UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 20-F/A
Amendment No. 1
| ☐ | REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
| OR | |
| ☐ | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
| OR | |
| ☑ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from September 30, 2019 to March 31, 2020 |
| OR | |
| ☐ | SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Commission file number 001-36176
| EROS STX GLOBAL CORPORATION |
| (Exact name of Registrant as specified in its charter) |
| Not Applicable |
| (Translation of Registrant’s name into English) |
| Isle of Man |
| (Jurisdiction of incorporation or organization) |
3900 West Alameda Avenue, 32nd Floor Burbank, California 91505 Tel: (818) 524-7000 |
| (Address of principal executive offices) |
Noah Fogelson Burbank, California 91505 Tel: (818) 524-7000 |
| (Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person) |
Securities registered or to be registered pursuant to Section 12(b) of the Act.
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| A ordinary share, par value GBP 0.30 per share | ESGC | The New York Stock Exchange |
Securities registered or to be registered pursuant to Section 12(g) of the Act.
| None |
| (Title of Class) |
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act
| None |
| (Title of Class) |
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the transition report.
At March 31, 2020, 127,116,702 ‘A’ ordinary shares and 19,899,085 ‘B’ ordinary shares, each at par value GBP 0.30 per share, were issued and outstanding.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.☐ Yes ☑ No
If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.☐ Yes ☑ No
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.☑ Yes ☐ No
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).☑ Yes ☐ No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or an emerging growth company. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
| Large accelerated filer ☐ | Accelerated filer ☑ | Non-accelerated filer ☐ | ||
| Emerging growth company ☐ |
If an emerging growth company that prepares its financial statements in accordance with U.S. GAAP, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:
| U.S. GAAP ☑ | International Financial Reporting Standards as issued by the International Accounting Standards Board ☐ | Other ☐ |
If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow: ☐ Item 17 ☐ Item 18
If this report is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).☐ Yes ☐ No
EXPLANATORY NOTE
Eros STX Global Corporation is filing this Amendment No. 1 (this “Amendment”) to its transition report on Form 20-F for the transition period from September 30, 2019 to March 31, 2020, which was filed with the Securities and Exchange Commission on October 30, 2020 (the “Original Filing”), solely to correct certain errors in the XBRL tags contained in Exhibit 101 of the Original Filing.
Other than as expressly set forth above, this Amendment does not, and does not purport to, revise, update, amend or restate the information presented in, or any exhibits to, the Original Filing or reflect any events that have occurred subsequent to the Original Filing.
ITEM 19. EXHIBITS
| Exhibit Number | Title | ||
| 12.1 | Certification of Principal Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a) | (a) | |
| 12.2 | Certification of Principal Financial Officer Pursuant to Rule 13a-14(a)/15d-14(a) | (a) | |
| 101.INS | XBRL Instance Document | (a) | |
| 101.SCH | XBRL Taxonomy Extension Schema Document | (a) | |
| 101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | (a) | |
| 101.DEF | XBRL Taxonomy Extension Definition Linkbase Document | (a) | |
| 101.LAB | XBRL Taxonomy Extension Label Linkbase Document | (a) | |
| 101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | (a) |
___________________
| (a) | Filed herewith |
SIGNATURES
The registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this Amendment No. 1 to transition report on its behalf.
| Date: November 3, 2020 | EROS STX GLOBAL CORPORATION | |
| By: | /s/ Andrew Warren | |
| Name: | Andrew Warren | |
| Title: | Chief Financial Officer | |
| By: | /s/ Robert B. Simonds, Jr. | |
Name: Title: | Robert B. Simonds, Jr. Chief Executive Officer | |
