The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 7,490 | 6,415,000 | SH | DFND | 3 | 6,415,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,860 | 2,450,000 | SH | DFND | 2,450,000 | 0 | 0 | ||
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 4,331 | 3,710,000 | SH | DFND | 6 | 3,710,000 | 0 | 0 | |
AVAYA HLDGS CORP | NOTE 2.250% 6/1 | 05351XAB7 | 2,475 | 2,120,000 | SH | DFND | 5 | 2,120,000 | 0 | 0 | |
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 1,042 | 16,048 | SH | DFND | 16,048 | 0 | 0 | ||
BIGCOMMERCE HLDGS INC | COM SER 1 | 08975P108 | 3,126 | 48,146 | SH | DFND | 48,146 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 128,800 | 10,000,000 | SH | DFND | 10,000,000 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 308 | 1,225 | SH | DFND | 1,225 | 0 | 0 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,231 | 4,899 | SH | DFND | 4,899 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,429 | 1,400,000 | SH | DFND | 3 | 1,400,000 | 0 | 0 | |
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 2,015 | 1,975,000 | SH | DFND | 2 | 1,975,000 | 0 | 0 | |
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,117 | 1,095,000 | SH | DFND | 1,095,000 | 0 | 0 | ||
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,306 | 1,280,000 | SH | DFND | 6 | 1,280,000 | 0 | 0 | |
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 1,811 | 1,775,000 | SH | DFND | 5 | 1,775,000 | 0 | 0 | |
DUCK CREEK TECHNOLOGIES INC | SHS | 264120106 | 9,814 | 225,553 | SH | DFND | 225,553 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 239 | 4,748 | SH | DFND | 4,748 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 5,335 | 105,931 | SH | DFND | 105,931 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 28,779 | 772,178 | SH | DFND | 3 | 772,178 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 6,711 | 180,066 | SH | DFND | 2 | 180,066 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 5,889 | 158,005 | SH | DFND | 9 | 158,005 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,505 | 40,376 | SH | DFND | 6 | 40,376 | 0 | 0 | |
ISHARES INC | MSCI CDA ETF | 464286509 | 1,505 | 40,376 | SH | DFND | 40,376 | 0 | 0 | ||
ISHARES INC | MSCI CDA ETF | 464286509 | 3,054 | 81,935 | SH | DFND | 5 | 81,935 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 132,257 | 2,398,137 | SH | DFND | 3 | 2,398,137 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 26,624 | 482,763 | SH | DFND | 2 | 482,763 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 30,040 | 544,692 | SH | DFND | 9 | 544,692 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 6,485 | 117,596 | SH | DFND | 6 | 117,596 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 6,485 | 117,596 | SH | DFND | 117,596 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 6,485 | 117,596 | SH | DFND | 5 | 117,596 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 275,785 | 3,496,260 | SH | DFND | 3 | 3,496,260 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 43,253 | 548,344 | SH | DFND | 2 | 548,344 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 49,794 | 631,269 | SH | DFND | 9 | 631,269 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 13,731 | 174,079 | SH | DFND | 6 | 174,079 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 13,526 | 171,479 | SH | DFND | 171,479 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 21,287 | 269,871 | SH | DFND | 5 | 269,871 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 989 | 7,790 | SH | DFND | 7,790 | 0 | 0 | ||
PINDUODUO INC | SPONSORED ADS | 722304102 | 3,957 | 31,154 | SH | DFND | 31,154 | 0 | 0 | ||
PLATINUM GROUP METALS LTD | COM | 72765Q882 | 21,065 | 5,819,195 | SH | DFND | 3 | 5,819,195 | 0 | 0 | |
ROBLOX CORP | CL A | 771049103 | 933 | 10,374 | SH | DFND | 10,374 | 0 | 0 | ||
ROBLOX CORP | CL A | 771049103 | 2,800 | 31,122 | SH | DFND | 31,122 | 0 | 0 | ||
RXR ACQUISITION CORP | CLASS A COM | 74981W107 | 4,855 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
RXR ACQUISITION CORP | *W EXP 03/08/202 | 74981W115 | 103 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | COM | 83406F102 | 572 | 29,846 | SH | DFND | 29,846 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | COM | 83406F102 | 1,063 | 55,428 | SH | DFND | 55,428 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 184,295 | 430,536 | SH | DFND | 3 | 430,536 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 136,871 | 319,747 | SH | DFND | 2 | 319,747 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 141,260 | 330,000 | SH | DFND | 9 | 330,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 114,005 | 266,330 | SH | DFND | 6 | 266,330 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 62,817 | 146,747 | SH | DFND | 146,747 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 320,338 | 748,348 | SH | DFND | 5 | 748,348 | 0 | 0 | |
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 1,548 | 50,940 | SH | DFND | 3 | 50,940 | 0 | 0 | |
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 1,147 | 37,740 | SH | DFND | 37,740 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 1,030 | 33,900 | SH | DFND | 6 | 33,900 | 0 | 0 | |
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 629 | 20,700 | SH | DFND | 20,700 | 0 | 0 | ||
UIPATH INC | CL A | 90364P105 | 247 | 3,638 | SH | DFND | 3,638 | 0 | 0 | ||
UIPATH INC | CL A | 90364P105 | 1,483 | 21,830 | SH | DFND | 21,830 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387508 | 2,157 | 39,546 | SH | DFND | 3 | 39,546 | 0 | 0 | |
WHITING PETE CORP NEW | COM NEW | 966387508 | 1,168 | 21,417 | SH | DFND | 21,417 | 0 | 0 | ||
WHITING PETE CORP NEW | COM NEW | 966387508 | 1,542 | 28,267 | SH | DFND | 6 | 28,267 | 0 | 0 |