The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACROPOLIS INFRASTRUCTURE ACQ | CL A | 005029103 | 4,975 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
ACROPOLIS INFRASTRUCTURE ACQ | *W EXP 03/30/202 | 005029111 | 20 | 166,666 | SH | DFND | 166,666 | 0 | 0 | ||
AGREE RLTY CORP | COM | 008492100 | 2,673 | 37,684 | SH | DFND | 7 | 37,684 | 0 | 0 | |
AIRBNB INC | NOTE 3/1 | 009066AB7 | 3,704 | 4,500,000 | SH | DFND | 2 | 4,500,000 | 0 | 0 | |
ALARM COM HLDGS INC | NOTE 1/1 | 011642AB1 | 670 | 825,000 | SH | DFND | 2 | 825,000 | 0 | 0 | |
ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | 3,005 | 20,628 | SH | DFND | 7 | 20,628 | 0 | 0 | |
ALTUS POWER INC | COM CL A | 02217A102 | 19,560 | 3,000,000 | SH | DFND | 3,000,000 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 12,050 | 56,876 | SH | DFND | 7 | 56,876 | 0 | 0 | |
ARCELLX INC | COMMON STOCK | 03940C100 | 194 | 6,268 | SH | DFND | 7 | 6,268 | 0 | 0 | |
ARCELLX INC | COMMON STOCK | 03940C100 | 583 | 18,805 | SH | DFND | 18,805 | 0 | 0 | ||
AVALONBAY CMNTYS INC | COM | 053484101 | 5,158 | 31,934 | SH | DFND | 7 | 31,934 | 0 | 0 | |
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 262 | 350,000 | SH | DFND | 2 | 350,000 | 0 | 0 | |
BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 | 2,645 | 2,900,000 | SH | DFND | 2 | 2,900,000 | 0 | 0 | |
BILL COM HLDGS INC | NOTE 12/0 | 090043AB6 | 588 | 575,000 | SH | DFND | 2 | 575,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | NOTE 1.250% 5/1 | 09061GAK7 | 887 | 825,000 | SH | DFND | 2 | 825,000 | 0 | 0 | |
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 12,510 | 1,180,169 | SH | DFND | 1,180,169 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 3,127 | 295,042 | SH | DFND | 2 | 295,042 | 0 | 0 | |
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 3,127 | 295,042 | SH | DFND | 295,042 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 3,127 | 295,042 | SH | DFND | 295,042 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 2,502 | 236,034 | SH | DFND | 236,034 | 0 | 0 | ||
BLUE OWL CAPITAL INC | COM CL A | 09581B103 | 6,880 | 649,092 | SH | DFND | 649,092 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 3,130 | 2,350,000 | SH | DFND | 2 | 2,350,000 | 0 | 0 | |
BOSTON PROPERTIES INC | COM | 101121101 | 2,310 | 34,179 | SH | DFND | 7 | 34,179 | 0 | 0 | |
CABLE ONE INC | NOTE 3/1 | 12685JAE5 | 1,866 | 2,375,000 | SH | DFND | 2 | 2,375,000 | 0 | 0 | |
CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 3,003 | 2,994,000 | SH | DFND | 2,994,000 | 0 | 0 | ||
CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 1,577 | 1,572,000 | SH | DFND | 1,572,000 | 0 | 0 | ||
CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 1,354 | 1,350,000 | SH | DFND | 1,350,000 | 0 | 0 | ||
CARNIVAL CORP | NOTE 5.750% 4/0 | 143658BE1 | 867 | 864,000 | SH | DFND | 864,000 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | NOTE 0.250% 3/1 | 15677JAD0 | 2,542 | 2,900,000 | SH | DFND | 2 | 2,900,000 | 0 | 0 | |
COMMUNITY HEALTHCARE TR INC | COM | 20369C106 | 741 | 20,710 | SH | DFND | 7 | 20,710 | 0 | 0 | |
CONCORD ACQUISITION CORP II | COM CL A | 20607U108 | 1,492 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP II | *W EXP 99/99/999 | 20607U116 | 6 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | COM CL A | 20607V106 | 2,548 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP III | *W EXP 99/99/999 | 20607V114 | 9 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
