Exhibit 4.13.34
The taking of this document or any certified copy of it or any other document which constitutes substitute documentation for it, or any document which includes written confirmations or references to it, into Austria as well as printing out any e-mail communication which refers to this document in Austria or sending any e-mail communication to which a pdf scan of this document is attached to an Austrian addressee or sending any e-mail communication carrying an electronic or digital signature which refers to this document to an Austrian addressee may cause the imposition of Austrian stamp duty. Accordingly, keep the original document as well as all certified copies thereof and written and signed references to it outside of Austria and avoid printing out any e-mail communication which refers to this document in Austria or sending any e-mail communication to which a pdf scan of this document is attached to an Austrian addressee or sending any e-mail communication carrying an electronic or digital signature which refers to this document to an Austrian addressee.
SUPPLEMENT NO. 35 (this “Supplement”) dated as of March 20, 2012 to the Collateral Agreement dated as of November 5, 2009 (the “Collateral Agreement”), among REYNOLDS GROUP HOLDINGS INC., a corporation organized under the laws of the state of Delaware (“RGHI”), PACTIV LLC (f/k/a Pactiv Corporation), a limited liability company organized under the laws of the state of Delaware (“Pactiv”), REYNOLDS CONSUMER PRODUCTS HOLDINGS LLC (f/k/a Reynolds Consumer Products Holdings Inc.), a limited liability company organized under the laws of the state of Delaware (the “U.S. Term Borrower” and, together with RGHI and Pactiv, the “U.S. Term Borrowers”), CLOSURE SYSTEMS INTERNATIONAL HOLDINGS INC., a corporation organized under the laws of the state of Delaware (together with the U.S. Term Borrowers, the “Borrowers”), REYNOLDS GROUP ISSUER LLC, a limited liability company formed under the laws of the state of Delaware (the “U.S. Issuer”), REYNOLDS GROUP ISSUER INC., a corporation organized under the laws of the state of Delaware (the “U.S. Co-Issuer” and, together with the U.S. Issuer, the “Issuers”), each Subsidiary of Holdings from time to time party thereto (each such Subsidiary, the Borrowers and the Issuers are referred to collectively herein as the “Grantors”) and THE BANK OF NEW YORK MELLON, as collateral agent (in such capacity, the “Collateral Agent”) for the Secured Parties (as defined therein).
A. Reference is made to (a) the Second Amended and Restated Credit Agreement dated as of August 9, 2011 (as amended, extended, restructured, renewed, novated, supplemented, restated, refunded, replaced or otherwise modified from time to time, the “Credit Agreement”), among the Borrowers, the European Borrowers (as defined therein), Holdings, the guarantors from time to time party thereto, the lenders from time to time party thereto (the “Lenders”) and Credit Suisse AG, as administrative agent (in such capacity, the “Administrative
Agent”), (b) the Indenture dated as of November 5, 2009 (as amended, extended, restructured, renewed, refunded, novated, supplemented, restated, replaced or otherwise modified from time to time, the “2009 Senior Secured Note Indenture”), among the Reynolds Group Escrow LLC, Reynolds Group DL Escrow Inc. and The Bank of New York Mellon, as trustee (in such capacity, the “2009 Indenture Trustee”), principal paying agent, transfer agent and collateral agent and The Bank of New York Mellon, London Branch, as paying agent, (c) the Indenture dated as of October 15, 2010 (as amended, extended, restructured, renewed, refunded, novated, supplemented, restated, replaced or otherwise modified from time to time, the “2010 Senior Secured Note Indenture”), among RGHL US Escrow I LLC, RGHL US Escrow I Inc., RGHL Escrow Issuer (Luxembourg) I S.A., The Bank of New York Mellon, as trustee (in such capacity, the “2010 Indenture Trustee”), principal paying agent, registrar, transfer agent and collateral agent, Wilmington Trust (London) Limited, as additional collateral agent and The Bank of New York Mellon, London Branch, as paying agent, (d) the Indenture dated as of February 1, 2011 (as amended, extended, restructured, renewed, refunded, novated, supplemented, restated, replaced or otherwise modified from time to time, the “2011 Senior Secured Note Indenture”) among Reynolds Group Issuer LLC, Reynolds Group Issuer Inc., Reynolds Group Issuer (Luxembourg) S.A., the Senior Secured Note Guarantors (as defined therein), The Bank of New York Mellon, as trustee (in such capacity, the “2011 Indenture Trustee”), principal paying agent, registrar, transfer agent and collateral agent, Wilmington Trust (London) Limited, as additional collateral agent and The Bank of New York Mellon, London Branch, as paying agent, (e) the Indenture dated as of August 9, 2011 (as amended, extended, restructured, renewed, refunded, novated, supplemented, restated, replaced or otherwise modified from time to time, the “New 2011 Senior Secured Note Indenture”) among RGHL US Escrow II LLC, RGHL US Escrow II Inc., The Bank of New York Mellon, as trustee (in such capacity, the “New 2011 Indenture Trustee”), principal paying agent, registrar, transfer agent and collateral agent, Wilmington Trust (London) Limited, as additional collateral agent and The Bank of New York Mellon, London Branch, as paying agent, and (f) the First Lien Intercreditor Agreement dated as of November 5, 2009, as amended by Amendment No. 1 and Joinder Agreement dated as of January 21, 2010 (as further amended, novated, supplemented, restated or modified from time to time, the “First Lien Intercreditor Agreement”), among the Collateral Agent, the 2009 Indenture Trustee, the 2010 Indenture Trustee, the 2011 Indenture Trustee, the New 2011 Indenture Trustee, the Administrative Agent and the Loan Parties party thereto.
B. Capitalized terms used herein and not otherwise defined herein shall have the meanings assigned to such terms pursuant to the Collateral Agreement.
C. The Grantors have entered into the Collateral Agreement in order to induce the Secured Parties to extend credit to the Grantors pursuant to the Loan Documents.
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D. Section 5.16 of the Collateral Agreement provides that additional U.S. Subsidiaries of Holdings may become Grantors under the Collateral Agreement by execution and delivery of an instrument in the form of Exhibit A to the Collateral Agreement. Each of the undersigned U.S. Subsidiaries (each, a “New U.S. Subsidiary” and collectively, the “New U.S. Subsidiaries”) is executing this Supplement in accordance with the requirements of the Collateral Agreement and the other Loan Documents to become a Grantor under the Collateral Agreement in order to induce the Secured Parties to extend additional credit and as consideration for credit previously extended, in each case, under the Loan Documents.
Accordingly, the Collateral Agent and each New U.S. Subsidiary agree as follows:
SECTION 1. In accordance with Section 5.16 of the Collateral Agreement, each New U.S. Subsidiary by its signature below becomes a U.S. Grantor under the Collateral Agreement with the same force and effect as if originally named therein as a U.S. Grantor and such New U.S. Subsidiary hereby (a) agrees to all the terms and provisions of the Collateral Agreement applicable to it as a U.S. Grantor thereunder and (b) represents and warrants that the representations and warranties made by it as a U.S. Grantor thereunder are true and correct on and as of the date hereof. In furtherance of the foregoing, such New U.S. Subsidiary, as security for the payment and performance in full of the Obligations, does hereby create and grant to the Collateral Agent, its successors and assigns, for the ratable benefit of the Secured Parties, their successors and assigns, a security interest in and lien on all of such New U.S. Subsidiary’s right, title and interest in and to the Collateral of such New U.S. Subsidiary to the extent provided in the Collateral Agreement. Each reference to a “Grantor” and “U.S. Grantor” in the Collateral Agreement shall be deemed to include such New U.S. Subsidiary. The Collateral Agreement is hereby incorporated herein by reference.
SECTION 2. Each New U.S. Subsidiary represents and warrants to the Collateral Agent and the other Secured Parties that this Supplement has been duly authorized, executed and delivered by it and constitutes its legal, valid and binding obligation, enforceable against it in accordance with the terms hereof.
SECTION 3. This Supplement may be executed in counterparts (and by different parties hereto on different counterparts), each of which shall constitute an original, but all of which when taken together shall constitute a single contract. This Supplement shall become effective when the Collateral Agent shall have received counterparts of this Supplement that, when taken together, bear the signatures of each New U.S. Subsidiary and the Collateral Agent. Delivery of an executed signature page to this Supplement by facsimile transmission or other
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customary means of electronic transmission shall be effective as delivery of a manually signed counterpart of this Supplement.
SECTION 4. Each New U.S. Subsidiary hereby represents and warrants that (a) set forth on Schedules 1 through 12 attached hereto are true and correct schedules of the information, with respect to such New U.S. Subsidiary, required by the Perfection Certificate the form of which is attached as Exhibit B to the Collateral Agreement and (b) set forth in Schedule 2(a) hereto, is the true and correct legal name of such New U.S. Subsidiary, its form of organization and its jurisdiction of organization.
SECTION 5. Except as expressly supplemented hereby, the Collateral Agreement shall remain in full force and effect.
SECTION 6. THIS SUPPLEMENT SHALL BE GOVERNED BY, AND CONSTRUED IN ACCORDANCE WITH, THE LAWS OF THE STATE OF NEW YORK.
SECTION 7. In case any one or more of the provisions contained in this Supplement should be held invalid, illegal or unenforceable in any respect, the validity, legality and enforceability of the remaining provisions contained herein and in the Collateral Agreement shall not in any way be affected or impaired thereby (it being understood that the invalidity of a particular provision in a particular jurisdiction shall not in and of itself affect the validity of such provision in any other jurisdiction). The parties hereto shall endeavor in good-faith negotiations to replace the invalid, illegal or unenforceable provisions with valid provisions the economic effect of which comes as close as possible to that of the invalid, illegal or unenforceable provisions.
SECTION 8. All communications and notices hereunder shall (except as otherwise permitted by the Collateral Agreement) be in writing and given as provided pursuant to Section 5.01 of the Collateral Agreement.
SECTION 9. Each New U.S. Subsidiary agrees to reimburse the Collateral Agent for its out-of-pocket expenses in connection with this Supplement, including the fees, other charges and disbursements of counsel for the Collateral Agent as provided in Section 5.06 of the Collateral Agreement,mutatismutandis.
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IN WITNESS WHEREOF, the New U.S. Subsidiary and the Collateral Agent have duly executed this Supplement to the Collateral Agreement as of the day and year first above written.
