418	SH		DFND		21,418	0	0
OneBeacon Insurance Group Ltd	CMN	G67742109	214	13,865	SH		DFND		13,865	0	0
OraSure Technologies Inc	CMN	68554V108	85	10,700	SH		DFND		10,700	0	0
O'Reilly Automotive Inc	CMN	67103H107	299	2,013	SH		SOLE		0	0	2,013
Orient Paper Inc	CMN	68619F205	44	18,281	SH		DFND		18,281	0	0
Orthofix International NV	CMN	N6748L102	402	13,324	SH		DFND		13,324	0	0
Palatin Technologies Inc	CMN	696077403	51	40,500	SH		DFND		40,500	0	0
Parkervision Inc	CMN	701354102	61	12,651	SH		DFND		12,651	0	0
Pengrowth Energy Corp	CMN	70706P104	128	21,000	SH		DFND		21,000	0	0
Penn West Petroleum Ltd	CMN	707887105	272	32,500	SH		DFND		32,500	0	0
Pericom Semiconductor Corp	CMN	713831105	83	10,559	SH		DFND		10,559	0	0
PetroQuest Energy Inc	CMN	716748108	105	18,410	SH		DFND		18,410	0	0
PharmAthene Inc	CMN	71714G102	52	28,462	SH		DFND		28,462	0	0
Planar Systems Inc	CMN	726900103	24	11,647	SH		DFND		11,647	0	0
PowerShares Emerging Markets Sovereign Debt Portfolio	ETP	73936T573	364	13,000	SH		SOLE		0	0	13,000
Powershares QQQ Trust Series 1	ETP	73935A104	3,639	41,500	SH		SOLE		0	0	41,500
priceline.com Inc	CMN	741503403	478	401	SH		SOLE		0	0	401
ProShares Ultra S&P500	ETP	74347R107	1,285	12,200	SH		SOLE		0	0	12,200
Quantum Corp	CMN	747906204	56	45,813	SH		DFND		45,813	0	0
Radio One Inc	CMN	75040P405	91	19,190	SH		DFND		19,190	0	0
RadNet Inc	CMN	750491102	162	57,198	SH		DFND		57,198	0	0
Rexahn Pharmaceuticals Inc	CMN	761640101	46	42,755	SH		DFND		42,755	0	0
Rio Alto Mining Ltd	CMN	76689T104	221	113,633	SH		DFND		113,633	0	0
Royale Energy Inc	CMN	78074G200	35	11,805	SH		DFND		11,805	0	0
Seabridge Gold Inc	CMN	811916105	89	12,500	SH		DFND		12,500	0	0
Sequenom Inc	CMN	817337405	71	28,980	SH		DFND		28,980	0	0
SIGA Technologies Inc	CMN	826917106	122	39,197	SH		DFND		39,197	0	0
Signet Jewelers Ltd	CMN	G81276100	233	2,200	SH		DFND		2,000	0	200
Silicon Image Inc	CMN	82705T102	80	11,600	SH		DFND		11,600	0	0
Silvercorp Metals Inc	CMN	82835P103	35	17,900	SH		DFND		17,900	0	0
Smart Technologies Inc	CMN	83172R108	67	14,073	SH		DFND		14,073	0	0
SMTC Corp	CMN	832682207	40	20,081	SH		DFND		20,081	0	0
Sonus Networks Inc	CMN	835916107	66	19,700	SH		DFND		19,700	0	0
SORL Auto Parts Inc	CMN	78461U101	59	15,743	SH		DFND		15,743	0	0
SPDR Barclays High Yield Bond ETF	ETP	78464A417	3,784	91,600	SH		SOLE		0	0	91,600
SPDR Dow Jones Industrial Average ETF Trust	ETP	78467X109	1,158	7,050	SH		SOLE		0	0	7,050
SPDR S&P 500 ETF Trust	ETP	78462F103	2,170	11,600	SH		DFND		4,800	0	6,800
SPDR S&P Dividend ETF	ETP	78464A763	1,236	16,800	SH		SOLE		0	0	16,800
SPDR S&P MidCap 400 ETF Trust	ETP	78467Y107	1,605	6,405	SH		SOLE		0	0	6,405
Staples Inc	CMN	855030102	184	16,200	SH		SOLE		0	0	16,200
Star Gas Partners LP	Ltd Part	85512C105	96	16,389	SH		DFND		16,389	0	0
StemCells Inc	CMN	85857R204	31	23,300	SH		DFND		23,300	0	0
Sucampo Pharmaceuticals Inc	CMN	864909106	75	10,495	SH		DFND		10,495	0	0
Summer Infant Inc	CMN	865646103	68	32,594	SH		DFND		32,594	0	0
SUPERVALU Inc	CMN	868536103	144	21,000	SH		DFND		19,000	0	2,000
Sutor Technology Group Ltd	CMN	869362103	23	12,680	SH		DFND		12,680	0	0
