The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 4,626 | 27,300 | SH | DFND | 0 | 27,300 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 226 | 2,138 | SH | DFND | 3 | 2,138 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 63 | 601 | SH | DFND | 6 | 601 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 172 | 1,628 | SH | DFND | 4 | 1,628 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 1,277 | 1,600,000 | SH | DFND | 3 | 1,600,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 798 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 1,117 | 1,400,000 | SH | DFND | 4 | 1,400,000 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 3,512 | 55,400 | SH | DFND | 0 | 55,400 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,361 | 1,400,000 | SH | DFND | 3 | 1,400,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,920 | 1,975,000 | SH | DFND | 0 | 1,975,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 2,499 | 2,570,000 | SH | DFND | 0 | 2,570,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,244 | 1,280,000 | SH | DFND | 6 | 1,280,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,726 | 1,775,000 | SH | DFND | 5 | 1,775,000 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 126 | 2,540 | SH | DFND | 0 | 2,540 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 2,570 | 51,692 | SH | DFND | 0 | 51,692 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 9 | 756 | SH | DFND | 0 | 756 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 212 | 16,867 | SH | DFND | 0 | 16,867 | 0 | 0 | |
GOLDMAN SACHS ETF TR | ACCESS INVT GR | 381430479 | 51,349 | 999,000 | SH | DFND | 5 | 999,000 | 0 | 0 | |
HALCON RES CORP | COM | 40537Q605 | 143 | 807,420 | SH | DFND | 3 | 807,420 | 0 | 0 | |
HALCON RES CORP (WARR) | COM | 40537Q118 | 0 | 189,474 | SH | DFND | 3 | 189,474 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 34,971 | 1,221,904 | SH | DFND | 3 | 1,221,904 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,524 | 53,252 | SH | DFND | 0 | 53,252 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 783 | 27,345 | SH | DFND | 0 | 27,345 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 2,132 | 74,477 | SH | DFND | 6 | 74,477 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 3,152 | 110,127 | SH | DFND | 4 | 110,127 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 21,682 | 757,594 | SH | DFND | 5 | 757,594 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 139,147 | 3,242,771 | SH | DFND | 3 | 3,242,771 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,811 | 135,431 | SH | DFND | 0 | 135,431 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,064 | 71,407 | SH | DFND | 0 | 71,407 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 8,122 | 189,272 | SH | DFND | 6 | 189,272 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 11,982 | 279,241 | SH | DFND | 4 | 279,241 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 134,081 | 3,124,701 | SH | DFND | 5 | 3,124,701 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 348,341 | 5,299,574 | SH | DFND | 3 | 5,299,574 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 15,223 | 231,601 | SH | DFND | 0 | 231,601 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 8,239 | 125,345 | SH | DFND | 0 | 125,345 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 20,890 | 317,819 | SH | DFND | 6 | 317,819 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 30,179 | 459,139 | SH | DFND | 4 | 459,139 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 176,198 | 2,680,629 | SH | DFND | 5 | 2,680,629 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 11,575 | 132,774 | SH | DFND | 0 | 132,774 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 16,112 | 184,815 | SH | DFND | 6 | 184,815 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 24,445 | 280,398 | SH | DFND | 4 | 280,398 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 27,713 | 317,885 | SH | DFND | 5 | 317,885 | 0 | 0 | |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 56,381 | 990,000 | SH | DFND | 3 | 990,000 | 0 | 0 | |
ISHARES TR | INTRM TR CRP ETF | 464288638 | 18,794 | 330,000 | SH | DFND | 5 | 330,000 | 0 | 0 | |
LINE CORP | SPONSORED ADR | 53567X101 | 982 | 34,900 | SH | DFND | 0 | 34,900 | 0 | 0 | |
MONGODB INC | CL A | 60937P106 | 1,165 | 7,662 | SH | DFND | 0 | 7,662 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 99 | 23,957 | SH | DFND | 0 | 23,957 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 398 | 95,830 | SH | DFND | 0 | 95,830 | 0 | 0 | |
P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | 421 | 14,400 | SH | DFND | 0 | 14,400 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 3,520 | 2,687,745 | SH | DFND | 3 | 2,687,745 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 526 | 3,467 | SH | DFND | 0 | 3,467 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 1,648 | 10,864 | SH | DFND | 0 | 10,864 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 152,461 | 520,346 | SH | DFND | 3 | 520,346 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 61,494 | 209,876 | SH | DFND | 0 | 209,876 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,911 | 50,890 | SH | DFND | 0 | 50,890 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 92,732 | 316,493 | SH | DFND | 6 | 316,493 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 134,997 | 460,741 | SH | DFND | 4 | 460,741 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 385,435 | 1,315,477 | SH | DFND | 5 | 1,315,477 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 573 | 1,731 | SH | DFND | 3 | 1,731 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 112 | 339 | SH | DFND | 6 | 339 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 268 | 810 | SH | DFND | 4 | 810 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 473 | 1,939 | SH | DFND | 3 | 1,939 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 519 | 1,822 | SH | DFND | 3 | 1,822 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 27 | 96 | SH | DFND | 6 | 96 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 243 | 854 | SH | DFND | 4 | 854 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 3,072 | 66,500 | SH | DFND | 0 | 66,500 | 0 | 0 |