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| GRAHAM PACKAGING PX COMPANY |
| | | | | | |
| | By | | GRAHAM PACKAGING PX, LLC, its general partner | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GRAHAM PACKAGING PX, LLC |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GPACSUB LLC |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GPC CAPITAL CORP. I |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
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| GPC CAPITAL CORP. II |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GPC OPCO GP LLC |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GPC SUB GP LLC |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GRAHAM PACKAGING ACQUISITION CORP. |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| GRAHAM PACKAGING COMPANY, L.P. |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
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| | GRAHAM PACKAGING GP ACQUISITION LLC | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING LC, L.P. | | |
|
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING LP ACQUISITION LLC | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING PET TECHNOLOGIES INC. | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING PLASTIC PRODUCTS INC. | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
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| | GRAHAM PACKAGING PX HOLDING CORPORATION | | |
|
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING REGIOPLAST STS INC. | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING MINSTER LLC | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING HOLDINGS COMPANY | | |
| | | | | | |
| | By | | BCP/GRAHAM HOLDINGS L.L.C., its general partner | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
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| | GRAHAM RECYCLING COMPANY, L.P. | | |
| | | | | | |
| | By | | GPC SUB GP LLC, its general partner | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
| | | | | | |
| | GRAHAM PACKAGING WEST JORDAN, LLC | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Helen Dorothy Golding | | |
| | | | | | |
| | | | Name: Helen Dorothy Golding | | |
| | | | Title: Assistant Secretary | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
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| | THE BANK OF NEW YORK MELLON, as Collateral Agent | | |
| | | | | | |
| | By | | | | |
| | | | /s/ Catherine F. Donohue | | |
| | | | | | |
| | | | Name: Catherine F. Donohue | | |
| | | | Title: Vice President | | |
[Signature Page to Supplement No. 35 to Collateral Agreement]
Schedules to Supplement No. 35 to Collateral Agreement
Schedule 1 to
Supplement No. 35 to the
Collateral Agreement
Schedule 1
Names
| | | | |
| | Other Legal Names Within the Past 5 years | | Change in Identity or Corporate |
Grantor’s Exact Legal Name | | (including date of change) | | Structure Within the Past 5 years |
Graham Packaging Holdings Company | | None | | Graham Packaging Holdings Company merged with GPC Merger LLC, with Graham Packaging Holdings Company as the surviving entity, effective September 12, 2011 |
Graham Packaging Company, L.P. | | None | | None |
GPC Capital Corp. I | | None | | None |
GPC Sub GP LLC | | None | | None |
Graham Recycling Company, L.P. | | None | | None |
Graham Packaging Acquisition Corp. | | None | | None |
Graham Packaging Minster LLC | | None | | None |
Graham Packaging PET Technologies Inc. | | None | | None |
Graham Packaging Plastic Products Inc. | | None | | None |
Graham Packaging Regioplast STS Inc. | | None | | None |
Graham Packaging West Jordan, LLC | | None | | None |
GPACSUB LLC | | None | | None |
Graham Packaging GP Acquisition LLC | | None | | Graham Packaging GP Acquisition LLC merged with Liquid Container, Inc., LPG-L Holdings, Inc. and WCK-L Holdings, Inc., with Graham Packaging GP Acquisition LLC as the surviving entity, effective 11/12/2010. |
Graham Packaging LP Acquisition LLC | | None | | None |
Graham Packaging LC, L.P. | | Liquid Container L.P. (name changed to Graham Packaging LC, L.P. on 9/24/2010) | | None |
Graham Packaging PX Holding Corporation | | Plaxicon Holding Corporation (name changed to Graham Packaging PX Holding Corporation on 9/24/2010) | | None |
Graham Packaging PX, LLC | | Plaxicon, LLC (name changed to Graham Packaging PX, LLC on 9/24/2010) | | None |
Graham Packaging PX Company | | Plaxicon Company (name changed to Graham Packaging PX Company on 9/24/2010) | | None |
Schedule 2(a) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
| | Other Legal Names Within the Past 5 years | | Change in Identity or Corporate |
Grantor’s Exact Legal Name | | (including date of change) | | Structure Within the Past 5 years |
GPC Capital Corp. II | | None | | None |
GPC Opco GP LLC | | None | | None |
Schedule 2(a) to
Supplement No. 35 to the
Collateral Agreement
Schedule 2(a)
Jurisdictions and Locations
| | | | | | | | | | |
| | | | | | Organizational | | |
| | | | | | Identification | | Chief Executive Office or Registered |
| | Jurisdiction of | | Form of | | Number | | Office Address |
Grantor | | Organization | | Organization | | (if any) | | (including county) |
Graham Packaging Holdings Company | | Pennsylvania | | Limited Partnership | | | 1071490 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging Company, L.P. | | Delaware | | Limited Partnership | | | 2436955 | | | 2401 Pleasant Valley Road, York, PA 17402 |
GPC Capital Corp. I | | Delaware | | Corporation | | | 2842268 | | | 2401 Pleasant Valley Road, |
| | | | | | | | | | York, PA 17402 |
GPC Sub GP LLC | | Delaware | | Limited Liability Company | | | 2842274 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Recycling Company, L.P. | | Pennsylvania | | Limited Partnership | | | 2554887 | | | 505 Windsor Street York, PA 17403 |
Graham Packaging Acquisition Corp. | | Delaware | | Corporation | | | 3857978 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging Minster LLC | | Ohio | | Limited Liability Company | | | 1628539 | | | PO Box 123, 255 Southgate Drive Minster, OH 45865 |
Graham Packaging PET Technologies Inc. | | Delaware | | Corporation | | | 2011463 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging Plastic Products Inc. | | Delaware | | Corporation | | | 0553212 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging Regioplast STS Inc. | | Delaware | | Corporation | | | 2336924 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging West Jordan, LLC | | Utah | | Limited Liability Company | | | 5096296-0160 | | | 6165 West Dannon Way West Jordan, UT 84088 |
GPACSUB LLC | | Delaware | | Limited Liability Company | | | 4413957 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging GP Acquisition LLC | | Delaware | | Limited Liability Company | | | 4866901 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging LP Acquisition LLC | | Delaware | | Limited Liability Company | | | 4866850 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging LC, L.P. | | Delaware | | Limited Partnership | | | 2245618 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging PX Holding Corporation | | Delaware | | Corporation | | | 0944773 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Graham Packaging PX, LLC | | California | | Limited Liability Company | | | 200636510002 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Schedule 2(a) to
Supplement No. 35 to the
Collateral Agreement
| | | | | | | | | | |
| | | | | | Organizational | | |
| | | | | | Identification | | Chief Executive Office or Registered |
| | Jurisdiction of | | Form of | | Number | | Office Address |
Grantor | | Organization | | Organization | | (if any) | | (including county) |
Graham Packaging PX Company | | California | | General Partnership | | | 30.2011.060005 | | | 2401 Pleasant Valley Road, York, PA 17402 |
| | | | | | | | | | |
GPC Capital Corp. II | | Delaware | | Corporation | | | 2842270 | | | 2401 Pleasant Valley Road, York, PA 17402 |
| | | | | | | | | | |
GPC Opco GP LLC | | Delaware | | Limited Liability Company | | | 2842272 | | | 2401 Pleasant Valley Road, York, PA 17402 |
Schedule 2(b) to
Supplement No. 35 to the
Collateral Agreement
Schedule 2(b)
Location of Other Persons that Possess Collateral
| | |
| | Names and Addresses of Other Persons that Possess any |
Grantor | | Collateral (including county) |
Graham Packaging Holdings Company | | None |
Graham Packaging Company, L.P. | | None |
GPC Capital Corp. I | | None |
GPC Sub GP LLC | | None |
Graham Recycling Company, L.P. | | None |
Graham Packaging Acquisition Corp. | | None |
Graham Packaging Minster LLC | | None |
Graham Packaging PET Technologies Inc. | | None |
Graham Packaging Plastic Products Inc. | | None |
Graham Packaging Regioplast STS Inc. | | None |
Graham Packaging West Jordan, LLC | | None |
GPACSUB LLC | | None |
Graham Packaging GP Acquisition LLC | | None |
Graham Packaging LP Acquisition LLC | | None |
Graham Packaging LC, L.P. | | None |
Graham Packaging PX Holding Corporation | | None |
Graham Packaging PX, LLC | | None |
Graham Packaging PX Company | | None |
GPC Capital Corp. II | | None |
GPC Opco GP LLC | | None |
Schedule 5 to
Supplement No. 35 to the
Collateral Agreement
Schedule 5
UCC Filings
| | |
Grantor | | UCC Filing Office/County Recorder’s Office |
Graham Packaging Holdings Company | | Pennsylvania Department of State Uniform Commercial Code Section 206 North Office Building Harrisburg, PA 17120 |
Graham Packaging Company, L.P. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
