Esquire Financial (ESQ) Form 4 Esquire Financial / Kevin C Waterhouse ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Waterhouse Kevin C

(Last) (First) (Middle)

100 JERICHO QUADRANGLE

SUITE 100

(Street)

JERICHO NY 11753

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Esquire Financial Holdings, Inc. [ ESQ ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/20/2019		P		105	A	$23.45	42,105	I	As trustee for trusts
Common Stock	08/20/2019		P		535	A	$23.4499	42,640	I	As trustee for trusts
Common Stock	08/20/2019		P		100	A	$23.44	42,740	I	As trustee for trusts
Common Stock	08/20/2019		P		40	A	$23.42	42,780	I	As trustee for trusts
Common Stock	08/20/2019		P		20	A	$23.41	42,800	I	As trustee for trusts
Common Stock	08/20/2019		P		200	A	$23.35	43,000	I	As trustee for trusts
Common Stock	02/27/2020		P		100	A	$22.6508	10,100	I	As custodian for children
Common Stock	02/27/2020		P		900	A	$22.645	11,000	I	As custodian for children
Common Stock	03/13/2020		P		1,000	A	$17.38	44,000	I	As trustee for trusts
Common Stock	03/13/2020		P		3,000	A	$17.24	47,000	I	As trustee for trusts
Common Stock								66,000(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Options	$12.5							09/01/2016	09/01/2025	Common Stock	8,892(2)		8,892(2)	D
Stock Options	$12.5							09/01/2017	09/01/2026	Common Stock	2,500(3)		2,500(3)	D
Stock Options	$19.25							01/23/2019	01/23/2028	Common Stock	1,500(4)		1,500(4)	D
Stock Options	$24.9							12/10/2019	12/10/2028	Common Stock	2,000(5)		2,000(5)	D

Explanation of Responses:

1. Shares of restricted stock vest in three equal annual installments commencing on December 19, 2023.

2. Stock options vest at a rate of 20% per year commencing on September 1, 2016.

3. Stock options vest at a rate of 20% per year commencing on September 1, 2017.

4. Stock options vest in three equal annual installments commencing on January 23, 2019.

5. Stock options vest in three equal annual installments commencing on December 10, 2019.

	/s/ Eric S. Bader, pursuant to Power of Attorney	03/18/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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