The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,332 | 2,915,000 | SH | DFND | 2,915,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,244 | 2,805,000 | SH | DFND | 2,805,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 528 | 660,000 | SH | DFND | 660,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 1,696 | 2,120,000 | SH | DFND | 2,120,000 | 0 | 0 | ||
BATTALION OIL CORP | COM | 07134L107 | 9 | 1,872 | SH | DFND | 1,872 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 260 | 4,661 | SH | DFND | 4,661 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,038 | 18,642 | SH | DFND | 18,642 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 475 | 13,205 | SH | DFND | 13,205 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,137 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,603 | 1,975,000 | SH | DFND | 1,975,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 2,086 | 2,570,000 | SH | DFND | 2,570,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,039 | 1,280,000 | SH | DFND | 1,280,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,441 | 1,775,000 | SH | DFND | 1,775,000 | 0 | 0 | ||
FORTY SEVEN INC | COM | 34983P104 | 2,629 | 27,556 | SH | DFND | 27,556 | 0 | 0 | ||
FORTY SEVEN INC | COM | 34983P104 | 8,165 | 85,567 | SH | DFND | 85,567 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 14,551 | 665,955 | SH | DFND | 665,955 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 743 | 34,000 | SH | DFND | 34,000 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 13,486 | 617,216 | SH | DFND | 617,216 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 77,862 | 2,281,330 | SH | DFND | 2,281,330 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 193,312 | 3,616,005 | SH | DFND | 3,616,005 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 24,391 | 456,240 | SH | DFND | 456,240 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 39,837 | 1,167,226 | SH | DFND | 1,167,226 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 74,221 | 1,388,349 | SH | DFND | 1,388,349 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 37 | 23,957 | SH | DFND | 23,957 | 0 | 0 | ||
ON DECK CAP INC | COM | 682163100 | 148 | 95,830 | SH | DFND | 95,830 | 0 | 0 | ||
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 13,275 | 10,133,503 | SH | DFND | 10,133,503 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 68,758 | 266,763 | SH | DFND | 266,763 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,365 | 63,492 | SH | DFND | 63,492 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 47,063 | 182,592 | SH | DFND | 182,592 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 16,365 | 63,492 | SH | DFND | 63,492 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 380,879 | 1,477,707 | SH | DFND | 1,477,707 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 1,224 | 8,376 | SH | DFND | 8,376 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 4,958 | 33,932 | SH | DFND | 33,932 | 0 | 0 |