GPC Capital Corp. I | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
GPC Sub GP LLC | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Recycling Company, L.P. | | Pennsylvania Department of State Uniform Commercial Code Section 206 North Office Building Harrisburg, PA 17120 |
Graham Packaging Acquisition Corp. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging Minster LLC | | Ohio Secretary of State Uniform Commercial Code Division 180 East Broad Street, 16th Floor Columbus OH 43215 |
Graham Packaging PET Technologies Inc. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging Plastic Products Inc. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging Regioplast STS Inc. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
| | |
Grantor | | UCC Filing Office/County Recorder’s Office |
Graham Packaging West Jordan, LLC | | Utah Department of Commerce Division of Corporations and Commercial Code 160 East, 300 South, 2nd Floor Salt Lake City, UT 84111 |
GPACSUB LLC | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging GP Acquisition LLC | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging LP Acquisition LLC | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging LC, L.P. | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging PX Holding Corporation | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
Graham Packaging PX, LLC | | California Secretary of State Uniform Commercial Code 1500 11th Street, Room 255 Sacramento, CA 95814 |
Graham Packaging PX Company | | California Secretary of State Uniform Commercial Code 1500 11th Street, Room 255 Sacramento, CA 95814 |
GPC Capital Corp. II | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
GPC Opco GP LLC | | Delaware Secretary of State Division of Corporations Uniform Commercial Code Section 401 Federal Street, Suite 4 Dover, DE 19903 |
S5-2
Schedule 6 to
Supplement No. 35 to the
Collateral Agreement
Schedule 6
Stock Ownership and Other Equity Interests
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Number of | | Percentage | | |
| | | | | | Certificate | | Equity | | of | | Percentage |
Grantor | | Issuer | | Type of Interest | | Number | | Interests | | Ownership | | Pledged |
Graham Packaging | | GPC Capital Corp. II | | Capital Stock | | | 1 | | | | 100 | | | | 100 | % | | | 100 | % |
Holdings Company1 | | Graham Packaging Company, L.P. | | Partnership | | | N/A | | | | N/A | | | | 99 | % | | | 100 | % |
| | GPC Opco GP LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
Graham Packaging | | GPC Capital Corp. I | | Capital Stock | | | 1 | | | | 100 | | | | 100 | % | | | 100 | % |
Company, L.P. | | Graham Packaging U.K. Limited | | Ordinary Shares | | | 2 | | | | 1 | | | | 100 | % | | | 65 | % |
| | Graham Plastpak Plastik Ambalaj A.S. | | Ordinary Shares | | | N/A | | | | 878,529,221 | | | | 99.978 | % | | | 65 | % |
| | GPC Sub GP LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
| | Graham Packaging Minster LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
| | Graham Packaging West Jordan, LLC | | LLC | | | N/A | | | | N/A | | | | 80 | % | | | 100 | % |
| | Graham Packaging European Services Ltd. | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Iberica S.L. | | LLC | | | N/A | | | | N/A | | | | 99.99 | % | | | 65 | % |
| | Graham Packaging Asia Limited | | Limited Company | | | N/A | | | | 1,170,000 | | | | 100 | % | | | 65 | % |
| | Graham Packaging Latin America, LLC | | LLC | | | N/A | | | | N/A | | | | 99 | % | | | 65 | % |
| | Graham Packaging Plastic Products de Mexico S. de R.L. de C.V. | | LLC | | | N/A | | | | N/A | | | | .0057 | % | | | 65 | % |
| | Servicios Graham Packaging S. de R.L. de C.V. | | LLC | | | N/A | | | | N/A | | | | 1.96 | % | | | 65 | % |
| | Graham Packaging European Holdings (Luxembourg) S.à r.l. | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging France Partners | | Partnership | | | N/A | | | | N/A | | | | 99 | % | | | 65 | % |
| | Graham Recycling Company, L.P. | | Partnership | | | N/A | | | | N/A | | | | 99 | % | | | 100 | % |
| | Graham Packaging Acquisition Corp. | | Ordinary Shares | | | 1 | | | | 1,000 | | | | 100 | % | | | 100 | % |
| | Graham Packaging Do Brasil Industria e Comercio S.A. | | Ordinary Shares | | | N/A | | | | 1 | | | | 0.000002 | % | | | 65 | % |
| | |
1 | | F/K/A Graham Packaging Company |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Number of | | Percentage | | |
| | | | | | Certificate | | Equity | | of | | Percentage |
Grantor | | Issuer | | Type of Interest | | Number | | Interests | | Ownership | | Pledged |
GPC Capital Corp. I | | None | | None | | None | | None | | | None | | | | None | |
GPC Sub GP LLC | | Societa Imballagi Plastici S.r.L. | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Iberica S.L. | | LLC | | | N/A | | | | N/A | | | | 0.01 | % | | | 65 | % |
| | Graham Packaging Latin America, LLC | | LLC | | | N/A | | | | N/A | | | | 1 | % | | | 65 | % |
| | Graham Packaging West Jordan, LLC | | LLC | | | N/A | | | | N/A | | | | 20 | % | | | 100 | % |
| | Graham Packaging France Partners | | Partnership | | | N/A | | | | N/A | | | | 1 | % | | | 65 | % |
| | Graham Recycling Company, L.P. | | Partnership | | | N/A | | | | N/A | | | | 1 | % | | | 100 | % |
| | Graham Packaging Do Brasil Industria e Comercio S.A. | | Ordinary Shares | | | N/A | | | | 1 | | | | 0.000002 | % | | | 65 | % |
Graham Recycling Company, L.P. | | None | | None | | None | | None | | | None | | | | None | |
Graham Packaging Acquisition Corp. | | Graham Packaging Plastic Products Inc. | | Common Shares | | | 6 | | | | 3000 | | | | 100 | % | | | 100 | % |
| | Graham Packaging Holdings B.V. | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Japan Godo Kaisha | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | PT Graham Packaging Indonesia | | LLC | | | N/A | | | | N/A | | | | 75 | % | | | 65 | % |
Graham Packaging Minster LLC | | None | | None | | None | | None | | | None | | | | None | |
Graham Packaging PET Technologies Inc. | | Graham Packaging GP Acquisition LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
| | Graham Packaging Comerc USA LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Technological Specialties LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Controllers USA LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging Leasing USA LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 65 | % |
| | Graham Packaging LP Acquisition LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
| | Graham Packaging Plastic Products de Mexico S. de R.L. de C.V. | | LLC | | | N/A | | | | N/A | | | | .0308 | % | | | 65 | % |
Graham Packaging Plastic Products Inc.2 | | Graham Packaging Regioplast STS Inc.3 | | Common Shares | | | 3 | | | | 100 | | | | 100 | % | | | 100 | % |
| | |
2 | | F/K/A Owens-Brockway Plastic Products Inc. |
| | | | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Number of | | Percentage | | |
| | | | | | Certificate | | Equity | | of | | Percentage |
Grantor | | Issuer | | Type of Interest | | Number | | Interests | | Ownership | | Pledged |
| | Graham Packaging PET Technologies Inc. | | Common Shares | | | 11 | | | | 3,000 | | | | 100 | % | | | 100 | % |
| | Graham Packaging International Plastic Products Inc. | | Common Shares | | | 4 | | | | 100 | | | | 100 | % | | | 65 | % |
| | GPACSUB LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
| | Graham Packaging Poland, L.P. | | Partnership | | | N/A | | | | N/A | | | | 99 | % | | | 65 | % |
Graham Packaging Regioplast STS Inc. | | None | | None | | None | | None | | | None | | | | None | |
Graham Packaging West Jordan, LLC | | None | | None | | None | | None | | | None | | | | None | |
GPACSUB LLC | | Graham Packaging Poland, L.P. | | Partnership | | | N/A | | | | N/A | | | | 1 | % | | | 65 | % |
Graham Packaging GP Acquisition LLC | | Graham Packaging LC, L.P. | | Partnership | | | N/A | | | | N/A | | | | 2.99 | % | | | 100 | % |
Graham Packaging LP Acquisition LLC | | Graham Packaging LC, L.P. | | Partnership | | | N/A | | | | N/A | | | | 97.01 | % | | | 100 | % |
Graham Packaging LC, L.P. | | Graham Packaging PX Holding Corporation | | Common Shares | | | 1 | | | | 100 | | | | 100 | % | | | 100 | % |
Graham Packaging PX | | Graham Packaging PX, LLC | | LLC | | | N/A | | | | N/A | | | | 100 | % | | | 100 | % |
Holding Corporation | | Graham Packaging PX Company | | Partnership | | | N/A | | | | N/A | | | | 80 | % | | | 100 | % |
Graham Packaging PX, LLC | | Graham Packaging PX Company | | Partnership | | | N/A | | | | N/A | | | | 20 | % | | | 100 | % |
Graham Packaging PX Company | | None | | None | | None | | None | | | None | | | | None | |
GPC Capital Corp. II | | None | | None | | None | | None | | | None | | | | None | |
GPC Opco GP LLC | | Graham Packaging Company, L.P. | | Partnership | | None | | None | | | 1 | % | | | 100 | % |
| | |
3 | | F/K/A OI Regioplast STS Inc. |
Schedule 7 to
Supplement No. 35 to the
Collateral Agreement
Schedule 7
Debt Instruments
None.
Schedule 8 to
Supplement No. 35 to the
Collateral Agreement
Schedule 8
Mortgaged Property and Mortgage Filings
| | | | | | |
Exact Name of | | Exact Name of | | | | |
Owner | | Record Owner | | Property Address | | Filing Office |
Graham Packaging Company, L.P | | Graham Packaging Company, L.P | | 500/505 Windsor Street, York, PA | | Office of the Recorder of Deeds of York County, State of Pennsylvania |
