UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
____________________
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 12, 2014 (November 10, 2014)
CĪON Investment Corporation
(Exact Name of Registrant as Specified in Charter)Maryland | 000-54755 | 45-3058280 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
| 3 Park Avenue, 36th Floor New York, New York 10016 | ||
| (Address of Principal Executive Offices) |
(212) 418-4700 | ||
| (Registrant’s telephone number, including area code) |
Not applicable | ||
| (Former name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
| Item 2.02. Results of Operations and Financial Condition. |
On November 12, 2014, CĪON Investment Corporation ("CĪON") issued a press release announcing its operating results for the period ended September 30, 2014. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated by reference herein.
Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On November 10, 2014, Keith S. Franz, CĪON's Chief Financial Officer, was appointed as Treasurer of CĪON. There are no understandings or arrangements between Mr. Franz and any other person pursuant to which Mr. Franz was selected as Treasurer of CĪON. There is no family relationship between Mr. Franz and any other director or executive officer of CĪON or any person nominated or chosen by CĪON to become a director or executive officer. There are no transactions in which Mr. Franz has an interest requiring disclosure under Item 404(a) of Regulation S-K.
| Item 9.01. Financial Statements and Exhibits. |
| (d) | Exhibits. |
| EXHIBIT NUMBER | DESCRIPTION | |
| 99.1 | Press release dated November 12, 2014 | |
| SIGNATURES |
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| CĪON Investment Corporation | ||
| Date: | November 12, 2014 | By: /s/ Michael A. Reisner |
| Co-President and Co-Chief Executive Officer | ||
EXHIBIT LIST
| EXHIBIT NUMBER | DESCRIPTION | |
| 99.1 | Press Release dated November 12, 2014 | |