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SC 13D/A Filing
PBF Energy (PBF) SC 13D/APBF Energy / HELU CARLOS SLIM ownership change
Filed: 2 Dec 24, 5:14pm
CUSIP No. 69318G106 | Schedule 13D | Page 2 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Carlos Slim Helú | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 3 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Carlos Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 4 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Marco Antonio Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 5 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Patrick Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 6 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
María Soumaya Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 7 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Vanessa Paola Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 8 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Johanna Monique Slim Domit | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 9 of 13 |
1 | NAMES OF REPORTING PERSONS | ||||
Control Empresarial de Capitales, S.A. de C.V. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) | ☐ | ||
(b) | ☐ | ||||
3 | SEC USE ONLY | ||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||
WC | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(D) OR 2(E) | ☐ | |||
Not applicable | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United Mexican States | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 7 | SOLE VOTING POWER | |||
0 | |||||
8 | SHARED VOTING POWER | ||||
27,563,498 Class A Common Shares | |||||
9 | SOLE DISPOSITIVE POWER | ||||
0 | |||||
10 | SHARED DISPOSITIVE POWER | ||||
27,563,498 Class A Common Shares | |||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
27,563,498 Class A Common Shares | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ☐ | |||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||
23.9% of the total Class A Common Shares outstanding(1) | |||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
HC, CO | |||||
CUSIP No. 69318G106 | Schedule 13D | Page 10 of 13 |
Item 1. | Security and Issuer |
Item 3. | Source and Amount of Funds or Other Consideration |
Item 5. | Interest in Securities of the Issuer |
CUSIP No. 69318G106 | Schedule 13D | Page 11 of 13 |
Carlos Slim Helú | ||||
Carlos Slim Domit | By: | /s/Marco Antonio Slim Domit | ||
Marco Antonio Slim Domit | ||||
Marco Antonio Slim Domit | Attorney-in-Fact* | |||
December 2, 2024 | ||||
Patrick Slim Domit | ||||
María Soumaya Slim Domit | ||||
Vanessa Paola Slim Domit | ||||
Johanna Monique Slim Domit | ||||
CONTROL EMPRESARIAL DE CAPITALES S.A. DE C.V. | ||||
By: | Víctor Manuel Gutierrez Lopez | |
Title: | Attorney-in-Fact |
CUSIP No. 69318G106 | Schedule 13D | Page 12 of 13 |
Reporting Person | Type of Transaction | Trade Date | Number of Shares | Price per Share | ||||||
Control Empresarial | Purchase | 11/11/2024 | 40,000 | $ | 29.9782 | (1) | ||||
Control Empresarial | Purchase | 11/12/2024 | 40,000 | $ | 30.0925 | (2) | ||||
Control Empresarial | Purchase | 11/13/2024 | 40,000 | $ | 29.4882 | (3) | ||||
Control Empresarial | Purchase | 11/14/2024 | 115,000 | $ | 29.9873 | (4) | ||||
Control Empresarial | Purchase | 11/19/2024 | 100,000 | $ | 31.2777 | (5) | ||||
Control Empresarial | Purchase | 11/20/2024 | 150,000 | $ | 31.3842 | (6) | ||||
Control Empresarial | Purchase | 11/25/2024 | 57,000 | $ | 31.6953 | (7) | ||||
Control Empresarial | Purchase | 11/26/2024 | 220,000 | $ | 31.4499 | (8) | ||||
Control Empresarial | Purchase | 11/27/2024 | 409,000 | $ | 31.5818 | (9) | ||||
Control Empresarial | Purchase | 11/29/2024 | 195,000 | $ | 31.1207 | (10) |
CUSIP No. 69318G106 | Schedule 13D | Page 13 of 13 |