Graham Packaging Company, L.P. | | Graham Packaging Company, L.P. | | 13300 Interstate Drive, Maryland Heights, MO | | Office of the Recorder of Deeds of St. Louis County, Missouri |
Graham Packaging Company, L.P. | | Graham Packaging Company, L.P. | | 3300 W Segerstrom Avenue, Santa Ana, CA | | Office of the Recorder of Orange County, California |
Graham Packaging Plastic Products Inc. | | Graham Packaging Plastic Products Inc. | | 170 Stanford Parkway, Findlay, OH | | Office of the Recorder of Hancock County, State of Ohio |
Graham Packaging Plastic Products Inc. | | Graham Packaging Plastic Products Inc. | | 1111 Imco Parkway, Vandalia, IL | | Office of the Fayette County Clerk/Recorder, State of Illinois |
Graham Packaging Plastic Products Inc. | | Graham Packaging Plastic Products Inc. | | 2515 Independence Road, Iowa City, IA | | Office of the Recorder of Johnson County, Iowa |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 875 American Pacific Drive, Henderson, NV | | Office of the Clark County Recorder, State of Nevada |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 7959 Vulcan Drive, Florence, KY | | Office of the Clerk of Kenton County, Kentucky |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 700 Industrial Blvd, Rockwall, TX | | Office of County Clerk of Rockwall County, State of Texas |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 513 S McClure Road, Modesto, CA | | Office of the Recorder of Stanislaus County, California |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 725 Industrial Drive, Fremont, OH | | Office of the Recorder of Sandusky County, Ohio |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 415 S 104th Avenue, Tolleson, AZ | | Office of the Recorder of Maricopa County, Arizona |
Schedule 8 to
Supplement No. 35 to the
Collateral Agreement
| | | | | | |
Exact Name of | | Exact Name of | | | | |
Owner | | Record Owner | | Property Address | | Filing Office |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 280 Industrial Park Road, NE, Cartersville, GA | | Office of the Clerk of Superior Court of Bartow County, Georgia |
Graham Packaging PET Technologies Inc. | | Graham Packaging PET Technologies Inc. | | 7 Technology Drive, Bedford, NH | | Hillsborough County Registry of Deeds, State of New Hampshire |
Schedule 9(a) to
Supplement No. 35 to the
Collateral Agreement
Schedule 9(a)
Intellectual Property
Copyrights and Copyright Applications
None.
Schedule 9(b)
Intellectual Property
Patents and Patent Applications
[Schedules begin on next page]
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
1. PATENTS OWNED BY GRAHAM PACKAGING COMPANY, L.P.
U.S. Patents
| | |
Patent Number | | Issue Date |
5392937 | | 02/28/95 |
5460287 | | 10/24/95 |
5598941 | | 02/04/97 |
5855299 | | 01/05/99 |
6228317 | | 05/08/01 |
6257433 | | 07/10/01 |
6290094 | | 09/18/01 |
6349839 | | 02/26/02 |
6375025 | | 04/23/02 |
6390316 | | 05/21/02 |
6405887 | | 06/18/02 |
6439413 | | 08/27/02 |
6467639 | | 10/22/02 |
6555033 | | 04/29/03 |
6555191 | | 04/29/03 |
6557714 | | 05/06/03 |
6612451 | | 09/02/03 |
6629834 | | 10/07/03 |
6662961 | | 12/16/03 |
6669461 | | 12/30/03 |
6673281 | | 01/06/04 |
6709261 | | 03/23/04 |
6749780 | | 06/15/04 |
6814923 | | 11/09/04 |
6830158 | | 12/14/04 |
6841117 | | 01/11/05 |
6884383 | | 04/26/05 |
6896147 | | 05/24/05 |
6935525 | | 08/30/05 |
6959829 | | 11/01/05 |
6974047 | | 12/13/05 |
6997336 | | 02/14/06 |
7,008,215 | | 03/07/06 |
7,017,763 | | 03/28/06 |
7,025,219 | | 04/11/06 |
7,037,101 | | 05/02/06 |
2
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
7,073,675 | | 07/11/06 |
7,101,506 | | 09/05/06 |
7,318,533 | | 01/15/08 |
7,334,695 | | 02/26/08 |
7,335,007 | | 02/26/08 |
7,600,655 | | 10/13/09 |
7,611,659 | | 11/03/09 |
7,699,182 | | 04/20/10 |
7,735,304 | | 06/15/10 |
7,815,837 | | 10/19/10 |
7,832,582 | | 11/16/10 |
7,832,583 | | 11/16/10 |
7,882,971 | | 02/08/11 |
7,892,462 | | 02/22/11 |
7,900,796 | | 03/08/11 |
7,926,243 | | 04/19/11 |
7,959,426 | | 06/14/11 |
7,963,088 | | 06/21/11 |
7,976,767 | | 07/12/11 |
7,980,404 | | 07/19/11 |
7,988,002 | | 08/02/11 |
7,993,095 | | 08/09/11 |
7000793 | | 02/21/06 |
7036692 | | 05/02/06 |
7140505 | | 11/28/06 |
7159729 | | 01/09/07 |
7198164 | | 04/03/07 |
7207451 | | 04/24/07 |
7225945 | | 06/05/07 |
7232306 | | 06/19/07 |
7252205 | | 08/07/07 |
7316796 | | 01/08/08 |
7316799 | | 01/08/08 |
7370775 | | 05/13/08 |
7374055 | | 05/20/08 |
3
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
7384260 | | 06/10/08 |
7407376 | | 08/05/08 |
7438196 | | 10/21/08 |
7455914 | | 11/25/08 |
7464825 | | 12/16/08 |
7464826 | | 12/16/08 |
7485252 | | 02/03/09 |
7485253 | | 02/03/09 |
7543705 | | 06/09/09 |
7543713 | | 06/09/09 |
7568588 | | 08/04/09 |
7571827 | | 08/11/09 |
7572123 | | 08/11/09 |
7574846 | | 08/18/09 |
7604140 | | 10/20/09 |
7607375 | | 10/27/09 |
7631775 | | 12/15/09 |
7637733 | | 12/29/09 |
7651644 | | 01/26/10 |
7673764 | | 03/09/10 |
7673765 | | 03/09/10 |
7726106 | | 06/01/10 |
7780025 | | 08/24/10 |
7799264 | | 09/21/10 |
7810664 | | 10/12/10 |
7815064 | | 10/19/10 |
7823737 | | 11/02/10 |
7900425 | | 03/08/11 |
7900789 | | 03/08/11 |
8,012,396 | | 09/06/11 |
8,017,065 | | 09/13/11 |
8,020,717 | | 09/20/11 |
8,021,587 | | 09/20/11 |
8,075,834 | | 12/13/11 |
8,109,398 | | 02/07/12 |
8,115,928 | | 02/14/12 |
4
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
8,118,581 | | 02/21/12 |
8011166 | | 09/06/11 |
8047388 | | 11/01/11 |
8066921 | | 11/29/11 |
8075833 | | 12/13/11 |
8087525 | | 01/03/12 |
D0629694 | | 12/28/10 |
D0637913 | | 05/17/11 |
D0650677 | | 12/20/11 |
D391168 | | 02/24/98 |
D402563 | | 12/15/98 |
D415681 | | 10/26/99 |
D418752 | | 01/11/00 |
D420593 | | 02/15/00 |
D420919 | | 02/22/00 |
D422500 | | 04/11/00 |
D423349 | | 04/25/00 |
D423936 | | 05/02/00 |
D423939 | | 05/02/00 |
D428815 | | 08/01/00 |
D429166 | | 08/08/00 |
D431192 | | 09/26/00 |
D439166 | | 03/20/01 |
D441660 | | 05/08/01 |
D442091 | | 05/15/01 |
D442866 | | 05/29/01 |
D445036 | | 07/17/01 |
D445695 | | 07/31/01 |
D448674 | | 10/02/01 |
D450248 | | 11/13/01 |
D450595 | | 11/20/01 |
D451798 | | 12/11/01 |
D459986 | | 07/09/02 |
D459995 | | 07/09/02 |
D460914 | | 07/30/02 |
D472150 | | 03/25/03 |
5
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
D472461 | | 04/01/03 |
D474977 | | 05/27/03 |
D478817 | | 08/26/03 |
D480310 | | 10/07/03 |
D485181 | | 01/13/04 |
D486389 | | 02/10/04 |
D486739 | | 02/17/04 |
D487228 | | 03/02/04 |
D488060 | | 04/06/04 |
D494068 | | 08/10/04 |
D494473 | | 08/17/04 |
D496281 | | 09/21/04 |
D496855 | | 10/05/04 |
D496865 | | 10/05/04 |
D498142 | | 11/09/04 |
D507187 | | 07/12/05 |
D510870 | | 10/25/05 |
D513990 | | 01/31/06 |
D518,727 | | 04/11/06 |
D518,958 | | 04/18/06 |
D521811 | | 05/30/06 |
D522375 | | 06/06/06 |
D523,331 | | 06/20/06 |
D525527 | | 07/25/06 |
D527,264 | | 08/29/06 |
D527,266 | | 08/29/06 |
D527,271 | | 08/29/06 |
D528,424 | | 09/19/06 |
D529,389 | | 10/03/06 |
D530,210 | | 10/17/06 |
D531913 | | 11/14/06 |
D532310 | | 11/21/06 |
D532311 | | 11/21/06 |
D533,068 | | 12/05/06 |
D533069 | | 12/05/06 |
D533782 | | 12/19/06 |
6
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
D533786 | | 12/19/06 |
D534429 | | 01/02/07 |
D535886 | | 01/30/07 |
D536258 | | 02/06/07 |
D536619 | | 02/13/07 |
D542,666 | | 05/15/07 |
D543,116 | | 05/22/07 |
D543863 | | 06/05/07 |
D543867 | | 06/05/07 |
D544360 | | 06/12/07 |
D544364 | | 06/12/07 |
D545198 | | 06/26/07 |
D547651 | | 07/31/07 |
D547659 | | 07/31/07 |
D547670 | | 07/31/07 |
D555500 | | 11/20/07 |
D557609 | | 12/18/07 |
D560,496 | | 01/29/08 |
D578898 | | 10/21/08 |
D581272 | | 11/25/08 |
D581798 | | 12/02/08 |
D582284 | | 12/09/08 |
D582286 | | 12/09/08 |
D586657 | | 02/17/09 |
D586658 | | 02/17/09 |
D598772 | | 08/25/09 |
D598773 | | 08/25/09 |
D598774 | | 08/25/09 |
D603,267 | | 11/03/09 |
D608,203 | | 01/19/10 |
D610,015 | | 02/16/10 |
D610,016 | | 02/16/10 |
D610,017 | | 02/16/10 |
D611349 | | 03/09/10 |
D612,249 | | 03/23/10 |
D612,250 | | 03/23/10 |
7
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
D612,255 | | 03/23/10 |
D612,256 | | 03/23/10 |
D612,257 | | 03/23/10 |
D613170 | | 04/06/10 |
D616,756 | | 06/01/10 |
D617,203 | | 06/08/10 |
D623,952 | | 09/21/10 |
D623529 | | 09/14/10 |
D623530 | | 09/14/10 |
D623531 | | 09/14/10 |
D624427 | | 09/28/10 |
D625202 | | 10/12/10 |
D625607 | | 10/19/10 |
D626,846 | | 11/09/10 |
D631,748 | | 02/01/11 |
D631,753 | | 02/01/11 |
D632,580 | | 02/15/11 |
D632,590 | | 02/15/11 |
D632,965 | | 02/22/11 |
D632179 | | 02/08/11 |
D632180 | | 02/08/11 |
D632182 | | 02/08/11 |
D632964 | | 02/22/11 |
D634208 | | 03/15/11 |
D634635 | | 03/22/11 |
D637495 | | 05/10/11 |
D638709 | | 05/31/11 |
D641244 | | 07/12/11 |
D642,470 | | 08/02/11 |
D646966 | | 10/18/11 |
D647,404 | | 10/25/11 |
D647804 | | 11/01/11 |
D652,305 | | 01/17/12 |
D652,730 | | 01/24/12 |
D652,731 | | 01/24/12 |
D652,734 | | 01/24/12 |
8
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
D653,113 | | 01/31/12 |
D653,115 | | 01/31/12 |
D653,119 | | 01/31/12 |
D653,543 | | 02/07/12 |
D653,544 | | 02/07/12 |
D653,545 | | 02/07/12 |
D653,550 | | 02/07/12 |
D653,955 | | 02/14/12 |
D653,957 | | 02/14/12 |
D653,961 | | 02/14/12 |
[Remainder of this page intentionally left blank]
9
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
U.S. Patent Applications
| | |
Application Number | | Filing Date |
10/594,845 | | 09/28/06 |
11/294,373 | | 12/06/05 |
11/476,001 | | 06/28/06 |
11/516,336 | | 09/06/06 |
11/664,265 | | 03/30/07 |
11/697,218 | | 04/05/07 |
11/704,318 | | 02/09/07 |
11/704,368 | | 02/09/07 |
11/923,074 | | 10/24/07 |