Synergetics USA Inc	CMN	87160G107	47	15,248	SH		DFND		15,248	0	0
Synta Pharmaceuticals Corp	CMN	87162T206	50	11,700	SH		DFND		11,700	0	0
Synthesis Energy Systems Inc	CMN	871628103	28	14,300	SH		DFND		14,300	0	0
Taseko Mines Ltd	CMN	876511106	89	45,062	SH		DFND		45,062	0	0
Technology Select Sector SPDR Fund	ETP	81369Y803	236	6,500	SH		SOLE		0	0	6,500
Teekay Tankers Ltd	CMN	Y8565N102	76	21,400	SH		DFND		21,400	0	0
TeleCommunication Systems Inc	CMN	87929J103	145	63,198	SH		DFND		63,198	0	0
TheStreet Inc	CMN	88368Q103	42	15,987	SH		DFND		15,987	0	0
Thompson Creek Metals Co Inc	CMN	884768102	50	23,000	SH		DFND		23,000	0	0
Threshold Pharmaceuticals Inc	CMN	885807206	69	14,600	SH		DFND		14,600	0	0
Tianyin Pharmaceutical Co Inc	CMN	88630M104	30	30,305	SH		DFND		30,305	0	0
Timmins Gold Corp	CMN	88741P103	17	14,000	SH		DFND		14,000	0	0
Tower Semiconductor Ltd	CMN	M87915274	97	10,560	SH		DFND		10,560	0	0
Travelers Cos Inc/The	CMN	89417E109	666	7,824	SH		DFND		700	0	7,124
Tsakos Energy Navigation Ltd	CMN	G9108L108	198	25,478	SH		DFND		25,478	0	0
TTM Technologies Inc	CMN	87305R109	98	11,654	SH		DFND		11,654	0	0
Ultrapetrol Bahamas Ltd	CMN	P94398107	34	11,072	SH		DFND		11,072	0	0
United Technologies Corp	CMN	913017109	619	5,300	SH		DFND		100	0	5,200
Universal Insurance Holdings Inc	CMN	91359V107	132	10,392	SH		DFND		10,392	0	0
Uranium Energy Corp	CMN	916896103	36	26,413	SH		DFND		26,413	0	0
US Auto Parts Network Inc	CMN	90343C100	43	14,117	SH		DFND		14,117	0	0
US Energy Corp Wyoming	CMN	911805109	66	13,801	SH		DFND		13,801	0	0
USA Technologies Inc	CMN	90328S500	49	23,500	SH		DFND		23,500	0	0
Utilities Select Sector SPDR Fund	ETP	81369Y886	269	6,500	SH		SOLE		0	0	6,500
Vanguard Dividend Appreciation ETF	ETP	921908844	4,002	53,200	SH		SOLE		0	0	53,200
Vanguard Intermediate-Term Bond ETF	ETP	921937819	204	2,450	SH		SOLE		0	0	2,450
Vanguard Intermediate-Term Corporate Bond ETF	ETP	92206C870	2,379	28,000	SH		SOLE		0	0	28,000
Vanguard Long-Term Corporate Bond ETF	ETP	92206C813	585	6,700	SH		SOLE		0	0	6,700
Vanguard Short-Term Bond ETF	ETP	921937827	4,261	53,200	SH		SOLE		0	0	53,200
Vanguard Short-Term Corporate Bond ETF	ETP	92206C409	2,991	37,400	SH		SOLE		0	0	37,400
Vanguard Total Bond Market ETF	ETP	921937835	1,429	17,600	SH		SOLE		0	0	17,600
Vantage Drilling Co	CMN	G93205113	84	49,400	SH		DFND		49,400	0	0
Venaxis Inc	CMN	92262A107	34	13,055	SH		DFND		13,055	0	0
Vermillion Inc	CMN	92407M206	33	11,199	SH		DFND		11,199	0	0
Verso Paper Corp	CMN	92531L108	36	12,500	SH		DFND		12,500	0	0
Vical Inc	CMN	925602104	80	61,700	SH		DFND		61,700	0	0
Vodafone Group PLC	ADR	92857W308	216	5,863	SH		DFND		1,263	0	4,600
Walt Disney Co/The	CMN	254687106	312	3,900	SH		SOLE		0	0	3,900
Warren Resources Inc	CMN	93564A100	70	14,493	SH		DFND		14,493	0	0
Wave Systems Corp	CMN	943526400	27	29,500	SH		DFND		29,500	0	0
Westell Technologies Inc	CMN	957541105	48	13,039	SH		DFND		13,039	0	0
Wet Seal Inc/The	CMN	961840105	17	13,107	SH		DFND		13,107	0	0
Wi-Lan Inc	CMN	928972108	46	15,300	SH		DFND		15,300	0	0
Zhone Technologies Inc	CMN	98950P884	46	10,800	SH		DFND		10,800	0	0
Zion Oil & Gas Inc	CMN	989696109	32	16,496	SH		DFND		16,496	0	0