COUSINS PPTYS INC | COM NEW | 222795502 | 1,511 | 59,763 | SH | DFND | 7 | 59,763 | 0 | 0 | |
CRACKER BARREL OLD CTRY STOR | NOTE 0.625% 6/1 | 22410JAB2 | 662 | 775,000 | SH | DFND | 2 | 775,000 | 0 | 0 | |
CROWN CASTLE INC | COM | 22822V101 | 4,339 | 31,992 | SH | DFND | 7 | 31,992 | 0 | 0 | |
CYBERARK SOFTWARE LTD | NOTE 11/1 | 23248VAB1 | 1,534 | 1,450,000 | SH | DFND | 2 | 1,450,000 | 0 | 0 | |
DEXCOM INC | NOTE 0.250%11/1 | 252131AK3 | 4,432 | 4,075,000 | SH | DFND | 2 | 4,075,000 | 0 | 0 | |
DIGITAL RLTY TR INC | COM | 253868103 | 1,368 | 13,639 | SH | DFND | 7 | 13,639 | 0 | 0 | |
DIGITALOCEAN HLDGS INC | NOTE 12/0 | 25402DAB8 | 318 | 425,000 | SH | DFND | 2 | 425,000 | 0 | 0 | |
DISH NETWORK CORPORATION | NOTE 3.375% 8/1 | 25470MAB5 | 564 | 900,000 | SH | DFND | 2 | 900,000 | 0 | 0 | |
DRAFTKINGS INC NEW | NOTE 3/1 | 26142RAB0 | 265 | 428,000 | SH | DFND | 2 | 428,000 | 0 | 0 | |
DROPBOX INC | NOTE 3/0 | 26210CAD6 | 1,203 | 1,350,000 | SH | DFND | 2 | 1,350,000 | 0 | 0 | |
EPR PPTYS | COM SH BEN INT | 26884U109 | 2,832 | 75,088 | SH | DFND | 7 | 75,088 | 0 | 0 | |
ENPHASE ENERGY INC | NOTE 3/0 | 29355AAK3 | 1,959 | 1,675,000 | SH | DFND | 2 | 1,675,000 | 0 | 0 | |
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 2,708 | 3,000,000 | SH | DFND | 2 | 3,000,000 | 0 | 0 | |
EQUINIX INC | COM | 29444U700 | 7,266 | 11,093 | SH | DFND | 7 | 11,093 | 0 | 0 | |
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 3,228 | 54,710 | SH | DFND | 7 | 54,710 | 0 | 0 | |
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 352 | 228,000 | SH | DFND | 2 | 228,000 | 0 | 0 | |
ETSY INC | NOTE 0.250% 6/1 | 29786AAN6 | 3,074 | 3,600,000 | SH | DFND | 2 | 3,600,000 | 0 | 0 | |
EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 2,671 | 2,825,000 | SH | DFND | 2 | 2,825,000 | 0 | 0 | |
EXACT SCIENCES CORP | NOTE 0.375% 3/1 | 30063PAB1 | 1,155 | 1,400,000 | SH | DFND | 2 | 1,400,000 | 0 | 0 | |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 3,194 | 21,700 | SH | DFND | 7 | 21,700 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 393 | 250,000 | SH | DFND | 2 | 250,000 | 0 | 0 | |
FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 313745101 | 1,294 | 12,806 | SH | DFND | 7 | 12,806 | 0 | 0 | |
FORD MTR CO DEL | NOTE 3/1 | 345370CZ1 | 4,462 | 4,729,000 | SH | DFND | 2 | 4,729,000 | 0 | 0 | |
GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 40171VAA8 | 301 | 325,000 | SH | DFND | 2 | 325,000 | 0 | 0 | |
HANNON ARMSTRONG SUST INFR C | NOTE 8/1 | 41068XAD2 | 284 | 300,000 | SH | DFND | 2 | 300,000 | 0 | 0 | |
HEALTHPEAK PROPERTIES INC | COM | 42250P103 | 2,135 | 85,151 | SH | DFND | 7 | 85,151 | 0 | 0 | |
HOST HOTELS & RESORTS INC | COM | 44107P104 | 2,378 | 148,174 | SH | DFND | 7 | 148,174 | 0 | 0 | |
HUDSON PAC PPTYS INC | COM | 444097109 | 425 | 43,633 | SH | DFND | 7 | 43,633 | 0 | 0 | |
ILLUMINA INC | NOTE 8/1 | 452327AK5 | 628 | 650,000 | SH | DFND | 2 | 650,000 | 0 | 0 | |
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 2,608 | 1,847,000 | SH | DFND | 2 | 1,847,000 | 0 | 0 | |
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 2,715 | 2,800,000 | SH | DFND | 2 | 2,800,000 | 0 | 0 | |
INVITATION HOMES INC | COM | 46187W107 | 3,638 | 122,730 | SH | DFND | 7 | 122,730 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17,543 | 238,254 | SH | DFND | 238,254 | 0 | 0 | ||
JAZZ INVESTMENTS I LTD | NOTE 2.000% 6/1 | 472145AF8 | 4,600 | 3,870,000 | SH | DFND | 2 | 3,870,000 | 0 | 0 | |