12/044,082 | | 03/07/08 |
12/047,695 | | 03/13/08 |
12/047,700 | | 03/13/08 |
12/104,893 | | 04/17/08 |
12/104,895 | | 04/17/08 |
12/131,297 | | 06/02/08 |
12/177,248 | | 07/22/08 |
12/178,186 | | 07/23/08 |
12/202,676 | | 09/03/08 |
12/207,696 | | 09/10/08 |
12/244041 | | 10/02/08 |
12/250756 | | 10/14/08 |
12/250856 | | 10/14/08 |
12/329,899 | | 12/08/08 |
12/354,327 | | 01/15/09 |
12/401,716 | | 03/11/09 |
12/505,682 | | 07/20/09 |
12/512,334 | | 07/30/09 |
12/549,016 | | 08/27/09 |
12/552,375 | | 09/02/09 |
12/556,709 | | 09/10/09 |
12/570,199 | | 09/30/09 |
12/573,900 | | 10/06/09 |
12/573,901 | | 10/06/09 |
12/575,511 | | 10/08/09 |
12/579,665 | | 10/15/09 |
12/614,831 | | 11/09/09 |
10
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Application Number | | Filing Date |
12/627,922 | | 11/30/09 |
12/630,143 | | 12/03/09 |
12/633,711 | | 12/08/09 |
12/651,461 | | 01/02/10 |
12/688,987 | | 01/18/10 |
12/697,309 | | 02/01/10 |
12/697,371 | | 02/01/10 |
12/697,518 | | 02/01/10 |
12/707,974 | | 02/18/10 |
12/727,932 | | 03/19/10 |
12/740,368 | | 04/29/10 |
12/754,647 | | 04/06/10 |
12/768,130 | | 04/27/10 |
12/777,743 | | 05/11/10 |
12/784,658 | | 05/21/10 |
12/792,320 | | 06/02/10 |
12/813,121 | | 06/10/10 |
12/836,258 | | 07/14/10 |
12/852,103 | | 08/06/10 |
12/856,484 | | 08/13/10 |
12/856,516 | | 08/13/10 |
12/866,810 | | 08/09/10 |
12/889,601 | | 09/24/10 |
12/893,665 | | 09/29/10 |
12/894,273 | | 09/30/10 |
12/897,047 | | 10/04/10 |
12/897,064 | | 10/04/10 |
12/897,301 | | 10/04/10 |
12/908,079 | | 10/20/10 |
12/916,207 | | 10/29/10 |
12/916,528 | | 10/30/10 |
12/916,570 | | 10/31/10 |
12/940,264 | | 11/05/10 |
12/941,334 | | 11/08/10 |
12/964,127 | | 12/09/10 |
12/968,588 | | 12/15/10 |
11
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Application Number | | Filing Date |
12/985,843 | | 01/06/11 |
12/995,473 | | 12/01/10 |
12/995,519 | | 12/01/10 |
13/016,380 | | 01/28/11 |
13/031,877 | | 02/22/11 |
13/031,883 | | 02/22/11 |
13/036,722 | | 02/28/11 |
13/038,986 | | 03/02/11 |
13/040,609 | | 03/04/11 |
13/044,649 | | 03/10/11 |
13/074,820 | | 03/29/11 |
13/078,542 | | 04/01/11 |
13/085,000 | | 04/12/11 |
13/087,472 | | 04/15/11 |
13/102,597 | | 05/06/11 |
13/102,747 | | 05/06/11 |
13/115,527 | | 05/25/11 |
13/176,850 | | 07/06/11 |
13/184,368 | | 07/15/11 |
13/210,350 | | 08/15/11 |
13/210,358 | | 08/16/11 |
13/224,746 | | 09/02/11 |
13/233,144 | | 09/15/11 |
13/244,999 | | 09/26/11 |
13/246,967 | | 09/28/11 |
13/251,830 | | 10/03/11 |
13/251,966 | | 10/03/11 |
13/303,671 | | 11/23/11 |
13/328,788 | | 12/16/11 |
13/347,261 | | 01/10/12 |
13/357,232 | | 01/24/12 |
29/340,633 | | 07/22/09 |
29/353,980 | | 01/18/10 |
29/363,364 | | 06/08/10 |
29/369,857 | | 09/14/10 |
29/387,833 | | 03/18/11 |
12
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Application Number | | Filing Date |
29/399,961 | | 08/22/11 |
29/401,991 | | 09/19/11 |
| | |
29/401,994 | | 09/19/11 |
29/403,801 | | 10/11/11 |
| | |
29/403,837 | | 10/11/11 |
29/404,395 | | 10/20/11 |
29/404,396 | | 10/20/11 |
29/405,522 | | 11/03/11 |
29/408,038 | | 12/06/11 |
61/451,896 | | 03/11/11 |
61/513,911 | | 08/01/11 |
PCT/US2010/21747 | | 01/22/10 |
[Remainder of this page intentionally left blank]
13
Schedule 9(b)to
Supplement No.35 to the
Collateral Agreement
Non-U.S. Patents
| | | | |
Country | | Issue Date | | Patent Number |
Argentina | | 05/31/10 | | 80878 |
Argentina | | 05/31/10 | | 80879 |
Australia | | 02/24/11 | | 2004261654 |
Australia | | 05/27/10 | | 2005222434/AU-B2 |
Australia | | 01/06/11 | | 2006236674 |
Australia | | 08/25/11 | | 2006304383 |
Australia | | 12/16/10 | | 2007204862/AU-B2 |
Australia | | 11/25/10 | | 2007227579 |
Australia | | 12/16/10 | | 2009202484/AU-A1 |
Australia | | 01/05/12 | | 2010241376 |
Australia | | 09/08/11 | | 2010246525 |
Belgium | | 06/08/11 | | 02143546/EP-B1 |
Belgium | | 06/25/09 | | 1372937 |
Belgium | | 03/26/08 | | 1651554 |
Belgium | | 12/30/09 | | 1868790 |
Belgium | | 11/23/11 | | 2144818 |
Belgium | | 11/18/09 | | EP1867570 |
Brazil | | 02/15/11 | | DI 7002225-9 |
Brazil | | 02/15/11 | | DI 7002227-5 |
Canada | | 07/31/07 | | 114624 |
Canada | | 04/22/08 | | 115690 |
Canada | | 01/14/08 | | 117863 |
Canada | | 11/13/08 | | 124973 |
Canada | | 03/27/09 | | 124974 |
Canada | | 10/28/09 | | 126628 |
Canada | | 06/25/10 | | 129708 |
Canada | | 01/25/10 | | 131153 |
Canada | | 01/25/10 | | 131154 |
Canada | | 01/25/10 | | 131155 |
Canada | | 05/17/11 | | 2,534,266 |
Canada | | 11/01/11 | | 2,604,231 |
Canada | | 02/01/11 | | 2,707,701 |
Canada | | 02/01/11 | | 2,707,749 |
Canada | | 06/15/10 | | 2440549 |
Canada | | 10/04/11 | | 2508753 |
Canada | | 07/25/02 | | 96639 |
14
Schedule 9(b)to
Supplement No.35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | | Patent Number |
Canada | | 04/10/03 | | 98134 |
China | | 06/20/07 | | ZL02806501.8 |
China | | 04/27/11 | | ZL200580041138.5 |
Colombia | | 02/28/11 | | 6076 |
Colombia | | 02/28/11 | | 6078 |
European Community Design | | 09/30/10 | | 001753963-0001 |
European Community Design | | 09/13/10 | | 001754359-0001 |
European Community Design | | 09/13/10 | | 001754359-0002 |
European Community Design | | 09/23/10 | | 001758863-0001 |
European Community Design | | 02/08/11 | | 001816513-0001 |
European Patent Convention | | 03/21/07 | | 01409229/EP-B1 |
European Patent Convention | | 07/30/04 | | 01651554/EP-B1 |
European Patent Convention | | 11/18/09 | | 01867570/EP-B1 |
European Patent Convention | | 12/30/09 | | 01868790 |
European Patent Convention | | 06/08/11 | | 02143546/EP-B1 |
European Patent Convention | | 11/23/11 | | 02144818/EP-B1 |
European Patent Convention | | 09/13/95 | | 0532157 |
European Patent Convention | | 10/09/02 | | 0885148 |
European Patent Convention | | 10/30/02 | | 0929454 |
European Patent Convention | | 05/12/04 | | 1025007 |
European Patent Convention | | 03/10/04 | | 1117611 |
European Patent Convention | | 11/13/02 | | 1140637 |
European Patent Convention | | 09/09/05 | | 1282569 |
European Patent Convention | | 05/13/09 | | 1372937 |
European Patent Convention | | 06/15/11 | | 1907186 |
European Patent Convention | | 07/06/11 | | 21155577 |
France | | 09/29/00 | | 003034 |
France | | 09/29/00 | | 003035 |
France | | 01/05/01 | | 005424 |
France | | 01/05/01 | | 005425 |
France | | 06/08/11 | | 02143546/EP-B1 |
France | | 06/30/09 | | 1372937 |
France | | 03/26/08 | | 1651554 |
France | | 12/30/09 | | 1868790 |
France | | 11/23/11 | | 2144818 |
France | | 07/06/11 | | 2155577 |
15
Schedule 9(b)to
Supplement No.35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | | Patent Number |
France | | 11/27/98 | | 984157 |
France | | 11/27/98 | | 984158 |
France | | 10/01/99 | | 993632 |
France | | 10/01/99 | | 993633 |
France | | 10/01/99 | | 993634 |
France | | 03/17/00 | | 997312 |
France | | 04/28/00 | | 998021 |
France | | 11/18/09 | | EP1867570 |
Germany | | 06/15/09 | | |
Germany | | 06/08/11 | | 02143546/EP-B1 |
Germany | | 03/26/08 | | 1651554 |
Germany | | 12/30/09 | | 1868790 |
Germany | | 06/15/11 | | 1907186 |
Germany | | 11/23/11 | | 2144818 |
Germany | | 07/06/11 | | 2155577 |
Germany | | 11/18/09 | | 602007003256.3-08 |
Hong Kong | | 07/08/11 | | 1110567 |
Italy | | 06/08/11 | | 02143546/EP-B1 |
Italy | | 07/24/09 | | 1372937 |
Italy | | 12/30/09 | | 1868790 |
Italy | | 06/15/11 | | 1907186 |
Italy | | 11/23/11 | | 2144818 |
Italy | | 07/06/11 | | 2155577 |
Italy | | 11/18/09 | | EP1867570 |
Japan | | 05/20/11 | | 4,743,320 |
Japan | | 08/27/10 | | 4576382 |
Japan | | 06/24/11 | | 4769791 |
Mexico | | 06/25/02 | | 13874 |
Mexico | | 04/15/05 | | 17795 |
Mexico | | 11/02/09 | | 2009011188/MX-A |
Mexico | | 12/14/09 | | 2009012681/MX-A |
Mexico | | 02/08/02 | | 206621 |
Mexico | | 05/12/06 | | 20739 |
Mexico | | 11/29/02 | | 211711 |
Mexico | | 06/01/04 | | 220714 |
Mexico | | 08/08/05 | | 229792 |
16
Schedule 9(b)to
Supplement No.35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | | Patent Number |
Mexico | | 06/28/07 | | 23009 |
Mexico | | 08/24/07 | | 23471 |
Mexico | | 08/01/06 | | 239108 |
Mexico | | 08/17/06 | | 239581 |
Mexico | | 08/29/06 | | 239830 |
Mexico | | 12/06/06 | | 242486 |
Mexico | | 09/18/07 | | 249671 |
Mexico | | 10/25/07 | | 250814 |
Mexico | | 11/01/07 | | 251163 |
Mexico | | 12/19/07 | | 252873 |
Mexico | | 01/18/08 | | 253569 |
Mexico | | 04/02/08 | | 255935 |
Mexico | | 08/18/08 | | 259711 |
Mexico | | 12/09/08 | | 262952 |
Mexico | | 01/28/09 | | 264145 |
Mexico | | 01/30/09 | | 264333 |
Mexico | | 06/26/09 | | 267834 |
Mexico | | 04/28/10 | | 275528 |
Mexico | | 06/07/10 | | 276421 |
Mexico | | 06/25/10 | | 276913 |
Mexico | | 08/12/10 | | 278144 |
Mexico | | 12/02/10 | | 281652 |
Mexico | | 03/18/11 | | 284861 |
Mexico | | 06/23/09 | | 28527 |
Mexico | | 05/17/11 | | 286608 |
Mexico | | 08/09/11 | | 289159 |
Mexico | | 02/11/10 | | 30340 |
Mexico | | 02/11/10 | | 30341 |
Mexico | | 02/11/10 | | 30342 |
Mexico | | 12/15/10 | | 32577 |
Mexico | | 01/26/11 | | 32824 |
Mexico | | 03/08/11 | | 33120 |
Mexico | | 07/22/11 | | 33974 |
Netherlands | | 08/11/09 | | 1372937 |
Netherlands | | 11/23/11 | | 2144818 |
Netherlands | | 11/18/09 | | EP1867570 |
17
Schedule 9(b)to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | | Patent Number |
New Zealand | | 01/13/05 | | 528901 |
New Zealand | | 03/12/09 | | 545528 |
New Zealand | | 10/08/09 | | 550336 |
New Zealand | | 12/24/09 | | 563134 |
Poland | | 11/23/11 | | 2144818 |
Portugal | | 07/01/09 | | 1372937 |
Portugal | | 11/18/09 | | EP1867570 |
South Africa | | 10/29/08 | | 2007/10093 |
