The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 5,315 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
WORKDAY INC | NOTE 0.250% 10/0 | 98138HAF8 | 1,721 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ATLAS CREST INVESTMENT CORP | UNIT 99/99/9999 | 049287204 | 2,551 | 255,000 | SH | Put | SOLE | 255,000 | 0 | 0 | |
AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 2,393 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 90 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
CONCRETE PUMPING HLDGS INC | COM | 206704108 | 1,667 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
B RILEY PRINCIPAL 150 MERGER | UNIT 99/99/9999 | 05601V202 | 2,000 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | SHS CL A | G1739V100 | 3,213 | 328,200 | SH | SOLE | 328,200 | 0 | 0 | ||
BROADSTONE ACQUISITION CORP | *W EXP 09/15/202 | G1739V126 | 113 | 164,100 | SH | SOLE | 164,100 | 0 | 0 | ||
CA HEALTHCARE ACQUISITION CO | COM CL A | 12510W107 | 532 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CA HEALTHCARE ACQUISITION CO | *W EXP 12/25/202 | 12510W115 | 15 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 3,450 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
CHURCHILL CAPITAL CORP VI | UNIT 99/99/9999 | 17143W200 | 1,818 | 180,711 | SH | SOLE | 180,711 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 420 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
CF ACQUISITION CORP VI | UNIT 99/99/9999 | 12521J202 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CORNERSTONE BLDG BRANDS INC | COM | 21925D109 | 2,385 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
COVA ACQUISITION CORP | UNIT 04/01/2021 | G2554Y112 | 1,493 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CALIFORNIA RES CORP | COMMON STOCK | 13057Q305 | 457 | 18,974 | SH | SOLE | 18,974 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 2,631 | 54,500 | SH | SOLE | 54,500 | 0 | 0 | ||
D R HORTON INC | COM | 23331A109 | 2,228 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EDIFY ACQUISITION CORP | CL A | 28059Q103 | 291 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
EDIFY ACQUISITION CORP | *W EXP 11/25/202 | 28059Q111 | 8 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
EVO ACQUISITION CORP | UNIT 99/99/9999 | 30052G207 | 993 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FUSION ACQUISITION CORP II | UNIT 02/29/2028 | 36118N201 | 99 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FTAC ATHENA ACQUISITION CORP | UNIT 99/99/9999 | G37283127 | 500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 1,522 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ITHAX ACQUISITION CORP | CL A SHS | G49775102 | 488 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
ITHAX ACQUISITION CORP | *W EXP 02/01/202 | G49775128 | 21 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 276 | 74,500 | SH | Put | SOLE | 74,500 | 0 | 0 | |
MONTES ARCHIMEDES ACQUISITIO | COM CL A | 612657106 | 2,934 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
MONTES ARCHIMEDES ACQUISITIO | *W EXP 99/99/999 | 612657114 | 85 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MONUMENT CIRCLE ACQUISITN CO | COM CL A | 61531M101 | 722 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MONUMENT CIRCLE ACQUISITN CO | *W EXP 01/14/202 | 61531M119 | 19 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
MVB FINL CORP | COM | 553810102 | 1,859 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
NEXTIER OILFIELD SOLUTIONS | COM | 65290C105 | 2,214 | 595,103 | SH | SOLE | 595,103 | 0 | 0 | ||
NOVUS CAPITAL CORPORATION II | UNIT 99/99/9999 | 67012W203 | 300 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 3 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
PATTERSON-UTI ENERGY INC | COM | 703481101 | 18 | 236,700 | SH | Put | SOLE | 236,700 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 57 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
SILVER CREST ACQUISITION COR | CL A SHS | G81355102 | 1,941 | 200,134 | SH | SOLE | 200,134 | 0 | 0 | ||
SILVER CREST ACQUISITION COR | *W EXP 12/15/202 | G81355128 | 51 | 100,067 | SH | SOLE | 100,067 | 0 | 0 | ||
SILVER SPIKE ACQUISITN CORP | UNIT 02/26/2026 | G8201H121 | 1,066 | 107,150 | SH | SOLE | 107,150 | 0 | 0 | ||
THE MUSIC ACQUISITION CORP | COM CLASS A | 62752R100 | 1,713 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
THE MUSIC ACQUISITION CORP | *W EXP 02/05/202 | 62752R118 | 53 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
TZP STRATEGIES ACQUISTN CORP | CL A SHS | G91595101 | 1,020 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
TZP STRATEGIES ACQUISTN CORP | *W EXP 01/06/202 | G91595119 | 21 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
UFP INDUSTRIES INC | COM | 90278Q108 | 4,550 | 60,000 | SH | SOLE | 60,000 | 0 | 0 |