The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ATMOS ENERGY CORP | COM | 049560105 | 243 | 2,138 | SH | DFND | 3 | 2,138 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 68 | 601 | SH | DFND | 0 | 601 | 0 | 0 | |
ATMOS ENERGY CORP | COM | 049560105 | 185 | 1,628 | SH | DFND | 0 | 1,628 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,483 | 2,915,000 | SH | DFND | 3 | 2,915,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,389 | 2,805,000 | SH | DFND | 0 | 2,805,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 562 | 660,000 | SH | DFND | 0 | 660,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 1,806 | 2,120,000 | SH | DFND | 5 | 2,120,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 956 | 1,600,000 | SH | DFND | 3 | 1,600,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 598 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | NOTE 5.500% 9/1 | 165167CY1 | 837 | 1,400,000 | SH | DFND | 0 | 1,400,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,283 | 1,400,000 | SH | DFND | 3 | 1,400,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,810 | 1,975,000 | SH | DFND | 0 | 1,975,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 2,355 | 2,570,000 | SH | DFND | 0 | 2,570,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,173 | 1,280,000 | SH | DFND | 0 | 1,280,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,626 | 1,775,000 | SH | DFND | 5 | 1,775,000 | 0 | 0 | |
HALCON RES CORP | COM | 40537Q605 | 57 | 807,420 | SH | DFND | 3 | 807,420 | 0 | 0 | |
HALCON RES CORP (WARR) | COM | 40537Q118 | 0 | 189,474 | SH | DFND | 3 | 189,474 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 19,246 | 665,955 | SH | DFND | 3 | 665,955 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 19,077 | 660,112 | SH | DFND | 5 | 660,112 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 93,238 | 2,281,330 | SH | DFND | 3 | 2,281,330 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 59,917 | 1,466,033 | SH | DFND | 5 | 1,466,033 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 274,300 | 4,206,411 | SH | DFND | 3 | 4,206,411 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 111,098 | 1,703,692 | SH | DFND | 5 | 1,703,692 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 80 | 23,957 | SH | DFND | 0 | 23,957 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 322 | 95,830 | SH | DFND | 0 | 95,830 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 14,896 | 10,133,503 | SH | DFND | 3 | 10,133,503 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 164,557 | 554,495 | SH | DFND | 3 | 554,495 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 35,176 | 118,531 | SH | DFND | 0 | 118,531 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 505,949 | 1,704,853 | SH | DFND | 5 | 1,704,853 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 588 | 1,731 | SH | DFND | 3 | 1,731 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 115 | 339 | SH | DFND | 0 | 339 | 0 | 0 | |
TELEFLEX INC | COM | 879369106 | 275 | 810 | SH | DFND | 0 | 810 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 421 | 1,939 | SH | DFND | 3 | 1,939 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 472 | 1,822 | SH | DFND | 3 | 1,822 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 25 | 96 | SH | DFND | 0 | 96 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 221 | 854 | SH | DFND | 0 | 854 | 0 | 0 |