South Africa | | 10/29/08 | | 2007/8173 |
South Korea | | 10/20/10 | | 10-0990176 |
Spain | | 07/08/09 | | 1372937 |
Spain | | 07/06/11 | | 2155577 |
Spain | | 11/18/09 | | EP1867570 |
Turkey | | 11/23/11 | | 2144818 |
Turkey | | 04/15/10 | | TR200909449T4 |
United Kingdom | | 06/08/11 | | 02143546/EP-B1 |
United Kingdom | | 03/29/06 | | 1301330 |
United Kingdom | | 06/23/09 | | 1372937 |
United Kingdom | | 03/26/08 | | 1651554 |
United Kingdom | | 12/30/09 | | 1868790 |
United Kingdom | | 11/23/11 | | 2144818 |
United Kingdom | | 07/06/11 | | 2155577 |
United Kingdom | | 11/18/09 | | EP1867570 |
Uruguay | | 05/02/11 | | 2274 |
Uruguay | | 05/02/11 | | 2275 |
[Remainder of this page intenionally left blank]
18
Schedule 9(b)to
Supplement No.35 to the
Collateral Agreement
Non-U.S. Patent Applications
| | | | |
Country | | Filing Date | | Application Number |
Argentina | | 09/30/05 | | 050104160 |
Argentina | | 12/20/05 | | 050105385 |
Argentina | | 11/22/11 | | 83199 |
Argentina | | 10/09/07 | | P 07 01 04444 |
Argentina | | 03/22/02 | | P020101058 |
Australia | | 03/29/07 | | 2005291953 |
Australia | | 12/17/07 | | 2006252486 |
Australia | | 03/30/08 | | 2006299669 |
Australia | | 03/31/09 | | 2007307905 |
Australia | | 10/14/09 | | 2008237317/AU-A |
Australia | | 02/23/11 | | 2009288505 |
Australia | | 02/23/11 | | 2009292109 |
Australia | | 05/24/11 | | 2009324844 |
Australia | | 05/24/11 | | 2009333640 |
Australia | | 06/18/10 | | 2010202538 |
Australia | | 06/23/11 | | 2010203790 |
Australia | | 10/21/10 | | 2010235932 |
Australia | | 07/04/11 | | 2011203263 |
Australia | | 08/02/11 | | 2011205106 |
Australia | | 01/18/12 | | 2012200286 |
Belgium | | 00/00/00 | | 8102005.9 |
Brazil | | 01/24/11 | | |
Brazil | | 07/14/11 | | |
Brazil | | 11/07/11 | | |
Brazil | | 02/18/05 | | DI6500535-0 |
Brazil | | 03/30/07 | | PI 0515919-9 |
Brazil | | 02/28/11 | | PI 0917215-7 |
Brazil | | 09/19/03 | | PI0208258-6 |
Brazil | | 08/24/05 | | PI0407776-8 |
Brazil | | 10/14/05 | | PI0409394-1 |
Brazil | | 11/01/05 | | PI0409852-8 |
Brazil | | 06/22/06 | | PI0418016-0 |
Brazil | | 10/15/07 | | PI0610216-6 |
Brazil | | 06/14/07 | | PI0702543-2 |
Brazil | | 04/30/10 | | PI0817165-3 |
Brazil | | 06/08/11 | | PI0922331-2 |
19
Schedule 9(b)to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Filing Date | | Application Number |
Brazil | | 06/08/11 | | PI0922648-6 |
Brazil | | 00/00/00 | | PI1006670-5 |
Brazil | | 07/05/11 | | PI1007385-0 |
Canada | | 02/17/11 | | |
Canada | | 03/11/11 | | |
Canada | | 02/28/11 | | |
Canada | | 12/23/10 | | |
Canada | | 01/20/12 | | |
Canada | | 07/02/09 | | 02674370/CA-A |
Canada | | 11/23/09 | | 02688221 |
Canada | | 12/07/09 | | 02690157/CA-A |
Canada | | 04/23/10 | | 02703964/CA-A |
Canada | | 09/13/10 | | 02718405/CA-A |
Canada | | 01/11/11 | | 02730508/CA-A1 |
Canada | | 03/07/11 | | 02736447/CA-A |
Canada | | 00/00/00 | | 02748184/CA-A |
Canada | | 04/06/06 | | 115330 |
Canada | | 05/12/06 | | 115881 |
Canada | | 04/13/11 | | 140157 |
Canada | | 04/14/11 | | 140180 |
Canada | | 06/15/11 | | 141050 |
Canada | | 10/21/11 | | 142,824 |
Canada | | 11/23/05 | | 2,527,001 |
Canada | | 03/10/06 | | 2,538,360 |
Canada | | 09/11/06 | | 2,559,319 |
Canada | | 06/06/07 | | 2,591,368 |
Canada | | 12/17/07 | | 2,612,531 |
Canada | | 07/10/08 | | 2,636,781 |
Canada | | 10/03/08 | | 2,640,373 |
Canada | | 09/08/08 | | 2,645,650 |
Canada | | 09/30/10 | | 2,716,873 |
Canada | | 03/02/11 | | 2,735,814 |
Canada | | 06/08/11 | | 2,746,260 |
Canada | | 10/19/11 | | 2,755,608 |
Canada | | 10/05/05 | | 2521617 |
Canada | | 03/30/07 | | 2582696 |
20
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Filing Date | | Application Number |
Canada | | 11/18/08 | | 2653063 |
Canada | | 03/05/09 | | 2662561 |
Canada | | 00/00/00 | | 2666636 |
Canada | | 04/01/09 | | 2666937 |
Canada | | 04/20/10 | | 2703156 |
Canada | | 06/08/11 | | 2746263 |
Canada | | 11/24/11 | | 2757742 |
Chile | | 07/06/11 | | 1659-2011 |
Chile | | 10/05/07 | | 2007-2894 |
Chile | | 09/30/05 | | 2568-2005 |
Chile | | 11/04/11 | | 2769-2011 |
Chile | | 05/31/10 | | 563-2010 |
Chile | | 05/31/10 | | 564-2010 |
China | | 11/09/07 | | 200680012360.7 |
China | | 03/15/08 | | 200780003013.2 |
China | | 09/17/08 | | 200780009120.6 |
China | | 04/30/10 | | 200880114265.7 |
China | | 03/14/11 | | 201080002595.4 |
Costa Rica | | 05/28/10 | | 11466 |
Costa Rica | | 05/28/10 | | 11467 |
European Patent Convention | | 09/26/05 | | 04712814.5 |
European Patent Convention | | 10/10/06 | | 05731418.9 |
European Patent Convention | | 06/19/08 | | 07709729.3 |
European Patent Convention | | 09/17/08 | | 07752979.0 |
European Patent Convention | | 05/05/09 | | 07854047.3 |
European Patent Convention | | 00/00/00 | | 08102005.9 |
European Patent Convention | | 12/02/09 | | 08756398.7 |
European Patent Convention | | 04/20/10 | | 08842761.2 |
European Patent Convention | | 04/07/10 | | 08844287.6 |
European Patent Convention | | 05/31/11 | | 09761137.0 |
European Patent Convention | | 05/31/11 | | 09761138.8 |
European Patent Convention | | 03/01/11 | | 09791671.2 |
European Patent Convention | | 03/01/11 | | 09791672.0 |
European Patent Convention | | 00/00/00 | | 10185697.9 |
European Patent Convention | | 10/28/11 | | 10713096.5 |
European Patent Convention | | 06/28/11 | | 10729403.5 |
21
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Filing Date | | Application Number |
European Patent Convention | | 01/11/12 | | 10737144.5 |
European Patent Convention | | 06/20/07 | | MX/A/2007/007495 |
France | | 00/00/00 | | 8102005.9 |
Germany | | 00/00/00 | | 8102005.9 |
Guatemala | | 09/30/05 | | PI-2005-0274 |
India | | 04/03/07 | | 1151/KOLNP/2007 |
India | | 04/19/10 | | 2668/DELNP/2010 |
India | | 11/19/09 | | 6808/CHENP/2009 |
India | | 10/03/07 | | 7556/DELNP/2007 |
Indonesia | | 03/04/11 | | S00201100040 |
Japan | | 04/14/08 | | |
Japan | | 03/30/07 | | 2007-534810 |
Japan | | 10/15/07 | | 2008-506738 |
Japan | | 01/21/08 | | 2008-522954 |
Japan | | 07/11/08 | | 2008550422 |
Japan | | 00/00/00 | | 2009-240583 |
Japan | | 04/01/09 | | 2009-513450 |
Japan | | 06/08/11 | | 2011-540774 |
Japan | | 06/08/11 | | 2011-540775 |
Japan | | 07/05/11 | | 2011-544643 |
Japan | | 03/08/11 | | 2012-504776 |
Malaysia | | 09/30/05 | | PI20054633 |
Mexico | | 00/00/00 | | |
Mexico | | 02/24/11 | | MX/a/2011/002062 |
Mexico | | 09/11/08 | | 2008011648/MX-A |
Mexico | | 03/05/09 | | 2009002458/MX-A |
Mexico | | 03/28/07 | | MX/a/2007/003748 |
Mexico | | 10/12/07 | | MX/A/2007/012717 |
Mexico | | 10/17/07 | | MX/A/2007/012912 |
Mexico | | 01/22/08 | | MX/A/2008/001014 |
Mexico | | 01/22/08 | | MX/A/2008/001015 |
Mexico | | 03/27/08 | | MX/a/2008/004191 |
Mexico | | 04/09/08 | | MX/a/2008/004703 |
Mexico | | 07/10/08 | | MX/a/2008/008932 |
Mexico | | 11/18/08 | | MX/a/2008/014674 |
Mexico | | 12/16/08 | | MX/a/2008/016132 |
22
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Filing Date | | Application Number |
Mexico | | 04/02/09 | | MX/a/2009/003547 |
Mexico | | 04/16/09 | | MX/a/2009/004062 |
Mexico | | 04/30/09 | | MX/a/2009/004698 |
Mexico | | 07/02/09 | | MX/a/2009/007227 |
Mexico | | 10/05/09 | | MX/a/2009/010772 |
Mexico | | 12/04/09 | | MX/a/2009/013270 |
Mexico | | 12/08/09 | | MX/a/2009/013396 |
Mexico | | 12/10/09 | | MX/a/2009/013518 |
Mexico | | 04/23/10 | | MX/a/2010/004506 |
Mexico | | 04/29/10 | | Mx/a/2010/004752 |
Mexico | | 09/10/10 | | MX/a/2010/009973 |
Mexico | | 09/30/10 | | MX/A/2010/010769 |
Mexico | | 11/26/10 | | MX/a/2010/013021 |
Mexico | | 01/18/11 | | MX/a/2011/000714 |
Mexico | | 03/01/11 | | MX/A/2011/002300 |
Mexico | | 03/09/11 | | MX/A/2011/002571 |
Mexico | | 06/07/11 | | MX/A/2011/006020 |
|
Mexico | | 06/07/11 | | MX/A/2011/006021 |
Mexico | | 07/05/11 | | MX/A/2011/007233 |
Mexico | | 07/22/11 | | MX/A/2011/007813 |
|
Mexico | | 10/06/11 | | MX/a/2011/010 568 |
Mexico | | 10/20/11 | | MX/A/2011/011073 |
|
Mexico | | 11/04/11 | | MX/A/2011/011695 |
Mexico | | 01/19/12 | | MX/A/2012/000894 |
Mexico | | 04/08/11 | | MX/F/2011/001097 |
Mexico | | 04/20/11 | | MX/F/2011/001234 |
Mexico | | 08/05/11 | | MX/f/2011/002680 |
|
Mexico | | 10/21/11 | | MX/F/2011/003419 |
23
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Filing Date | | Application Number |
New Zealand | | 12/18/06 | | |
New Zealand | | 06/27/08 | | 569422 |
New Zealand | | 02/23/11 | | 591325 |
New Zealand | | 02/24/11 | | 591343 |
New Zealand | | 05/24/11 | | 593038 |
New Zealand | | 05/24/11 | | 593042 |
New Zealand | | 06/15/11 | | 593486 |
New Zealand | | 09/30/05 | | NZ 535722 |
Peru | | 09/30/05 | | 01158-2005 |
Poland | | 00/00/00 | | |
Poland | | 00/00/00 | | |
Taiwan | | 09/30/05 | | 94134319 |
Taiwan | | 04/13/06 | | 95113450 |
Thailand | | 09/30/05 | | 0501004615 |
Thailand | | 10/05/07 | | 0701005054 |
Thailand | | 04/12/06 | | 601001715 |
United Kingdom | | 00/00/00 | | 8102005.9 |
Uruguay | | 09/30/05 | | 29148 |
Venezuela | | 09/30/05 | | 01996-2005 |
Venezuela | | 09/22/97 | | 1903-97 |
Venezuela | | 11/01/01 | | 2290-2001 |
[Remainder of this page intentionally left blank]
24
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
2. PATENTS OWNED BY GRAHAM PACKAGING LC, L.P.
U.S. Patents
| | |
Patent Number | | Issue Date |
5,753,278 | | 05/19/98 |
7,431,170 | | 10/07/08 |
U.S. Patent Applications
| | |
Application Number | | Filing Date |
12/564,845 | | 09/22/09 |
12/709,302 | | 02/19/10 |
13/024,497 | | 02/10/11 |
13/250,189 | | 09/30/11 |
[Remainder of this page intentionally left blank]
