EXHIBIT 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
The Alkaline Water Company Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee(3) | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |||||||||||||||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | ||||||||||||||||||||||||||
Fees Previously Paid | Equity | Preferred Stock | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | ||||||||||||||||||||||||||
Other | Debt Securities | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | |||||||||||||||||||||||||||
Other | Warrants | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | |||||||||||||||||||||||||||
Other | Subscription Receipts | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | |||||||||||||||||||||||||||
Other(4) | Units | 415(a)(6 | ) | (1 | ) | (2 | ) | (1)(2 | ) | |||||||||||||||||||||||||||
Unallocated Universal Shelf(1) | 457(o) | $ | 50,000,000(5 | ) | $ | .0000927 | $ | 4,635.00 | S-3 | No. 333-229428 | February 15, 2019 | $ | 4,666.20 | |||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||
Carry Forward Securities | S-3 | No. 333-229428 | February 15, 2019 | $ | 4,666.20 | |||||||||||||||||||||||||||||||
Total Offering Amounts | $ | 50,000,000 | $ | 4,635.00 | ||||||||||||||||||||||||||||||||
Total Fees Previously Paid | $ | 4,666.20 | ||||||||||||||||||||||||||||||||||
Total Fee Offsets | $ | 4,635.00 | ||||||||||||||||||||||||||||||||||
Net Fee Due | $ | 0 |
(1) There is being registered hereunder an indeterminate number of shares of common stock, shares of preferred stock, warrants, subscription receipts and units of the registrant and an indeterminate amount of debt securities of the registrant, consisting of some or all of these securities, as may be sold from time to time by the registrant. Securities registered hereunder may be sold separately or as units with other securities registered hereunder. There are also being registered hereunder an indeterminate number of shares of common stock, shares of preferred stock, warrants, subscription receipts and units and an indeterminate amount of debt securities as shall be issuable upon conversion, exchange or exercise of any securities that provide for such issuance. The registrant may offer and sell any of such securities or any combination of such securities in one or more offerings up to a total dollar amount of $50,000,000.
(2) In U.S. dollars or the equivalent thereof for any security denominated in one or more, or units of two or more, foreign currencies or composite currencies based on the exchange rate at the time of sale.
(3) Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(o) under the Securities Act of 1933.
(4) Consists of some or all of the securities listed above, in any combination, including common stock, preferred stock, debt securities, warrants and subscription receipts.
(5) Pursuant to Rule 415(a)(6), the securities being registered hereunder include $38,500,000 of unsold securities (collectively, the "Unsold Securities") previously registered by the registrant's registration statement on Form S-3 (File No. 333-229428) (the "Prior Registration Statement"), which was declared effective on February 15, 2019. The filing fee paid in connection with such Unsold Securities was $4,666.20 and will continue to apply to the Unsold Securities registered hereby. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any such Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated amount of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6). Pursuant to Rule 415(a)(6), the offering of the Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.
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Table 2: Fee Offset Claims and Sources
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | |||||||||||||||||||||||
Rules 457(b) and 0-11(a)(2) | |||||||||||||||||||||||||||||||||
Fee Offset Claims | |||||||||||||||||||||||||||||||||
Fee Offset Sources | |||||||||||||||||||||||||||||||||
Rule 457(p) | |||||||||||||||||||||||||||||||||
Fee Offset Claims | |||||||||||||||||||||||||||||||||
Fee Offset Sources |