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SC TO-I/A Filing
CION Investment (CION) SC TO-I/AIssuer tender offer statement (amended)
Filed: 5 Apr 17, 12:00am
As filed with the Securities and Exchange Commission on April 5, 2017 |
SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
SCHEDULE TO |
(Rule 14d-100) |
Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 |
(Amendment No. 1) |
CĪON INVESTMENT CORPORATION |
(Name of Subject Company (Issuer)) |
CĪON INVESTMENT CORPORATION |
(Names of filing Persons (Offeror and Issuer)) |
Common Stock, Par Value $0.001 per share |
(Title of Class of Securities) |
17259U 105 |
(CUSIP Number of Class of Securities) |
Michael A. Reisner |
Co-Chief Executive Officer |
CĪON Investment Corporation |
3 Park Avenue, 36th Floor |
New York, NY 10016 |
(212) 418-4700 |
(Name, address and telephone number of person authorized to receive notices and communications on behalf of filing persons) |
Copies to: |
Richard Horowitz, Esq. |
Matthew Kerfoot, Esq. |
Dechert LLP |
1095 Avenue of the Americas |
New York, NY 10036 |
Tel: (212) 698-3500 |
Fax: (212) 698-3599 |
TRANSACTION VALUATION | AMOUNT OF FILING FEE | |
$36,195,516.02 | $4,195.06* |
* | The Filing Fee is calculated in accordance with Rule 0-11(b) of the Securities Exchange Act of 1934, as amended, and equals $115.90 for each $1,000,000 of the value of the transaction. |
þ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates: |
¨ | Third-party tender offer subject to Rule 14d-1. |
þ | Issuer tender offer subject to Rule 13e-4. |
¨ | Going-private transaction subject to Rule 13e-3. |
¨ | Amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: þ |
CĪON Investment Corporation | ||
By: /s/ Michael A. Reisner | ||
Name: Michael A. Reisner Title: Co-Chief Executive Officer |