25
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
3. PATENTS OWNED BY GRAHAM PACKAGING PET TECHNOLOGIES INC.
U.S. Patents
| | |
Patent Number | | Issue Date |
5,178,289 | | 01/12/93 |
5,279,433 | | 01/18/94 |
5,281,387 | | 01/25/94 |
5,303,834 | | 04/19/94 |
5,332,121 | | 07/26/94 |
5,407,629 | | 04/18/95 |
5,427,258 | | 06/27/95 |
5,472,105 | | 12/05/95 |
5,520,877 | | 05/28/96 |
5,908,128 | | 06/01/99 |
6,338,415 | | 01/15/02 |
6,342,156 | | 01/29/02 |
6,444,158 | | 09/03/02 |
6,548,133 | | 04/15/03 |
6,855,289 | | 02/15/05 |
6,884,382 | | 04/26/05 |
6997337 | | 02/14/06 |
7,220,379 | | 08/29/06 |
7,097,061 | | 05/22/07 |
7,442,027 | | 10/28/08 |
7033656 | | 04/25/06 |
7052644 | | 05/30/06 |
7138082 | | 11/21/06 |
7178562 | | 02/20/07 |
7178684 | | 02/20/07 |
7198165 | | 04/03/07 |
7258244 | | 08/21/07 |
7399174 | | 07/15/08 |
7445826 | | 11/04/08 |
7455807 | | 11/25/08 |
7481325 | | 01/27/09 |
7481961 | | 01/27/09 |
7491359 | | 02/17/09 |
7563403 | | 07/21/09 |
7604769 | | 10/20/09 |
7615176 | | 11/10/09 |
26
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
7632089 | | 12/15/09 |
8,097,662 | | 01/17/12 |
8075966 | | 12/13/11 |
D0605054 | | 12/01/09 |
D393,802 | | 04/08/98 |
D472,815 | | 04/08/03 |
D480,006 | | 09/30/03 |
D485,762 | | 01/27/04 |
D488,385 | | 04/13/04 |
D495609 | | 09/07/04 |
D497,552 | | 10/26/04 |
D503627 | | 04/05/05 |
D505,077 | | 05/17/05 |
D514938 | | 02/14/06 |
D519,034 | | 04/18/06 |
D526,569 | | 08/15/06 |
D527,270 | | 08/29/06 |
D548088 | | 08/07/07 |
D591605 | | 05/05/09 |
U.S. Patent Applications
| | |
Application Number | | Filing Date |
09/570,898 | | 05/15/00 |
10/375,736 | | 02/26/03 |
10/388,616 | | 03/14/03 |
10/841,773 | | 05/07/04 |
12/637,086 | | 12/14/09 |
13/306,230 | | 11/29/11 |
13/349,069 | | 01/12/12 |
60/473,024 | | 05/23/03 |
27
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
Non-U.S. Patents
| | | | |
Country | | Issue Date | | Patent Number |
Argentina | | 11/28/97 | | 251297 |
Argentina | | 04/18/00 | | AR 001460 Bl |
Argentina | | 08/31/99 | | AR 253656V1 |
Australia | | 05/28/09 | | 2003203666 |
Australia | | 04/10/08 | | 2004207795 |
Australia | | 12/14/09 | | 2004242605 |
Australia | | 12/16/10 | | 2005231755 |
Australia | | 06/09/11 | | 2005267003 |
Australia | | 06/18/10 | | 2008201342 |
Australia | | 09/27/01 | | 734345 |
Belgium | | 10/12/11 | | 1054925 |
Belgium | | 02/10/10 | | 1673221 |
Brazil | | 10/25/05 | | 817716 |
Brazil | | 08/24/10 | | P19909412-6 |
Canada | | 07/12/05 | | 2,122,500 |
Canada | | 10/10/06 | | 2,308,072 |
Canada | | 01/29/08 | | 2425018 |
Chile | | 05/05/97 | | 39248 |
Chile | | 07/18/00 | | 40,595 |
Chile | | 07/11/96 | | 41443 |
Chile | | 10/10/08 | | 41.027 |
Chile | | 10/28/09 | | 45.838 |
Colombia | | 04/30/03 | | 27801 |
Colombia | | 04/30/04 | | 27870 |
Costa Rica | | 06/14/02 | | 2608 |
European Patent Convention | | 10/12/11 | | 01054925/EP-B1 |
European Patent Convention | | 06/07/06 | | 01352730/EP-B1 |
European Patent Convention | | 05/23/07 | | 01597157/EP-B1 |
European Patent Convention | | 02/10/10 | | 01673221/EP-B1 |
European Patent Convention | | 04/13/11 | | 01689570/EP-B1 |
European Patent Convention | | 09/18/96 | | 0633857 |
European Patent Convention | | 03/03/99 | | 0653981 |
European Patent Convention | | 09/10/97 | | 0653982 |
European Patent Convention | | 07/16/97 | | 0720526 |
European Patent Convention | | 08/27/97 | | 0731747 |
European Patent Convention | | 09/27/06 | | 0734316B2 |
28
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | | Patent Number |
European Patent Convention | | 06/02/99 | | 0784569 |
European Patent Convention | | 11/25/98 | | 0800446 |
European Patent Convention | | 06/05/02 | | 0817716 |
European Patent Convention | | 03/22/00 | | 0827479 |
European Patent Convention | | 12/19/01 | | 0837763 |
European Patent Convention | | 11/03/99 | | 0839109 |
European Patent Convention | | 01/29/03 | | 0846051 |
European Patent Convention | | 07/24/02 | | 0885105 |
European Patent Convention | | 11/13/02 | | 0921928 |
European Patent Convention | | 07/17/02 | | 0942952 |
European Patent Convention | | 04/23/03 | | 1009615 |
European Patent Convention | | 06/05/02 | | 1027256 |
European Patent Convention | | 09/17/03 | | 1179482B1 |
European Patent Convention | | 04/16/08 | | 1771292 |
European Patent Convention | | 09/14/05 | | EP1147872 |
France | | 04/13/11 | | 01689570/EP-B1 |
France | | 10/12/11 | | 1054925 |
France | | 02/10/10 | | 1673221 |
Germany | | 04/13/11 | | 01689570/EP-B1 |
Germany | | 12/15/05 | | 20 2004 011152.7 |
Germany | | 02/10/10 | | 602004025487.8-08 |
Germany | | 10/12/11 | | 699 43 777.6 |
Italy | | 04/13/11 | | 01689570/EP-B1 |
Italy | | 10/12/11 | | 1054925 |
Italy | | 04/16/08 | | 1771292 |
Japan | | 11/20/09 | | 4409198 |
Japan | | 02/25/11 | | 4691092 |
Mexico | | 10/28/92 | | 165124 |
Mexico | | 10/08/01 | | 204588 |
Mexico | | 06/14/02 | | 208392 |
Mexico | | 10/28/98 | | 218778 |
Mexico | | 07/19/06 | | 238781 |
Mexico | | 11/21/07 | | 251678 |
Mexico | | 12/06/07 | | 252256 |
Mexico | | 06/11/08 | | 257852 |
Mexico | | 08/14/08 | | 259623 |
29
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | | | |
Country | | Issue Date | Patent Number |
Mexico | | 08/21/08 | | 259821 |
Mexico | | 09/30/08 | | 260902 |
Mexico | | 07/13/09 | | 268259 |
Mexico | | 10/20/09 | | 271054 |
Mexico | | 11/06/09 | | 271597 |
Mexico | | 06/03/10 | | 276348 |
Mexico | | 07/27/10 | | 277618 |
Mexico | | 10/14/10 | | 279938 |
Netherlands | | 04/13/11 | | 01689570/EP-B1 |
New Zealand | | 02/10/05 | | 522,763 |
New Zealand | | 01/13/05 | | 525296 |
New Zealand | | 11/08/07 | | 541895 |
New Zealand | | 10/08/09 | | 545618 |
New Zealand | | 01/08/11 | | 550948 |
New Zealand | | 10/08/09 | | 552909 |
Peru | | 10/29/99 | | 1315 |
Poland | | 04/13/11 | | 01689570/EP-B1 |
Spain | | 04/13/11 | | 01689570/EP-B1 |
United Kingdom | | 04/13/11 | | 01689570/EP-B1 |
United Kingdom | | 10/12/11 | | 1054925 |
United Kingdom | | 02/10/10 | | 1673221 |
United Kingdom | | 11/25/09 | | 2430912 |
[Remainder of this page intentionally left blank]
30
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
Non-U.S. Patent Applications
| | | | |
Country | | Filing Date | | Application Number |
Brazil | | 01/09/07 | | P10418917-7 |
Brazil | | 04/13/06 | | PI0415472-0 |
Brazil | | 01/22/07 | | PI0512184-1 |
Canada | | 02/23/06 | | 2,536,743 |
Chile | | 07/11/96 | | 1229-96 |
Chile | | 01/06/94 | | 20-94 |
Colombia | | 11/17/06 | | 06-116.786 |
Colombia | | 04/18/06 | | 06.036.627 |
Costa Rica | | 04/10/03 | | |
European Patent Convention | | 07/22/05 | | 04704896.2 |
European Patent Convention | | 02/09/06 | | 05731530.1 |
European Patent Convention | | 02/13/07 | | 05773535.9 |
Germany | | 04/11/03 | | 03252303.7 |
Japan | | 11/18/05 | | 2006-533155 |
Mexico | | 02/01/06 | | PA/a/2006/001328 |
New Zealand | | 04/19/07 | | |
New Zealand | | 11/24/05 | | 543786 |
Philippines | | 04/12/06 | | 1-2006-500757 |
Philippines | | 06/10/93 | | 46378 |
Taiwan | | 09/30/05 | | 94134337 |
Thailand | | 11/14/95 | | 098111 |
Uruguay | | 03/29/96 | | 24.197 |
Venezuela | | 04/08/03 | | 2003-000574 |
Venezuela | | 10/04/05 | | 2017-2005 |
[Remainder of this page intentionally left blank]
31
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
4. PATENTS OWNED BY GRAHAM PACKAGING PLASTIC PRODUCTS INC.
U.S. Patents
| | |
Patent Number | | Issue Date |
5232107 | | 08/03/93 |
5464107 | | 11/07/95 |
5465864 | | 11/14/95 |
5480028 | | 01/02/96 |
5484047 | | 01/16/96 |
5601891 | | 02/11/97 |
5783637 | | 07/21/98 |
5851479 | | 12/22/98 |
5918777 | | 07/06/99 |
5928581 | | 07/27/99 |
5941422 | | 08/24/99 |
6041975 | | 03/23/00 |
6105800 | | 08/22/00 |
6123231 | | 09/26/00 |
6171542 | | 01/09/01 |
6238201 | | 05/29/01 |
6279789 | | 08/28/01 |
6311878 | | 11/06/01 |
6357625 | | 03/19/02 |
6500380 | | 12/31/02 |
6508375 | | 01/21/03 |
6602459 | | 08/05/03 |
6670007 | | 12/30/03 |
6719173 | | 04/13/04 |
6730257 | | 05/04/04 |
6893602 | | 05/17/05 |
6976603 | | 12/20/05 |
7,001,564 | | 02/21/06 |
7,833,006 | | 11/16/10 |
7153127 | | 12/26/06 |
7435073 | | 10/14/08 |
D392568 | | 03/24/98 |
D394811 | | 06/02/98 |
D396810 | | 08/11/98 |
D401154 | | 11/17/98 |
D408742 | | 04/27/99 |
32
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
| | |
Patent Number | | Issue Date |
D409093 | | 05/04/99 |
D414104 | | 09/21/99 |
D417621 | | 12/14/99 |
D427072 | | 06/27/00 |
D427073 | | 06/27/00 |
D429646 | | 08/22/00 |
D429648 | | 08/22/00 |
D430020 | | 08/29/00 |
D430021 | | 08/29/00 |
D430022 | | 08/29/00 |
D443518 | | 06/12/01 |
D443825 | | 06/19/01 |
D444067 | | 06/26/01 |
D449535 | | 10/31/01 |
D451807 | | 12/11/01 |
D460696 | | 07/23/02 |
D475297 | | 06/03/03 |
D476236 | | 06/24/03 |
D479690 | | 09/16/03 |
D536983 | | 02/20/07 |
U.S. Patent Applications
| | |
Application Number | | Filing Date |
11/892,748 | | 08/27/07 |
12/898,855 | | 10/06/10 |
33
Schedule 9(b) to
Supplement No. 35 to the
Collateral Agreement
Non-U.S. Patents
| | | | |
Country | | Issue Date | | Patent Number |
Australia | | 10/28/04 | | 774907 |
Australia | | 11/17/05 | | 782530 |
Canada | | 02/13/07 | | 2230768 |
Canada | | 03/25/08 | | 2371474 |
European Patent Convention | | 11/24/99 | | 0677374 |
European Patent Convention | | 05/28/03 | | 0791542 |
European Patent Convention | | 02/12/03 | | 0862984 |
European Patent Convention | | 03/29/01 | | 0909630 |
European Patent Convention | | 10/19/05 | | 0972714 |
European Patent Convention | | 05/28/03 | | 1043235 |
European Patent Convention | | 02/01/06 | | EP1 231 044 |
France | | 02/01/06 | | EP1 231 044 |
Liechtenstein | | 05/28/03 | | 0791542 |
Mexico | | 07/31/02 | | 209382 |
Mexico | | 04/16/03 | | 213822 |
Mexico | | 09/15/04 | | 222774 |
Mexico | | 04/26/06 | | 236202 |
Netherlands | | 05/28/03 | | 1043235 |
Non-U.S. Patent Applications
| | | | |
Country | | Filing Date | | Application Number |
Brazil | | 01/26/09 | | PI0715545-0 |
European Patent Convention | | 01/22/09 | | 077 969 02.0 |
Germany | | 02/08/06 | | 602 08 936.0-08 |
Mexico | | 02/09/07 | | MX/a/2007/001652 |
Mexico | | 01/26/09 | | MX/a/2009/000971 |
34
Schedule 9(c)
Intellectual Property
Trademarks and Trademark Applications
United States Trademarks
Graham Packaging Company, L.P.