JETBLUE AIRWAYS CORP | NOTE 0.500% 4/0 | 477143AP6 | 2,297 | 3,150,000 | SH | DFND | 2 | 3,150,000 | 0 | 0 | |
JOHN BEAN TECHNOLOGIES CORP | NOTE 0.250% 5/1 | 477839AB0 | 279 | 325,000 | SH | DFND | 2 | 325,000 | 0 | 0 | |
KORE GROUP HLDGS INC | COMMON STOCK | 50066V107 | 2,013 | 1,598,000 | SH | DFND | 1,598,000 | 0 | 0 | ||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 864 | 1,025,000 | SH | DFND | 2 | 1,025,000 | 0 | 0 | |
LIVONGO HEALTH INC | NOTE 0.875% 6/0 | 539183AA1 | 546 | 625,000 | SH | DFND | 2 | 625,000 | 0 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 1,855 | 2,163,000 | SH | DFND | 2 | 2,163,000 | 0 | 0 | |
MAXEON SOLAR TECHNOLOGIES LT | NOTE 6.500% 7/1 | 57779BAB0 | 300 | 275,000 | SH | DFND | 2 | 275,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC. | NOTE 0.125%11/1 | 595017AU8 | 644 | 600,000 | SH | DFND | 2 | 600,000 | 0 | 0 | |
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 2,357 | 2,005,000 | SH | DFND | 2 | 2,005,000 | 0 | 0 | |
MONGODB INC | NOTE 0.250% 1/1 | 60937PAD8 | 616 | 525,000 | SH | DFND | 2 | 525,000 | 0 | 0 | |
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 350 | 400,000 | SH | DFND | 2 | 400,000 | 0 | 0 | |
OKTA INC | NOTE 0.125% 9/0 | 679295AD7 | 580 | 660,000 | SH | DFND | 2 | 660,000 | 0 | 0 | |
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 1,512 | 1,800,000 | SH | DFND | 2 | 1,800,000 | 0 | 0 | |
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 1,208 | 43,217 | SH | DFND | 7 | 43,217 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 5/0 | 682189AS4 | 2,418 | 1,825,000 | SH | DFND | 2 | 1,825,000 | 0 | 0 | |
OPENDOOR TECHNOLOGIES INC | COM | 683712103 | 12 | 10,428 | SH | DFND | 7 | 10,428 | 0 | 0 | |
OPENDOOR TECHNOLOGIES INC | COM | 683712103 | 36 | 31,283 | SH | DFND | 31,283 | 0 | 0 | ||
OUTFRONT MEDIA INC | COM | 69007J106 | 3,207 | 193,446 | SH | DFND | 7 | 193,446 | 0 | 0 | |
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 295 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
PEBBLEBROOK HOTEL TR | NOTE 1.750%12/1 | 70509VAA8 | 2,755 | 3,350,000 | SH | DFND | 2 | 3,350,000 | 0 | 0 | |
PEGASYSTEMS INC | NOTE 0.750% 3/0 | 705573AB9 | 1,628 | 1,900,000 | SH | DFND | 2 | 1,900,000 | 0 | 0 | |
PHYSICIANS RLTY TR | COM | 71943U104 | 2,003 | 138,408 | SH | DFND | 7 | 138,408 | 0 | 0 | |
PIONEER NAT RES CO | NOTE 0.250% 5/1 | 723787AP2 | 466 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
POTLATCHDELTIC CORPORATION | COM | 737630103 | 2,177 | 49,494 | SH | DFND | 7 | 49,494 | 0 | 0 | |
PROLOGIS INC. | COM | 74340W103 | 9,852 | 87,393 | SH | DFND | 7 | 87,393 | 0 | 0 | |
PUBLIC STORAGE | COM | 74460D109 | 5,917 | 21,118 | SH | DFND | 7 | 21,118 | 0 | 0 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 619 | 575,000 | SH | DFND | 2 | 575,000 | 0 | 0 | |
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 1,913 | 2,450,000 | SH | DFND | 2 | 2,450,000 | 0 | 0 | |
REDFIN CORP | NOTE 0.500% 4/0 | 75737FAE8 | 811 | 1,775,000 | SH | DFND | 2 | 1,775,000 | 0 | 0 | |
REGENCY CTRS CORP | COM | 758849103 | 1,615 | 25,843 | SH | DFND | 7 | 25,843 | 0 | 0 | |
REXFORD INDL RLTY INC | COM | 76169C100 | 4,787 | 87,617 | SH | DFND | 7 | 87,617 | 0 | 0 | |
RINGCENTRAL INC | NOTE 3/0 | 76680RAF4 | 1,052 | 1,225,000 | SH | DFND | 2 | 1,225,000 | 0 | 0 | |
ROYAL CARIBBEAN GROUP | NOTE 2.875%11/1 | 780153BF8 | 1,260 | 1,287,000 | SH | DFND | 1,287,000 | 0 | 0 | ||
