The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,587 | 2,915,000 | SH | DFND | 3 | 2,915,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,490 | 2,805,000 | SH | DFND | 0 | 2,805,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 586 | 660,000 | SH | DFND | 0 | 660,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 1,882 | 2,120,000 | SH | DFND | 5 | 2,120,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 115 | 139,568 | SH | DFND | 3 | 139,568 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 126 | 2,519 | SH | DFND | 0 | 2,519 | 0 | 0 | |
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 503 | 10,077 | SH | DFND | 0 | 10,077 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,347 | 1,400,000 | SH | DFND | 3 | 1,400,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,900 | 1,975,000 | SH | DFND | 0 | 1,975,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 2,472 | 2,570,000 | SH | DFND | 0 | 2,570,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,231 | 1,280,000 | SH | DFND | 0 | 1,280,000 | 0 | 0 | |
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 1,707 | 1,775,000 | SH | DFND | 5 | 1,775,000 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 175 | 2,244 | SH | DFND | 0 | 2,244 | 0 | 0 | |
GUARDANT HEALTH INC | COM | 40131M109 | 326 | 4,167 | SH | DFND | 0 | 4,167 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 19,905 | 665,955 | SH | DFND | 3 | 665,955 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,016 | 34,000 | SH | DFND | 0 | 34,000 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 19,731 | 660,112 | SH | DFND | 5 | 660,112 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 102,363 | 2,281,330 | SH | DFND | 3 | 2,281,330 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 251,095 | 3,616,005 | SH | DFND | 3 | 3,616,005 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 31,681 | 456,240 | SH | DFND | 0 | 456,240 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 65,781 | 1,466,033 | SH | DFND | 5 | 1,466,033 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 118,304 | 1,703,692 | SH | DFND | 5 | 1,703,692 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 99 | 23,957 | SH | DFND | 0 | 23,957 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 397 | 95,830 | SH | DFND | 0 | 95,830 | 0 | 0 | |
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 17,126 | 10,133,503 | SH | DFND | 3 | 10,133,503 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 84,998 | 264,084 | SH | DFND | 3 | 264,084 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 38,150 | 118,531 | SH | DFND | 0 | 118,531 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 511,063 | 1,587,842 | SH | DFND | 5 | 1,587,842 | 0 | 0 | |
TENABLE HLDGS INC | COM | 88025T102 | 335 | 14,000 | SH | DFND | 0 | 14,000 | 0 | 0 | |
UBS GROUP AG | SHS | H42097107 | 396 | 31,390 | SH | DFND | 0 | 31,390 | 0 | 0 |