| | | | | | | | | | | | | | | | |
TRADEMARK | | App. No. | | | Filing Date | | | Reg. No. | | | Reg. Date | |
“G” Stylized in a rectangle | | | 73/016,114 | | | | 3/18/1974 | | | | 999,674 | | | | 12/17/1974 | |
BOTTLES-TO-BOTTLES RECYCLING & Design | | | 74/051,150 | | | | 4/20/1990 | | | | 1,726,798 | | | | 10/27/1992 | |
“G” Stylized | | | 74/660,362 | | | | 4/12/1995 | | | | 2,036,459 | | | | 2/11/1997 | |
MONOSORB | | | 76/507,727 | | | | 4/18/2003 | | | | 2,936,711 | | | | 3/29/2005 | |
FLEXATUBE | | | 76/517,080 | | | | 5/27/2003 | | | | 3,181,297 | | | | 12/5/2006 | |
ESCAPE | | | 77/354,750 | | | | 12/18/2007 | | | | 3,632,387 | | | | 6/2/2009 | |
G-LITE | | | 77/714,513 | | | | 4/15/2009 | | | | 3,708,311 | | | | 11/10/2009 | |
GRAHAM PACKAGING | | | 77/926,666 | | | | 2/3/2010 | | | | 3,863,196 | | | | 10/19/2010 | |
Graham Packaging PET Technologies Inc.
| | | | | | | | | | |
TRADEMARK | | App. No. | | Filing Date | | Reg. No. | | Reg. Date |
SURSHOT | | 78/095,955 | | 11/30/2001 | | | 2,900,558 | | | 11/2/2004 |
SURSHOT | | 78/095,907 | | 11/30/2001 | | | 3,024,256 | | | 12/6/2005 |
SUR BOND BARRIER MATERIALS & Design | | 76/661,891 | | 6/19/2006 | | | 3,232,245 | | | 4/24/2007 |
Graham Packaging LC, L.P.
| | | | | | | | | | | | | | | | |
TRADEMARK | | App. No. | | | Filing Date | | | Reg. No. | | | Reg. Date | |
THERMASET | | | 77/877,670 | | | | 11/20/2009 | | | | 3,810,790 | | | | 6/29/2010 | |
Schedule 9(c) to
Supplement No. 35 to the
Collateral Agreement
Foreign Trademarks
Graham Packaging Company, L.P.
| | | | | | | | | | | | | | |
TRADEMARK | | Country | | App. No. | | Filing Date | | Reg. No. | | Reg. Date |
“G” Stylized | | AR | | | 2157254 | | | 6/17/1998 | | | 1775373 | | | 2/17/2000 |
“G” Stylized in a rectangle | | AR | | | 2157255 | | | 6/17/1998 | | | 2411582 | | | 11/29/2010 |
FLEXA TUBE | | AR | | | 2474141 | | | 11/6/2003 | | | 2028490 | | | 5/24/2005 |
GRAHAM | | AR | | | 2001228 | | | 9/22/1995 | | | 2169783 | | | 7/16/2007 |
GRAHAM | | AR | | | 2001230 | | | 9/22/1995 | | | 2183717 | | | 9/25/2007 |
GRAHAM | | AR | | | 2001229 | | | 9/22/1995 | | | 2183718 | | | 9/25/2007 |
GRAHAM | | AR | | | 2001231 | | | 9/22/1995 | | | 2183719 | | | 9/25/2007 |
GRAHAM PACKAGING | | AR | | | 3006106 | | | 5/31/2010 | | | 2439545 | | | 5/9/2011 |
FLEXA TUBE | | AU | | | 977145 | | | 11/6/2003 | | | 977145 | | | 6/7/2004 |
ACTIVE CAGE | | AU | | | 977146 | | | 11/6/2003 | | | 977146 | | | 6/7/2004 |
GRAHAM | | BR | | | 814750133 | | | 3/31/1989 | | | 814750133 | | | 9/11/1990 |
“G” Stylized in a rectangle | | BR | | | 814752098 | | | 4/4/1989 | | | 814752098 | | | 9/11/1990 |
GRAHAM | | BR | | | 819258695 | | | 6/14/1996 | | | 819258695 | | | 2/17/1999 |
“G” Stylized | | BR | | | 821102249 | | | 9/22/1998 | | | 821102249 | | | 9/11/2001 |
“G” Stylized in a rectangle | | BR | | | 821102257 | | | 9/22/1998 | | | 821102257 | | | 9/11/2001 |
GRAHAM PACKAGING | | BR | | | 830678379 | | | 7/7/2010 | | | — | | | — |
CRYSTALITE | | CA | | | 445870 | | | 10/25/1979 | | | TMA268108 | | | 4/16/1982 |
CRYSTALITE & Design | | CA | | | 445871 | | | 10/25/1979 | | | TMA268109 | | | 4/16/1982 |
LABEL-LITE | | CA | | | 445872 | | | 10/25/1979 | | | TMA269018 | | | 5/14/1982 |
LABEL-LITE & Design | | CA | | | 445873 | | | 10/25/1979 | | | TMA269019 | | | 5/14/1982 |
LABEL-LITE & Design | | CA | | | 479140 | | | 12/3/1981 | | | TMA272377 | | | 9/3/1982 |
LABEL-LITE | | CA | | | 479139 | | | 12/3/1981 | | | TMA272799 | | | 10/15/1982 |
FLEXA TUBE | | CA | | | 1195682 | | | 11/4/2003 | | | TMA671838 | | | 8/31/2006 |
ACTIVE CAGE | | CA | | | 1195599 | | | 11/3/2003 | | | TMA677342 | | | 11/20/2006 |
FLEXA TUBE | | CL | | | 630097 | | | 12/2/2003 | | | 695275 | | | 6/15/2004 |
FLEXA TUBE | | CN | | | 3792252 | | | 11/11/2003 | | | 3792252 | | | 2/14/2007 |
GE LA HAN MU | | CN | | | 7668283 | | | 9/3/2009 | | | 7668283 | | | 12/14/2010 |
GE LA HAN MU | | CN | | | 7668284 | | | 9/3/2009 | | | 7668284 | | | 12/28/2010 |
GE LAI HAN MU | | CN | | | 7668285 | | | 9/3/2009 | | | 7668285 | | | 12/14/2010 |
GE LAI HAN MU | | CN | | | 7668286 | | | 9/3/2009 | | | 7668286 | | | 12/28/2010 |
GRAHAM | | CN | | | 7668287 | | | 9/3/2009 | | | 7668287 | | | 12/14/2010 |
2
Schedule 9(c) to
Supplement No. 35 to the
Collateral Agreement
| | | | | | | | | | | | | | | | | | | | |
TRADEMARK | | Country | | | App. No. | | | Filing Date | | | Reg. No. | | | Reg. Date | |
GRAHAM | | CN | | | 7668288 | | | | 9/3/2009 | | | | 7668288 | | | | 12/28/2010 | |
ACTIVE CAGE | | EU | | | 3534682 | | | | 11/12/2003 | | | | 3534682 | | | | 5/27/2005 | |
FLEXA TUBE | | EU | | | 3534724 | | | | 11/12/2003 | | | | 3534724 | | | | 4/27/2005 | |
GRAHAM PACKAGING | | EU | | | 9148768 | | | | 6/2/2010 | | | | 9148768 | | | | 11/15/2010 | |
GRAHAM PACKAGING | | IN | | | 1848583 | | | | 8/10/2009 | | | | 1848583 | | | | 3/8/2011 | |
“G” Stylized | | MX | | | 345313 | | | | 8/27/1998 | | | | 611616 | | | | 5/28/1999 | |
“G” Stylized in a rectangle | | MX | | | 345314 | | | | 8/27/1998 | | | | 611617 | | | | 5/28/1999 | |
ACTIVE CAGE | | MX | | | 628028 | | | | 11/5/2003 | | | | 824886 | | | | 3/15/2004 | |
FLEXA TUBE | | MX | | | 628029 | | | | 11/5/2003 | | | | 824887 | | | | 3/15/2004 | |
GRAHAM PACKAGING | | MX | | | 1109257 | | | | 8/3/2010 | | | | 1193463 | | | | 12/7/2010 | |
ACTIVE CAGE | | NZ | | | 704117 | | | | 5/16/2003 | | | | 704117 | | | | 5/16/2003 | |
FLEXA TUBE | | PL | | | 272315 | | | | 11/6/2003 | | | | 178734 | | | | 8/8/2006 | |
FLEXA TUBE | | RU | | | 2003722992 | | | | 11/24/2003 | | | | 277186 | | | | 10/26/2004 | |
FLEXA TUBE | | TR | | | 2003/031569 | | | | 11/20/2003 | | | | 2003/031569 | | | | 11/20/2003 | |
G GRAHAM (Stylized) | | TR | | | 2010/24839 | | | | 4/15/2010 | | | | — | | | | — | |
G GRAHAM PLASTPAK (Stylized) | | TR | | | 2010/24842 | | | | 4/15/2010 | | | | — | | | | — | |
G GRAHAM PACKAGING (Stylized) | | TR | | | 2010/24843 | | | | 4/15/2010 | | | | — | | | | — | |
GRAHAM PACKAGING | | TR | | | 2010/37196 | | | | 6/7/2010 | | | | 2010/37196 | | | | 10/20/2011 | |
PLASTPAK & DESIGN | | TR | | | 2002/15626 | | | | 6/24/2002 | | | | 2002/15626 | | | | 10/23/2003 | |
“G” Stylized in a rectangle | | VE | | | 011124 | | | | 6/17/1998 | | | | P256988 | | | | 11/1/2004 | |
“G” Stylized | | VE | | | 1112398 | | | | 6/17/1998 | | | | — | | | | — | |
3
Schedule 10 to
Supplement No. 35 to the
Collateral Agreement
Schedule 10
Commercial Tort Claims
| | | | |
Grantor/Plaintiff | | Defendant | | Description |
Graham Packaging Company, L.P. | | Owens-Illinois, Inc. and OI Plastic Products FTS, Inc. | | On November 3, 2006, Graham Packaging Company, L.P. (the “Company”) filed a complaint with the Supreme Court of the State of New York against Owens-Illinois, Inc. and OI Plastic Products FTS, Inc. (collectively, “OI”). The complaint alleges certain misrepresentations by OI in connection with the Company’s 2004 purchase of OI and seeks damages in excess of $30 million. On August 1, 2007, the Company amended its Complaint to include an indemnification claim against OI under Section 8.2 of the Stock Purchase Agreement for the Company’s losses (approximately $5 million) arising out of changes to the employee benefit plans at issue in the Glass Molders Potter Plastic and Allied Workers Union Arbitration. OI filed an Answer and Counterclaims on August 13, 2007. On September 20, 2007, the Court held oral argument on the Company’s Motion to Dismiss OI’s Counterclaim. On October 19, 2007, the Court issued an 8-page memorandum and order granting the Company’s Motion and dismissing OI’s counterclaims. On November 10, 2009, the Appellate Division affirmed the dismissal of OI’s counterclaim. In July of 2009, OI advised that it was contemplating moving to amend its counterclaim to add additional alleged breaches of the Settlement Agreement as well as certain claims related to the former OI patent portfolio; however, OI has not yet done so. Currently, there are no counterclaims pending against the Company. Document discovery has been completed. Depositions were completed by the end of December 2011. Expert witness reports have been submitted. No trial date has been set. |
Schedule 11 to
Supplement No. 35 to the
Collateral Agreement
Schedule 11
Deposit Accounts
| | | | | | | | |
| | Depositary Institution | | | | |
Grantor | | (including address) | | Type of Account | | Account Number |
Graham Packaging Company, L.P. | | Manufactures and Trades Trust (M&T Bank) 109 West Market Street York, PA 17401 | | Checking (Concentration Account) | | | 33127375 | |
Schedule 12 to
Supplement No. 35 to the
Collateral Agreement
Schedule 12
Securities Accounts
| | | | | | | | |
| | Intermediary Institution | | | | |
Grantor | | (including address) | | Type of Account | | Account Number |
Graham Packaging Company, L.P. | | M&T Securities, Inc. Mail Code MD2-CS42 25 South Charles Street 12th Floor Investment Division Baltimore, MD 21201 | | Investment | | | 10421 | |