ROYAL CARIBBEAN GROUP | NOTE 2.875%11/1 | 780153BF8 | 294 | 300,000 | SH | DFND | 7 | 300,000 | 0 | 0 | |
ROYAL CARIBBEAN GROUP | NOTE 2.875%11/1 | 780153BF8 | 1,163 | 1,188,000 | SH | DFND | 1,188,000 | 0 | 0 | ||
RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | 1,452 | 17,752 | SH | DFND | 7 | 17,752 | 0 | 0 | |
SL GREEN RLTY CORP | COM | 78440X887 | 1,353 | 40,130 | SH | DFND | 7 | 40,130 | 0 | 0 | |
SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | 757 | 775,000 | SH | DFND | 2 | 775,000 | 0 | 0 | |
SEA LTD | NOTE 0.250% 9/1 | 81141RAG5 | 1,230 | 1,679,000 | SH | DFND | 2 | 1,679,000 | 0 | 0 | |
SHAKE SHACK INC | NOTE 3/0 | 819047AB7 | 296 | 450,000 | SH | DFND | 2 | 450,000 | 0 | 0 | |
SHIFT4 PMTS INC | NOTE 12/1 | 82452JAB5 | 2,155 | 2,175,000 | SH | DFND | 2 | 2,175,000 | 0 | 0 | |
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 640 | 750,000 | SH | DFND | 2 | 750,000 | 0 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 4,127 | 35,130 | SH | DFND | 7 | 35,130 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | NOTE 9/1 | 83417MAD6 | 1,701 | 1,370,000 | SH | DFND | 2 | 1,370,000 | 0 | 0 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 3,321 | 2,765,000 | SH | DFND | 2 | 2,765,000 | 0 | 0 | |
SPIRIT RLTY CAP INC NEW | COM NEW | 84860W300 | 2,099 | 52,579 | SH | DFND | 7 | 52,579 | 0 | 0 | |
SPLUNK INC | NOTE 1.125% 6/1 | 848637AF1 | 3,396 | 4,025,000 | SH | DFND | 2 | 4,025,000 | 0 | 0 | |
SPOTIFY USA INC | NOTE 3/1 | 84921RAB6 | 664 | 825,000 | SH | DFND | 2 | 825,000 | 0 | 0 | |
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 3,577 | 3,760,000 | SH | DFND | 2 | 3,760,000 | 0 | 0 | |
STAG INDL INC | COM | 85254J102 | 1,528 | 47,286 | SH | DFND | 7 | 47,286 | 0 | 0 | |
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 850 | 50,940 | SH | DFND | 50,940 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 565 | 33,900 | SH | DFND | 33,900 | 0 | 0 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 345 | 20,700 | SH | DFND | 20,700 | 0 | 0 | ||
SUN CMNTYS INC | COM | 866674104 | 4,490 | 31,400 | SH | DFND | 7 | 31,400 | 0 | 0 | |
TELADOC HEALTH INC | NOTE 1.250% 6/0 | 87918AAF2 | 269 | 350,000 | SH | DFND | 2 | 350,000 | 0 | 0 | |
UDR INC | COM | 902653104 | 3,141 | 81,108 | SH | DFND | 7 | 81,108 | 0 | 0 | |
UBER TECHNOLOGIES INC | NOTE 12/1 | 90353TAJ9 | 3,158 | 3,750,000 | SH | DFND | 2 | 3,750,000 | 0 | 0 | |
UIPATH INC | CL A | 90364P105 | 59 | 4,640 | SH | DFND | 7 | 4,640 | 0 | 0 | |
UIPATH INC | CL A | 90364P105 | 236 | 18,558 | SH | DFND | 18,558 | 0 | 0 | ||
VMG CONSUMER ACQUISITION COR | CLASS A COM | 91842V102 | 5,075 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
VMG CONSUMER ACQUISITION COR | *W EXP 11/03/202 | 91842V110 | 10 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 51,784 | 668,091 | SH | DFND | 7 | 668,091 | 0 | 0 | |
VENTAS INC | COM | 92276F100 | 3,329 | 73,897 | SH | DFND | 7 | 73,897 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 5,944 | 183,472 | SH | DFND | 7 | 183,472 | 0 | 0 | |
WELLTOWER INC | COM | 95040Q104 | 1,260 | 19,223 | SH | DFND | 7 | 19,223 | 0 | 0 | |
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 714 | 750,000 | SH | DFND | 2 | 750,000 | 0 | 0 | |
ZILLOW GROUP INC | NOTE 1.375% 9/0 | 98954MAG6 | 2,292 | 2,275,000 | SH | DFND | 2 | 2,275,000 | 0 | 0 | |
NU HLDGS LTD | ORD SHS CL A | G6683N103 | 1,030 | 253,177 | SH | DFND | 7 | 253,177 | 0 | 0 | |
NU HLDGS LTD | ORD SHS CL A | G6683N103 | 1,555 | 382,122 | SH | DFND | 382,122 | 0 | 0 |